CIK: 0001352860 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 30, 2017
Total Value ($000): $164,142 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 136,616 | $30,538 | 18.6% | $185.23 | — | COM | 78462F103 |
| — | General American Investors | 527,152 | $16,437 | 10.0% | $31.89 | — | COM | 368802104 |
| — | Adams Express Co | 1,106,394 | $14,063 | 8.6% | $12.71 | — | COM | 006212104 |
| — | Tri Continental Corp | 615,204 | $13,566 | 8.3% | $19.54 | — | COM | 895436103 |
| — | Liberty All Star Eq Fd | 1,323,951 | $6,832 | 4.2% | $5.29 | — | COM | 530158104 |
| — | SPDR Dow Jones Industrial Aver | 29,105 | $5,749 | 3.5% | $158.22 | — | COM | 252787106 |
| — | Royce Value Trust | 354,725 | $4,750 | 2.9% | $12.96 | — | COM | 780910105 |
| — | Dividend & Income Fund | 386,057 | $4,575 | 2.8% | $11.34 | — | COM | 25538A105 |
| SCHX | Schwab U.S. Large-Cap | 73,903 | $3,937 | 2.4% | $42.82 | — | COM | 808524201 |
| — | Nuveen Dow 30 Dynamic Overwrit | 224,567 | $3,369 | 2.1% | $14.11 | — | COM | 67075F105 |
| IWM | iShares Russell 2000 Index | 24,357 | $3,285 | 2.0% | $117.89 | — | COM | 464287655 |
| — | Special Opptys Fund | 225,155 | $3,074 | 1.9% | $16.49 | — | COM | 84741T104 |
| SCHB | Schwab U.S. Broad Market | 54,134 | $2,933 | 1.8% | $48.91 | — | COM | 808524102 |
| — | Guggenheim S&P500 Equal Weight | 32,312 | $2,800 | 1.7% | $84.67 | — | COM | 78355W106 |
| — | Guggenheim Enhanced Equity Str | 158,941 | $2,567 | 1.6% | $15.92 | — | COM | 40167K100 |
| — | Guggenheim Equal Weight | 145,488 | $2,382 | 1.5% | $16.37 | — | COM | 40167M106 |
| — | Special Opp Pfd Conv | 92,021 | $2,338 | 1.4% | $25.82 | — | COM | 84741T302 |
| — | American Intl Group Inc | 28,730 | $1,877 | 1.1% | $65.33 | — | COM | 026874107 |
| — | Alpine Total Dynamic Fd | 207,976 | $1,577 | 1.0% | $7.58 | — | COM | 021060108 |
| SCHV | Schwab U.S. Large-Cap Value | 29,829 | $1,435 | 0.9% | $43.51 | — | COM | 808524409 |
| — | ETFS Gold Trust ETF | 11,742 | $1,313 | 0.8% | $124.28 | — | COM | 26922Y105 |
| — | PowerShares QQQ - Nasdaq 100 | 9,894 | $1,173 | 0.7% | $84.53 | — | COM | 631100104 |
| — | Gabelli Div And Inc Tr | 51,467 | $1,032 | 0.6% | $19.50 | — | COM | 36242H104 |
| — | Delaware Enhanced Gbl Div & In | 101,650 | $1,028 | 0.6% | $10.34 | — | COM | 246060107 |
| VTI | Vanguard Total Stock Mkt | 8,538 | $985 | 0.6% | $85.85 | — | COM | 922908769 |
| — | MS India Investment Fund | 37,406 | $959 | 0.6% | $24.93 | — | COM | 61745C105 |
| — | AllianzGI NFJ Divid Int | 75,432 | $952 | 0.6% | $12.55 | — | COM | 65337H109 |
| SCHM | Schwab U.S. Mid-Cap | 20,213 | $913 | 0.6% | $36.55 | — | COM | 808524508 |
| — | First Tr Enhcd Eqty Incm | 66,863 | $904 | 0.6% | $12.92 | — | COM | 337318109 |
| IVV | iShares S&P 500 Index Fund | 3,907 | $880 | 0.5% | $194.13 | — | COM | 464287200 |
| — | Call SPY JAN17 @ 218 | 607 | $839 | 0.5% | $2500.00 | — | Call | 78462F903 |
| SCHA | Schwab U.S. Small-Cap | 13,092 | $805 | 0.5% | $54.66 | — | COM | 808524607 |
| — | Guggenheim Enhanced Eqty | 100,605 | $805 | 0.5% | $7.47 | — | COM | 40167B100 |
| SCHE | Schwab Emerging Markets Equity | 34,261 | $739 | 0.5% | $24.31 | — | COM | 808524706 |
| — | Liberty All-Star Gr Fund | 168,757 | $706 | 0.4% | $4.32 | — | COM | 529900102 |
| SCHD | Sch US Div Equity Etf | 15,886 | $693 | 0.4% | $37.97 | — | COM | 808524797 |
| SCHG | Schwab U.S. Large-Cap Growth | 12,129 | $678 | 0.4% | $44.19 | — | COM | 808524300 |
| — | Vanguard S&P 500 ETF | 3,287 | $675 | 0.4% | $154.09 | — | COM | 922908413 |
| KRE | SPDR S&P Regional Bking | 11,975 | $666 | 0.4% | $38.29 | — | COM | 78464A698 |
| — | BlackRock Enhanced Dividend Ac | 77,504 | $632 | 0.4% | $7.55 | — | COM | 09251A104 |
| IWF | iShares Russell 1000 Growth | 6,001 | $630 | 0.4% | $73.09 | — | COM | 464287614 |
| — | SPDR Gold Shares | 5,486 | $602 | 0.4% | $121.80 | — | COM | 863307104 |
| — | Gabelli Global Small and Mid C | 53,407 | $567 | 0.3% | $10.52 | — | COM | 36249W104 |
| — | Nasdaq Prem Incm & Grwth | 26,107 | $485 | 0.3% | $18.57 | — | COM | 63110R105 |
| OEF | iShares S&P 100 Index Fund | 4,718 | $469 | 0.3% | $72.02 | — | COM | 464287101 |
| IWD | iShares Russell 1000 Value | 4,100 | $460 | 0.3% | $111.66 | — | COM | 464287598 |
| — | Gabelli Healthcare TRUST | 45,958 | $434 | 0.3% | $10.66 | — | COM | 36246K103 |
| SCHF | Schwab International Equity | 14,220 | $394 | 0.2% | $31.54 | — | COM | 808524805 |
| SPEU | SPDR STOXX Europe 50 | 12,843 | $384 | 0.2% | $36.47 | — | COM | 78463X103 |
| IVW | iShares S&P 500 Growth | 3,236 | $380 | 0.2% | $93.05 | — | COM | 464287309 |
| — | Royce Micro-Cap TRUST | 44,791 | $366 | 0.2% | $7.99 | — | COM | 780915104 |
| — | Royce Global Value Tr | 45,409 | $365 | 0.2% | $8.70 | — | COM | 78081T104 |
| EEM | iShares MSCI Emrg Mkt ETF | 10,339 | $362 | 0.2% | $40.51 | — | COM | 464287234 |
| TIP | iShares Barclays TIPS Bond Fun | 3,193 | $362 | 0.2% | $111.98 | — | COM | 464287176 |
| — | Templeton Emrgng Mkt Fd | 28,362 | $343 | 0.2% | $12.78 | — | COM | 880191101 |
| — | Clough Global Opportunities | 32,058 | $287 | 0.2% | $12.24 | — | COM | 18914E106 |
| — | Advent Claymore Enhcd Fd | 32,220 | $268 | 0.2% | $8.24 | — | COM | 00765E104 |
| TBF | Proshares Short Treas | 11,160 | $267 | 0.2% | $29.95 | — | COM | 74347X849 |
| — | European Equity Fund | 34,279 | $265 | 0.2% | $8.54 | — | COM | 298768102 |
| — | DWS Dreman Val Inc Edge | 18,008 | $260 | 0.2% | $13.18 | — | COM | 23339M105 |
| — | Blackrock Global Opptys | 22,459 | $260 | 0.2% | $11.58 | — | COM | 092501105 |
| DON | WisdomTree MidCap Dividend | 2,700 | $255 | 0.2% | $80.09 | — | COM | 97717W505 |
| — | Lazard Glbl Total Retrun | 17,795 | $245 | 0.1% | $13.99 | — | COM | 52106W103 |
| SCHC | Schwab International Small-Cap | 8,277 | $241 | 0.1% | $32.07 | — | COM | 808524888 |
| MMM | 3m Company | 1,313 | $235 | 0.1% | $64.24 | +65.3% | COM | 88579Y101 |
| — | Aberdeen Emg Mkt SMC Opps | 20,602 | $232 | 0.1% | $10.89 | — | COM | 00301T102 |
| — | Diversified Real Asset Income | 14,691 | $230 | 0.1% | $17.74 | — | COM | 25533B108 |
| XLV | Health Care Select Sector SPDR | 3,302 | $228 | 0.1% | $49.59 | — | COM | 81369Y209 |
| — | Calamos Strategic Total Return | 21,734 | $224 | 0.1% | $9.77 | — | COM | 128125101 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 8,140 | $223 | 0.1% | $26.62 | — | COM | 97717X560 |
| — | Delaware Invts Div &Incm | 21,383 | $214 | 0.1% | $9.95 | — | COM | 245915103 |
| — | Boulder Growth & Income | 22,317 | $200 | 0.1% | $8.50 | — | COM | 101507101 |
| EUO | Proshares Ultrashort Euro | 7,250 | $197 | 0.1% | $19.15 | — | COM | 74347W882 |
| — | D C A Total Return Fund | 44,060 | $197 | 0.1% | $4.30 | — | COM | 233066109 |
| XLI | Sector Spdr Indl Select | 3,132 | $195 | 0.1% | $53.49 | — | COM | 81369Y704 |
| TDIV | First Trust NASDAQ Technology | 6,420 | $190 | 0.1% | $26.51 | — | COM | 33738R118 |
| — | BlackRock Resources & Commdty | 21,373 | $177 | 0.1% | $8.60 | — | COM | 09257A108 |
| — | Call DIA JAN17 @ 186 | 127 | $170 | 0.1% | — | — | Call | 78467X909 |
| HON | Honeywell International | 1,445 | $168 | 0.1% | $60.82 | +38.4% | COM | 438516106 |
| — | Royce Focus TRUST Inc | 22,950 | $160 | 0.1% | $6.38 | — | COM | 78080N108 |
| — | PowerShares Buyback Achievers | 3,150 | $159 | 0.1% | $48.22 | — | COM | 73935X286 |
| — | Eaton Vance Risk Managed | 16,201 | $146 | 0.1% | $9.01 | — | COM | 27829G106 |
| SLV | iShares Silver Trust | 9,405 | $143 | 0.1% | $18.51 | — | COM | 46428Q109 |
| — | MS Emerging Market Fund | 10,753 | $142 | 0.1% | $13.82 | — | COM | 61744G107 |
| ACWI | iShares MSCI ACWI Index | 2,380 | $141 | 0.1% | $57.84 | — | COM | 464288257 |
| — | Blackrock Enhcd Cap & Incm | 10,203 | $140 | 0.1% | $13.72 | — | COM | 09256A109 |
| VT | Vanguard Total World | 2,225 | $136 | 0.1% | $59.68 | — | COM | 922042742 |
| — | Gyrodyne Company of America | 7,359 | $135 | 0.1% | $17.82 | — | COM | 403820103 |
| — | Aberdeen Aust Equity Fd | 17,957 | $133 | 0.1% | $7.20 | — | COM | 003011103 |
| CEW | WisdomTree Emerging Currency E | 7,499 | $132 | 0.1% | $20.05 | — | COM | 97717W133 |
| — | Latin Amer Equity Fd New | 6,361 | $126 | 0.1% | $21.93 | — | COM | 51827Q106 |
| — | Alpine Global Dynamic Fd | 14,163 | $125 | 0.1% | $8.16 | — | COM | 02082E205 |
| SCHP | Schwab U.S. TIPS ETF | 2,209 | $122 | 0.1% | $53.94 | — | COM | 808524870 |
| — | Cohen & Steers Tot Ret Realty | 9,870 | $120 | 0.1% | $12.43 | — | COM | 19247R103 |
| VV | Vanguard Large Cap ETF | 1,158 | $119 | 0.1% | $84.63 | — | COM | 922908637 |
| VIG | Vanguard Dividend Appreciation | 1,258 | $108 | 0.1% | $67.42 | — | COM | 921908844 |
| — | Ishares Msci Jpn Idx Fd | 2,188 | $107 | 0.1% | $11.99 | — | COM | 464286848 |
| — | iShares Gold Trust | 9,400 | $105 | 0.1% | $10.96 | — | COM | 464285105 |
| — | iPath MSCI India Index ETN | 1,624 | $102 | 0.1% | $68.84 | — | COM | 06739F291 |
| — | Asa Gold & Precs Mtls | 9,175 | $102 | 0.1% | $12.68 | — | COM | G3156P103 |
| — | PowerShares S&P 500 Low Volati | 2,106 | $88 | 0.1% | $38.76 | — | COM | 73937B779 |
| XLK | Sector Spdr Tech Select | 1,753 | $85 | 0.1% | $35.94 | — | COM | 81369Y803 |
| XLB | Sector SPDR Materials | 1,700 | $85 | 0.1% | $49.62 | — | COM | 81369Y100 |
| XLP | Sector Spdr Tr Con Stpls | 1,545 | $80 | 0.0% | $44.11 | — | COM | 81369Y308 |
| EWZ | Ishares Msci Brazil Indx | 2,383 | $80 | 0.0% | $47.46 | — | COM | 464286400 |
| — | Petroleum & Resources Cp | 3,823 | $78 | 0.0% | $22.11 | — | COM | 716549100 |
| XLF | Sector Spdr Fincl Select | 3,300 | $77 | 0.0% | $21.95 | — | COM | 81369Y605 |
| — | BlackRock Science and Technolo | 4,240 | $77 | 0.0% | $16.97 | — | COM | 09258G104 |
| IYT | iShares Transportation Average | 450 | $74 | 0.0% | $148.68 | — | COM | 464287192 |
| — | India Fund Inc | 3,388 | $73 | 0.0% | $23.64 | — | COM | 454089103 |
| — | Japan Smaller Cap Fund | 7,405 | $73 | 0.0% | $9.94 | — | COM | 47109U104 |
| EQS | Equus II Inc | 35,584 | $72 | 0.0% | $2.07 | -8.5% | COM | 294766100 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $71 | 0.0% | $51.27 | — | COM | 97717W851 |
| — | Etfs Silver TRUST Etf | 4,454 | $70 | 0.0% | $17.58 | — | COM | 26922X107 |
| SDY | SPDR S&P Dividend ETF | 750 | $65 | 0.0% | $72.31 | — | COM | 78464A763 |
| — | VanEck Vectors Agribusiness ET | 1,230 | $64 | 0.0% | $51.19 | — | COM | 57060U605 |
| — | Gabelli Global Deal Fund | 6,357 | $63 | 0.0% | $10.10 | — | COM | 36245G103 |
| DWX | SPDR S&P International Dividen | 1,693 | $62 | 0.0% | $48.48 | — | COM | 78463X772 |
| XLE | Sector Spdr Engy Select | 802 | $61 | 0.0% | $98.99 | — | COM | 81369Y506 |
| AAL | American Airlines Group Inc | 1,250 | $59 | 0.0% | $36.83 | +14.2% | COM | 02376R102 |
| — | Templeton Dragon Fund | 3,500 | $58 | 0.0% | $18.55 | — | COM | 88018T101 |
| — | Source Capital Inc | 1,575 | $57 | 0.0% | $36.19 | — | COM | 836144105 |
| — | PowerShares India | 2,925 | $57 | 0.0% | $21.58 | — | COM | 73935L100 |
| SOXX | Ishares Semiconductor Index | 450 | $56 | 0.0% | $73.33 | — | COM | 464287523 |
| VCSH | Vanguard Short-Term Corp Bd Id | 689 | $55 | 0.0% | $81.12 | — | COM | 92206C409 |
| — | Mvc Capital Inc | 6,263 | $54 | 0.0% | $12.80 | — | COM | 553829102 |
| HYS | Pimco 0-5 Year High Yld | 533 | $54 | 0.0% | $100.04 | — | COM | 72201R783 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,589 | $54 | 0.0% | $35.37 | — | COM | 78463X202 |
| — | Central Securities Corp | 2,438 | $54 | 0.0% | $22.25 | — | COM | 155123102 |
| — | Calamos Global Total Ret | 5,111 | $54 | 0.0% | $11.40 | — | COM | 128118106 |
| EWH | iShares MSCI Hong Kong Index | 2,715 | $53 | 0.0% | $20.31 | — | COM | 464286871 |
| IJH | iShares S&P MidCap 400 Index | 305 | $51 | 0.0% | $139.27 | — | COM | 464287507 |
| SCHO | Schwab Short-Term U.S. Treasur | 985 | $50 | 0.0% | $50.87 | — | COM | 808524862 |
| — | Proshares Short Euro | 1,000 | $46 | 0.0% | $35.38 | — | COM | 74347W742 |
| — | AIG WTS EXP 01/19/21 @ 45 | 1,865 | $44 | 0.0% | $23.59 | — | COM | 026874156 |
| — | Cohen & Steers Closd End | 3,660 | $43 | 0.0% | $10.84 | — | COM | 19248P106 |
| — | PowerShares Preferred ETF | 2,953 | $43 | 0.0% | $15.09 | — | COM | 73936T565 |
| — | Blackrock Intl Growth Tr | 7,133 | $40 | 0.0% | $5.61 | — | COM | 092524107 |
| DLN | WisdomTree LargeCap Dividend | 500 | $40 | 0.0% | $70.91 | — | COM | 97717W307 |
| — | Tekla Healthcare Opportu | 2,505 | $39 | 0.0% | $16.15 | — | COM | 879105104 |
| — | Latin Amern Discovery Fd | 4,167 | $39 | 0.0% | $10.35 | — | COM | 51828C106 |
| — | Nuveen Tax Adv Tot Retur | 3,440 | $39 | 0.0% | $11.60 | — | COM | 67090H102 |
| SCHH | Schwab US REIT ETF | 922 | $38 | 0.0% | $33.49 | — | COM | 808524847 |
| — | Morgan Stanley China Fd | 2,190 | $38 | 0.0% | $24.62 | — | COM | 617468103 |
| — | Clough Global Equity Common | 3,195 | $36 | 0.0% | $13.34 | — | COM | 18914C100 |
| — | LMP Capital & Income | 2,591 | $35 | 0.0% | $15.15 | — | COM | 795500107 |
| — | Swiss Helvetia Fund | 3,366 | $35 | 0.0% | $13.88 | — | COM | 870875101 |
| — | Herzfeld Caribbn Basn Fd | 5,080 | $35 | 0.0% | $6.46 | — | COM | 42804T106 |
| — | ING Global Adv & Premium Opp | 2,991 | $30 | 0.0% | $10.09 | — | COM | 44982N109 |
| ILF | Ishares S&P Latin America | 1,080 | $30 | 0.0% | $37.91 | — | COM | 464287390 |
| — | Nuveen Tax Advantaged Fd | 2,070 | $29 | 0.0% | $14.20 | — | COM | 67073G105 |
| IYR | Ishares US Real Estate | 367 | $29 | 0.0% | $79.02 | — | COM | 464287739 |
| VGK | Vanguard European | 600 | $29 | 0.0% | $53.96 | — | COM | 922042874 |
| — | AllianzGI Eqty & Conv Income F | 1,426 | $27 | 0.0% | $17.88 | — | COM | 00119P102 |
| — | Nuveen Core Equity Fund | 2,000 | $27 | 0.0% | $13.32 | — | COM | 67090X107 |
| — | Proshares Inverse S&P 500 | 701 | $26 | 0.0% | $30.38 | — | COM | 74347R503 |
| IYE | iShares DJ US Energy | 600 | $25 | 0.0% | $56.88 | — | COM | 464287796 |
| IWS | Ishares Russell Midcap Value I | 300 | $25 | 0.0% | $66.67 | — | COM | 464287473 |
| — | Call SPY MAR17 @ 201 | 10 | $25 | 0.0% | $2500.00 | — | COM | 78462F903 |
| — | Call IWM MAR17 @ 115 | 17 | $25 | 0.0% | — | — | Call | 464287905 |
| VWO | Vanguard Emerging Market | 600 | $22 | 0.0% | $41.98 | — | COM | 922042858 |
| — | Putnam High Incm Bond Fd | 2,670 | $22 | 0.0% | $8.19 | — | COM | 746779107 |
| IGSB | iShares Barclays 1-3 Year Cred | 200 | $21 | 0.0% | $106.67 | — | COM | 464288646 |
| EZA | iShares MSCI South Africa | 370 | $20 | 0.0% | $65.51 | — | COM | 464286780 |
| — | PureFunds ISE Cyber Security E | 750 | $20 | 0.0% | $26.93 | — | COM | 30304R407 |
| — | ETFS Physical Palladium Shares | 291 | $19 | 0.0% | $73.05 | — | COM | 26923A106 |
| DTD | Wisdomtree Total Dividnd | 224 | $19 | 0.0% | $69.81 | — | COM | 97717W109 |
| — | JH Hedged Equity & Income | 1,193 | $19 | 0.0% | $14.45 | — | COM | 47804L102 |
| — | Ev Tax Adv Glb Div Incm | 1,350 | $19 | 0.0% | $14.89 | — | COM | 27828S101 |
| — | Loncar Cancer Immunotherapy ET | 800 | $17 | 0.0% | $25.63 | — | COM | 26922A826 |
| — | Direxion All Cap Insider Senti | 201 | $16 | 0.0% | $65.10 | — | COM | 25459Y769 |
| EDIV | SPDR S&P Emerging Markets Divi | 580 | $16 | 0.0% | $23.53 | — | COM | 78463X533 |
| — | Asia Tigers Fund | 1,549 | $15 | 0.0% | $10.92 | — | COM | 04516T105 |
| — | Aberdeen Israel Fund | 900 | $15 | 0.0% | $17.41 | — | COM | 00301L109 |
| — | ETFS Physical Precious Metals | 251 | $15 | 0.0% | $52.00 | — | COM | 26922W109 |
| — | Advent Claymore Cnvt Secs & In | 2,231 | $14 | 0.0% | $6.28 | — | COM | 007639107 |
| GAIN | Gladstone Investment Cp | 1,650 | $14 | 0.0% | $2.14 | +54.3% | COM | 376546107 |
| — | Credit Suisse Silver Shares Co | 1,700 | $14 | 0.0% | $11.18 | — | COM | 22542D449 |
| — | Mobileye NV | 350 | $14 | 0.0% | $51.29 | — | COM | N51488117 |
| — | Macquarie Global Infrast | 675 | $14 | 0.0% | $22.06 | — | COM | 55608D101 |
| EWC | iShares MSCI Canada Index | 500 | $14 | 0.0% | $30.04 | — | COM | 464286509 |
| — | Eaton Vance Tax Adv Div | 610 | $13 | 0.0% | $19.59 | — | COM | 27828G107 |
| VGT | Vanguard Info Technology | 100 | $13 | 0.0% | $90.00 | — | COM | 92204A702 |
| — | Guggenheim China Small Cap ETF | 520 | $12 | 0.0% | $26.16 | — | COM | 18383Q853 |
| EWX | SPDR S&P Emerging Markets Smal | 300 | $12 | 0.0% | $47.78 | — | COM | 78463X756 |
| QQQE | Direxion Shares Etf | 173 | $12 | 0.0% | $62.83 | — | COM | 25459Y207 |
| — | Etfs Phys Platinum Etf | 135 | $12 | 0.0% | $134.57 | — | COM | 26922V101 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $12 | 0.0% | $57.91 | — | COM | 97717X701 |
| — | Eaton Vance Enhance Eqty | 886 | $12 | 0.0% | $11.61 | — | COM | 278277108 |
| WIP | SPDR DB Intl Govt Infl-Protect | 200 | $11 | 0.0% | $60.00 | — | COM | 78464A490 |
| SCHR | Schwab Intermediate-Term U.S. | 202 | $11 | 0.0% | $51.55 | — | COM | 808524854 |
| — | Eaton Vance Tax Managed | 1,022 | $11 | 0.0% | $10.76 | — | COM | 27828N102 |
| IXC | Ishares Tr S&P Global Energy S | 300 | $11 | 0.0% | $47.35 | — | COM | 464287341 |
| — | Mrgn Stnly Asia Pac Fund | 766 | $11 | 0.0% | $16.21 | — | COM | 61744U106 |
| — | Calamos Global Dynamic Income | 1,450 | $11 | 0.0% | $7.67 | — | COM | 12811L107 |
| — | Ellsworth Cv Grth&Inc Fd | 1,221 | $11 | 0.0% | $8.56 | — | COM | 289074106 |
| — | Mexico Equity & Income Common | 1,099 | $11 | 0.0% | $14.56 | — | COM | 592834105 |
| XXCHNXX | China Fund Inc | 648 | $10 | 0.0% | $20.84 | — | COM | 169373107 |
| IEZ | Ishares Oil Equip & Svc | 200 | $10 | 0.0% | $73.52 | — | COM | 464288844 |
| — | Deutsche Global High | 1,200 | $10 | 0.0% | $7.66 | — | COM | 25158V108 |
| — | Guggenheim Spin-Off | 200 | $9 | 0.0% | $40.00 | — | COM | 18383M605 |
| — | GSV Capital Corp | 1,700 | $9 | 0.0% | $12.35 | — | COM | 36191J101 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9 | 0.0% | $45.00 | — | COM | 464288240 |
| — | Zoe's Kitchen Inc | 375 | $9 | 0.0% | $29.33 | — | COM | 98979J109 |
| — | Guggenheim S&P MidCap 400 Pure | 55 | $8 | 0.0% | $120.00 | — | COM | 78355W601 |
| — | Claymore/BNY Mellon Frontier M | 586 | $7 | 0.0% | $16.42 | — | COM | 18383Q838 |
| XLY | Sector Spdr Consumer Fd | 82 | $7 | 0.0% | $60.98 | — | COM | 81369Y407 |
| — | Madison Strat Sectr Prem | 554 | $7 | 0.0% | $11.03 | — | COM | 558268108 |
| IEO | Ishares Oil & Gas | 100 | $7 | 0.0% | $97.08 | — | COM | 464288851 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $7 | 0.0% | $70.00 | — | COM | 464288885 |
| — | IQ Global Agribusiness Small C | 200 | $7 | 0.0% | $28.00 | — | COM | 45409B834 |
| GXC | SPDR S&P China ETF | 84 | $7 | 0.0% | $76.34 | — | COM | 78463X400 |
| — | Wells Fargo Adv Glo Div Opp | 1,273 | $7 | 0.0% | $5.92 | — | COM | 94987C103 |
| BWVTF | Barclays iPath S&P 500 BuyWrit | 100 | $7 | 0.0% | $60.00 | — | COM | 06739F135 |
| — | SPDR S&P Emerging Middle East | 100 | $6 | 0.0% | $70.00 | — | COM | 78463X806 |
| — | Guggenheim BRIC | 200 | $6 | 0.0% | $35.00 | — | COM | 18383M100 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6 | 0.0% | $9.77 | — | COM | 85207H104 |
| — | SPDR Oil & Gas Exploration & P | 140 | $6 | 0.0% | $36.36 | — | COM | 86330E620 |
| XPH | SPDR S&P Pharmaceuticals | 150 | $6 | 0.0% | $85.75 | — | COM | 78464A722 |
| — | Guggenheim Canadian Energy Inc | 650 | $6 | 0.0% | $15.29 | — | COM | 18383Q606 |
| — | Guggenheim Russell Top 50 Mega | 33 | $6 | 0.0% | $140.00 | — | COM | 78355W205 |
| — | Pacholder High Yield Cf | 728 | $6 | 0.0% | $8.24 | — | COM | 693742108 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $5 | 0.0% | $49.88 | — | COM | 464287374 |
| — | Ishares Msci Malaysia | 162 | $5 | 0.0% | $15.47 | — | COM | 464286830 |
| PSLV | Sprott Phys Sil Tr Etf | 736 | $5 | 0.0% | $8.15 | — | COM | 85207K107 |
| — | Eagle Capital Growth Fd | 597 | $5 | 0.0% | $8.38 | — | COM | 269451100 |
| — | Voya Emerging Markets High Div | 666 | $5 | 0.0% | $7.51 | — | COM | 92912P108 |
| — | Guggenheim China Technology ET | 130 | $5 | 0.0% | $38.46 | — | COM | 18383Q135 |
| — | Blackrock Global Energy | 300 | $5 | 0.0% | $27.50 | — | COM | 09250U101 |
| — | Foxby Corp | 2,400 | $5 | 0.0% | $2.08 | — | COM | 351645106 |
| EPI | WisdomTree India Earnings | 200 | $5 | 0.0% | $21.83 | — | COM | 97717W422 |
| — | Tekla World Healthcare C | 300 | $4 | 0.0% | $15.84 | — | COM | 87911L108 |
| — | YieldShares High Income ETF | 200 | $4 | 0.0% | $20.00 | — | COM | 301505301 |
| — | Guggenheim S&P 500 Equal Weigh | 55 | $4 | 0.0% | $90.73 | — | COM | 78355W866 |
| — | ETRACS 2x Closed-End Fund ETN | 200 | $4 | 0.0% | $15.00 | — | COM | 90270L842 |
| — | VanEck Vectors Vietnam ETF | 250 | $4 | 0.0% | $19.45 | — | COM | 57060U761 |
| — | Bancroft Conv Fund Inc | 156 | $4 | 0.0% | $25.64 | — | COM | 059695106 |
| — | Lazard World Div & Incm | 300 | $3 | 0.0% | $10.00 | — | COM | 521076109 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3 | 0.0% | $32.26 | — | COM | 46428R107 |
| — | Calamos Conv Opprtnty Fd | 287 | $3 | 0.0% | $10.45 | — | COM | 128117108 |
| EFA | iShares MSCI EAFE Index Fund | 50 | $3 | 0.0% | $67.93 | — | COM | 464287465 |
| — | PowerShares S&P Intl Dev Low V | 100 | $3 | 0.0% | $34.21 | — | COM | 73937B688 |
| — | Singapore Fund Inc | 319 | $3 | 0.0% | $12.13 | — | COM | 82929L109 |
| — | Guggenheim China All-Cap ETF | 100 | $3 | 0.0% | $30.00 | — | COM | 18385P101 |
| — | Exone Company | 250 | $3 | 0.0% | $20.00 | — | COM | 302104104 |
| — | Spdr S&P Emerging Latin | 50 | $3 | 0.0% | $40.00 | — | COM | 78463X707 |
| IDV | iShares International Select D | 75 | $3 | 0.0% | $39.60 | — | COM | 464288448 |
| — | Nuveen Qual Pfd Inc Fd | 236 | $3 | 0.0% | $10.00 | — | COM | 67072C105 |
| — | Eaton Vance Tax Mgd Glbl | 200 | $3 | 0.0% | $11.50 | — | COM | 27829C105 |
| DDD | 3 D Systems Corp | 150 | $2 | 0.0% | $52.15 | -71.9% | COM | 88554D205 |
| — | PowerShares FTSE RAFI US 1000 | 20 | $2 | 0.0% | $91.67 | — | COM | 73935X583 |
| IEMG | iShares Core MSCI Emerging Mar | 45 | $2 | 0.0% | $49.00 | — | COM | 46434G103 |
| — | Gabelli Equity TRUST Inc | 339 | $2 | 0.0% | $5.52 | — | COM | 362397101 |
| — | Guggenheim S&P500 Eq Weight Fi | 50 | $2 | 0.0% | $40.00 | — | COM | 78355W858 |
| — | Greater China Fund | 161 | $2 | 0.0% | $10.13 | — | COM | 39167B102 |
| — | Jf China Region Fund Inc | 86 | $2 | 0.0% | $18.41 | — | COM | 46614T107 |
| — | Westn Asset Claymore TIPS Fd | 115 | $2 | 0.0% | $8.70 | — | COM | 95766Q106 |
| — | Guggenheim S&P500 Eq Weight Te | 12 | $2 | 0.0% | $80.36 | — | COM | 78355W817 |
| — | PowerShares S&P 500 High Beta | 32 | $2 | 0.0% | $31.25 | — | COM | 73937B829 |
| — | Gabelli Global Multimed | 155 | $2 | 0.0% | $7.88 | — | COM | 36239Q109 |
| — | Mac/First Glb Infrastructure | 98 | $2 | 0.0% | $17.77 | — | COM | 55607W100 |
| — | Asia Pacific Fund | 78 | $1 | 0.0% | $12.82 | — | COM | 044901106 |
| — | Voya Natural Resources Equity | 116 | $1 | 0.0% | $8.62 | — | COM | 92913C106 |
| — | VanEck Vectors Rare Earth/Stra | 30 | $1 | 0.0% | $18.68 | — | COM | 57060U472 |
| — | Guggenheim SP SmallCap 600 Pur | 5 | $1 | 0.0% | — | — | COM | 78355W809 |
| — | Tekla Healthcare Investors | 8 | $1 | 0.0% | $26.40 | — | COM | 404052102 |
| SVVC | Firsthand Technology Value Fun | 7 | $1 | 0.0% | $19.40 | -58.8% | COM | 33766Y100 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $1 | 0.0% | — | — | COM | 808524789 |
| — | Thai Capital Fd Inc New | 4,281 | $0 | 0.0% | — | — | COM | 882905201 |