Location: Brooklyn, NY
CIK: 0001860998 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 14, 2024
Total Value: $558M (51.9% shares, 48.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TESLA INC | 6,000,000 | $72.08M | 12.9% | $12.01 | $12.01 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | CENTERPOINT ENERGY INCCONV PFD TAXBL | 1,349,895 | $68.84M | 12.3% | $51.00 | $51.00 | — | EQUITY | 15189T206 |
| — | ROYAL CARIBBEAN GROUP | 11,560,000 | $30.77M | 5.5% | $2.66 | $2.30 | — | NOTE 6.000% 8/1 | 780153BQ4 |
| OXY | OCCIDENTAL PETE CORP | 420,400 | $25.1M | 4.5% | $59.71 | $63.80 | -8.1% | Put | 674599105 |
| RBC | RBC BEARINGS INC | 76,800 | $21.88M | 3.9% | $284.89 | — | — | Put | 75524B104 |
| — | RBC BEARINGS INC | 141,410 | $18.36M | 3.3% | $129.81 | $106.61 | — | 5% CNV PFD SR A | 75524B203 |
| — | EPR PPTYS | 750,098 | $15.98M | 2.9% | $21.30 | $23.35 | — | PFD C CV 5.75% | 26884U208 |
| — | CARNIVAL CORPORATION 144A 5.75 10/01/2024 | 7,669,000 | $14.57M | 2.6% | $1.90 | $1.74 | — | FIXED INCOME | 143658BT8 |
| — | UNITED STATES STL CORP | 3,995,000 | $14.51M | 2.6% | $3.63 | $3.60 | — | NOTE 5.000%11/0 | 912909AT5 |
| — | COLONY CAPITAL OPERATING CO 5.75 07/15/2025 | 7,397,000 | $14.4M | 2.6% | $1.95 | $1.64 | — | FIXED INCOME | 19626LAA5 |
| — | WTS/CALIFORNIA RESOURCES CORP EXP10/23/2024 | 738,057 | $14.3M | 2.6% | $19.38 | $20.16 | — | WARR | 13057Q123 |
| OXY/WS | OCCIDENTAL PETE CORP | 351,766 | $13.69M | 2.5% | $38.93 | $36.94 | — | *W EXP 08/03/202 | 674599162 |
| — | NCL CORP LTD | 8,100,000 | $12.19M | 2.2% | $1.50 | $1.62 | — | NOTE 6.000% 5/1 | 62886HAT8 |
| RBC | RBC BEARINGS INC | 37,000 | $10.54M | 1.9% | $284.89 | — | — | Call | 75524B104 |
| OXY | OCCIDENTAL PETE CORP | 173,400 | $10.35M | 1.9% | $59.71 | $63.80 | -8.1% | Call | 674599105 |
| — | RIVIAN AUTOMOTIVE INC 144A 4.625 03/15/2029 | 6,500,000 | $9.126M | 1.6% | $1.40 | $1.42 | — | FIXED INCOME | 76954AAA1 |
| — | ALGONQUIN PWR UTILS CORP | 392,452 | $8.74M | 1.6% | $22.27 | $28.84 | — | UNIT 06/15/2024 | 015857873 |
| — | BROOKDALE SR LIVING INC | 106,669 | $8.627M | 1.5% | $80.88 | $48.29 | — | UNIT 11/15/2025 | 112463302 |
| — | TRANSOCEAN INC. 144A 4.625 09/30/2029 | 3,900,000 | $8.068M | 1.4% | $2.07 | $2.24 | — | FIXED INCOME | 893830BU2 |
| — | SPIRIT AIRLS INC | 4,000,000 | $6.68M | 1.2% | $1.67 | $1.94 | — | NOTE 4.750% 5/1 | 848577AA0 |
| — | AMERICAN AIRLINES GROUP INC | 6,000,000 | $6.645M | 1.2% | $1.11 | $1.20 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| — | ARBOR REALTY TRUST INC | 6,150,000 | $6.236M | 1.1% | $1.01 | $1.01 | — | NOTE 7.500% 8/0 | 038923BA5 |
| ASTS | AST SPACEMOBILE INC | 1,014,100 | $6.115M | 1.1% | $6.03 * | $4.34 | 0.0% | Call | 00217D100 |
| — | NIO INC. 144A 4.625 10/15/2030 | 5,750,000 | $6.052M | 1.1% | $1.05 | $1.05 | — | FIXED INCOME | 62914VAH9 |
| — | MICROSTRATEGY INC | 3,492,000 | $5.774M | 1.0% | $1.65 | $1.29 | — | NOTE 0.750%12/1 | 594972AC5 |
| — | APPLIED OPTOELECTRONICS INC. 5.25 12/15/2026 | 3,917,000 | $5.547M | 1.0% | $1.42 | $1.42 | — | FIXED INCOME | 03823UAC6 |
| — | STARWOOD PPTY TR INC | 5,067,000 | $5.444M | 1.0% | $1.07 | $1.07 | — | NOTE 6.750% 7/1 | 85571BBA2 |
| — | NIO INC | 4,780,000 | $5.154M | 0.9% | $1.08 | $1.09 | — | NOTE 4.500% 2/0 | 62914VAB2 |
| MSTR | MICROSTRATEGY INC | 8,000 | $5.053M | 0.9% | $631.62 | — | — | Call | 594972408 |
| — | ENOVIX CORP 144A 3 05/01/2028 | 4,750,000 | $4.959M | 0.9% | $1.04 | $1.33 | — | FIXED INCOME | 293594AC1 |
| — | WAYFAIR INC | 4,000,000 | $4.925M | 0.9% | $1.23 | $1.20 | — | NOTE 3.250% 9/1 | 94419LAP6 |
| — | CARNIVAL CORPORATION REGS 5.75 12/01/2027 | 3,000,000 | $4.923M | 0.9% | $1.64 | $1.64 | — | FIXED INCOME | 143658BV3 |
| — | CTO REALTY GROWTH INC. 3.875 04/15/2025 | 3,596,000 | $4.301M | 0.8% | $1.20 | $1.10 | — | FIXED INCOME | 210226AD8 |
| — | CINEMARK HLDGS INC | 3,500,000 | $4.228M | 0.8% | $1.21 | $1.36 | — | NOTE 4.500% 8/1 | 17243VAB8 |
| — | NOVAVAX INC. 144A 5 12/15/2027 | 7,200,000 | $4.122M | 0.7% | $0.57 | $0.72 | — | FIXED INCOME | 670002AC8 |
| FLR | FLUOR CORP NEW | 99,100 | $3.882M | 0.7% | $39.17 | — | — | Put | 343412102 |
| — | DYNAVAX TECHNOLOGIES CORP | 2,525,000 | $3.672M | 0.7% | $1.45 | $1.50 | — | NOTE 2.500% 5/1 | 268158AD4 |
| MSTR | MICROSTRATEGY INC | 5,500 | $3.474M | 0.6% | $631.62 | — | — | Put | 594972408 |
| — | STEM INC. 144A 4.25 04/01/2030 | 4,750,000 | $3.425M | 0.6% | $0.72 | $0.91 | — | FIXED INCOME | 85859NAC6 |
| — | SPIRIT AIRLS INC | 194,900 | $3.194M | 0.6% | $16.39 | — | — | Call | 848577102 |
| — | GREAT AJAX CORP | 129,886 | $3.193M | 0.6% | $24.58 | $24.12 | — | 7.25 CV SR NT 24 | 38983D409 |
| — | NIO INC. 144A 3.875 10/15/2029 | 3,000,000 | $3.183M | 0.6% | $1.06 | $1.05 | — | FIXED INCOME | 62914VAG1 |
| AAL | AMERICAN AIRLS GROUP INC | 208,500 | $2.865M | 0.5% | $13.74 | — | — | Call | 02376R102 |
| AAL | AMERICAN AIRLS GROUP INC | 206,600 | $2.839M | 0.5% | $13.74 | — | — | Put | 02376R102 |
| — | LI AUTO INC | 1,915,000 | $2.787M | 0.5% | $1.46 | $1.37 | — | NOTE 0.250% 5/0 | 50202MAB8 |
| CCL | CARNIVAL CORP | 147,400 | $2.733M | 0.5% | $18.54 | — | — | Call | 143658300 |
| NIO | NIO INC | 248,700 | $2.256M | 0.4% | $9.07 | — | — | Put | 62914V106 |
| CRC | CALIFORNIA RES CORP | 41,000 | $2.242M | 0.4% | $54.68 | — | — | Call | 13057Q305 |
| TH | TARGET HOSPITALITY CORP | 223,800 | $2.178M | 0.4% | $9.73 | — | — | Put | 87615L107 |
| — | CHART INDS INC | 34,884 | $1.939M | 0.3% | $55.58 | $60.56 | — | 6.75DP CNV PFD B | 16115Q407 |
| FLR | FLUOR CORP NEW | 46,900 | $1.837M | 0.3% | $39.17 | — | — | Call | 343412102 |
| — | NCR CORPORATIONPFD 5.5000 03/16/2024 SERIES | 1,500 | $1.836M | 0.3% | $1224.00 | $1224.00 | — | EQUITY | 62886E207 |
| NVAX | NOVAVAX INC | 325,000 | $1.56M | 0.3% | $4.80 * | $7.86 | -22.2% | Put | 670002401 |
| — | FISKER INC. 144A 2.5 09/15/2026 | 6,978,000 | $1.475M | 0.3% | $0.21 | $0.34 | — | FIXED INCOME | 33813JAA4 |
| — | PEABODY ENGR CORP | 1,000,000 | $1.425M | 0.3% | $1.43 | $1.35 | — | NOTE 3.250% 3/0 | 704551AD2 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 69,400 | $1.391M | 0.2% | $20.04 | — | — | Call | G66721104 |
| — | FISKER INC | 744,000 | $1.302M | 0.2% | $1.75 | — | — | Put | 33813J106 |
| NIO | NIO INC | 140,000 | $1.27M | 0.2% | $9.07 | — | — | Call | 62914V106 |
| BBAI | BIGBEAR AI HLDGS INC | 553,100 | $1.184M | 0.2% | $2.14 * | $2.34 | -30.8% | Call | 08975B109 |
| NEE | NEXTERA ENERGY INC | 19,000 | $1.154M | 0.2% | $60.74 | — | — | Put | 65339F101 |
| — | HERBALIFE NUTRITION LTD. 144A 4.25 06/15/2028 | 1,000,000 | $1.148M | 0.2% | $1.15 | $1.03 | — | FIXED INCOME | 42703MAE3 |
| AAOI | APPLIED OPTOELECTRONICS INC | 56,500 | $1.092M | 0.2% | $19.32 | — | — | Put | 03823U102 |
| — | SPIRIT AIRLS INC | 65,600 | $1.075M | 0.2% | $16.39 | — | — | Put | 848577102 |
| EXE | CHESAPEAKE ENERGY CORP | 13,300 | $1.023M | 0.2% | $76.94 | — | — | Put | 165167735 |
| — | VERTEX ENERGY INC | 280,500 | $951K | 0.2% | $3.39 | $6.25 | — | Put | 92534K107 |
| — | VERTEX ENERGY INC | 262,000 | $888K | 0.2% | $3.39 | $6.25 | — | Call | 92534K107 |
| — | VERTEX ENERGY INC | 220,611 | $748K | 0.1% | $3.39 | $6.25 | — | COM | 92534K107 |
| NVAX | NOVAVAX INC | 154,300 | $741K | 0.1% | $4.80 * | $7.86 | -22.2% | Call | 670002401 |
| — | AST SPACEMOBILE INC | 424,012 | $687K | 0.1% | $1.62 | $2.65 | — | *W EXP 04/06/202 | 00217D118 |
| ASTS | AST SPACEMOBILE INC | 112,800 | $680K | 0.1% | $6.03 * | $4.34 | 0.0% | COM CL A | 00217D100 |
| RCL | ROYAL CARIBBEAN GROUP | 5,000 | $647K | 0.1% | $129.49 | — | — | Call | V7780T103 |
| — | FISKER INC | 332,300 | $582K | 0.1% | $1.75 | — | — | Call | 33813J106 |
| — | AMG CAPITAL TRUST IICONV PFD USD2.5750(5.15) | 11,535 | $579K | 0.1% | $50.22 | $50.22 | — | EQUITY | 00170F209 |
| — | STEM INC | 143,800 | $558K | 0.1% | $3.88 | — | — | Call | 85859N102 |
| W | WAYFAIR INC | 8,500 | $524K | 0.1% | $61.70 | — | — | Put | 94419L101 |
| SRPT | SAREPTA THERAPEUTICS INC | 5,000 | $482K | 0.1% | $96.43 | — | — | Call | 803607100 |
| RIVN | RIVIAN AUTOMOTIVE INC | 20,000 | $469K | 0.1% | $23.46 | — | — | Call | 76954A103 |
| W | WAYFAIR INC | 7,500 | $463K | 0.1% | $61.70 | — | — | Call | 94419L101 |
| — | UNITED STATES STL CORP NEW | 9,500 | $462K | 0.1% | $48.65 | — | — | Put | 912909108 |
| — | ASTRA SPACE INC | 190,500 | $434K | 0.1% | $2.28 | — | — | Call | 04634X202 |
| — | TARGET HOSPITALITY CORP | 1,002,932 | $431K | 0.1% | $0.43 | $4.92 | — | *W EXP 03/15/202 | 87615L115 |
| PSFE | PAYSAFE LIMITED | 32,800 | $420K | 0.1% | $12.79 | — | — | Call | G6964L206 |
| — | LUMENTUM HLDGS INC | 400,000 | $402K | 0.1% | $1.00 | $1.00 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| HASI | HANNON ARMSTRONG SUST INFR C | 14,000 | $386K | 0.1% | $27.58 | — | — | Put | 41068X100 |
| VFS | VINFAST AUTO LTD | 38,831 | $325K | 0.1% | $8.37 * | $14.40 | -52.4% | SHS | Y9390M103 |
| ENVX | ENOVIX CORPORATION | 25,000 | $313K | 0.1% | $12.52 | — | — | Call | 293594107 |
| TH | TARGET HOSPITALITY CORP | 32,100 | $312K | 0.1% | $9.73 | — | — | Call | 87615L107 |
| ENVX | ENOVIX CORPORATION | 20,100 | $252K | 0.0% | $12.52 | — | — | Put | 293594107 |
| — | UNITED STATES STL CORP NEW | 5,000 | $243K | 0.0% | $48.65 | — | — | Call | 912909108 |
| — | GINKGO BIOWORKS HOLDINGS INC | 143,800 | $243K | 0.0% | $1.69 | — | — | Call | 37611X100 |
| RIVN | RIVIAN AUTOMOTIVE INC | 10,000 | $235K | 0.0% | $23.46 | — | — | Put | 76954A103 |
| BTU | PEABODY ENERGY CORP | 9,400 | $229K | 0.0% | $24.32 | — | — | Put | 704551100 |
| — | VIRGIN GALACTIC HOLDINGS INC | 80,000 | $196K | 0.0% | $2.45 | — | — | Call | 92766K106 |
| SRTA | BLADE AIR MOBILITY INC | 52,900 | $187K | 0.0% | $3.53 | — | — | Call | 092667104 |
| VFSWW | VINFAST AUTO LTD | 100,741 | $170K | 0.0% | $1.69 | $3.91 | — | *W EXP 08/11/202 | Y9390M111 |
| VFS | VINFAST AUTO LTD | 18,700 | $157K | 0.0% | $8.37 * | $14.40 | -52.4% | Call | Y9390M103 |
| PCT | PURECYCLE TECHNOLOGIES INC | 37,500 | $152K | 0.0% | $4.05 * | $9.38 | -53.1% | Put | 74623V103 |
| CYTK | CYTOKINETICS INC | 1,800 | $150K | 0.0% | $83.49 | — | — | Put | 23282W605 |
| INDI | INDIE SEMICONDUCTOR INC | 18,500 | $150K | 0.0% | $8.11 | — | — | Call | 45569U101 |
| GTLS | CHART INDS INC | 1,100 | $150K | 0.0% | $136.33 | — | — | Put | 16115Q308 |
| PCT | PURECYCLE TECHNOLOGIES INC | 36,651 | $148K | 0.0% | $4.05 * | $9.38 | -53.1% | COM | 74623V103 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 347,651 | $136K | 0.0% | $0.39 | $0.47 | — | *W EXP 09/14/202 | 03214Q116 |
| CNK | CINEMARK HLDGS INC | 9,000 | $127K | 0.0% | $14.09 | — | — | Call | 17243V102 |
| BXMT | BLACKSTONE MTG TR INC | 5,000 | $106K | 0.0% | $21.27 | — | — | Put | 09257W100 |
| LEGWQ | THE LION ELECTRIC COMPANY | 314,227 | $104K | 0.0% | $0.33 | $0.44 | — | *W EXP 12/16/202 | 536221120 |
| — | ARES CAPITAL CORP | 100,000 | $103K | 0.0% | $1.03 | $1.03 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | FARADAY FUTRE INTLGT ELCTR I | 430,100 | $99,310 | 0.0% | $0.23 | — | — | Call | 307359505 |
| LI | LI AUTO INC | 2,500 | $93,575 | 0.0% | $37.43 | — | — | Call | 50202M102 |
| LVWR/WS | LIVEWIRE GROUP INC | 227,789 | $92,414 | 0.0% | $0.41 | $0.51 | — | *W EXP 09/26/202 | 53838J113 |
| AAOI | APPLIED OPTOELECTRONICS INC | 4,400 | $85,008 | 0.0% | $19.32 | — | — | Call | 03823U102 |
| — | STEM INC | 20,000 | $77,600 | 0.0% | $3.88 | — | — | Put | 85859N102 |
| AMG | AFFILIATED MANAGERS GROUP IN | 500 | $75,710 | 0.0% | $151.42 | — | — | Put | 008252108 |
| — | NIKOLA CORP | 79,000 | $69,109 | 0.0% | $0.87 | $0.87 | — | Put | 654110105 |
| — | NIKOLA CORP | 77,910 | $68,156 | 0.0% | $0.87 | $0.87 | — | COM | 654110105 |
| RNWWW | RENEW ENERGY GLOBAL PLC | 58,829 | $67,065 | 0.0% | $1.14 | $1.14 | — | *W EXP 08/21/202 | G7500M120 |
| AMPX | AMPRIUS TECHNOLOGIES INC | 12,500 | $66,125 | 0.0% | $5.29 | — | — | Call | 03214Q108 |
| AQN | ALGONQUIN PWR UTILS CORP | 10,100 | $63,832 | 0.0% | $6.32 | — | — | Put | 015857105 |
| HLF | HERBALIFE LTD | 4,000 | $61,040 | 0.0% | $15.26 | — | — | Call | G4412G101 |
| EVEX | EVE HLDG INC | 7,500 | $54,900 | 0.0% | $7.32 | — | — | Call | 29970N104 |
| — | SELINA HOSPITALITY PLC 6 11/01/2026 | 5,250,000 | $52,500 | 0.0% | $0.01 | $0.37 | — | FIXED INCOME | 81635BAA6 |
| — | 23ANDME HOLDING CO | 47,700 | $43,574 | 0.0% | $0.91 | — | — | Call | 90138Q108 |
| — | CANO HEALTH INC | 7,400 | $43,438 | 0.0% | $5.87 | — | — | Call | 13781Y202 |
| F | FORD MTR CO DEL | 3,100 | $37,789 | 0.0% | $12.19 | — | — | Call | 345370860 |
| RUM | RUMBLE INC | 7,400 | $33,226 | 0.0% | $4.49 | — | — | Call | 78137L105 |
| BBAI/WS | BIGBEAR AI HLDGS INC | 86,164 | $29,132 | 0.0% | $0.34 | $0.28 | — | *W EXP 12/08/202 | 08975B117 |
| OPAD | OFFERPAD SOLUTIONS INC | 2,800 | $28,700 | 0.0% | $10.25 | — | — | Call | 67623L307 |
| PSFE | PAYSAFE LIMITED | 2,100 | $26,859 | 0.0% | $12.79 | — | — | Put | G6964L206 |
| CYTK | CYTOKINETICS INC | 300 | $25,047 | 0.0% | $83.49 | — | — | Call | 23282W605 |
| PSQH/WS | PSQ HOLDINGS INC | 29,474 | $23,582 | 0.0% | $0.80 | $1.39 | — | *W EXP 99/99/999 | 693691115 |
| — | CANO HEALTH INC | 3,600 | $21,132 | 0.0% | $5.87 | — | — | Put | 13781Y202 |
| OPFI/WS | OPPFI INC | 50,105 | $19,541 | 0.0% | $0.39 | $0.46 | — | *W EXP 07/20/202 | 68386H111 |
| MNY | MONEYHERO LIMITED | 9,300 | $15,996 | 0.0% | $1.72 | — | — | Call | G6202B101 |
| MNYWW | MONEYHERO LIMITED | 218,848 | $15,341 | 0.0% | $0.07 | $0.07 | — | *W EXP 09/13/202 | G6202B119 |
| FREYEUR | FREYR BATTERY INC | 7,200 | $13,464 | 0.0% | $1.87 | — | — | Call | L4135L100 |
| AFRIW | FORAFRIC GLOBAL PLC11.5000EXP06/09/2027 | 8,289 | $13,097 | 0.0% | $1.58 | $0.31 | — | WARR | X3R81D110 |
| ASTS | AST SPACEMOBILE INC | 2,100 | $12,663 | 0.0% | $6.03 * | $4.34 | 0.0% | Put | 00217D100 |
| ABLLW | ABACUS LIFE INC | 16,261 | $12,137 | 0.0% | $0.75 | $0.38 | — | *W EXP 06/30/202 | 00258Y112 |
| — | CANOO INC | 45,500 | $11,703 | 0.0% | $0.26 | — | — | Call | 13803R102 |
| RCKTW | ROCKET PHARMACEUTICALS INC | 23,288 | $11,411 | 0.0% | $0.49 | $0.11 | — | *W EXP 09/02/202 | 77313F114 |
| BETRW | BETTER HOME & FINANCE HOLDIN | 56,611 | $9,058 | 0.0% | $0.16 | $0.10 | — | *W EXP 12/15/202 | 08774B110 |
| ASCRF | A SPAC II ACQUISITION CORP | 100,000 | $9,000 | 0.0% | $0.09 | $0.10 | — | RIGHT 10/15/2026 | G0543H133 |
| — | CUSTOM TRUCK ONE SOURCE INC | 127,597 | $8,919 | 0.0% | $0.07 | $0.35 | — | *W EXP 01/01/202 | 23204X111 |
| GETY | GETTY IMAGES HOLDINGS INC | 1,200 | $6,300 | 0.0% | $5.25 | — | — | Call | 374275105 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 290,052 | $5,134 | 0.0% | $0.02 | $0.03 | — | *W EXP 12/18/202 | 186760112 |
| — | WTS/ONESPAWORLD HOLDINGS LIMI11.5000 EXP03/19/2024 | 1,700 | $4,845 | 0.0% | $2.85 | $1.00 | — | WARR | P73684105 |
| — | FAZE HOLDINGS INC | 20,100 | $3,618 | 0.0% | $0.18 | — | — | Call | 31423J102 |
| — | BLACKSKY TECHNOLOGY INC | 2,500 | $3,500 | 0.0% | $1.40 | — | — | Call | 09263B108 |
| DFNSW | NUKKLEUS INC | 26,110 | $3,360 | 0.0% | $0.13 | $0.13 | — | *W EXP 12/04/202 | 67054R112 |
| KPLT | KATAPULT HOLDINGS INC | 300 | $3,267 | 0.0% | $10.89 | — | — | Call | 485859201 |
| — | EOS ENERGY ENTERPRISES INC | 12,998 | $2,600 | 0.0% | $0.20 | $0.41 | — | *W EXP 11/17/202 | 29415C119 |
| CLRRF | CLIMATEROCK | 19,600 | $2,156 | 0.0% | $0.11 | $0.09 | — | RIGHT 10/31/2028 | G2311X134 |
| FFAIW | FARADAY FUTRE INTLGT ELCTR I | 91,468 | $1,829 | 0.0% | $0.02 | $0.70 | — | *W EXP 07/21/202 | 307359117 |
| ANGHW | ANGHAMI INC | 20,000 | $1,600 | 0.0% | $0.08 | $0.42 | — | *W EXP 02/03/202 | G0369L119 |
| — | UWM HOLDINGS CORP11.5000EXP01/24/2025 | 5,400 | $1,564 | 0.0% | $0.29 | $0.13 | — | WARR | 91823B117 |
| — | BROOGE ENERGY LTD | 103,600 | $1,533 | 0.0% | $0.01 | $0.02 | — | *W EXP 12/20/202 | G1611B115 |
| LVWR | LIVEWIRE GROUP INC | 100 | $1,131 | 0.0% | $11.31 | — | — | Put | 53838J105 |
| CSSLQ | CHICKEN SOUP FOR THE SOUL EN | 156,418 | $1,126 | 0.0% | $0.01 | $0.06 | — | *W EXP 10/22/202 | 16842Q134 |
| — | FAZE HOLDINGS INC | 257,905 | $1,109 | 0.0% | $0.00 | $0.55 | — | *W EXP 03/01/202 | 31423J110 |
| REEWF | WTS/CARTESIAN GROWTH CORP II EXP07/12/2028 | 8,333 | $1,083 | 0.0% | $0.13 | $0.16 | — | WARR | G19305120 |
| CLVT | CLARIVATE PLC | 100 | $926 | 0.0% | $9.26 | — | — | Call | G21810109 |
| COEPW | COEPTIS THERAPEUTICS HLDGS I | 29,180 | $905 | 0.0% | $0.03 | $0.07 | — | *W EXP 12/31/202 | 19207A116 |
| — | SOUTH JERSEY INDUSTRIES INC.PFD USD4.3750(8.75) | 12 | $828 | 0.0% | $69.00 | $69.00 | — | EQUITY | 838518306 |
| SPIR | SPIRE GLOBAL INC | 100 | $782 | 0.0% | $7.82 | — | — | Call | 848560306 |
| — | EDOC ACQUISITION CORP | 100,000 | $630 | 0.0% | $0.01 | $0.13 | — | RIGHT 11/30/2027 | G4000A136 |
| — | WTS/PARKER DRILLING COMPANYEXP09/16/2024 | 29,534 | $591 | 0.0% | $0.02 | $0.02 | — | WARR | 701081119 |
| — | FARADAY FUTRE INTLGT ELCTR I | 2,400 | $554 | 0.0% | $0.23 | — | — | Put | 307359505 |
| KPLTW | KATAPULT HOLDINGS INC | 65,000 | $481 | 0.0% | $0.01 | $0.57 | — | *W EXP 06/09/202 | 485859110 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 155,696 | $467 | 0.0% | $0.00 | $0.01 | — | *W EXP 09/29/202 | 81947T110 |
| EOSE | EOS ENERGY ENTERPRISES INC | 400 | $436 | 0.0% | $1.09 | — | — | Call | 29415C101 |
| — | LIGHTNING EMOTORS INC11.5000EXP05/18/2025 | 392,968 | $432 | 0.0% | $0.00 | $0.85 | — | WARR | 53228T119 |
| — | FREYR BATTERY SA11.5000EXP09/01/2027 | 2,094 | $419 | 0.0% | $0.20 | $1.00 | — | WARR | L4135L118 |
| — | UCOMMUNE INTERNATIONAL LTD | 48,592 | $355 | 0.0% | $0.01 | $0.08 | — | *W EXP 11/01/202 | G9449A118 |
| — | EDIFY ACQUISITION CORP | 22,620 | $326 | 0.0% | $0.01 | $0.53 | — | *W EXP 11/25/202 | 28059Q111 |
| ICUCW | SEASTAR MEDICAL HOLDING CORP | 10,000 | $304 | 0.0% | $0.03 | $0.09 | — | *W EXP 10/28/202 | 81256L112 |
| BKSY/WS | BLACKSKY TECHNOLOGY INC11.5000EXP12/30/2024 | 5,700 | $285 | 0.0% | $0.05 | $0.08 | — | WARR | 09263B116 |
| ILLRW | AGBA GROUP HOLDING LTD | 46,220 | $282 | 0.0% | $0.01 | $0.06 | — | *W EXP 03/15/202 | G01212110 |
| — | EDOC ACQUISITION CORP | 20,200 | $261 | 0.0% | $0.01 | $0.01 | — | *W EXP 11/30/202 | G4000A110 |
| CLRWF | WTS/CLIMATEROCK EXP12/31/2000 | 9,800 | $245 | 0.0% | $0.03 | $0.03 | — | WARR | G2311X118 |
| PRSTW | PRESTO AUTOMATION INC | 13,352 | $243 | 0.0% | $0.02 | $0.07 | — | *W EXP 09/21/202 | 74113T113 |
| ASCWF | A SPAC II ACQUISITION CORP | 37,996 | $194 | 0.0% | $0.01 | $0.02 | — | *W EXP 10/15/202 | G0543H117 |
| — | GLOBALINK INVT INC | 50,000 | $165 | 0.0% | $0.00 | $0.06 | — | *W EXP 12/03/202 | 37892F125 |
| EVTWF | WTS/BROADSTONE ACQUISITION CO11.5000EXP12/16/2026 | 2,800 | $159 | 0.0% | $0.06 | $0.18 | — | WARR | G9471C115 |
| — | CURIOSITYSTREAM INC | 10,000 | $120 | 0.0% | $0.01 | $1.20 | — | *W EXP 10/14/202 | 23130Q115 |
| CELUW | CELULARITY INC11.5000EXP05/24/2026 | 2,770 | $111 | 0.0% | $0.04 | $0.02 | — | WARR | 151190113 |
| — | SHARECARE INC | 100 | $108 | 0.0% | $1.08 | — | — | Call | 81948W104 |
| UPHLW | UPHEALTH INC11.5000EXP07/01/2024 | 61,593 | $55 | 0.0% | $0.00 | $0.29 | — | WARR | 91532B119 |
| AGLWQ | AGILETHOUGHT INC11.5000EXP01/10/2025 | 46,807 | $23 | 0.0% | $0.00 | $0.04 | — | WARR | 00857F118 |
| — | WTS/DERMTECH INC.11.5000EXP03/23/2024 | 5,000 | $19 | 0.0% | $0.00 | $0.02 | — | WARR | 24984K113 |
| — | FAZE HOLDINGS INC | 100 | $18 | 0.0% | $0.18 | — | — | Put | 31423J102 |
| ICCRW | WTS/ICORECONNECT INC. EXP08/21/2028 | 16,750 | $3 | 0.0% | $0.00 | — | — | WARR | 450958111 |
| PMVCW | WTS/PMV CONSUMER ACQUISITION EXP08/31/2027 | 9,826 | $2 | 0.0% | $0.00 | $0.00 | — | WARR | 693486110 |
| GNRWQ | WTS/GREENROSE ACQUISITION COR EXP12/31/2024 | 13,100 | $1 | 0.0% | $0.00 | — | — | WARR | 395392111 |
| — | MF GLOBAL HOLDINGS LTDCONV PFD PRIV PL/144A SERIES | 50 | $0 | 0.0% | $0.00 | — | — | EQUITY | 55277J306 |
| — | WTS/CELLECTAR BIOSCIENCES INEXP06/08/2025 | 32,500 | $0 | 0.0% | $0.00 | — | — | WARR | 15117F187 |
| — | WTS/CELSION CORP 5.2400 EXP03/30/2015 | 50,000 | $0 | 0.0% | $0.00 | — | — | WARR | 151992708 |
| — | WTS/CELSION CORPORATION 2.7700 EXP12/02/2017 | 200,000 | $0 | 0.0% | $0.00 | — | — | WARR | 151993052 |
| — | WTS/CHENGHE ACQUISITION CO EXP12/31/2022 | 26,250 | $0 | 0.0% | $0.00 | $0.05 | — | WARR | G2086M123 |
| — | WTS/XOMA CORPORATION1.7600 EXP03/09/2017 | 9,470 | $0 | 0.0% | $0.00 | — | — | WARR | 983992991 |
| — | WTS/DISCOVERY LABS INC.2.8000 EXP02/22/2016 | 8,750 | $0 | 0.0% | $0.00 | — | — | WARR | 254993397 |
| — | WTS/ENVIRONMENTAL IMPACT ACQU11.5000EXP09/30/2027 | 5,000 | $0 | 0.0% | $0.00 | — | — | WARR | 39536G113 |
| — | WTS/FIBROCELL SCIENCE INC. 0.3000 EXP05/24/2017 | 250,000 | $0 | 0.0% | $0.00 | — | — | WARR | 315991380 |
| — | WTS/GREENCITY ACQUISITION COR EXP04/30/2026 | 53,560 | $0 | 0.0% | $0.00 | — | — | WARR | G4086B123 |
| — | WTS/HECLA MINING COMPANY 2.4500 EXP06/09/2014 | 50,000 | $0 | 0.0% | $0.00 | — | — | WARR | 422992792 |
| — | WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | 75,001 | $0 | 0.0% | $0.00 | — | — | WARR | Y37828129 |
| — | WTS/LGL SYSTEMS ACQUISITION C11.5000 EXP08/26/2026 | 290,781 | $0 | 0.0% | $0.00 | $1.07 | — | WARR | 46323Q113 |
| — | WTS/MODULAR MEDICAL INC.6.6000 EXP02/14/2027 | 24,000 | $0 | 0.0% | $0.00 | — | — | WARR | 60785L116 |
| — | WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 8,838 | $0 | 0.0% | $0.00 | $0.00 | — | WARR | 03783T111 |
| — | WTS/BRICKELL BIOTECH INC. EXP10/27/2025 | 1,544 | $0 | 0.0% | $0.00 | — | — | WARR | 10802T147 |
| — | WTS/ALLEGRO MERGER CORPEXP01/06/25 | 45,000 | $0 | 0.0% | $0.00 | — | — | WARR | 01749N111 |
| — | LEHMAN BROTHERS HOLDINGS INC.CONV PFD 5.2500 03/06/2032 | 2,366 | $0 | 0.0% | $0.00 | — | — | EQUITY | 525ESC810 |
| — | WTS/CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 | 25,000 | $0 | 0.0% | $0.00 | — | — | WARR | 131990608 |
| SLNWF | SELINA HOSPITALITY PLC11.5000EXP02/26/2023 | 100 | $0 | 0.0% | $0.00 | $0.01 | — | WARR | G8059B119 |
| — | CELSION CORP 2.3600 EXP12/06/2016 | 166,217 | $0 | 0.0% | $0.00 | — | — | WARR | 151993276 |
| — | WTS/PYXIS ONCOLOGY INC EXP07/29/2027 | 73,130 | $0 | 0.0% | $0.00 | — | — | WARR | 747324119 |
| — | WTS/SUMMER INFANT INC5.0000 EXP04/20/2009 | 14,584 | $0 | 0.0% | $0.00 | — | — | WARR | 865646111 |
| — | WTS/VIVEON HEALTH ACQUISITION EXP12/31/2049 | 60,777 | $0 | 0.0% | $0.00 | $0.21 | — | WARR | 92853V114 |