Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 30, 2017
Total Value: $164M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 136,616 | $30.54M | 18.6% | $223.53 | $182.96 | +22.2% | COM | 78462F103 |
| — | General American Investors | 527,152 | $16.44M | 10.0% | $31.18 | $31.89 | — | COM | 368802104 |
| — | Adams Express Co | 1,106,394 | $14.06M | 8.6% | $12.71 | $12.71 | — | COM | 006212104 |
| — | Tri Continental Corp | 615,204 | $13.57M | 8.3% | $22.05 | $19.54 | — | COM | 895436103 |
| — | Liberty All Star Eq Fd | 1,323,951 | $6.832M | 4.2% | $5.16 | $5.29 | — | COM | 530158104 |
| — | SPDR Dow Jones Industrial Aver | 29,105 | $5.749M | 3.5% | $197.53 | $158.22 | — | COM | 252787106 |
| — | Royce Value Trust | 354,725 | $4.75M | 2.9% | $13.39 | $12.96 | — | COM | 780910105 |
| — | Dividend & Income Fund | 386,057 | $4.575M | 2.8% | $11.85 | $11.34 | — | COM | 25538A105 |
| SCHX | Schwab U.S. Large-Cap | 73,903 | $3.937M | 2.4% | $53.27 * | $7.08 | +25.3% | COM | 808524201 |
| — | Nuveen Dow 30 Dynamic Overwrit | 224,567 | $3.369M | 2.1% | $15.00 | $14.11 | — | COM | 67075F105 |
| IWM | iShares Russell 2000 Index | 24,357 | $3.285M | 2.0% | $134.87 | $114.68 | +17.6% | COM | 464287655 |
| — | Special Opptys Fund | 225,155 | $3.074M | 1.9% | $13.65 | $16.49 | — | COM | 84741T104 |
| SCHB | Schwab U.S. Broad Market | 54,134 | $2.933M | 1.8% | $54.18 * | $8.04 | +12.3% | COM | 808524102 |
| — | Guggenheim S&P500 Equal Weight | 32,312 | $2.8M | 1.7% | $86.66 | $84.67 | — | COM | 78355W106 |
| — | Guggenheim Enhanced Equity Str | 158,941 | $2.567M | 1.6% | $16.15 | $15.92 | — | COM | 40167K100 |
| — | Guggenheim Equal Weight | 145,488 | $2.382M | 1.5% | $16.37 | $16.37 | — | COM | 40167M106 |
| — | Special Opp Pfd Conv | 92,021 | $2.338M | 1.4% | $25.41 | $25.82 | — | COM | 84741T302 |
| — | American Intl Group Inc | 28,730 | $1.877M | 1.1% | $65.33 | $65.33 | — | COM | 026874107 |
| — | Alpine Total Dynamic Fd | 207,976 | $1.577M | 1.0% | $7.58 | $7.58 | — | COM | 021060108 |
| SCHV | Schwab U.S. Large-Cap Value | 29,829 | $1.435M | 0.9% | $48.11 * | $14.19 | +12.9% | COM | 808524409 |
| — | ETFS Gold Trust ETF | 11,742 | $1.313M | 0.8% | $111.82 | $124.28 | — | COM | 26922Y105 |
| — | PowerShares QQQ - Nasdaq 100 | 9,894 | $1.173M | 0.7% | $118.56 | $84.53 | — | COM | 631100104 |
| — | Gabelli Div And Inc Tr | 51,467 | $1.032M | 0.6% | $20.05 | $19.50 | — | COM | 36242H104 |
| — | Delaware Enhanced Gbl Div & In | 101,650 | $1.028M | 0.6% | $10.11 | $10.34 | — | COM | 246060107 |
| VTI | Vanguard Total Stock Mkt | 8,538 | $985K | 0.6% | $115.37 | $85.64 | +34.7% | COM | 922908769 |
| — | MS India Investment Fund | 37,406 | $959K | 0.6% | $25.64 | $24.93 | — | COM | 61745C105 |
| — | AllianzGI NFJ Divid Int | 75,432 | $952K | 0.6% | $12.62 | $12.55 | — | COM | 65337H109 |
| SCHM | Schwab U.S. Mid-Cap | 20,213 | $913K | 0.6% | $45.17 * | $12.07 | +24.7% | COM | 808524508 |
| — | First Tr Enhcd Eqty Incm | 66,863 | $904K | 0.6% | $13.52 | $12.92 | — | COM | 337318109 |
| IVV | iShares S&P 500 Index Fund | 3,907 | $880K | 0.5% | $225.24 | $192.81 | +16.7% | COM | 464287200 |
| — | Call SPY JAN17 @ 218 | 607 | $839K | 0.5% | $1382.21 | $2500.00 | — | Call | 78462F903 |
| SCHA | Schwab U.S. Small-Cap | 13,092 | $805K | 0.5% | $61.49 * | $13.37 | +14.9% | COM | 808524607 |
| — | Guggenheim Enhanced Eqty | 100,605 | $805K | 0.5% | $8.00 | $7.47 | — | COM | 40167B100 |
| SCHE | Schwab Emerging Markets Equity | 34,261 | $739K | 0.5% | $21.57 | $25.13 | -14.2% | COM | 808524706 |
| — | Liberty All-Star Gr Fund | 168,757 | $706K | 0.4% | $4.18 | $4.32 | — | COM | 529900102 |
| SCHD | Sch US Div Equity Etf | 15,886 | $693K | 0.4% | $43.62 * | $12.39 | +17.2% | COM | 808524797 |
| SCHG | Schwab U.S. Large-Cap Growth | 12,129 | $678K | 0.4% | $55.90 * | $5.46 | +27.8% | COM | 808524300 |
| — | Vanguard S&P 500 ETF | 3,287 | $675K | 0.4% | $205.35 | $154.09 | — | COM | 922908413 |
| KRE | SPDR S&P Regional Bking | 11,975 | $666K | 0.4% | $55.62 | $38.61 | +43.9% | COM | 78464A698 |
| — | BlackRock Enhanced Dividend Ac | 77,504 | $632K | 0.4% | $8.15 | $7.55 | — | COM | 09251A104 |
| IWF | iShares Russell 1000 Growth | 6,001 | $630K | 0.4% | $104.98 * | $18.36 | +42.8% | COM | 464287614 |
| — | SPDR Gold Shares | 5,486 | $602K | 0.4% | $109.73 | $121.80 | — | COM | 863307104 |
| — | Gabelli Global Small and Mid C | 53,407 | $567K | 0.3% | $10.62 | $10.52 | — | COM | 36249W104 |
| — | Nasdaq Prem Incm & Grwth | 26,107 | $485K | 0.3% | $18.58 | $18.57 | — | COM | 63110R105 |
| OEF | iShares S&P 100 Index Fund | 4,718 | $469K | 0.3% | $99.41 | $72.66 | +36.7% | COM | 464287101 |
| IWD | iShares Russell 1000 Value | 4,100 | $460K | 0.3% | $112.20 | $107.61 | +4.1% | COM | 464287598 |
| — | Gabelli Healthcare TRUST | 45,958 | $434K | 0.3% | $9.44 | $10.66 | — | COM | 36246K103 |
| SCHF | Schwab International Equity | 14,220 | $394K | 0.2% | $27.71 * | $15.69 | -11.8% | COM | 808524805 |
| SPEU | SPDR STOXX Europe 50 | 12,843 | $384K | 0.2% | $29.90 | $37.11 | -19.4% | COM | 78463X103 |
| IVW | iShares S&P 500 Growth | 3,236 | $380K | 0.2% | $117.43 * | $23.61 | +29.0% | COM | 464287309 |
| — | Royce Micro-Cap TRUST | 44,791 | $366K | 0.2% | $8.17 | $7.99 | — | COM | 780915104 |
| — | Royce Global Value Tr | 45,409 | $365K | 0.2% | $8.04 | $8.70 | — | COM | 78081T104 |
| EEM | iShares MSCI Emrg Mkt ETF | 10,339 | $362K | 0.2% | $35.01 | $42.32 | -17.3% | COM | 464287234 |
| TIP | iShares Barclays TIPS Bond Fun | 3,193 | $362K | 0.2% | $113.37 | $117.63 | -3.8% | COM | 464287176 |
| — | Templeton Emrgng Mkt Fd | 28,362 | $343K | 0.2% | $12.09 | $12.78 | — | COM | 880191101 |
| — | Clough Global Opportunities | 32,058 | $287K | 0.2% | $8.95 | $12.24 | — | COM | 18914E106 |
| — | Advent Claymore Enhcd Fd | 32,220 | $268K | 0.2% | $8.32 | $8.24 | — | COM | 00765E104 |
| TBF | Proshares Short Treas | 11,160 | $267K | 0.2% | $23.92 | $29.25 | -18.3% | COM | 74347X849 |
| — | European Equity Fund | 34,279 | $265K | 0.2% | $7.73 | $8.54 | — | COM | 298768102 |
| — | DWS Dreman Val Inc Edge | 18,008 | $260K | 0.2% | $14.44 | $13.18 | — | COM | 23339M105 |
| — | Blackrock Global Opptys | 22,459 | $260K | 0.2% | $11.58 | $11.58 | — | COM | 092501105 |
| DON | WisdomTree MidCap Dividend | 2,700 | $255K | 0.2% | $94.44 * | $26.49 | +18.7% | COM | 97717W505 |
| — | Lazard Glbl Total Retrun | 17,795 | $245K | 0.1% | $13.77 | $13.99 | — | COM | 52106W103 |
| SCHC | Schwab International Small-Cap | 8,277 | $241K | 0.1% | $29.12 | $31.89 | -8.8% | COM | 808524888 |
| MMM | 3m Company | 1,313 | $235K | 0.1% | $178.98 * | $64.24 | +71.6% | COM | 88579Y101 |
| — | Aberdeen Emg Mkt SMC Opps | 20,602 | $232K | 0.1% | $11.26 | $10.89 | — | COM | 00301T102 |
| — | Diversified Real Asset Income | 14,691 | $230K | 0.1% | $15.66 | $17.74 | — | COM | 25533B108 |
| XLV | Health Care Select Sector SPDR | 3,302 | $228K | 0.1% | $69.05 | $49.86 | +38.3% | COM | 81369Y209 |
| — | Calamos Strategic Total Return | 21,734 | $224K | 0.1% | $10.31 | $9.77 | — | COM | 128125101 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 8,140 | $223K | 0.1% | $27.40 | $26.41 | +3.5% | COM | 97717X560 |
| — | Delaware Invts Div &Incm | 21,383 | $214K | 0.1% | $10.01 | $9.95 | — | COM | 245915103 |
| — | Boulder Growth & Income | 22,317 | $200K | 0.1% | $8.96 | $8.50 | — | COM | 101507101 |
| — | D C A Total Return Fund | 44,060 | $197K | 0.1% | $4.47 | $4.30 | — | COM | 233066109 |
| EUO | Proshares Ultrashort Euro | 7,250 | $197K | 0.1% | $27.17 | $19.12 | +41.6% | COM | 74347W882 |
| XLI | Sector Spdr Indl Select | 3,132 | $195K | 0.1% | $62.26 | $52.21 | +19.2% | COM | 81369Y704 |
| TDIV | First Trust NASDAQ Technology | 6,420 | $190K | 0.1% | $29.60 | $25.71 | +15.1% | COM | 33738R118 |
| — | BlackRock Resources & Commdty | 21,373 | $177K | 0.1% | $8.28 | $8.60 | — | COM | 09257A108 |
| — | Call DIA JAN17 @ 186 | 127 | $170K | 0.1% | $1338.58 | — | — | Call | 78467X909 |
| HON | Honeywell International | 1,445 | $168K | 0.1% | $116.26 * | $60.82 | +42.9% | COM | 438516106 |
| — | Royce Focus TRUST Inc | 22,950 | $160K | 0.1% | $6.97 | $6.38 | — | COM | 78080N108 |
| — | PowerShares Buyback Achievers | 3,150 | $159K | 0.1% | $50.48 | $48.22 | — | COM | 73935X286 |
| — | Eaton Vance Risk Managed | 16,201 | $146K | 0.1% | $9.01 | $9.01 | — | COM | 27829G106 |
| SLV | iShares Silver Trust | 9,405 | $143K | 0.1% | $15.20 | $21.55 | -29.9% | COM | 46428Q109 |
| — | MS Emerging Market Fund | 10,753 | $142K | 0.1% | $13.21 | $13.82 | — | COM | 61744G107 |
| ACWI | iShares MSCI ACWI Index | 2,380 | $141K | 0.1% | $59.24 | $56.34 | +5.0% | COM | 464288257 |
| — | Blackrock Enhcd Cap & Incm | 10,203 | $140K | 0.1% | $13.72 | $13.72 | — | COM | 09256A109 |
| VT | Vanguard Total World | 2,225 | $136K | 0.1% | $61.12 | $58.01 | +5.2% | COM | 922042742 |
| — | Gyrodyne Company of America | 7,359 | $135K | 0.1% | $18.34 | $17.82 | — | COM | 403820103 |
| — | Aberdeen Aust Equity Fd | 17,957 | $133K | 0.1% | $7.41 | $7.20 | — | COM | 003011103 |
| CEW | WisdomTree Emerging Currency E | 7,499 | $132K | 0.1% | $17.60 | $20.82 | -16.0% | COM | 97717W133 |
| — | Latin Amer Equity Fd New | 6,361 | $126K | 0.1% | $19.81 | $21.93 | — | COM | 51827Q106 |
| — | Alpine Global Dynamic Fd | 14,163 | $125K | 0.1% | $8.83 | $8.16 | — | COM | 02082E205 |
| SCHP | Schwab U.S. TIPS ETF | 2,209 | $122K | 0.1% | $55.23 * | $28.28 | -3.1% | COM | 808524870 |
| — | Cohen & Steers Tot Ret Realty | 9,870 | $120K | 0.1% | $12.16 | $12.43 | — | COM | 19247R103 |
| VV | Vanguard Large Cap ETF | 1,158 | $119K | 0.1% | $102.76 | $81.31 | +25.9% | COM | 922908637 |
| VIG | Vanguard Dividend Appreciation | 1,258 | $108K | 0.1% | $85.85 | $68.09 | +25.1% | COM | 921908844 |
| — | Ishares Msci Jpn Idx Fd | 2,188 | $107K | 0.1% | $48.90 | $11.99 | — | COM | 464286848 |
| — | iShares Gold Trust | 9,400 | $105K | 0.1% | $11.17 | $10.96 | — | COM | 464285105 |
| — | iPath MSCI India Index ETN | 1,624 | $102K | 0.1% | $62.81 | $68.84 | — | COM | 06739F291 |
| — | Asa Gold & Precs Mtls | 9,175 | $102K | 0.1% | $11.12 | $12.68 | — | COM | G3156P103 |
| — | PowerShares S&P 500 Low Volati | 2,106 | $88,000 | 0.1% | $41.79 | $38.76 | — | COM | 73937B779 |
| XLB | Sector SPDR Materials | 1,700 | $85,000 | 0.1% | $50.00 * | $24.13 | +3.0% | COM | 81369Y100 |
| XLK | Sector Spdr Tech Select | 1,753 | $85,000 | 0.1% | $48.49 * | $17.06 | +41.8% | COM | 81369Y803 |
| XLP | Sector Spdr Tr Con Stpls | 1,545 | $80,000 | 0.0% | $51.78 | $43.68 | +18.4% | COM | 81369Y308 |
| EWZ | Ishares Msci Brazil Indx | 2,383 | $80,000 | 0.0% | $33.57 | $47.84 | -30.3% | COM | 464286400 |
| — | Petroleum & Resources Cp | 3,823 | $78,000 | 0.0% | $20.40 | $22.11 | — | COM | 716549100 |
| XLF | Sector Spdr Fincl Select | 3,300 | $77,000 | 0.0% | $23.33 | $17.32 | +34.2% | COM | 81369Y605 |
| — | BlackRock Science and Technolo | 4,240 | $77,000 | 0.0% | $18.16 | $16.97 | — | COM | 09258G104 |
| IYT | iShares Transportation Average | 450 | $74,000 | 0.0% | $164.44 * | $36.15 | +12.6% | COM | 464287192 |
| — | Japan Smaller Cap Fund | 7,405 | $73,000 | 0.0% | $9.86 | $9.94 | — | COM | 47109U104 |
| — | India Fund Inc | 3,388 | $73,000 | 0.0% | $21.55 | $23.64 | — | COM | 454089103 |
| EQS | Equus II Inc | 35,584 | $72,000 | 0.0% | $2.02 | $2.07 | -3.1% | COM | 294766100 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $71,000 | 0.0% | $49.82 * | $147.78 | +0.6% | COM | 97717W851 |
| — | Etfs Silver TRUST Etf | 4,454 | $70,000 | 0.0% | $15.72 | $17.58 | — | COM | 26922X107 |
| SDY | SPDR S&P Dividend ETF | 750 | $65,000 | 0.0% | $86.67 | $71.88 | +19.0% | COM | 78464A763 |
| — | VanEck Vectors Agribusiness ET | 1,230 | $64,000 | 0.0% | $52.03 | $51.19 | — | COM | 57060U605 |
| — | Gabelli Global Deal Fund | 6,357 | $63,000 | 0.0% | $9.91 | $10.10 | — | COM | 36245G103 |
| DWX | SPDR S&P International Dividen | 1,693 | $62,000 | 0.0% | $36.62 | $49.83 | -27.6% | COM | 78463X772 |
| XLE | Sector Spdr Engy Select | 802 | $61,000 | 0.0% | $76.06 * | $46.88 | -19.7% | COM | 81369Y506 |
| AAL | American Airlines Group Inc | 1,250 | $59,000 | 0.0% | $47.20 * | $36.83 | +22.5% | COM | 02376R102 |
| — | Templeton Dragon Fund | 3,500 | $58,000 | 0.0% | $16.57 | $18.55 | — | COM | 88018T101 |
| — | PowerShares India | 2,925 | $57,000 | 0.0% | $19.49 | $21.58 | — | COM | 73935L100 |
| — | Source Capital Inc | 1,575 | $57,000 | 0.0% | $36.19 | $36.19 | — | COM | 836144105 |
| SOXX | Ishares Semiconductor Index | 450 | $56,000 | 0.0% | $124.44 * | $22.94 | +78.3% | COM | 464287523 |
| VCSH | Vanguard Short-Term Corp Bd Id | 689 | $55,000 | 0.0% | $79.83 | $80.44 | -1.3% | COM | 92206C409 |
| — | Central Securities Corp | 2,438 | $54,000 | 0.0% | $22.15 | $22.25 | — | COM | 155123102 |
| — | Calamos Global Total Ret | 5,111 | $54,000 | 0.0% | $10.57 | $11.40 | — | COM | 128118106 |
| — | Mvc Capital Inc | 6,263 | $54,000 | 0.0% | $8.62 | $12.80 | — | COM | 553829102 |
| HYS | Pimco 0-5 Year High Yld | 533 | $54,000 | 0.0% | $101.31 | $98.25 | +1.6% | COM | 72201R783 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,589 | $54,000 | 0.0% | $33.98 | $36.01 | -7.1% | COM | 78463X202 |
| EWH | iShares MSCI Hong Kong Index | 2,715 | $53,000 | 0.0% | $19.52 | $21.07 | -7.6% | COM | 464286871 |
| IJH | iShares S&P MidCap 400 Index | 305 | $51,000 | 0.0% | $167.21 * | $26.80 | +23.4% | COM | 464287507 |
| SCHO | Schwab Short-Term U.S. Treasur | 985 | $50,000 | 0.0% | $50.76 * | $25.28 | -0.3% | COM | 808524862 |
| — | Proshares Short Euro | 1,000 | $46,000 | 0.0% | $46.00 | $35.38 | — | COM | 74347W742 |
| — | AIG WTS EXP 01/19/21 @ 45 | 1,865 | $44,000 | 0.0% | $23.59 | $23.59 | — | COM | 026874156 |
| — | Cohen & Steers Closd End | 3,660 | $43,000 | 0.0% | $11.75 | $10.84 | — | COM | 19248P106 |
| — | PowerShares Preferred ETF | 2,953 | $43,000 | 0.0% | $14.56 | $15.09 | — | COM | 73936T565 |
| DLN | WisdomTree LargeCap Dividend | 500 | $40,000 | 0.0% | $80.00 * | $34.50 | +15.8% | COM | 97717W307 |
| — | Blackrock Intl Growth Tr | 7,133 | $40,000 | 0.0% | $5.61 | $5.61 | — | COM | 092524107 |
| — | Tekla Healthcare Opportu | 2,505 | $39,000 | 0.0% | $15.57 | $16.15 | — | COM | 879105104 |
| — | Nuveen Tax Adv Tot Retur | 3,440 | $39,000 | 0.0% | $11.34 | $11.60 | — | COM | 67090H102 |
| — | Latin Amern Discovery Fd | 4,167 | $39,000 | 0.0% | $9.36 | $10.35 | — | COM | 51828C106 |
| SCHH | Schwab US REIT ETF | 922 | $38,000 | 0.0% | $41.21 * | $16.79 | +22.2% | COM | 808524847 |
| — | Morgan Stanley China Fd | 2,190 | $38,000 | 0.0% | $17.35 | $24.62 | — | COM | 617468103 |
| — | Clough Global Equity Common | 3,195 | $36,000 | 0.0% | $11.27 | $13.34 | — | COM | 18914C100 |
| — | LMP Capital & Income | 2,591 | $35,000 | 0.0% | $13.51 | $15.15 | — | COM | 795500107 |
| — | Swiss Helvetia Fund | 3,366 | $35,000 | 0.0% | $10.40 | $13.88 | — | COM | 870875101 |
| — | Herzfeld Caribbn Basn Fd | 5,080 | $35,000 | 0.0% | $6.89 | $6.46 | — | COM | 42804T106 |
| ILF | Ishares S&P Latin America | 1,080 | $30,000 | 0.0% | $27.78 | $38.80 | -28.9% | COM | 464287390 |
| — | ING Global Adv & Premium Opp | 2,991 | $30,000 | 0.0% | $10.03 | $10.09 | — | COM | 44982N109 |
| IYR | Ishares US Real Estate | 367 | $29,000 | 0.0% | $79.02 * | $75.99 | +1.3% | COM | 464287739 |
| — | Nuveen Tax Advantaged Fd | 2,070 | $29,000 | 0.0% | $14.01 | $14.20 | — | COM | 67073G105 |
| VGK | Vanguard European | 600 | $29,000 | 0.0% | $48.33 | $52.76 | -9.1% | COM | 922042874 |
| — | AllianzGI Eqty & Conv Income F | 1,426 | $27,000 | 0.0% | $18.93 | $17.88 | — | COM | 00119P102 |
| — | Nuveen Core Equity Fund | 2,000 | $27,000 | 0.0% | $13.50 | $13.32 | — | COM | 67090X107 |
| — | Proshares Inverse S&P 500 | 701 | $26,000 | 0.0% | $37.09 | $30.38 | — | COM | 74347R503 |
| IYE | iShares DJ US Energy | 600 | $25,000 | 0.0% | $41.67 | $53.92 | -23.0% | COM | 464287796 |
| IWS | Ishares Russell Midcap Value I | 300 | $25,000 | 0.0% | $83.33 * | $63.67 | +26.3% | COM | 464287473 |
| — | Call SPY MAR17 @ 201 | 10 | $25,000 | 0.0% | $2500.00 | $2500.00 | — | COM | 78462F903 |
| — | Call IWM MAR17 @ 115 | 17 | $25,000 | 0.0% | $1470.59 | — | — | Call | 464287905 |
| — | Putnam High Incm Bond Fd | 2,670 | $22,000 | 0.0% | $8.24 | $8.19 | — | COM | 746779107 |
| VWO | Vanguard Emerging Market | 600 | $22,000 | 0.0% | $36.67 * | $42.05 | -14.9% | COM | 922042858 |
| IGSB | iShares Barclays 1-3 Year Cred | 200 | $21,000 | 0.0% | $105.00 * | $52.68 | -0.4% | COM | 464288646 |
| — | PureFunds ISE Cyber Security E | 750 | $20,000 | 0.0% | $26.67 | $26.93 | — | COM | 30304R407 |
| EZA | iShares MSCI South Africa | 370 | $20,000 | 0.0% | $54.05 * | $65.05 | -19.5% | COM | 464286780 |
| — | Ev Tax Adv Glb Div Incm | 1,350 | $19,000 | 0.0% | $14.07 | $14.89 | — | COM | 27828S101 |
| — | ETFS Physical Palladium Shares | 291 | $19,000 | 0.0% | $65.29 | $73.05 | — | COM | 26923A106 |
| — | JH Hedged Equity & Income | 1,193 | $19,000 | 0.0% | $15.93 | $14.45 | — | COM | 47804L102 |
| DTD | Wisdomtree Total Dividnd | 224 | $19,000 | 0.0% | $84.82 * | $34.70 | +17.1% | COM | 97717W109 |
| — | Loncar Cancer Immunotherapy ET | 800 | $17,000 | 0.0% | $21.25 | $25.63 | — | COM | 26922A826 |
| — | Direxion All Cap Insider Senti | 201 | $16,000 | 0.0% | $79.60 | $65.10 | — | COM | 25459Y769 |
| EDIV | SPDR S&P Emerging Markets Divi | 580 | $16,000 | 0.0% | $27.59 * | $25.78 | +2.7% | COM | 78463X533 |
| — | Aberdeen Israel Fund | 900 | $15,000 | 0.0% | $16.67 | $17.41 | — | COM | 00301L109 |
| — | ETFS Physical Precious Metals | 251 | $15,000 | 0.0% | $59.76 | $52.00 | — | COM | 26922W109 |
| — | Asia Tigers Fund | 1,549 | $15,000 | 0.0% | $9.68 | $10.92 | — | COM | 04516T105 |
| GAIN | Gladstone Investment Cp | 1,650 | $14,000 | 0.0% | $8.48 * | $2.14 | +57.1% | COM | 376546107 |
| — | Credit Suisse Silver Shares Co | 1,700 | $14,000 | 0.0% | $8.24 | $11.18 | — | COM | 22542D449 |
| — | Mobileye NV | 350 | $14,000 | 0.0% | $40.00 | $51.29 | — | COM | N51488117 |
| — | Macquarie Global Infrast | 675 | $14,000 | 0.0% | $20.74 | $22.06 | — | COM | 55608D101 |
| — | Advent Claymore Cnvt Secs & In | 2,231 | $14,000 | 0.0% | $6.28 | $6.28 | — | COM | 007639107 |
| EWC | iShares MSCI Canada Index | 500 | $14,000 | 0.0% | $28.00 * | $29.46 | -11.2% | COM | 464286509 |
| — | Eaton Vance Tax Adv Div | 610 | $13,000 | 0.0% | $21.31 | $19.59 | — | COM | 27828G107 |
| VGT | Vanguard Info Technology | 100 | $13,000 | 0.0% | $130.00 * | $10.60 | +43.3% | COM | 92204A702 |
| EWX | SPDR S&P Emerging Markets Smal | 300 | $12,000 | 0.0% | $40.00 | $50.43 | -21.2% | COM | 78463X756 |
| QQQE | Direxion Shares Etf | 173 | $12,000 | 0.0% | $69.36 * | $33.27 | +3.3% | COM | 25459Y207 |
| — | Etfs Phys Platinum Etf | 135 | $12,000 | 0.0% | $88.89 | $134.57 | — | COM | 26922V101 |
| — | Guggenheim China Small Cap ETF | 520 | $12,000 | 0.0% | $23.08 | $26.16 | — | COM | 18383Q853 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $12,000 | 0.0% | $60.00 * | $28.39 | +1.1% | COM | 97717X701 |
| — | Eaton Vance Enhance Eqty | 886 | $12,000 | 0.0% | $13.54 | $11.61 | — | COM | 278277108 |
| WIP | SPDR DB Intl Govt Infl-Protect | 200 | $11,000 | 0.0% | $55.00 * | $59.40 | -12.4% | COM | 78464A490 |
| SCHR | Schwab Intermediate-Term U.S. | 202 | $11,000 | 0.0% | $54.46 * | $26.36 | +1.2% | COM | 808524854 |
| — | Eaton Vance Tax Managed | 1,022 | $11,000 | 0.0% | $10.76 | $10.76 | — | COM | 27828N102 |
| IXC | Ishares Tr S&P Global Energy S | 300 | $11,000 | 0.0% | $36.67 * | $45.95 | -24.3% | COM | 464287341 |
| — | Mrgn Stnly Asia Pac Fund | 766 | $11,000 | 0.0% | $14.36 | $16.21 | — | COM | 61744U106 |
| — | Calamos Global Dynamic Income | 1,450 | $11,000 | 0.0% | $7.59 | $7.67 | — | COM | 12811L107 |
| — | Ellsworth Cv Grth&Inc Fd | 1,221 | $11,000 | 0.0% | $9.01 | $8.56 | — | COM | 289074106 |
| — | Mexico Equity & Income Common | 1,099 | $11,000 | 0.0% | $10.01 | $14.56 | — | COM | 592834105 |
| XXCHNXX | China Fund Inc | 648 | $10,000 | 0.0% | $15.43 | $20.84 | — | COM | 169373107 |
| IEZ | Ishares Oil Equip & Svc | 200 | $10,000 | 0.0% | $50.00 * | $71.72 | -36.6% | COM | 464288844 |
| — | Deutsche Global High | 1,200 | $10,000 | 0.0% | $8.33 | $7.66 | — | COM | 25158V108 |
| — | Guggenheim Spin-Off | 200 | $9,000 | 0.0% | $45.00 | $40.00 | — | COM | 18383M605 |
| — | GSV Capital Corp | 1,700 | $9,000 | 0.0% | $5.29 | $12.35 | — | COM | 36191J101 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9,000 | 0.0% | $45.00 * | $45.89 | -12.3% | COM | 464288240 |
| — | Zoe's Kitchen Inc | 375 | $9,000 | 0.0% | $24.00 | $29.33 | — | COM | 98979J109 |
| — | Guggenheim S&P MidCap 400 Pure | 55 | $8,000 | 0.0% | $145.45 | $120.00 | — | COM | 78355W601 |
| — | Claymore/BNY Mellon Frontier M | 586 | $7,000 | 0.0% | $11.95 | $16.42 | — | COM | 18383Q838 |
| XLY | Sector Spdr Consumer Fd | 82 | $7,000 | 0.0% | $85.37 * | $31.82 | +27.9% | COM | 81369Y407 |
| — | Madison Strat Sectr Prem | 554 | $7,000 | 0.0% | $12.64 | $11.03 | — | COM | 558268108 |
| IEO | Ishares Oil & Gas | 100 | $7,000 | 0.0% | $70.00 * | $91.79 | -28.7% | COM | 464288851 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $7,000 | 0.0% | $70.00 * | $69.32 | -8.1% | COM | 464288885 |
| — | IQ Global Agribusiness Small C | 200 | $7,000 | 0.0% | $35.00 | $28.00 | — | COM | 45409B834 |
| GXC | SPDR S&P China ETF | 84 | $7,000 | 0.0% | $83.33 * | $80.20 | -10.2% | COM | 78463X400 |
| — | Wells Fargo Adv Glo Div Opp | 1,273 | $7,000 | 0.0% | $5.50 | $5.92 | — | COM | 94987C103 |
| BWVTF | Barclays iPath S&P 500 BuyWrit | 100 | $7,000 | 0.0% | $70.00 | $60.00 | — | COM | 06739F135 |
| — | SPDR S&P Emerging Middle East | 100 | $6,000 | 0.0% | $60.00 | $70.00 | — | COM | 78463X806 |
| — | Guggenheim BRIC | 200 | $6,000 | 0.0% | $30.00 | $35.00 | — | COM | 18383M100 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6,000 | 0.0% | $9.77 | $9.77 | — | COM | 85207H104 |
| — | SPDR Oil & Gas Exploration & P | 140 | $6,000 | 0.0% | $42.86 | $36.36 | — | COM | 86330E620 |
| XPH | SPDR S&P Pharmaceuticals | 150 | $6,000 | 0.0% | $40.00 * | $52.05 | -24.9% | COM | 78464A722 |
| — | Guggenheim Canadian Energy Inc | 650 | $6,000 | 0.0% | $9.23 | $15.29 | — | COM | 18383Q606 |
| — | Guggenheim Russell Top 50 Mega | 33 | $6,000 | 0.0% | $181.82 | $140.00 | — | COM | 78355W205 |
| — | Pacholder High Yield Cf | 728 | $6,000 | 0.0% | $8.24 | $8.24 | — | COM | 693742108 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $5,000 | 0.0% | $37.88 * | $46.54 | -22.7% | COM | 464287374 |
| — | Ishares Msci Malaysia | 162 | $5,000 | 0.0% | $30.86 | $15.47 | — | COM | 464286830 |
| PSLV | Sprott Phys Sil Tr Etf | 736 | $5,000 | 0.0% | $6.79 | $8.15 | — | COM | 85207K107 |
| — | Eagle Capital Growth Fd | 597 | $5,000 | 0.0% | $8.38 | $8.38 | — | COM | 269451100 |
| — | Voya Emerging Markets High Div | 666 | $5,000 | 0.0% | $7.51 | $7.51 | — | COM | 92912P108 |
| — | Guggenheim China Technology ET | 130 | $5,000 | 0.0% | $38.46 | $38.46 | — | COM | 18383Q135 |
| EPI | WisdomTree India Earnings | 200 | $5,000 | 0.0% | $25.00 * | $21.52 | -6.2% | COM | 97717W422 |
| — | Foxby Corp | 2,400 | $5,000 | 0.0% | $2.08 | $2.08 | — | COM | 351645106 |
| — | Blackrock Global Energy | 300 | $5,000 | 0.0% | $16.67 | $27.50 | — | COM | 09250U101 |
| — | ETRACS 2x Closed-End Fund ETN | 200 | $4,000 | 0.0% | $20.00 | $15.00 | — | COM | 90270L842 |
| — | Bancroft Conv Fund Inc | 156 | $4,000 | 0.0% | $25.64 | $25.64 | — | COM | 059695106 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $16.00 | $19.45 | — | COM | 57060U761 |
| — | Guggenheim S&P 500 Equal Weigh | 55 | $4,000 | 0.0% | $72.73 | $90.73 | — | COM | 78355W866 |
| — | YieldShares High Income ETF | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | COM | 301505301 |
| — | Tekla World Healthcare C | 300 | $4,000 | 0.0% | $13.33 | $15.84 | — | COM | 87911L108 |
| — | Singapore Fund Inc | 319 | $3,000 | 0.0% | $9.40 | $12.13 | — | COM | 82929L109 |
| — | PowerShares S&P Intl Dev Low V | 100 | $3,000 | 0.0% | $30.00 | $34.21 | — | COM | 73937B688 |
| EFA | iShares MSCI EAFE Index Fund | 50 | $3,000 | 0.0% | $60.00 * | $66.11 | -12.7% | COM | 464287465 |
| — | Calamos Conv Opprtnty Fd | 287 | $3,000 | 0.0% | $10.45 | $10.45 | — | COM | 128117108 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3,000 | 0.0% | $16.13 * | $31.96 | -51.0% | COM | 46428R107 |
| — | Lazard World Div & Incm | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | COM | 521076109 |
| — | Eaton Vance Tax Mgd Glbl | 200 | $3,000 | 0.0% | $15.00 | $11.50 | — | COM | 27829C105 |
| — | Nuveen Qual Pfd Inc Fd | 236 | $3,000 | 0.0% | $12.71 | $10.00 | — | COM | 67072C105 |
| IDV | iShares International Select D | 75 | $3,000 | 0.0% | $40.00 * | $39.84 | -25.8% | COM | 464288448 |
| — | Spdr S&P Emerging Latin | 50 | $3,000 | 0.0% | $60.00 | $40.00 | — | COM | 78463X707 |
| — | Exone Company | 250 | $3,000 | 0.0% | $12.00 | $20.00 | — | COM | 302104104 |
| — | Guggenheim China All-Cap ETF | 100 | $3,000 | 0.0% | $30.00 | $30.00 | — | COM | 18385P101 |
| — | Greater China Fund | 161 | $2,000 | 0.0% | $12.42 | $10.13 | — | COM | 39167B102 |
| — | Guggenheim S&P500 Eq Weight Fi | 50 | $2,000 | 0.0% | $40.00 | $40.00 | — | COM | 78355W858 |
| — | Gabelli Equity TRUST Inc | 339 | $2,000 | 0.0% | $5.90 | $5.52 | — | COM | 362397101 |
| IEMG | iShares Core MSCI Emerging Mar | 45 | $2,000 | 0.0% | $44.44 * | $50.73 | -16.3% | COM | 46434G103 |
| — | PowerShares FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $100.00 | $91.67 | — | COM | 73935X583 |
| DDD | 3 D Systems Corp | 150 | $2,000 | 0.0% | $13.33 | $52.15 | -74.5% | COM | 88554D205 |
| — | Mac/First Glb Infrastructure | 98 | $2,000 | 0.0% | $20.41 | $17.77 | — | COM | 55607W100 |
| — | Gabelli Global Multimed | 155 | $2,000 | 0.0% | $12.90 | $7.88 | — | COM | 36239Q109 |
| — | PowerShares S&P 500 High Beta | 32 | $2,000 | 0.0% | $62.50 | $31.25 | — | COM | 73937B829 |
| — | Guggenheim S&P500 Eq Weight Te | 12 | $2,000 | 0.0% | $166.67 | $80.36 | — | COM | 78355W817 |
| — | Westn Asset Claymore TIPS Fd | 115 | $2,000 | 0.0% | $17.39 | $8.70 | — | COM | 95766Q106 |
| — | Jf China Region Fund Inc | 86 | $2,000 | 0.0% | $23.26 | $18.41 | — | COM | 46614T107 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $1,000 | 0.0% | $1000.00 * | $10.14 | +6.9% | COM | 808524789 |
| — | Tekla Healthcare Investors | 8 | $1,000 | 0.0% | $125.00 | $26.40 | — | COM | 404052102 |
| — | Guggenheim SP SmallCap 600 Pur | 5 | $1,000 | 0.0% | $200.00 | — | — | COM | 78355W809 |
| — | VanEck Vectors Rare Earth/Stra | 30 | $1,000 | 0.0% | $33.33 | $18.68 | — | COM | 57060U472 |
| — | Voya Natural Resources Equity | 116 | $1,000 | 0.0% | $8.62 | $8.62 | — | COM | 92913C106 |
| — | Asia Pacific Fund | 78 | $1,000 | 0.0% | $12.82 | $12.82 | — | COM | 044901106 |
| SVVC | Firsthand Technology Value Fun | 7 | $1,000 | 0.0% | $142.86 * | $19.40 | -58.8% | COM | 33766Y100 |
| — | Thai Capital Fd Inc New | 4,281 | $0 | 0.0% | $0.00 | — | — | COM | 882905201 |