Lynrock Lake LP Diversified Active

CIK: 0001734341 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 14, 2019

Total Value ($000): $782,612 (100.0% shares, 0.0% debt)

Holdings (25)

— VEECO INSTRS INC DEL 15.9%

Value ($000) $124,276 Shares 138,827,000 Est. Cost $0.82 Unrealized —

— SYNAPTICS INC 14.2%

Value ($000) $111,370 Shares 119,272,000 Est. Cost $0.91 Unrealized —

— GOPRO INC 13.2%

Value ($000) $102,954 Shares 102,929,000 Est. Cost $0.95 Unrealized —

— QUOTIENT TECHNOLOGY INC 10.4%

Value ($000) $81,432 Shares 86,199,000 Est. Cost $0.95 Unrealized —

— NUANCE COMMUNICATIONS INC 9.7%

Value ($000) $76,201 Shares 80,212,000 Est. Cost $0.95 Unrealized —

— CALAMP CORP 9.3%

Value ($000) $72,640 Shares 73,453,000 Est. Cost $0.97 Unrealized —

— ROVI CORP 5.2%

Value ($000) $40,952 Shares 41,548,000 Est. Cost $0.96 Unrealized —

ALLT ALLOT LTD 5.1%

Value ($000) $40,272 Shares 4,996,572 Est. Cost $6.97 Unrealized +9.3%

MSTR MICROSTRATEGY INC 3.5%

Value ($000) $27,102 Shares 182,666 Est. Cost $13.35 Unrealized +2.6%

— CALAMP CORP 3.2%

Value ($000) $24,657 Shares 30,130,000 Est. Cost $0.82 Unrealized —

— RAMBUS INC DEL 3.0%

Value ($000) $23,228 Shares 23,327,000 Est. Cost $0.88 Unrealized —

— TIVO CORP 2.4%

Value ($000) $18,631 Shares 2,446,666 Est. Cost $8.49 Unrealized —

TDC TERADATA CORP DEL 1.2%

Value ($000) $9,507 Shares 306,666 Est. Cost $35.80 Unrealized -5.8%

CALX CALIX INC 1.0%

Value ($000) $7,967 Shares 1,246,766 Est. Cost $7.65 Unrealized -17.7%

ATEN A10 NETWORKS INC 0.6%

Value ($000) $4,835 Shares 696,666 Est. Cost $6.04 Unrealized +11.4%

— DSP GROUP INC 0.5%

Value ($000) $4,167 Shares 295,871 Est. Cost $11.20 Unrealized —

— CARBONITE INC 0.4%

Value ($000) $2,864 Shares 3,000,000 Est. Cost $0.95 Unrealized —

GPRO GOPRO INC 0.3%

Value ($000) $2,420 Shares 466,666 Est. Cost $4.69 Unrealized 0.0%

HYREQ HYRECAR INC 0.2%

Value ($000) $1,942 Shares 776,666 Est. Cost $3.12 Unrealized 0.0%

— FIREEYE INC 0.2%

Value ($000) $1,459 Shares 109,376 Est. Cost $14.81 Unrealized —

— MOBILEIRON INC 0.2%

Value ($000) $1,353 Shares 206,766 Est. Cost $6.30 Unrealized —

RMBS RAMBUS INC DEL 0.1%

Value ($000) $1,054 Shares 80,300 Est. Cost $12.54 Unrealized 0.0%

LTRX LANTRONIX INC 0.1%

Value ($000) $757 Shares 225,966 Est. Cost $3.47 Unrealized 0.0%

MSFT MICROSOFT CORP 0.0%

Value ($000) $315 Shares 2,266 Est. Cost $129.91 Unrealized 0.0%

— SUPPORT COM INC 0.0%

Value ($000) $257 Shares 166,666 Est. Cost $2.37 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	VEECO INSTRS INC DEL	138,827,000	$124,276	15.9%	$0.82	—	NOTE 2.700% 1/1	922417AD2
—	SYNAPTICS INC	119,272,000	$111,370	14.2%	$0.91	—	NOTE 0.500% 6/1	87157DAD1
—	GOPRO INC	102,929,000	$102,954	13.2%	$0.95	—	NOTE 3.500% 4/1	38268TAB9
—	QUOTIENT TECHNOLOGY INC	86,199,000	$81,432	10.4%	$0.95	—	NOTE 1.750%12/0	749119AB9
—	NUANCE COMMUNICATIONS INC	80,212,000	$76,201	9.7%	$0.95	—	DBCV 1.000%12/1	67020YAK6
—	CALAMP CORP	73,453,000	$72,640	9.3%	$0.97	—	NOTE 1.625% 5/1	128126AB5
—	ROVI CORP	41,548,000	$40,952	5.2%	$0.96	—	NOTE 0.500% 3/0	779376AD4
ALLT	ALLOT LTD	4,996,572	$40,272	5.1%	$6.97	+9.3%	SHS	M0854Q105
MSTR	MICROSTRATEGY INC	182,666	$27,102	3.5%	$13.35	+2.6%	CL A NEW	594972408
—	CALAMP CORP	30,130,000	$24,657	3.2%	$0.82	—	NOTE 2.000% 8/0	128126AD1
—	RAMBUS INC DEL	23,327,000	$23,228	3.0%	$0.88	—	NOTE 1.375% 2/0	750917AG1
—	TIVO CORP	2,446,666	$18,631	2.4%	$8.49	—	COM	88870P106
TDC	TERADATA CORP DEL	306,666	$9,507	1.2%	$35.80	-5.8%	COM	88076W103
CALX	CALIX INC	1,246,766	$7,967	1.0%	$7.65	-17.7%	COM	13100M509
ATEN	A10 NETWORKS INC	696,666	$4,835	0.6%	$6.04	+11.4%	COM	002121101
—	DSP GROUP INC	295,871	$4,167	0.5%	$11.20	—	COM	23332B106
—	CARBONITE INC	3,000,000	$2,864	0.4%	$0.95	—	NOTE 2.500% 4/0	141337AB1
GPRO	GOPRO INC	466,666	$2,420	0.3%	$4.69	0.0%	CL A	38268T103
HYREQ	HYRECAR INC	776,666	$1,942	0.2%	$3.12	0.0%	COM	44916T107
—	FIREEYE INC	109,376	$1,459	0.2%	$14.81	—	COM	31816Q101
—	MOBILEIRON INC	206,766	$1,353	0.2%	$6.30	—	COM NEW	60739U204
RMBS	RAMBUS INC DEL	80,300	$1,054	0.1%	$12.54	0.0%	COM	750917106
LTRX	LANTRONIX INC	225,966	$757	0.1%	$3.47	0.0%	COM NEW	516548203
MSFT	MICROSOFT CORP	2,266	$315	0.0%	$129.91	0.0%	COM	594918104
—	SUPPORT COM INC	166,666	$257	0.0%	$2.37	—	COM NEW	86858W200