Location: Brooklyn, NY
CIK: 0001860998 · Show all filings
Period: Q2 2023 (← Previous) (Next →)
Filing Date: Aug 14, 2023
Total Value: $455M (66.9% shares, 33.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | COHERENT CORP | 228,068 | $51.79M | 11.4% | $227.08 | $221.96 | — | 6% CONV PFD A | 19247G206 |
| OXY | OCCIDENTAL PETE CORP | 510,893 | $30.04M | 6.6% | $58.80 * | $63.80 | -10.2% | COM | 674599105 |
| OXY | OCCIDENTAL PETE CORP | 428,500 | $25.2M | 5.5% | $58.80 * | $63.80 | -10.2% | Put | 674599105 |
| — | RBC BEARINGS INC | 177,656 | $18.83M | 4.1% | $106.00 | $106.61 | — | 5% CNV PFD SR A | 75524B203 |
| RBC | RBC BEARINGS INC | 73,600 | $16.01M | 3.5% | $217.47 | — | — | Put | 75524B104 |
| — | ROYAL CARIBBEAN CRUISES LTD. 6 08/15/2025 | 7,000,000 | $15.39M | 3.4% | $2.20 | $2.20 | — | FIXED INCOME | 780153BP6 |
| — | SPIRIT AIRLS INC | 8,340,000 | $13.97M | 3.1% | $1.68 | $1.94 | — | NOTE 4.750% 5/1 | 848577AA0 |
| — | AMERICAN AIRLINES GROUP INC | 10,000,000 | $12.81M | 2.8% | $1.28 | $1.25 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| — | COLONY CAPITAL OPERATING CO 5.75 07/15/2025 | 7,397,000 | $12.12M | 2.7% | $1.64 | $1.64 | — | FIXED INCOME | 19626LAA5 |
| — | EPR PPTYS | 567,840 | $11.98M | 2.6% | $21.10 | $24.19 | — | PFD C CV 5.75% | 26884U208 |
| — | ALGONQUIN PWR UTILS CORP | 401,465 | $11.84M | 2.6% | $29.50 | $29.50 | — | UNIT 06/15/2024 | 015857873 |
| OXY | OCCIDENTAL PETE CORP | 196,000 | $11.52M | 2.5% | $58.80 * | $63.80 | -10.2% | Call | 674599105 |
| — | NCL CORP LTD | 6,908,000 | $11.45M | 2.5% | $1.66 | $1.66 | — | NOTE 6.000% 5/1 | 62886HAT8 |
| — | CARNIVAL CORP | 4,869,000 | $9.614M | 2.1% | $1.97 | $1.97 | — | NOTE 5.750%10/0 | 143658BT8 |
| OXY/WS | OCCIDENTAL PETE CORP | 251,370 | $9.381M | 2.1% | $37.32 | $35.33 | — | *W EXP 08/03/202 | 674599162 |
| — | TRANSOCEAN INC. 144A 4.625 09/30/2029 | 4,000,000 | $8.947M | 2.0% | $2.24 | $2.24 | — | FIXED INCOME | 893830BU2 |
| — | UNITED STATES STL CORP | 3,629,000 | $7.093M | 1.6% | $1.95 | $2.33 | — | NOTE 5.000%11/0 | 912909AT5 |
| — | BROOKDALE SR LIVING INC | 108,242 | $6.693M | 1.5% | $61.83 | $47.96 | — | UNIT 11/15/2025 | 112463302 |
| — | VERTEX ENERGY INC | 1,037,295 | $6.483M | 1.4% | $6.25 | $6.25 | — | COM | 92534K107 |
| — | ENOVIX CORP 144A 3 05/01/2028 | 4,750,000 | $6.313M | 1.4% | $1.33 | $1.33 | — | FIXED INCOME | 293594AC1 |
| — | CINEMARK HLDGS INC | 4,500,000 | $6.14M | 1.3% | $1.36 | $1.36 | — | NOTE 4.500% 8/1 | 17243VAB8 |
| — | KKR & CO INC | 91,711 | $6.062M | 1.3% | $66.10 | $65.87 | — | 6% MCONV PFD C | 48251W401 |
| — | NOVAVAX INC. 144A 5 12/15/2027 | 7,200,000 | $5.346M | 1.2% | $0.74 | $0.74 | — | FIXED INCOME | 670002AC8 |
| — | SABRE CORP | 107,790 | $5.065M | 1.1% | $46.99 | $92.57 | — | 6.50% CONV PFD A | 78573M203 |
| — | PIONEER NAT RES CO | 2,250,000 | $4.947M | 1.1% | $2.20 | $2.20 | — | NOTE 0.250% 5/1 | 723787AP2 |
| GTX | GARRETT MOTION INC | 647,344 | $4.9M | 1.1% | $7.57 * | $8.02 | 0.0% | COM | 366505105 |
| VRRM | VERRA MOBILITY CORP | 248,201 | $4.895M | 1.1% | $19.72 * | $17.66 | 0.0% | CL A COM STK | 92511U102 |
| — | PG&E CORP | 28,597 | $4.276M | 0.9% | $149.51 | $130.30 | — | UNIT 08/16/2023 | 69331C140 |
| — | LUMENTUM HOLDINGS INC. 144A 1.5 12/15/2029 | 4,000,000 | $4.136M | 0.9% | $1.03 | $1.03 | — | FIXED INCOME | 55024UAG4 |
| — | CTO REALTY GROWTH INC. 3.875 04/15/2025 | 3,596,000 | $3.962M | 0.9% | $1.10 | $1.10 | — | FIXED INCOME | 210226AD8 |
| — | VERTEX ENERGY INC | 578,300 | $3.614M | 0.8% | $6.25 | $6.25 | — | Put | 92534K107 |
| — | NIO INC | 3,000,000 | $3.611M | 0.8% | $1.20 | $1.20 | — | NOTE 4.500% 2/0 | 62914VAB2 |
| — | PEABODY ENGR CORP | 2,500,000 | $3.383M | 0.7% | $1.35 | $1.35 | — | NOTE 3.250% 3/0 | 704551AD2 |
| — | CHART INDS INC | 50,671 | $3.301M | 0.7% | $65.14 | $57.56 | — | 6.75DP CNV PFD B | 16115Q407 |
| RCL | ROYAL CARIBBEAN GROUP | 31,600 | $3.278M | 0.7% | $103.74 | — | — | Call | V7780T103 |
| — | LI AUTO INC | 2,390,000 | $3.258M | 0.7% | $1.36 | $1.36 | — | NOTE 0.250% 5/0 | 50202MAB8 |
| — | NISOURCE INC | 31,777 | $3.233M | 0.7% | $101.75 | $102.09 | — | UNIT 12/01/2023 | 65473P121 |
| COHR | COHERENT CORP | 63,200 | $3.222M | 0.7% | $50.98 | — | — | Call | 19247G107 |
| AAL | AMERICAN AIRLS GROUP INC | 173,800 | $3.118M | 0.7% | $17.94 | — | — | Put | 02376R102 |
| — | HERBALIFE NUTRITION LTD. 144A 4.25 06/15/2028 | 3,000,000 | $3.105M | 0.7% | $1.03 | $1.03 | — | FIXED INCOME | 42703MAE3 |
| CCL | CARNIVAL CORP | 162,400 | $3.058M | 0.7% | $18.83 | — | — | Call | 143658300 |
| — | STEM INC. 144A 4.25 04/01/2030 | 3,000,000 | $3.002M | 0.7% | $1.00 | $1.00 | — | FIXED INCOME | 85859NAC6 |
| GTX | GARRETT MOTION INC | 379,700 | $2.874M | 0.6% | $7.57 * | $8.02 | 0.0% | Put | 366505105 |
| FLR | FLUOR CORP NEW | 97,000 | $2.871M | 0.6% | $29.60 | — | — | Put | 343412102 |
| ASTS | AST SPACEMOBILE INC | 599,000 | $2.815M | 0.6% | $4.70 * | $6.87 | -24.5% | Call | 00217D100 |
| TH | TARGET HOSPITALITY CORP | 207,803 | $2.789M | 0.6% | $13.42 * | $13.84 | 0.0% | COM | 87615L107 |
| — | ENCORE CAP GROUP INC | 2,000,000 | $2.627M | 0.6% | $1.31 | $1.55 | — | NOTE 3.250%10/0 | 292554AM4 |
| TH | TARGET HOSPITALITY CORP | 182,600 | $2.45M | 0.5% | $13.42 * | $13.84 | 0.0% | Call | 87615L107 |
| COHR | COHERENT CORP | 45,200 | $2.304M | 0.5% | $50.98 | — | — | Put | 19247G107 |
| SPY | SPDR S&P 500 ETF TR | 5,000 | $2.216M | 0.5% | $443.28 | — | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 5,000 | $2.216M | 0.5% | $443.28 | — | — | Call | 78462F103 |
| — | SAREPTA THERAPEUTICS INC 1.25 09/15/2027 | 2,000,000 | $2.163M | 0.5% | $1.08 | $1.08 | — | FIXED INCOME | 803607AC4 |
| FLR | FLUOR CORP NEW | 72,200 | $2.137M | 0.5% | $29.60 | — | — | Call | 343412102 |
| EPR | EPR PPTYS | 41,400 | $1.938M | 0.4% | $46.80 | — | — | Call | 26884U109 |
| — | SELINA HOSPITALITY PLC 6 11/01/2026 | 5,250,000 | $1.929M | 0.4% | $0.37 | $0.37 | — | FIXED INCOME | 81635BAA6 |
| — | FISKER INC. 144A 2.5 09/15/2026 | 4,078,000 | $1.856M | 0.4% | $0.46 | $0.46 | — | FIXED INCOME | 33813JAA4 |
| RBC | RBC BEARINGS INC | 8,000 | $1.74M | 0.4% | $217.47 | — | — | Call | 75524B104 |
| — | AST SPACEMOBILE INC | 1,262,753 | $1.679M | 0.4% | $1.33 | $2.65 | — | *W EXP 04/06/202 | 00217D118 |
| VRRM | VERRA MOBILITY CORP | 84,800 | $1.672M | 0.4% | $19.72 * | $17.66 | 0.0% | Call | 92511U102 |
| — | TARGET HOSPITALITY CORP | 471,701 | $1.613M | 0.4% | $3.42 | $4.70 | — | *W EXP 03/15/202 | 87615L115 |
| NEE | NEXTERA ENERGY INC | 19,000 | $1.41M | 0.3% | $74.20 | — | — | Put | 65339F101 |
| ENVX | ENOVIX CORPORATION | 74,700 | $1.348M | 0.3% | $18.04 | — | — | Put | 293594107 |
| EXE | CHESAPEAKE ENERGY CORP | 15,500 | $1.297M | 0.3% | $83.68 | — | — | Put | 165167735 |
| — | VIRGIN GALACTIC HLDS INC 144 2.5 02/01/2027 | 2,280,000 | $1.167M | 0.3% | $0.51 | $0.51 | — | FIXED INCOME | 92766KAA4 |
| NVAX | NOVAVAX INC | 151,935 | $1.129M | 0.2% | $7.43 * | $7.86 | 0.0% | COM NEW | 670002401 |
| — | SOCIAL CAP SUVRETTA HLDS CP | 106,223 | $1.099M | 0.2% | $10.35 | $10.35 | — | CLASS A ORD SHS | G8253Y105 |
| SOFI | SOFI TECHNOLOGIES INC | 129,800 | $1.083M | 0.2% | $8.34 * | $6.52 | 0.0% | COM | 83406F102 |
| SOFI | SOFI TECHNOLOGIES INC | 129,800 | $1.083M | 0.2% | $8.34 * | $6.52 | 0.0% | Put | 83406F102 |
| — | MICROSTRATEGY INC | 950,000 | $1.027M | 0.2% | $1.08 | $1.24 | — | NOTE 0.750%12/1 | 594972AC5 |
| — | DYNAVAX TECHNOLOGIES CORP | 725,000 | $1.015M | 0.2% | $1.40 | $1.45 | — | NOTE 2.500% 5/1 | 268158AD4 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 45,700 | $995K | 0.2% | $21.77 | — | — | Call | G66721104 |
| — | VIRGIN GALACTIC HOLDINGS INC | 245,000 | $951K | 0.2% | $3.88 | $3.73 | — | Put | 92766K106 |
| MSTR | MICROSTRATEGY INC | 2,600 | $890K | 0.2% | $342.42 | — | — | Call | 594972408 |
| SABR | SABRE CORP | 279,000 | $890K | 0.2% | $3.19 | — | — | Call | 78573M104 |
| TH | TARGET HOSPITALITY CORP | 65,900 | $884K | 0.2% | $13.42 * | $13.84 | 0.0% | Put | 87615L107 |
| ENVX | ENOVIX CORPORATION | 45,000 | $812K | 0.2% | $18.04 | — | — | Call | 293594107 |
| AQN | ALGONQUIN PWR UTILS CORP | 96,300 | $795K | 0.2% | $8.26 | — | — | Call | 015857105 |
| — | SPIRIT AIRLS INC | 38,100 | $654K | 0.1% | $17.16 | — | — | Call | 848577102 |
| — | VIRGIN GALACTIC HOLDINGS INC | 165,000 | $640K | 0.1% | $3.88 | $3.73 | — | Call | 92766K106 |
| NVAX | NOVAVAX INC | 78,500 | $583K | 0.1% | $7.43 * | $7.86 | 0.0% | Call | 670002401 |
| NVAX | NOVAVAX INC | 77,500 | $576K | 0.1% | $7.43 * | $7.86 | 0.0% | Put | 670002401 |
| HLF | HERBALIFE LTD | 41,600 | $551K | 0.1% | $13.24 | — | — | Put | G4412G101 |
| MSTR | MICROSTRATEGY INC | 1,500 | $514K | 0.1% | $342.42 | — | — | Put | 594972408 |
| INDI | INDIE SEMICONDUCTOR INC | 54,400 | $511K | 0.1% | $9.40 | — | — | Call | 45569U101 |
| CCL | CARNIVAL CORP | 20,000 | $377K | 0.1% | $18.83 | — | — | Put | 143658300 |
| PSFE | PAYSAFE LIMITED | 32,800 | $331K | 0.1% | $10.09 | — | — | Call | G6964L206 |
| — | FISKER INC | 56,300 | $318K | 0.1% | $5.64 | — | — | Call | 33813J106 |
| VRRM | VERRA MOBILITY CORP | 16,100 | $317K | 0.1% | $19.72 * | $17.66 | 0.0% | Put | 92511U102 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 617,518 | $296K | 0.1% | $0.48 | $0.47 | — | *W EXP 09/14/202 | 03214Q116 |
| OSW | ONESPAWORLD HOLDINGS LIMITED | 24,136 | $292K | 0.1% | $12.10 * | $11.40 | 0.0% | COM | P73684113 |
| — | INTERCEPT PHARMACEUTICALS IN | 26,000 | $288K | 0.1% | $11.06 | $13.53 | — | Put | 45845P108 |
| ZEVY | LIGHTNING EMOTORS INC | 76,900 | $277K | 0.1% | $3.60 | — | — | Call | 53228T200 |
| — | GINKGO BIOWORKS HOLDINGS INC | 143,800 | $267K | 0.1% | $1.86 | — | — | Call | 37611X100 |
| ASTS | AST SPACEMOBILE INC | 54,400 | $256K | 0.1% | $4.70 * | $6.87 | -24.5% | Put | 00217D100 |
| — | VERTEX ENERGY INC | 39,300 | $246K | 0.1% | $6.25 | $6.25 | — | Call | 92534K107 |
| BBAI/WS | BIGBEAR AI HLDGS INC | 1,093,481 | $241K | 0.1% | $0.22 | $0.28 | — | *W EXP 12/08/202 | 08975B117 |
| SABR | SABRE CORP | 73,100 | $233K | 0.1% | $3.19 | — | — | Put | 78573M104 |
| BTU | PEABODY ENERGY CORP | 10,400 | $225K | 0.0% | $21.66 | — | — | Put | 704551100 |
| — | INTERCEPT PHARMACEUTICALS IN | 19,877 | $220K | 0.0% | $11.06 | $13.53 | — | COM | 45845P108 |
| SRTA | BLADE AIR MOBILITY INC | 52,700 | $208K | 0.0% | $3.94 | — | — | Call | 092667104 |
| — | STEM INC | 31,200 | $178K | 0.0% | $5.72 | — | — | Call | 85859N102 |
| — | INTL GNRL INSURANCE HLDNGS L | 283,725 | $173K | 0.0% | $0.61 | $0.58 | — | *W EXP 03/17/202 | G4809J114 |
| — | SPIRIT AIRLS INC | 10,000 | $172K | 0.0% | $17.16 | — | — | Put | 848577102 |
| AQN | ALGONQUIN PWR UTILS CORP | 20,700 | $171K | 0.0% | $8.26 | — | — | Put | 015857105 |
| CNK | CINEMARK HLDGS INC | 9,000 | $149K | 0.0% | $16.50 | — | — | Call | 17243V102 |
| LEGWQ | THE LION ELECTRIC COMPANY | 278,369 | $120K | 0.0% | $0.43 | $0.43 | — | *W EXP 12/16/202 | 536221120 |
| GTLS | CHART INDS INC | 700 | $112K | 0.0% | $159.79 | — | — | Call | 16115Q308 |
| BXMT | BLACKSTONE MTG TR INC | 5,000 | $104K | 0.0% | $20.81 | — | — | Put | 09257W100 |
| — | 23ANDME HOLDING CO | 47,700 | $83,475 | 0.0% | $1.75 | — | — | Call | 90138Q108 |
| LVWR/WS | LIVEWIRE GROUP INC | 124,958 | $76,849 | 0.0% | $0.61 | $0.61 | — | *W EXP 09/26/202 | 53838J113 |
| — | STARWOOD PPTY TR INC | 73,000 | $74,460 | 0.0% | $1.02 | $1.02 | — | NOTE 6.750% 7/1 | 85571BBA2 |
| FFAIW | FARADAY FUTRE INTLGT ELCTR I | 1,687,730 | $71,391 | 0.0% | $0.04 | $0.70 | — | *W EXP 07/21/202 | 307359117 |
| — | FARADAY FUTRE INTLGT ELCTR I | 352,500 | $70,500 | 0.0% | $0.20 | $0.28 | — | Call | 307359109 |
| — | ASTRA SPACE INC | 190,500 | $70,218 | 0.0% | $0.37 | — | — | Call | 04634X103 |
| FREYEUR | FREYR BATTERY | 7,200 | $67,320 | 0.0% | $9.35 | — | — | Call | L4135L100 |
| EVEX/WS | EVE HLDG INC | 73,923 | $65,060 | 0.0% | $0.88 | $0.68 | — | *W EXP 05/09/202 | 29970N112 |
| — | UNITED STATES STL CORP NEW | 2,500 | $62,525 | 0.0% | $25.01 | — | — | Call | 912909108 |
| UPHL | UPHEALTH INC | 33,200 | $62,416 | 0.0% | $1.88 | — | — | Call | 91532B200 |
| RUM | RUMBLE INC | 6,900 | $61,548 | 0.0% | $8.92 | — | — | Call | 78137L105 |
| OSW | ONESPAWORLD HOLDINGS LIMITED | 5,000 | $60,500 | 0.0% | $12.10 * | $11.40 | 0.0% | Put | P73684113 |
| — | FISKER INC | 10,000 | $56,400 | 0.0% | $5.64 | — | — | Put | 33813J106 |
| F | FORD MTR CO DEL | 3,100 | $46,903 | 0.0% | $15.13 | — | — | Call | 345370860 |
| — | VIRGIN GALACTIC HOLDINGS INC | 11,400 | $44,232 | 0.0% | $3.88 | $3.73 | — | COM | 92766K106 |
| OPAD | OFFERPAD SOLUTIONS INC | 2,800 | $36,288 | 0.0% | $12.96 | — | — | Call | 67623L307 |
| BBAI | BIGBEAR AI HLDGS INC | 15,097 | $35,478 | 0.0% | $2.35 * | $2.53 | 0.0% | COM | 08975B109 |
| — | TRIUMPH GROUP INC NEW | 2,700 | $33,399 | 0.0% | $12.37 | — | — | Put | 896818101 |
| — | CUSTOM TRUCK ONE SOURCE INC | 111,030 | $27,758 | 0.0% | $0.25 | $0.39 | — | *W EXP 01/01/202 | 23204X111 |
| CYTK | CYTOKINETICS INC | 700 | $22,834 | 0.0% | $32.62 | — | — | Put | 23282W605 |
| — | CANOO INC | 45,400 | $21,765 | 0.0% | $0.48 | — | — | Call | 13803R102 |
| PSFE | PAYSAFE LIMITED | 2,100 | $21,189 | 0.0% | $10.09 | — | — | Put | G6964L206 |
| — | IRONNET INC | 96,900 | $20,223 | 0.0% | $0.21 | $0.24 | — | Call | 46323Q105 |
| AFRIW | FORAFRIC GLOBAL PLC | 16,300 | $15,485 | 0.0% | $0.95 | $0.31 | — | *W EXP 06/09/202 | X3R81D110 |
| BBAI | BIGBEAR AI HLDGS INC | 6,100 | $14,335 | 0.0% | $2.35 * | $2.53 | 0.0% | Call | 08975B109 |
| — | BRILLIANT ACQUISITION CORP | 100,000 | $14,000 | 0.0% | $0.14 | $0.14 | — | RIGHT 99/99/9999 | G1643W137 |
| CRC | CALIFORNIA RES CORP | 300 | $13,587 | 0.0% | $45.29 | — | — | Put | 13057Q305 |
| — | EDOC ACQUISITION CORP | 100,000 | $12,520 | 0.0% | $0.13 | $0.13 | — | RIGHT 11/30/2027 | G4000A136 |
| — | LIGHTNING EMOTORS INC | 392,968 | $11,946 | 0.0% | $0.03 | $0.85 | — | *W EXP 05/18/202 | 53228T119 |
| — | CANO HEALTH INC | 7,400 | $10,286 | 0.0% | $1.39 | — | — | Call | 13781Y103 |
| — | FAZE HOLDINGS INC | 20,100 | $9,909 | 0.0% | $0.49 | — | — | Call | 31423J102 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 290,052 | $9,862 | 0.0% | $0.03 | $0.03 | — | *W EXP 12/18/202 | 186760112 |
| ASCRF | A SPAC II ACQUISITION CORP | 100,000 | $9,500 | 0.0% | $0.10 | $0.10 | — | RIGHT 10/15/2026 | G0543H133 |
| — | FARADAY FUTRE INTLGT ELCTR I | 47,500 | $9,500 | 0.0% | $0.20 | $0.28 | — | COM | 307359109 |
| — | IRONNET INC | 43,823 | $9,146 | 0.0% | $0.21 | $0.24 | — | COM | 46323Q105 |
| — | FAZE HOLDINGS INC | 257,905 | $5,958 | 0.0% | $0.02 | $0.55 | — | *W EXP 03/01/202 | 31423J110 |
| GETY | GETTY IMAGES HOLDINGS INC | 1,200 | $5,856 | 0.0% | $4.88 | — | — | Call | 374275105 |
| — | BLACKSKY TECHNOLOGY INC | 2,500 | $5,550 | 0.0% | $2.22 | — | — | Call | 09263B108 |
| — | CANO HEALTH INC | 3,600 | $5,004 | 0.0% | $1.39 | — | — | Put | 13781Y103 |
| — | BRIDGETOWN HOLDINGS LTD | 19,785 | $4,907 | 0.0% | $0.25 | $0.25 | — | *W EXP 09/30/202 | G1355U121 |
| EPR | EPR PPTYS | 100 | $4,680 | 0.0% | $46.80 | — | — | Put | 26884U109 |
| — | IRONNET INC | 290,781 | $4,653 | 0.0% | $0.02 | $1.07 | — | *W EXP 08/26/202 | 46323Q113 |
| — | EAST RES ACQUISITION CO | 16,261 | $4,456 | 0.0% | $0.27 | $0.55 | — | *W EXP 07/01/202 | 274681113 |
| RCKTW | ROCKET PHARMACEUTICALS INC | 23,288 | $4,425 | 0.0% | $0.19 | $0.11 | — | *W EXP 09/02/202 | 77313F114 |
| — | GSR II METEORA ACQUISITN COR | 25,000 | $3,375 | 0.0% | $0.14 | $0.16 | — | *W EXP 02/24/202 | 36263W121 |
| CSSLQ | CHICKEN SOUP FOR THE SOUL EN | 156,418 | $2,831 | 0.0% | $0.02 | $0.06 | — | *W EXP 10/22/202 | 16842Q134 |
| ILLRW | AGBA GROUP HOLDING LTD | 46,220 | $2,773 | 0.0% | $0.06 | $0.06 | — | *W EXP 03/15/202 | G01212110 |
| KPLTW | KATAPULT HOLDINGS INC | 65,000 | $2,535 | 0.0% | $0.04 | $0.57 | — | *W EXP 06/09/202 | 485859110 |
| — | APEXIGEN INC | 73,130 | $2,484 | 0.0% | $0.03 | $0.22 | — | *W EXP 07/29/202 | 03759B110 |
| — | MEDIGUS LTD | 67,920 | $2,309 | 0.0% | $0.03 | $0.03 | — | *W EXP 07/22/202 | 58471G128 |
| COEPW | COEPTIS THERAPEUTICS HLDGS I | 29,180 | $2,043 | 0.0% | $0.07 | $0.07 | — | *W EXP 12/31/202 | 19207A116 |
| — | BROOGE ENERGY LTD | 100,000 | $1,970 | 0.0% | $0.02 | $0.02 | — | *W EXP 12/20/202 | G1611B115 |
| EVTWF | VERTICAL AEROSPACE LTD | 10,881 | $1,959 | 0.0% | $0.18 | $0.18 | — | *W EXP 09/15/202 | G9471C115 |
| — | SHUAA PARTNERS ACQUISTN CORP | 33,285 | $1,914 | 0.0% | $0.06 | $0.06 | — | *W EXP 02/24/202 | G81173117 |
| PRSTW | PRESTO AUTOMATION INC | 13,352 | $1,869 | 0.0% | $0.14 | $0.07 | — | *W EXP 09/21/202 | 74113T113 |
| AGLWQ | AGILETHOUGHT INC | 46,807 | $1,760 | 0.0% | $0.04 | $0.04 | — | *W EXP 08/23/202 | 00857F118 |
| CLRRF | CLIMATEROCK | 19,600 | $1,666 | 0.0% | $0.09 | $0.09 | — | RIGHT 10/31/2028 | G2311X134 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 155,696 | $1,573 | 0.0% | $0.01 | $0.01 | — | *W EXP 09/29/202 | 81947T110 |
| — | APPHARVEST INC | 4,100 | $1,517 | 0.0% | $0.37 | — | — | Call | 03783T103 |
| — | CHENGHE ACQUISITION CO | 26,250 | $1,341 | 0.0% | $0.05 | $0.05 | — | *W EXP 04/22/202 | G2086M123 |
| UPHLW | UPHEALTH INC | 61,593 | $1,226 | 0.0% | $0.02 | $0.29 | — | *W EXP 06/08/202 | 91532B119 |
| — | VIVEON HEALTH ACQUISITION CO | 60,777 | $1,216 | 0.0% | $0.02 | $0.21 | — | *W EXP 99/99/999 | 92853V114 |
| — | INTERCEPT PHARMACEUTICALS IN | 100 | $1,106 | 0.0% | $11.06 | $13.53 | — | Call | 45845P108 |
| — | GLOBALINK INVT INC | 50,000 | $1,000 | 0.0% | $0.02 | $0.06 | — | *W EXP 12/03/202 | 37892F125 |
| CLVT | CLARIVATE PLC | 100 | $953 | 0.0% | $9.53 | — | — | Call | G21810109 |
| — | FG MERGER CORP | 16,750 | $896 | 0.0% | $0.05 | $0.18 | — | *W EXP 06/17/202 | 30324Y119 |
| OPFI/WS | OPPFI INC | 12,049 | $843 | 0.0% | $0.07 | $0.69 | — | *W EXP 07/20/202 | 68386H111 |
| — | EDIFY ACQUISITION CORP | 22,620 | $805 | 0.0% | $0.04 | $0.53 | — | *W EXP 11/25/202 | 28059Q111 |
| — | UCOMMUNE INTERNATIONAL LTD | 48,592 | $743 | 0.0% | $0.02 | $0.08 | — | *W EXP 11/01/202 | G9449A118 |
| ASCWF | A SPAC II ACQUISITION CORP | 37,996 | $574 | 0.0% | $0.02 | $0.02 | — | *W EXP 10/15/202 | G0543H117 |
| — | FARADAY FUTRE INTLGT ELCTR I | 2,400 | $480 | 0.0% | $0.20 | $0.28 | — | Put | 307359109 |
| ANGHW | ANGHAMI INC | 20,000 | $436 | 0.0% | $0.02 | $0.42 | — | *W EXP 02/03/202 | G0369L119 |
| ICUCW | SEASTAR MEDICAL HOLDING CORP | 10,000 | $365 | 0.0% | $0.04 | $0.09 | — | *W EXP 10/28/202 | 81256L112 |
| — | CURIOSITYSTREAM INC | 10,000 | $350 | 0.0% | $0.04 | $1.20 | — | *W EXP 10/14/202 | 23130Q115 |
| DFNSW | BRILLIANT ACQUISITION CORP | 18,650 | $336 | 0.0% | $0.02 | $0.02 | — | *W EXP 03/30/202 | G1643W129 |
| — | EDOC ACQUISITION CORP | 20,200 | $283 | 0.0% | $0.01 | $0.01 | — | *W EXP 11/30/202 | G4000A110 |
| — | SHARECARE INC | 100 | $175 | 0.0% | $1.75 | — | — | Call | 81948W104 |
| — | SPIRE GLOBAL INC | 100 | $52 | 0.0% | $0.52 | — | — | Call | 848560108 |
| — | FAZE HOLDINGS INC | 100 | $49 | 0.0% | $0.49 | — | — | Put | 31423J102 |