Location: Brooklyn, NY
CIK: 0001860998 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value: $407M (58.7% shares, 41.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| OXY | OCCIDENTAL PETE CORP | 400,325 | $25.97M | 6.4% | $64.88 * | $63.80 | -5.5% | COM | 674599105 |
| OXY | OCCIDENTAL PETE CORP | 368,400 | $23.9M | 5.9% | $64.88 * | $63.80 | -5.5% | Put | 674599105 |
| — | RBC BEARINGS INC | 174,224 | $19.18M | 4.7% | $110.11 | $106.61 | — | 5% CNV PFD SR A | 75524B203 |
| RBC | RBC BEARINGS INC | 69,600 | $16.3M | 4.0% | $234.13 | — | — | Put | 75524B104 |
| — | COLONY CAPITAL OPERATING CO 5.75 Percent 07/15/2025 | 7,397,000 | $14.45M | 3.6% | $1.95 | $1.64 | — | FIXED INCOME | 19626LAA5 |
| — | AMERICAN AIRLINES GROUP INC | 13,225,000 | $14.11M | 3.5% | $1.07 | $1.20 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| — | CARNIVAL CORP | 9,369,000 | $14M | 3.4% | $1.49 | $1.74 | — | NOTE 5.750%10/0 | 143658BT8 |
| — | SPIRIT AIRLS INC | 8,340,000 | $14M | 3.4% | $1.68 | $1.94 | — | NOTE 4.750% 5/1 | 848577AA0 |
| OXY/WS | OCCIDENTAL PETE CORP | 298,915 | $12.93M | 3.2% | $43.25 | $36.59 | — | *W EXP 08/03/202 | 674599162 |
| SPY | SPDR S&P 500 ETF TR | 30,000 | $12.82M | 3.2% | $427.48 | — | — | Call | 78462F103 |
| — | ROYAL CARIBBEAN GROUP | 6,000,000 | $11.83M | 2.9% | $1.97 | $1.97 | — | NOTE 6.000% 8/1 | 780153BQ4 |
| — | ON SEMICONDUCTOR CORP | 2,500,000 | $11.2M | 2.8% | $4.48 | $4.48 | — | NOTE 1.625%10/1 | 682189AP0 |
| OXY | OCCIDENTAL PETE CORP | 161,200 | $10.46M | 2.6% | $64.88 * | $63.80 | -5.5% | Call | 674599105 |
| — | TRANSOCEAN INC. 144A 4.625 Percent 09/30/2029 | 4,000,000 | $10.38M | 2.6% | $2.59 | $2.24 | — | FIXED INCOME | 893830BU2 |
| — | NCL CORP LTD | 7,600,000 | $9.975M | 2.5% | $1.31 | $1.63 | — | NOTE 6.000% 5/1 | 62886HAT8 |
| — | EPR PPTYS | 531,334 | $9.925M | 2.4% | $18.68 | $24.19 | — | PFD C CV 5.75% | 26884U208 |
| — | ALGONQUIN PWR UTILS CORP | 437,782 | $9.452M | 2.3% | $21.59 | $28.84 | — | UNIT 06/15/2024 | 015857873 |
| — | APOLLO GLOBAL MGMT INC | 132,602 | $7.306M | 1.8% | $55.10 | $55.10 | — | SER A MAND CNV | 03769M304 |
| RBC | RBC BEARINGS INC | 29,500 | $6.907M | 1.7% | $234.13 | — | — | Call | 75524B104 |
| — | CINEMARK HLDGS INC | 4,500,000 | $6.57M | 1.6% | $1.46 | $1.36 | — | NOTE 4.500% 8/1 | 17243VAB8 |
| — | BROOKDALE SR LIVING INC | 111,833 | $6.518M | 1.6% | $58.28 | $48.29 | — | UNIT 11/15/2025 | 112463302 |
| — | CALIFORNIA RESOURCES CORP EXP10/23/2024 | 297,946 | $6.349M | 1.6% | $21.31 | $21.31 | — | WARR | 13057Q123 |
| — | TARGET HOSPITALITY CORP | 1,001,620 | $5.118M | 1.3% | $5.11 | $4.92 | — | *W EXP 03/15/202 | 87615L115 |
| — | ENOVIX CORP 144A 3 Percent 05/01/2028 | 4,750,000 | $5.053M | 1.2% | $1.06 | $1.33 | — | FIXED INCOME | 293594AC1 |
| — | CHART INDS INC | 75,521 | $5.036M | 1.2% | $66.68 | $60.56 | — | 6.75DP CNV PFD B | 16115Q407 |
| — | WAYFAIR INC | 4,000,000 | $4.816M | 1.2% | $1.20 | $1.20 | — | NOTE 3.250% 9/1 | 94419LAP6 |
| GTX | GARRETT MOTION INC | 597,940 | $4.712M | 1.2% | $7.88 * | $8.02 | -4.0% | COM | 366505105 |
| — | NOVAVAX INC. 144A 5 Percent 12/15/2027 | 6,200,000 | $4.681M | 1.2% | $0.76 | $0.74 | — | FIXED INCOME | 670002AC8 |
| — | STEM INC. 144A 4.25 Percent 04/01/2030 | 5,750,000 | $4.64M | 1.1% | $0.81 | $0.91 | — | FIXED INCOME | 85859NAC6 |
| — | RIVIAN AUTOMOTIVE INC 144A 4.625 Percent 03/15/2029 | 3,000,000 | $4.344M | 1.1% | $1.45 | $1.45 | — | FIXED INCOME | 76954AAA1 |
| — | DYNAVAX TECHNOLOGIES CORP | 2,725,000 | $4.15M | 1.0% | $1.52 | $1.50 | — | NOTE 2.500% 5/1 | 268158AD4 |
| — | LI AUTO INC | 2,915,000 | $4.116M | 1.0% | $1.41 | $1.37 | — | NOTE 0.250% 5/0 | 50202MAB8 |
| — | CTO REALTY GROWTH INC. 3.875 Percent 04/15/2025 | 3,596,000 | $3.835M | 0.9% | $1.07 | $1.10 | — | FIXED INCOME | 210226AD8 |
| FLR | FLUOR CORP NEW | 90,300 | $3.314M | 0.8% | $36.70 | — | — | Put | 343412102 |
| — | GREAT AJAX CORP | 131,211 | $3.165M | 0.8% | $24.12 | $24.12 | — | 7.25 CV SR NT 24 | 38983D409 |
| FLR | FLUOR CORP NEW | 78,500 | $2.881M | 0.7% | $36.70 | — | — | Call | 343412102 |
| GTX | GARRETT MOTION INC | 356,100 | $2.806M | 0.7% | $7.88 * | $8.02 | -4.0% | Put | 366505105 |
| — | MICROSTRATEGY INC | 2,492,000 | $2.687M | 0.7% | $1.08 | $1.14 | — | NOTE 0.750%12/1 | 594972AC5 |
| TH | TARGET HOSPITALITY CORP | 166,100 | $2.638M | 0.6% | $15.88 * | $13.84 | +1.9% | Call | 87615L107 |
| VRRM | VERRA MOBILITY CORP | 140,705 | $2.631M | 0.6% | $18.70 * | $17.66 | +9.8% | CL A COM STK | 92511U102 |
| — | VERTEX ENERGY INC | 570,900 | $2.541M | 0.6% | $4.45 | $6.25 | — | Put | 92534K107 |
| — | ROYAL CARIBBEAN GROUP | 2,000,000 | $2.252M | 0.6% | $1.13 | $1.13 | — | NOTE 2.875%11/1 | 780153BF8 |
| — | SAREPTA THERAPEUTICS INC | 2,000,000 | $2.234M | 0.5% | $1.12 | $1.12 | — | NOTE 1.250% 9/1 | 803607AD2 |
| AAL | AMERICAN AIRLS GROUP INC | 171,600 | $2.198M | 0.5% | $12.81 | — | — | Put | 02376R102 |
| — | VERTEX ENERGY INC | 483,932 | $2.153M | 0.5% | $4.45 | $6.25 | — | COM | 92534K107 |
| — | HERBALIFE NUTRITION LTD. 144A 4.25 Percent 06/15/2028 | 2,000,000 | $2.137M | 0.5% | $1.07 | $1.03 | — | FIXED INCOME | 42703MAE3 |
| ASTS | AST SPACEMOBILE INC | 541,700 | $2.058M | 0.5% | $3.80 | — | — | Call | 00217D100 |
| CCL | CARNIVAL CORP | 147,400 | $2.022M | 0.5% | $13.72 | — | — | Call | 143658300 |
| — | INTERCEPT PHARMACEUTICALS IN | 2,000,000 | $1.958M | 0.5% | $0.98 | $0.98 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| — | KAMAN CORP | 2,000,000 | $1.941M | 0.5% | $0.97 | $0.97 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | FISKER INC. 144A 2.5 Percent 09/15/2026 | 3,578,000 | $1.827M | 0.4% | $0.51 | $0.46 | — | FIXED INCOME | 33813JAA4 |
| TH | TARGET HOSPITALITY CORP | 107,200 | $1.702M | 0.4% | $15.88 * | $13.84 | +1.9% | Put | 87615L107 |
| — | PEABODY ENGR CORP | 1,000,000 | $1.515M | 0.4% | $1.51 | $1.35 | — | NOTE 3.250% 3/0 | 704551AD2 |
| — | CSG SYSTEMS INTERNATIONAL IN 3.875 Percent 09/15/2028 | 1,500,000 | $1.46M | 0.4% | $0.97 | $0.97 | — | FIXED INCOME | 126349AG4 |
| EXE | CHESAPEAKE ENERGY CORP | 15,800 | $1.362M | 0.3% | $86.23 | — | — | Put | 165167735 |
| — | ARRAY TECHNOLOGIES INC | 1,146,000 | $1.309M | 0.3% | $1.14 | $1.14 | — | NOTE 1.000%12/0 | 04271TAB6 |
| — | NIO INC. 144A 4.625 Percent 10/15/2030 | 1,250,000 | $1.299M | 0.3% | $1.04 | $1.04 | — | FIXED INCOME | 62914VAH9 |
| — | ARBOR REALTY TRUST INC. 144A 7.5 Percent 08/01/2025 | 1,200,000 | $1.207M | 0.3% | $1.01 | $1.01 | — | FIXED INCOME | 038923AZ1 |
| ENVX | ENOVIX CORPORATION | 96,000 | $1.205M | 0.3% | $12.55 | — | — | Call | 293594107 |
| — | SPIRIT AIRLS INC | 72,300 | $1.193M | 0.3% | $16.50 | — | — | Call | 848577102 |
| — | FISKER INC | 184,500 | $1.184M | 0.3% | $6.42 | — | — | Call | 33813J106 |
| NEE | NEXTERA ENERGY INC | 19,000 | $1.089M | 0.3% | $57.29 | — | — | Put | 65339F101 |
| SOFI | SOFI TECHNOLOGIES INC | 129,800 | $1.037M | 0.3% | $7.99 * | $6.52 | +34.9% | Put | 83406F102 |
| SOFI | SOFI TECHNOLOGIES INC | 129,800 | $1.037M | 0.3% | $7.99 * | $6.52 | +34.9% | COM | 83406F102 |
| VRRM | VERRA MOBILITY CORP | 55,400 | $1.036M | 0.3% | $18.70 * | $17.66 | +9.8% | Put | 92511U102 |
| — | NIO INC. 144A 3.875 Percent 10/15/2029 | 1,000,000 | $1.03M | 0.3% | $1.03 | $1.03 | — | FIXED INCOME | 62914VAG1 |
| — | SPIRIT AIRLS INC | 59,200 | $977K | 0.2% | $16.50 | — | — | Put | 848577102 |
| — | HAT HOLDINGS I LLC 144A 3.75 Percent 08/15/2028 | 1,000,000 | $972K | 0.2% | $0.97 | $0.97 | — | FIXED INCOME | 418751AJ2 |
| — | LUMENTUM HOLDINGS INC. 144A 1.5 Percent 12/15/2029 | 1,000,000 | $909K | 0.2% | $0.91 | $1.03 | — | FIXED INCOME | 55024UAG4 |
| ENVX | ENOVIX CORPORATION | 72,300 | $907K | 0.2% | $12.55 | — | — | Put | 293594107 |
| MSTR | MICROSTRATEGY INC | 2,600 | $854K | 0.2% | $328.28 | — | — | Call | 594972408 |
| VFSWW | VINFAST AUTO LTD | 211,907 | $829K | 0.2% | $3.91 | $3.91 | — | *W EXP 08/11/202 | Y9390M111 |
| RCL | ROYAL CARIBBEAN GROUP | 8,000 | $737K | 0.2% | $92.14 | — | — | Call | V7780T103 |
| — | VERTEX ENERGY INC | 165,200 | $735K | 0.2% | $4.45 | $6.25 | — | Call | 92534K107 |
| — | AST SPACEMOBILE INC | 729,930 | $686K | 0.2% | $0.94 | $2.65 | — | *W EXP 04/06/202 | 00217D118 |
| NIO | NIO INC | 75,000 | $678K | 0.2% | $9.04 | — | — | Call | 62914V106 |
| NVAX | NOVAVAX INC | 86,366 | $625K | 0.2% | $7.24 * | $7.86 | +1.6% | COM NEW | 670002401 |
| — | NIO INC | 530,000 | $588K | 0.1% | $1.11 | $1.20 | — | NOTE 4.500% 2/0 | 62914VAB2 |
| — | FARADAY FUTRE INTLGT ELCTR I | 429,200 | $571K | 0.1% | $1.33 | — | — | Call | 307359505 |
| NVAX | NOVAVAX INC | 76,300 | $552K | 0.1% | $7.24 * | $7.86 | +1.6% | Call | 670002401 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 30,700 | $506K | 0.1% | $16.48 | — | — | Call | G66721104 |
| — | INTERCEPT PHARMACEUTICALS IN | 26,000 | $482K | 0.1% | $18.54 | $13.77 | — | Put | 45845P108 |
| BBAI | BIGBEAR AI HLDGS INC | 262,500 | $396K | 0.1% | $1.51 * | $2.34 | -25.7% | Call | 08975B109 |
| PSFE | PAYSAFE LIMITED | 32,800 | $393K | 0.1% | $11.99 | — | — | Call | G6964L206 |
| — | INTERCEPT PHARMACEUTICALS IN | 20,877 | $387K | 0.1% | $18.54 | $13.77 | — | COM | 45845P108 |
| — | FISKER INC | 59,500 | $382K | 0.1% | $6.42 | — | — | Put | 33813J106 |
| — | SELINA HOSPITALITY PLC 6 Percent 11/01/2026 | 5,250,000 | $368K | 0.1% | $0.07 | $0.37 | — | FIXED INCOME | 81635BAA6 |
| — | ASTRA SPACE INC | 190,500 | $352K | 0.1% | $1.85 | — | — | Call | 04634X202 |
| NVAX | NOVAVAX INC | 46,800 | $339K | 0.1% | $7.24 * | $7.86 | +1.6% | Put | 670002401 |
| — | UNITED STATES STL CORP NEW | 9,500 | $309K | 0.1% | $32.48 | — | — | Put | 912909108 |
| VFS | VINFAST AUTO LTD | 24,362 | $305K | 0.1% | $12.50 * | $18.89 | 0.0% | SHS | Y9390M103 |
| — | STEM INC | 65,200 | $276K | 0.1% | $4.24 | — | — | Put | 85859N102 |
| NIO | NIO INC | 30,000 | $271K | 0.1% | $9.04 | — | — | Put | 62914V106 |
| — | GINKGO BIOWORKS HOLDINGS INC | 143,800 | $260K | 0.1% | $1.81 | — | — | Call | 37611X100 |
| AQN | ALGONQUIN PWR UTILS CORP | 43,500 | $258K | 0.1% | $5.92 | — | — | Call | 015857105 |
| BTU | PEABODY ENERGY CORP | 9,400 | $244K | 0.1% | $25.99 | — | — | Put | 704551100 |
| — | UNITED STATES STL CORP | 90,000 | $222K | 0.1% | $2.46 | $2.33 | — | NOTE 5.000%11/0 | 912909AT5 |
| PCT | PURECYCLE TECHNOLOGIES INC | 37,500 | $210K | 0.1% | $5.61 * | $9.38 | 0.0% | Put | 74623V103 |
| PCT | PURECYCLE TECHNOLOGIES INC | 36,651 | $206K | 0.1% | $5.61 * | $9.38 | 0.0% | COM | 74623V103 |
| — | CANO HEALTH INC | 7,400 | $188K | 0.0% | $25.36 | — | — | Call | 13781Y103 |
| CNK | CINEMARK HLDGS INC | 9,000 | $165K | 0.0% | $18.35 | — | — | Call | 17243V102 |
| — | UNITED STATES STL CORP NEW | 5,000 | $162K | 0.0% | $32.48 | — | — | Call | 912909108 |
| LEGWQ | THE LION ELECTRIC COMPANY | 311,927 | $162K | 0.0% | $0.52 | $0.44 | — | *W EXP 12/16/202 | 536221120 |
| — | VIRGIN GALACTIC HOLDINGS INC | 80,000 | $144K | 0.0% | $1.80 | $3.73 | — | Call | 92766K106 |
| SRTA | BLADE AIR MOBILITY INC | 52,900 | $137K | 0.0% | $2.59 | — | — | Call | 092667104 |
| INDI | INDIE SEMICONDUCTOR INC | 18,400 | $116K | 0.0% | $6.30 | — | — | Call | 45569U101 |
| BXMT | BLACKSTONE MTG TR INC | 5,000 | $109K | 0.0% | $21.75 | — | — | Put | 09257W100 |
| AQN | ALGONQUIN PWR UTILS CORP | 17,400 | $103K | 0.0% | $5.92 | — | — | Put | 015857105 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 367,173 | $99,137 | 0.0% | $0.27 | $0.47 | — | *W EXP 09/14/202 | 03214Q116 |
| — | CANO HEALTH INC | 3,600 | $91,296 | 0.0% | $25.36 | — | — | Put | 13781Y103 |
| — | STEM INC | 20,000 | $84,800 | 0.0% | $4.24 | — | — | Call | 85859N102 |
| GTLS | CHART INDS INC | 500 | $84,560 | 0.0% | $169.12 | — | — | Call | 16115Q308 |
| PSQH/WS | PSQ HOLDINGS INC | 57,932 | $80,525 | 0.0% | $1.39 | $1.39 | — | *W EXP 99/99/999 | 693691115 |
| BBAI/WS | BIGBEAR AI HLDGS INC | 166,864 | $75,089 | 0.0% | $0.45 | $0.28 | — | *W EXP 12/08/202 | 08975B117 |
| — | WEATHERFORD INTERNATIONAL EXP11/26/2023 | 30,616 | $73,478 | 0.0% | $2.40 | $2.40 | — | WARR | G48833126 |
| LVWR/WS | LIVEWIRE GROUP INC | 183,989 | $64,415 | 0.0% | $0.35 | $0.53 | — | *W EXP 09/26/202 | 53838J113 |
| HLF | HERBALIFE LTD | 4,000 | $55,960 | 0.0% | $13.99 | — | — | Call | G4412G101 |
| SABR | SABRE CORP | 10,629 | $47,724 | 0.0% | $4.49 | $4.54 | 0.0% | COM | 78573M104 |
| — | 23ANDME HOLDING CO | 47,700 | $46,636 | 0.0% | $0.98 | — | — | Call | 90138Q108 |
| F | FORD MTR CO DEL | 3,100 | $38,502 | 0.0% | $12.42 | — | — | Call | 345370860 |
| RUM | RUMBLE INC | 7,400 | $37,740 | 0.0% | $5.10 | — | — | Call | 78137L105 |
| FREYEUR | FREYR BATTERY | 7,200 | $35,208 | 0.0% | $4.89 | — | — | Call | L4135L100 |
| GTLS | CHART INDS INC | 200 | $33,824 | 0.0% | $169.12 | — | — | Put | 16115Q308 |
| VFS | VINFAST AUTO LTD | 2,500 | $31,250 | 0.0% | $12.50 * | $18.89 | 0.0% | Call | Y9390M103 |
| BBAI | BIGBEAR AI HLDGS INC | 20,000 | $30,200 | 0.0% | $1.51 * | $2.34 | -25.7% | COM | 08975B109 |
| EVEX/WS | EVE HLDG INC | 42,218 | $29,979 | 0.0% | $0.71 | $0.68 | — | *W EXP 05/09/202 | 29970N112 |
| OPAD | OFFERPAD SOLUTIONS INC | 2,800 | $27,328 | 0.0% | $9.76 | — | — | Call | 67623L307 |
| PSFE | PAYSAFE LIMITED | 2,100 | $25,179 | 0.0% | $11.99 | — | — | Put | G6964L206 |
| — | CANOO INC | 45,500 | $22,295 | 0.0% | $0.49 | — | — | Call | 13803R102 |
| — | BRILLIANT ACQUISITION CORP | 100,000 | $20,900 | 0.0% | $0.21 | $0.14 | — | RIGHT 99/99/9999 | G1643W137 |
| CYTK | CYTOKINETICS INC | 700 | $20,622 | 0.0% | $29.46 | — | — | Put | 23282W605 |
| AFRIW | FORAFRIC GLOBAL PLC | 16,300 | $19,560 | 0.0% | $1.20 | $0.31 | — | *W EXP 06/09/202 | X3R81D110 |
| FFAIW | FARADAY FUTRE INTLGT ELCTR I | 708,071 | $18,268 | 0.0% | $0.03 | $0.70 | — | *W EXP 07/21/202 | 307359117 |
| PSQH | PSQ HOLDINGS INC | 2,000 | $18,160 | 0.0% | $9.08 | — | — | Call | 693691107 |
| — | BETTER HOME & FINANCE HOLDIN | 30,000 | $14,370 | 0.0% | $0.48 | $0.48 | — | COM CL A | 08774B102 |
| BKD | BROOKDALE SR LIVING INC | 2,400 | $9,936 | 0.0% | $4.14 | — | — | Call | 112463104 |
| — | CUSTOM TRUCK ONE SOURCE INC | 118,936 | $9,503 | 0.0% | $0.08 | $0.37 | — | *W EXP 01/01/202 | 23204X111 |
| — | EDOC ACQUISITION CORP | 100,000 | $9,000 | 0.0% | $0.09 | $0.13 | — | RIGHT 11/30/2027 | G4000A136 |
| ASCRF | A SPAC II ACQUISITION CORP | 100,000 | $9,000 | 0.0% | $0.09 | $0.10 | — | RIGHT 10/15/2026 | G0543H133 |
| ASTS | AST SPACEMOBILE INC | 2,100 | $7,980 | 0.0% | $3.80 | — | — | Put | 00217D100 |
| GETY | GETTY IMAGES HOLDINGS INC | 1,200 | $7,788 | 0.0% | $6.49 | — | — | Call | 374275105 |
| — | BRIDGETOWN HOLDINGS LTD | 19,785 | $6,727 | 0.0% | $0.34 | $0.25 | — | *W EXP 09/30/202 | G1355U121 |
| ABLLW | ABACUS LIFE INC | 16,261 | $6,179 | 0.0% | $0.38 | $0.38 | — | *W EXP 06/30/202 | 00258Y112 |
| BETRW | BETTER HOME & FINANCE HOLDIN | 56,611 | $5,661 | 0.0% | $0.10 | $0.10 | — | *W EXP 12/15/202 | 08774B110 |
| — | EOS ENERGY ENTERPRISES INC | 12,998 | $5,394 | 0.0% | $0.41 | $0.41 | — | *W EXP 11/17/202 | 29415C119 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 290,052 | $4,960 | 0.0% | $0.02 | $0.03 | — | *W EXP 12/18/202 | 186760112 |
| RCKTW | ROCKET PHARMACEUTICALS INC | 23,288 | $3,959 | 0.0% | $0.17 | $0.11 | — | *W EXP 09/02/202 | 77313F114 |
| — | FAZE HOLDINGS INC | 257,905 | $3,559 | 0.0% | $0.01 | $0.55 | — | *W EXP 03/01/202 | 31423J110 |
| — | FAZE HOLDINGS INC | 20,100 | $3,333 | 0.0% | $0.17 | — | — | Call | 31423J102 |
| — | FARADAY FUTRE INTLGT ELCTR I | 2,400 | $3,192 | 0.0% | $1.33 | — | — | Put | 307359505 |
| KPLT | KATAPULT HOLDINGS INC | 300 | $3,072 | 0.0% | $10.24 | — | — | Call | 485859201 |
| — | BLACKSKY TECHNOLOGY INC | 2,500 | $2,925 | 0.0% | $1.17 | — | — | Call | 09263B108 |
| — | LGL SYSTEMS ACQUISITION C11.5000 EXP08/26/2026 | 290,781 | $2,908 | 0.0% | $0.01 | $1.07 | — | WARR | 46323Q113 |
| — | ONESPAWORLD HOLDINGS LIMI11.5000 EXP03/19/2024 | 2,700 | $2,700 | 0.0% | $1.00 | $1.00 | — | WARR | P73684105 |
| — | FREYR BATTERY | 2,194 | $2,194 | 0.0% | $1.00 | $1.00 | — | *W EXP 09/01/202 | L4135L118 |
| — | INTERCEPT PHARMACEUTICALS IN | 100 | $1,854 | 0.0% | $18.54 | $13.77 | — | Call | 45845P108 |
| CLRRF | CLIMATEROCK | 19,600 | $1,764 | 0.0% | $0.09 | $0.09 | — | RIGHT 10/31/2028 | G2311X134 |
| CSSLQ | CHICKEN SOUP FOR THE SOUL EN | 156,418 | $1,689 | 0.0% | $0.01 | $0.06 | — | *W EXP 10/22/202 | 16842Q134 |
| — | SHUAA PARTNERS ACQUISTN CORP | 33,285 | $1,671 | 0.0% | $0.05 | $0.06 | — | *W EXP 02/24/202 | G81173117 |
| — | BROOGE ENERGY LTD | 100,000 | $1,510 | 0.0% | $0.02 | $0.02 | — | *W EXP 12/20/202 | G1611B115 |
| — | VIVEON HEALTH ACQUISITION CO | 60,777 | $1,392 | 0.0% | $0.02 | $0.21 | — | *W EXP 99/99/999 | 92853V114 |
| — | UCOMMUNE INTERNATIONAL LTD | 48,592 | $1,380 | 0.0% | $0.03 | $0.08 | — | *W EXP 11/01/202 | G9449A118 |
| ILLRW | AGBA GROUP HOLDING LTD | 46,220 | $1,363 | 0.0% | $0.03 | $0.06 | — | *W EXP 03/15/202 | G01212110 |
| DFNSW | BRILLIANT ACQUISITION CORP | 18,650 | $1,333 | 0.0% | $0.07 | $0.02 | — | *W EXP 03/30/202 | G1643W129 |
| REEWF | CARTESIAN GROWTH CORP II | 8,333 | $1,333 | 0.0% | $0.16 | $0.16 | — | *W EXP 07/12/202 | G19305120 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 155,696 | $1,090 | 0.0% | $0.01 | $0.01 | — | *W EXP 09/29/202 | 81947T110 |
| ASCWF | A SPAC II ACQUISITION CORP | 37,996 | $954 | 0.0% | $0.03 | $0.02 | — | *W EXP 10/15/202 | G0543H117 |
| — | LIGHTNING EMOTORS INC11.5000EXP05/18/2025 | 392,968 | $904 | 0.0% | $0.00 | $0.85 | — | WARR | 53228T119 |
| EOSE | EOS ENERGY ENTERPRISES INC | 400 | $860 | 0.0% | $2.15 | — | — | Call | 29415C101 |
| — | PARKER DRILLING COMPANYEXP09/16/2024 | 29,534 | $738 | 0.0% | $0.02 | $0.02 | — | WARR | 701081119 |
| — | UWM HOLDINGS CORPORATION | 5,400 | $702 | 0.0% | $0.13 | $0.13 | — | *W EXP 01/21/202 | 91823B117 |
| CLVT | CLARIVATE PLC | 100 | $671 | 0.0% | $6.71 | — | — | Call | G21810109 |
| PRSTW | PRESTO AUTOMATION INC | 13,352 | $666 | 0.0% | $0.05 | $0.07 | — | *W EXP 09/21/202 | 74113T113 |
| KPLTW | KATAPULT HOLDINGS INC | 65,000 | $663 | 0.0% | $0.01 | $0.57 | — | *W EXP 06/09/202 | 485859110 |
| COEPW | COEPTIS THERAPEUTICS HLDGS I | 29,180 | $659 | 0.0% | $0.02 | $0.07 | — | *W EXP 12/31/202 | 19207A116 |
| ANGHW | ANGHAMI INC | 20,000 | $590 | 0.0% | $0.03 | $0.42 | — | *W EXP 02/03/202 | G0369L119 |
| — | EDOC ACQUISITION CORP | 20,200 | $586 | 0.0% | $0.03 | $0.01 | — | *W EXP 11/30/202 | G4000A110 |
| — | GLOBALINK INVT INC | 50,000 | $550 | 0.0% | $0.01 | $0.06 | — | *W EXP 12/03/202 | 37892F125 |
| OPFI/WS | OPPFI INC | 12,049 | $516 | 0.0% | $0.04 | $0.69 | — | *W EXP 07/20/202 | 68386H111 |
| SPIR | SPIRE GLOBAL INC | 100 | $489 | 0.0% | $4.89 | — | — | Call | 848560306 |
| AGLWQ | AGILETHOUGHT INC | 46,807 | $463 | 0.0% | $0.01 | $0.04 | — | *W EXP 08/23/202 | 00857F118 |
| BKSY/WS | BLACKSKY TECHNOLOGY INC | 5,700 | $456 | 0.0% | $0.08 | $0.08 | — | *W EXP 09/09/202 | 09263B116 |
| — | EDIFY ACQUISITION CORP | 22,620 | $339 | 0.0% | $0.01 | $0.53 | — | *W EXP 11/25/202 | 28059Q111 |
| EVTWF | VERTICAL AEROSPACE LTD | 2,800 | $280 | 0.0% | $0.10 | $0.18 | — | *W EXP 09/15/202 | G9471C115 |
| CLRWF | CLIMATEROCK | 9,800 | $280 | 0.0% | $0.03 | $0.03 | — | *W EXP 04/25/202 | G2311X118 |
| — | CURIOSITYSTREAM INC | 10,000 | $225 | 0.0% | $0.02 | $1.20 | — | *W EXP 10/14/202 | 23130Q115 |
| ICUCW | SEASTAR MEDICAL HOLDING CORP | 10,000 | $141 | 0.0% | $0.01 | $0.09 | — | *W EXP 10/28/202 | 81256L112 |
| — | SHARECARE INC | 100 | $94 | 0.0% | $0.94 | — | — | Call | 81948W104 |
| — | DERMTECH INC.11.5000EXP03/23/2024 | 5,000 | $87 | 0.0% | $0.02 | $0.02 | — | WARR | 24984K113 |
| CELUW | CELULARITY INC | 2,770 | $42 | 0.0% | $0.02 | $0.02 | — | *W EXP 07/16/202 | 151190113 |
| — | NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 8,838 | $36 | 0.0% | $0.00 | $0.00 | — | WARR | 03783T111 |
| — | FAZE HOLDINGS INC | 100 | $17 | 0.0% | $0.17 | — | — | Put | 31423J102 |
| PMVCW | PMV CONSUMER ACQUISITION EXP08/31/2027 | 9,826 | $12 | 0.0% | $0.00 | $0.00 | — | WARR | 693486110 |
| SLNWF | SELINA HOSPITALITY PLC | 100 | $1 | 0.0% | $0.01 | $0.01 | — | *W EXP 10/27/202 | G8059B119 |
| — | ALLEGRO MERGER CORPEXP01/06/25 | 45,000 | $0 | 0.0% | $0.00 | — | — | WARR | 01749N111 |
| — | PYXIS ONCOLOGY INC EXP07/29/2027 | 73,130 | $0 | 0.0% | $0.00 | — | — | WARR | 747324119 |
| — | XOMA CORPORATION1.7600 EXP03/09/2017 | 9,470 | $0 | 0.0% | $0.00 | — | — | WARR | 983992991 |
| UPHL | UPHEALTH INC | 33,200 | $0 | 0.0% | $0.00 | — | — | Call | 91532B200 |
| UPHLW | UPHEALTH INC | 61,593 | $0 | 0.0% | $0.00 | $0.29 | — | *W EXP 06/08/202 | 91532B119 |
| — | FIBROCELL SCIENCE INC. 0.3000 EXP05/24/2017 | 250,000 | $0 | 0.0% | $0.00 | — | — | WARR | 315991380 |
| — | ENVIRONMENTAL IMPACT ACQU11.5000EXP09/30/2027 | 5,000 | $0 | 0.0% | $0.00 | — | — | WARR | 39536G113 |
| — | DISCOVERY LABS INC.2.8000 EXP02/22/2016 | 8,750 | $0 | 0.0% | $0.00 | — | — | WARR | 254993397 |
| — | SUMMER INFANT INC5.0000 EXP04/20/2009 | 14,584 | $0 | 0.0% | $0.00 | — | — | WARR | 865646111 |
| — | CELSION CORPORATION 2.7700 EXP12/02/2017 | 200,000 | $0 | 0.0% | $0.00 | — | — | WARR | 151993052 |
| — | GREENCITY ACQUISITION COR EXP04/30/2026 | 53,560 | $0 | 0.0% | $0.00 | — | — | WARR | G4086B123 |
| — | HECLA MINING COMPANY 2.4500 EXP06/09/2014 | 50,000 | $0 | 0.0% | $0.00 | — | — | WARR | 422992792 |
| — | HUNTER MARITIME ACQUISITIEXP12/31/2021 | 75,001 | $0 | 0.0% | $0.00 | — | — | WARR | Y37828129 |
| ICCRW | ICORECONNECT INC. EXP08/21/2028 | 16,750 | $0 | 0.0% | $0.00 | — | — | WARR | 450958111 |
| — | CHENGHE ACQUISITION CO EXP12/31/2022 | 26,250 | $0 | 0.0% | $0.00 | $0.05 | — | WARR | G2086M123 |
| GNRWQ | GREENROSE ACQUISITION COR EXP12/31/2024 | 13,100 | $0 | 0.0% | $0.00 | — | — | WARR | 395392111 |
| — | CELSION CORP 5.2400 EXP03/30/2015 | 50,000 | $0 | 0.0% | $0.00 | — | — | WARR | 151992708 |
| — | CELSION CORP 2.3600 EXP12/06/2016 | 166,217 | $0 | 0.0% | $0.00 | — | — | WARR | 151993276 |
| — | CELLECTAR BIOSCIENCES INEXP06/08/2025 | 32,500 | $0 | 0.0% | $0.00 | — | — | WARR | 15117F187 |
| — | MODULAR MEDICAL INC.6.6000 EXP02/14/2027 | 24,000 | $0 | 0.0% | $0.00 | — | — | WARR | 60785L116 |
| — | CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 | 25,000 | $0 | 0.0% | $0.00 | — | — | WARR | 131990608 |
| — | BRICKELL BIOTECH INC. EXP10/27/2025 | 1,544 | $0 | 0.0% | $0.00 | — | — | WARR | 10802T147 |