Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: Apr 18, 2017
Total Value: $183M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 140,022 | $33.01M | 18.0% | $235.74 | $184.17 | +28.0% | COM | 78462F103 |
| — | General American Investors | 503,178 | $16.86M | 9.2% | $33.51 | $31.89 | — | COM | 368802104 |
| — | Adams Express Co | 1,134,799 | $15.6M | 8.5% | $13.75 | $12.74 | — | COM | 006212104 |
| — | Tri Continental Corp | 610,410 | $14.11M | 7.7% | $23.12 | $19.54 | — | COM | 895436103 |
| — | Liberty All Star Eq Fd | 1,290,797 | $7.048M | 3.8% | $5.46 | $5.29 | — | COM | 530158104 |
| SCHX | Schwab U.S. Large-Cap | 124,315 | $6.995M | 3.8% | $56.27 * | $7.96 | +17.8% | COM | 808524201 |
| — | SPDR Dow Jones Industrial Aver | 30,705 | $6.336M | 3.5% | $206.35 | $160.73 | — | COM | 252787106 |
| SCHB | Schwab U.S. Broad Market | 103,281 | $5.893M | 3.2% | $57.06 * | $8.68 | +9.6% | COM | 808524102 |
| — | Royce Value Trust | 348,868 | $4.884M | 2.7% | $14.00 | $12.96 | — | COM | 780910105 |
| — | Guggenheim S&P500 Equal Weight | 52,982 | $4.812M | 2.6% | $90.82 | $87.07 | — | COM | 78355W106 |
| — | Dividend & Income Fund | 397,435 | $4.793M | 2.6% | $12.06 | $11.36 | — | COM | 25538A105 |
| — | Guggenheim Enhanced Eqty | 573,293 | $4.632M | 2.5% | $8.08 | $7.97 | — | COM | 40167B100 |
| IWM | iShares Russell 2000 Index | 24,557 | $3.376M | 1.8% | $137.48 | $114.68 | +19.9% | COM | 464287655 |
| — | Special Opptys Fund | 216,906 | $3.169M | 1.7% | $14.61 | $16.49 | — | COM | 84741T104 |
| — | Nuveen Dow 30 Dynamic Overwrit | 202,401 | $3.168M | 1.7% | $15.65 | $14.11 | — | COM | 67075F105 |
| IVV | iShares S&P 500 Index Fund | 11,862 | $2.814M | 1.5% | $237.23 | $220.36 | +7.7% | COM | 464287200 |
| SCHV | Schwab U.S. Large-Cap Value | 53,880 | $2.677M | 1.5% | $49.68 * | $15.20 | +9.0% | COM | 808524409 |
| — | Special Opp 3.5 Pfd Conv | 91,243 | $2.308M | 1.3% | $25.30 | $25.82 | — | COM | 84741T302 |
| — | American Intl Group Inc | 29,530 | $1.844M | 1.0% | $62.44 | $65.25 | — | COM | 026874107 |
| — | Vanguard S&P 500 ETF | 8,012 | $1.733M | 0.9% | $216.30 | $190.78 | — | COM | 922908413 |
| — | Alpine Total Dynamic Fd | 190,256 | $1.572M | 0.9% | $8.26 | $7.58 | — | COM | 021060108 |
| — | ETFS Gold Trust ETF | 11,506 | $1.393M | 0.8% | $121.07 | $124.28 | — | COM | 26922Y105 |
| — | PowerShares QQQ - Nasdaq 100 | 10,395 | $1.376M | 0.8% | $132.37 | $86.84 | — | COM | 631100104 |
| SCHA | Schwab U.S. Small-Cap | 20,388 | $1.284M | 0.7% | $62.98 * | $14.19 | +11.0% | COM | 808524607 |
| SCHM | Schwab U.S. Mid-Cap | 25,639 | $1.214M | 0.7% | $47.35 * | $12.81 | +23.2% | COM | 808524508 |
| — | MS India Investment Fund | 36,926 | $1.164M | 0.6% | $31.52 | $24.93 | — | COM | 61745C105 |
| — | Delaware Enhanced Gbl Div & In | 94,365 | $1.037M | 0.6% | $10.99 | $10.34 | — | COM | 246060107 |
| VTI | Vanguard Total Stock Mkt | 8,289 | $1.006M | 0.5% | $121.37 | $85.64 | +41.7% | COM | 922908769 |
| — | First Tr Enhcd Eqty Incm | 67,603 | $976K | 0.5% | $14.44 | $12.94 | — | COM | 337318109 |
| — | Gabelli Div And Inc Tr | 42,010 | $876K | 0.5% | $20.85 | $19.50 | — | COM | 36242H104 |
| — | AllianzGI NFJ Divid Int | 67,925 | $876K | 0.5% | $12.90 | $12.55 | — | COM | 65337H109 |
| SCHE | Schwab Emerging Markets Equity | 36,180 | $867K | 0.5% | $23.96 | $25.04 | -4.3% | COM | 808524706 |
| — | Liberty All-Star Gr Fund | 181,577 | $824K | 0.4% | $4.54 | $4.34 | — | COM | 529900102 |
| SCHG | Schwab U.S. Large-Cap Growth | 12,355 | $747K | 0.4% | $60.46 * | $5.50 | +37.5% | COM | 808524300 |
| SCHD | Sch US Div Equity Etf | 16,171 | $721K | 0.4% | $44.59 * | $12.44 | +19.5% | COM | 808524797 |
| IWF | iShares Russell 1000 Growth | 6,191 | $705K | 0.4% | $113.87 * | $18.65 | +52.5% | COM | 464287614 |
| — | Call SPY JUN17 @ 219 | 528 | $671K | 0.4% | $1270.83 | $2500.00 | — | Call | 78462F903 |
| KRE | SPDR S&P Regional Bking | 11,975 | $654K | 0.4% | $54.61 | $38.61 | +41.4% | COM | 78464A698 |
| — | SPDR Gold Shares | 5,486 | $651K | 0.4% | $118.67 | $121.80 | — | COM | 863307104 |
| — | BlackRock Enhanced Dividend Ac | 71,610 | $612K | 0.3% | $8.55 | $7.55 | — | COM | 09251A104 |
| — | Gabelli Global Small and Mid C | 50,280 | $573K | 0.3% | $11.40 | $10.52 | — | COM | 36249W104 |
| — | Templeton Emrgng Mkt Fd | 36,052 | $505K | 0.3% | $14.01 | $13.04 | — | COM | 880191101 |
| OEF | iShares S&P 100 Index Fund | 4,718 | $494K | 0.3% | $104.71 | $72.66 | +44.1% | COM | 464287101 |
| — | Gabelli Healthcare TRUST | 48,058 | $480K | 0.3% | $9.99 | $10.63 | — | COM | 36246K103 |
| — | Blackrock Enhcd Cap & Incm | 33,341 | $477K | 0.3% | $14.31 | $14.13 | — | COM | 09256A109 |
| SCHF | Schwab International Equity | 15,873 | $474K | 0.3% | $29.86 * | $15.57 | -4.1% | COM | 808524805 |
| IWD | iShares Russell 1000 Value | 4,090 | $470K | 0.3% | $114.91 | $107.61 | +6.8% | COM | 464287598 |
| — | Royce Global Value Tr | 47,665 | $419K | 0.2% | $8.79 | $8.71 | — | COM | 78081T104 |
| SPEU | SPDR STOXX Europe 50 | 12,607 | $405K | 0.2% | $32.13 | $37.11 | -13.4% | COM | 78463X103 |
| EEM | iShares MSCI Emrg Mkt ETF | 9,382 | $370K | 0.2% | $39.44 | $42.32 | -6.9% | COM | 464287234 |
| TIP | iShares Barclays TIPS Bond Fun | 3,193 | $366K | 0.2% | $114.63 | $117.63 | -2.5% | COM | 464287176 |
| — | Royce Micro-Cap TRUST | 43,476 | $365K | 0.2% | $8.40 | $7.99 | — | COM | 780915104 |
| SCHC | Schwab International Small-Cap | 11,535 | $361K | 0.2% | $31.30 | $31.50 | -0.6% | COM | 808524888 |
| — | Aberdeen Emg Mkt SMC Opps | 26,130 | $341K | 0.2% | $13.05 | $11.35 | — | COM | 00301T102 |
| — | Blackrock Global Opptys | 26,559 | $329K | 0.2% | $12.39 | $11.70 | — | COM | 092501105 |
| — | European Equity Fund | 39,327 | $327K | 0.2% | $8.31 | $8.51 | — | COM | 298768102 |
| IVW | iShares S&P 500 Growth | 2,246 | $295K | 0.2% | $131.34 * | $23.61 | +39.3% | COM | 464287309 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 10,076 | $286K | 0.2% | $28.38 | $26.71 | +6.1% | COM | 97717X560 |
| — | Swiss Helvetia Fund | 24,083 | $279K | 0.2% | $11.58 | $11.91 | — | COM | 870875101 |
| XLV | Health Care Select Sector SPDR | 3,732 | $278K | 0.2% | $74.49 | $52.51 | +41.6% | COM | 81369Y209 |
| DON | WisdomTree MidCap Dividend | 2,700 | $263K | 0.1% | $97.41 * | $26.49 | +22.7% | COM | 97717W505 |
| — | Advent Claymore Enhcd Fd | 30,627 | $258K | 0.1% | $8.42 | $8.24 | — | COM | 00765E104 |
| MMM | 3m Company | 1,313 | $251K | 0.1% | $191.17 * | $64.24 | +85.1% | COM | 88579Y101 |
| TBF | Proshares Short 20 Year Treas | 10,560 | $248K | 0.1% | $23.48 | $29.25 | -19.8% | COM | 74347X849 |
| — | Lazard Glbl Total Retrun | 15,985 | $240K | 0.1% | $15.01 | $13.99 | — | COM | 52106W103 |
| — | MS Emerging Market Fund | 15,820 | $233K | 0.1% | $14.73 | $14.11 | — | COM | 61744G107 |
| — | Diversified Real Asset Income | 12,141 | $211K | 0.1% | $17.38 | $17.74 | — | COM | 25533B108 |
| — | Clough Global Opportunities | 19,959 | $205K | 0.1% | $10.27 | $12.24 | — | COM | 18914E106 |
| XLI | Sector Spdr Indl Select | 3,132 | $204K | 0.1% | $65.13 | $52.21 | +24.6% | COM | 81369Y704 |
| TDIV | First Trust NASDAQ Technology | 6,420 | $204K | 0.1% | $31.78 | $25.71 | +23.3% | COM | 33738R118 |
| — | BlackRock Resources & Commdty | 22,962 | $197K | 0.1% | $8.58 | $8.60 | — | COM | 09257A108 |
| — | Boulder Growth & Income | 20,277 | $189K | 0.1% | $9.32 | $8.50 | — | COM | 101507101 |
| — | DWS Dreman Val Inc Edge | 12,485 | $183K | 0.1% | $14.66 | $13.18 | — | COM | 23339M105 |
| — | ING Global Adv & Premium Opp | 17,367 | $182K | 0.1% | $10.48 | $10.41 | — | COM | 44982N109 |
| EUO | Proshares Ultrashort Euro | 6,850 | $181K | 0.1% | $26.42 | $19.12 | +38.0% | COM | 74347W882 |
| HON | Honeywell International | 1,445 | $180K | 0.1% | $124.57 * | $60.82 | +54.8% | COM | 438516106 |
| — | Delaware Invts Div &Incm | 16,543 | $171K | 0.1% | $10.34 | $9.95 | — | COM | 245915103 |
| — | PowerShares Buyback Achievers | 3,125 | $162K | 0.1% | $51.84 | $48.22 | — | COM | 73935X286 |
| — | Latin Amer Equity Fd New | 6,661 | $157K | 0.1% | $23.57 | $22.01 | — | COM | 51827Q106 |
| SLV | iShares Silver Trust | 8,905 | $154K | 0.1% | $17.29 | $21.55 | -20.0% | COM | 46428Q109 |
| — | Gyrodyne Company of America | 7,359 | $152K | 0.1% | $20.65 | $17.82 | — | COM | 403820103 |
| ACWI | iShares MSCI ACWI Index | 2,380 | $151K | 0.1% | $63.45 | $56.34 | +12.3% | COM | 464288257 |
| VT | Vanguard Total World | 2,225 | $145K | 0.1% | $65.17 | $58.01 | +12.4% | COM | 922042742 |
| — | Eaton Vance Risk Managed | 15,601 | $142K | 0.1% | $9.10 | $9.01 | — | COM | 27829G106 |
| CEW | WisdomTree Emerging Currency E | 7,343 | $135K | 0.1% | $18.38 | $20.82 | -11.9% | COM | 97717W133 |
| VV | Vanguard Large Cap ETF | 1,158 | $125K | 0.1% | $107.94 | $81.31 | +32.9% | COM | 922908637 |
| — | BlackRock Science and Technolo | 5,825 | $123K | 0.1% | $21.12 | $18.10 | — | COM | 09258G104 |
| — | iPath MSCI India Index ETN | 1,624 | $121K | 0.1% | $74.51 | $68.84 | — | COM | 06739F291 |
| SCHP | Schwab U.S. TIPS ETF | 2,159 | $120K | 0.1% | $55.58 * | $28.28 | -1.8% | COM | 808524870 |
| — | iShares Gold Trust | 9,400 | $113K | 0.1% | $12.02 | $10.96 | — | COM | 464285105 |
| — | Ishares Msci Jpn Idx Fd | 2,188 | $113K | 0.1% | $51.65 | $11.99 | — | COM | 464286848 |
| VIG | Vanguard Dividend Appreciation | 1,258 | $113K | 0.1% | $89.83 | $68.09 | +32.1% | COM | 921908844 |
| — | Asa Gold & Precs Mtls | 9,175 | $111K | 0.1% | $12.10 | $12.68 | — | COM | G3156P103 |
| — | India Fund Inc | 4,258 | $108K | 0.1% | $25.36 | $24.00 | — | COM | 454089103 |
| SPYG | SPDR S&P 500 GROWTH ETF | 900 | $102K | 0.1% | $113.33 * | $27.73 | +2.5% | COM | 78464A409 |
| — | Cohen & Steers Tot Ret Realty | 8,285 | $102K | 0.1% | $12.31 | $12.43 | — | COM | 19247R103 |
| DWX | SPDR S&P International Dividen | 2,627 | $100K | 0.1% | $38.07 | $45.39 | -16.1% | COM | 78463X772 |
| — | Royce Focus TRUST Inc | 13,362 | $99,000 | 0.1% | $7.41 | $6.38 | — | COM | 78080N108 |
| — | Zweig Fund Inc | 8,864 | $99,000 | 0.1% | $11.17 | $11.17 | — | COM | 989834106 |
| XLK | Sector Spdr Tech Select | 1,753 | $93,000 | 0.1% | $53.05 * | $17.06 | +56.3% | COM | 81369Y803 |
| EWZ | Ishares Msci Brazil Indx | 2,412 | $90,000 | 0.0% | $37.31 | $47.71 | -21.5% | COM | 464286400 |
| — | PowerShares S&P 500 Low Volati | 2,056 | $89,000 | 0.0% | $43.29 | $38.76 | — | COM | 73937B779 |
| XLP | Sector Spdr Tr Con Stpls | 1,625 | $89,000 | 0.0% | $54.77 | $44.18 | +23.5% | COM | 81369Y308 |
| — | Etfs Silver TRUST Etf | 4,954 | $88,000 | 0.0% | $17.76 | $17.59 | — | COM | 26922X107 |
| — | Aberdeen Aust Equity Fd | 14,100 | $85,000 | 0.0% | $6.03 | $7.20 | — | COM | 003011103 |
| XLF | Sector Spdr Fincl Select | 3,370 | $80,000 | 0.0% | $23.74 | $17.46 | +35.9% | COM | 81369Y605 |
| — | Japan Smaller Cap Fund | 7,405 | $80,000 | 0.0% | $10.80 | $9.94 | — | COM | 47109U104 |
| — | Blackrock Intl Growth Tr | 12,617 | $73,000 | 0.0% | $5.79 | $5.69 | — | COM | 092524107 |
| XLB | Sector SPDR Materials | 1,400 | $73,000 | 0.0% | $52.14 * | $24.13 | +8.6% | COM | 81369Y100 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $72,000 | 0.0% | $50.53 * | $147.78 | +2.8% | COM | 97717W851 |
| EQS | Equus II Inc | 28,894 | $72,000 | 0.0% | $2.49 | $2.07 | +20.0% | COM | 294766100 |
| — | Central Securities Corp | 2,938 | $70,000 | 0.0% | $23.83 | $22.52 | — | COM | 155123102 |
| — | PowerShares India | 2,925 | $67,000 | 0.0% | $22.91 | $21.58 | — | COM | 73935L100 |
| — | VanEck Vectors Agribusiness ET | 1,230 | $66,000 | 0.0% | $53.66 | $51.19 | — | COM | 57060U605 |
| — | Mvc Capital Inc | 7,382 | $66,000 | 0.0% | $8.94 | $12.21 | — | COM | 553829102 |
| SDY | SPDR S&P Dividend ETF | 750 | $66,000 | 0.0% | $88.00 | $71.88 | +22.6% | COM | 78464A763 |
| — | Templeton Dragon Fund | 3,500 | $66,000 | 0.0% | $18.86 | $18.55 | — | COM | 88018T101 |
| IYT | iShares Transportation Average | 400 | $66,000 | 0.0% | $165.00 * | $36.15 | +13.4% | COM | 464287192 |
| SOXX | Ishares Semiconductor Index | 450 | $62,000 | 0.0% | $137.78 * | $22.94 | +98.9% | COM | 464287523 |
| — | Petroleum & Resources Cp | 3,123 | $61,000 | 0.0% | $19.53 | $22.11 | — | COM | 716549100 |
| EWH | iShares MSCI Hong Kong Index | 2,715 | $60,000 | 0.0% | $22.10 | $21.07 | +5.6% | COM | 464286871 |
| — | Source Capital Inc | 1,575 | $59,000 | 0.0% | $37.46 | $36.19 | — | COM | 836144105 |
| — | Calamos Strategic Total Return | 5,311 | $59,000 | 0.0% | $11.11 | $9.77 | — | COM | 128125101 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,589 | $58,000 | 0.0% | $36.50 | $36.01 | +0.9% | COM | 78463X202 |
| — | Nuveen Core Equity Fund | 3,900 | $54,000 | 0.0% | $13.85 | $13.58 | — | COM | 67090X107 |
| HYS | Pimco 0-5 Year High Yld | 538 | $54,000 | 0.0% | $100.37 | $98.25 | +2.9% | COM | 72201R783 |
| — | Latin Amern Discovery Fd | 5,062 | $53,000 | 0.0% | $10.47 | $10.37 | — | COM | 51828C106 |
| AAL | American Airlines Group Inc | 1,250 | $53,000 | 0.0% | $42.40 * | $36.83 | +11.2% | COM | 02376R102 |
| IJH | iShares S&P MidCap 400 Index | 305 | $52,000 | 0.0% | $170.49 * | $26.80 | +27.8% | COM | 464287507 |
| SCHO | Schwab Short-Term U.S. Treasur | 985 | $50,000 | 0.0% | $50.76 * | $25.28 | -0.2% | COM | 808524862 |
| VCSH | Vanguard Short-Term Corp Bd Id | 609 | $49,000 | 0.0% | $80.46 | $80.44 | -0.9% | COM | 92206C409 |
| — | Proshares Short Euro | 1,000 | $45,000 | 0.0% | $45.00 | $35.38 | — | COM | 74347W742 |
| — | LMP Capital & Income | 3,133 | $45,000 | 0.0% | $14.36 | $15.01 | — | COM | 795500107 |
| XLE | Sector Spdr Engy Select | 619 | $43,000 | 0.0% | $69.47 * | $46.88 | -25.4% | COM | 81369Y506 |
| — | Nuveen Tax Adv Tot Retur | 3,440 | $42,000 | 0.0% | $12.21 | $11.60 | — | COM | 67090H102 |
| DLN | WisdomTree LargeCap Dividend | 500 | $41,000 | 0.0% | $82.00 * | $34.50 | +20.2% | COM | 97717W307 |
| SCHH | Schwab US REIT ETF | 1,006 | $41,000 | 0.0% | $40.76 * | $17.10 | +19.2% | COM | 808524847 |
| EDIV | SPDR S&P Emerging Markets Divi | 1,400 | $41,000 | 0.0% | $29.29 | $27.63 | +6.4% | COM | 78463X533 |
| — | Morgan Stanley China Fd | 2,090 | $40,000 | 0.0% | $19.14 | $24.62 | — | COM | 617468103 |
| — | AIG WTS EXP 01/19/21 @ 45 | 1,865 | $40,000 | 0.0% | $21.45 | $23.59 | — | COM | 026874156 |
| — | Call DIA JUN17 @ 199 | 25 | $39,000 | 0.0% | $1560.00 | — | — | Call | 78467X909 |
| — | Ev Tax Adv Glb Div Incm | 2,450 | $38,000 | 0.0% | $15.51 | $15.17 | — | COM | 27828S101 |
| — | PowerShares Preferred ETF | 2,578 | $38,000 | 0.0% | $14.74 | $15.09 | — | COM | 73936T565 |
| — | Gabelli Global Deal Fund | 3,569 | $35,000 | 0.0% | $9.81 | $10.10 | — | COM | 36245G103 |
| — | Herzfeld Caribbn Basn Fd | 4,930 | $35,000 | 0.0% | $7.10 | $6.46 | — | COM | 42804T106 |
| — | Cohen & Steers Closd End | 2,760 | $34,000 | 0.0% | $12.32 | $10.84 | — | COM | 19248P106 |
| VGK | Vanguard European | 600 | $31,000 | 0.0% | $51.67 | $52.76 | -2.3% | COM | 922042874 |
| — | Nuveen Tax Advantaged Fd | 1,970 | $29,000 | 0.0% | $14.72 | $14.20 | — | COM | 67073G105 |
| IYR | Ishares US Real Estate | 352 | $28,000 | 0.0% | $79.55 | $75.99 | +3.3% | COM | 464287739 |
| FNDC | Schwab Fundamental Intl Sm Co | 900 | $28,000 | 0.0% | $31.11 | $29.86 | +2.6% | COM | 808524748 |
| ILF | Ishares S&P Latin America | 880 | $28,000 | 0.0% | $31.82 | $38.80 | -18.3% | COM | 464287390 |
| — | Call IWM JUN17 @ 126 | 27 | $26,000 | 0.0% | $962.96 | — | — | Call | 464287905 |
| — | Asia Tigers Fund | 2,189 | $25,000 | 0.0% | $11.42 | $11.07 | — | COM | 04516T105 |
| IWS | Ishares Russell Midcap Value I | 300 | $25,000 | 0.0% | $83.33 | $63.67 | +30.3% | COM | 464287473 |
| IYE | iShares DJ US Energy | 600 | $23,000 | 0.0% | $38.33 | $53.92 | -28.5% | COM | 464287796 |
| — | PureFunds ISE Cyber Security E | 750 | $22,000 | 0.0% | $29.33 | $26.93 | — | COM | 30304R407 |
| — | ETFS Physical Palladium Shares | 291 | $22,000 | 0.0% | $75.60 | $73.05 | — | COM | 26923A106 |
| IGSB | iShares Barclays 1-3 Year Cred | 200 | $21,000 | 0.0% | $105.00 * | $52.68 | -0.1% | COM | 464288646 |
| — | Mobileye NV | 350 | $21,000 | 0.0% | $60.00 | $51.29 | — | COM | N51488117 |
| EZA | iShares MSCI South Africa | 370 | $20,000 | 0.0% | $54.05 * | $65.05 | -15.2% | COM | 464286780 |
| DTD | Wisdomtree Total Dividnd | 224 | $19,000 | 0.0% | $84.82 * | $34.70 | +21.0% | COM | 97717W109 |
| — | Loncar Cancer Immunotherapy ET | 800 | $19,000 | 0.0% | $23.75 | $25.63 | — | COM | 26922A826 |
| — | ETFS Physical Precious Metals | 251 | $16,000 | 0.0% | $63.75 | $52.00 | — | COM | 26922W109 |
| — | Direxion All Cap Insider Senti | 201 | $16,000 | 0.0% | $79.60 | $65.10 | — | COM | 25459Y769 |
| — | Aberdeen Israel Fund | 900 | $16,000 | 0.0% | $17.78 | $17.41 | — | COM | 00301L109 |
| VWO | Vanguard Emerging Market | 400 | $16,000 | 0.0% | $40.00 | $42.05 | -5.5% | COM | 922042858 |
| — | Credit Suisse Silver Shares Co | 1,700 | $16,000 | 0.0% | $9.41 | $11.18 | — | COM | 22542D449 |
| — | Tekla Healthcare Opportu | 881 | $15,000 | 0.0% | $17.03 | $16.15 | — | COM | 879105104 |
| GAIN | Gladstone Investment Cp | 1,650 | $15,000 | 0.0% | $9.09 * | $2.14 | +72.0% | COM | 376546107 |
| VGT | Vanguard Info Technology | 100 | $14,000 | 0.0% | $140.00 * | $10.60 | +60.0% | COM | 92204A702 |
| — | D C A Total Return Fund | 3,261 | $14,000 | 0.0% | $4.29 | $4.30 | — | COM | 233066109 |
| EWX | SPDR S&P Emerging Markets Smal | 300 | $14,000 | 0.0% | $46.67 * | $50.43 | -10.0% | COM | 78463X756 |
| — | Putnam High Incm Bond Fd | 1,670 | $14,000 | 0.0% | $8.38 | $8.19 | — | COM | 746779107 |
| QQQE | Direxion Shares Etf | 173 | $13,000 | 0.0% | $75.14 * | $33.27 | +15.7% | COM | 25459Y207 |
| — | Eaton Vance Tax Adv Div | 622 | $13,000 | 0.0% | $20.90 | $19.62 | — | COM | 27828G107 |
| EWC | iShares MSCI Canada Index | 500 | $13,000 | 0.0% | $26.00 * | $29.46 | -8.8% | COM | 464286509 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $13,000 | 0.0% | $65.00 * | $28.39 | +10.6% | COM | 97717X701 |
| — | Mrgn Stnly Asia Pac Fund | 766 | $12,000 | 0.0% | $15.67 | $16.21 | — | COM | 61744U106 |
| — | Etfs Phys Platinum Etf | 135 | $12,000 | 0.0% | $88.89 | $134.57 | — | COM | 26922V101 |
| — | Eaton Vance Enhance Eqty | 900 | $12,000 | 0.0% | $13.33 | $11.64 | — | COM | 278277108 |
| XXCHNXX | China Fund Inc | 648 | $11,000 | 0.0% | $16.98 | $20.84 | — | COM | 169373107 |
| WIP | SPDR DB Intl Govt Infl-Protect | 200 | $11,000 | 0.0% | $55.00 | $59.40 | -7.7% | COM | 78464A490 |
| SCHR | Schwab Intermediate-Term U.S. | 202 | $11,000 | 0.0% | $54.46 * | $26.36 | +1.7% | COM | 808524854 |
| — | Eaton Vance Tax Managed | 1,022 | $11,000 | 0.0% | $10.76 | $10.76 | — | COM | 27828N102 |
| — | Ellsworth Cv Grth&Inc Fd | 1,221 | $11,000 | 0.0% | $9.01 | $8.56 | — | COM | 289074106 |
| — | Proshares Inverse S&P 500 | 301 | $10,000 | 0.0% | $33.22 | $30.38 | — | COM | 74347R503 |
| IXC | Ishares Tr S&P Global Energy S | 300 | $10,000 | 0.0% | $33.33 | $45.95 | -27.7% | COM | 464287341 |
| — | Deutsche Global High | 1,200 | $10,000 | 0.0% | $8.33 | $7.66 | — | COM | 25158V108 |
| — | Guggenheim Spin-Off | 200 | $9,000 | 0.0% | $45.00 | $40.00 | — | COM | 18383M605 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9,000 | 0.0% | $45.00 * | $45.89 | -5.0% | COM | 464288240 |
| IEZ | Ishares Oil Equip & Svc | 200 | $8,000 | 0.0% | $40.00 * | $71.72 | -41.3% | COM | 464288844 |
| — | GSV Capital Corp | 1,700 | $8,000 | 0.0% | $4.71 | $12.35 | — | COM | 36191J101 |
| — | Guggenheim S&P MidCap 400 Pure | 55 | $7,000 | 0.0% | $127.27 | $120.00 | — | COM | 78355W601 |
| XLY | Sector Spdr Consumer Fd | 82 | $7,000 | 0.0% | $85.37 * | $31.82 | +38.2% | COM | 81369Y407 |
| BWVTF | Barclays iPath S&P 500 BuyWrit | 100 | $7,000 | 0.0% | $70.00 | $60.00 | — | COM | 06739F135 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $7,000 | 0.0% | $70.00 | $69.32 | +0.2% | COM | 464288885 |
| — | Zoe's Kitchen Inc | 375 | $7,000 | 0.0% | $18.67 | $29.33 | — | COM | 98979J109 |
| IEO | Ishares Oil & Gas | 100 | $6,000 | 0.0% | $60.00 | $91.79 | -33.4% | COM | 464288851 |
| — | Mexico Equity & Income Common | 549 | $6,000 | 0.0% | $10.93 | $14.56 | — | COM | 592834105 |
| — | Voya Emerging Markets High Div | 666 | $6,000 | 0.0% | $9.01 | $7.51 | — | COM | 92912P108 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6,000 | 0.0% | $9.77 | $9.77 | — | COM | 85207H104 |
| — | Guggenheim Russell Top 50 Mega | 33 | $6,000 | 0.0% | $181.82 | $140.00 | — | COM | 78355W205 |
| XPH | SPDR S&P Pharmaceuticals | 150 | $6,000 | 0.0% | $40.00 * | $52.05 | -19.6% | COM | 78464A722 |
| — | Guggenheim BRIC | 200 | $6,000 | 0.0% | $30.00 | $35.00 | — | COM | 18383M100 |
| — | Guggenheim Canadian Energy Inc | 650 | $6,000 | 0.0% | $9.23 | $15.29 | — | COM | 18383Q606 |
| GXC | SPDR S&P China ETF | 78 | $6,000 | 0.0% | $76.92 * | $80.20 | +2.3% | COM | 78463X400 |
| EPI | WisdomTree India Earnings | 200 | $5,000 | 0.0% | $25.00 * | $21.52 | +12.1% | COM | 97717W422 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $5,000 | 0.0% | $37.88 * | $46.54 | -26.4% | COM | 464287374 |
| — | Claymore/BNY Mellon Frontier M | 361 | $5,000 | 0.0% | $13.85 | $16.42 | — | COM | 18383Q838 |
| — | Ishares Msci Malaysia | 162 | $5,000 | 0.0% | $30.86 | $15.47 | — | COM | 464286830 |
| — | Guggenheim China Technology ET | 130 | $5,000 | 0.0% | $38.46 | $38.46 | — | COM | 18383Q135 |
| PSLV | Sprott Phys Sil Tr Etf | 736 | $5,000 | 0.0% | $6.79 | $8.15 | — | COM | 85207K107 |
| — | Foxby Corp | 2,400 | $4,000 | 0.0% | $1.67 | $2.08 | — | COM | 351645106 |
| — | Eagle Capital Growth Fd | 597 | $4,000 | 0.0% | $6.70 | $8.38 | — | COM | 269451100 |
| — | Tekla World Healthcare C | 300 | $4,000 | 0.0% | $13.33 | $15.84 | — | COM | 87911L108 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $16.00 | $19.45 | — | COM | 57060U761 |
| — | YieldShares High Income ETF | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | COM | 301505301 |
| — | Blackrock Global Energy | 300 | $4,000 | 0.0% | $13.33 | $27.50 | — | COM | 09250U101 |
| — | Spdr S&P Emerging Latin | 50 | $3,000 | 0.0% | $60.00 | $40.00 | — | COM | 78463X707 |
| — | Bancroft Conv Fund Inc | 156 | $3,000 | 0.0% | $19.23 | $25.64 | — | COM | 059695106 |
| — | ETRACS 2x Closed-End Fund ETN | 200 | $3,000 | 0.0% | $15.00 | $15.00 | — | COM | 90270L842 |
| — | Calamos Conv Opprtnty Fd | 287 | $3,000 | 0.0% | $10.45 | $10.45 | — | COM | 128117108 |
| EFA | iShares MSCI EAFE Index Fund | 50 | $3,000 | 0.0% | $60.00 * | $66.11 | -5.8% | COM | 464287465 |
| — | Clough Global Equity Common | 214 | $3,000 | 0.0% | $14.02 | $13.34 | — | COM | 18914C100 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3,000 | 0.0% | $16.13 * | $31.96 | -53.6% | COM | 46428R107 |
| — | PowerShares S&P Intl Dev Low V | 100 | $3,000 | 0.0% | $30.00 | $34.21 | — | COM | 73937B688 |
| — | Lazard World Div & Incm | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | COM | 521076109 |
| — | Guggenheim S&P 500 Equal Weigh | 55 | $3,000 | 0.0% | $54.55 | $90.73 | — | COM | 78355W866 |
| — | Singapore Fund Inc | 319 | $3,000 | 0.0% | $9.40 | $12.13 | — | COM | 82929L109 |
| — | Nuveen S&P 500 Dynamic Overwri | 234 | $3,000 | 0.0% | $12.82 | $12.82 | — | COM | 6706EW100 |
| — | Exone Company | 250 | $3,000 | 0.0% | $12.00 | $20.00 | — | COM | 302104104 |
| DDD | 3 D Systems Corp | 150 | $2,000 | 0.0% | $13.33 * | $52.15 | -71.3% | COM | 88554D205 |
| — | Eaton Vance Tax Mgd Glbl | 200 | $2,000 | 0.0% | $10.00 | $11.50 | — | COM | 27829C105 |
| — | Gabelli Equity TRUST Inc | 339 | $2,000 | 0.0% | $5.90 | $5.52 | — | COM | 362397101 |
| — | Greater China Fund | 161 | $2,000 | 0.0% | $12.42 | $10.13 | — | COM | 39167B102 |
| IEMG | iShares Core MSCI Emerging Mar | 45 | $2,000 | 0.0% | $44.44 * | $50.73 | -5.8% | COM | 46434G103 |
| — | Jf China Region Fund Inc | 86 | $2,000 | 0.0% | $23.26 | $18.41 | — | COM | 46614T107 |
| — | Nuveen Qual Pfd Inc Fd | 240 | $2,000 | 0.0% | $8.33 | $9.98 | — | COM | 67072C105 |
| — | Madison Strat Sectr Prem | 186 | $2,000 | 0.0% | $10.75 | $11.03 | — | COM | 558268108 |
| — | PowerShares FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $100.00 | $91.67 | — | COM | 73935X583 |
| — | Guggenheim S&P500 Eq Weight Fi | 50 | $2,000 | 0.0% | $40.00 | $40.00 | — | COM | 78355W858 |
| — | Asia Pacific Fund | 78 | $1,000 | 0.0% | $12.82 | $12.82 | — | COM | 044901106 |
| — | Call EEM MAY17 @ 37.50 | 3 | $1,000 | 0.0% | $333.33 | — | — | Call | 464287904 |
| — | Voya Natural Resources Equity | 116 | $1,000 | 0.0% | $8.62 | $8.62 | — | COM | 92913C106 |
| — | Mac/First Glb Infrastructure | 98 | $1,000 | 0.0% | $10.20 | $17.77 | — | COM | 55607W100 |
| — | VanEck Vectors Rare Earth/Stra | 30 | $1,000 | 0.0% | $33.33 | $18.68 | — | COM | 57060U472 |
| — | Guggenheim S&P500 Eq Weight Te | 12 | $1,000 | 0.0% | $83.33 | $80.36 | — | COM | 78355W817 |
| — | Guggenheim SP SmallCap 600 Pur | 5 | $1,000 | 0.0% | $200.00 | — | — | COM | 78355W809 |
| — | PowerShares S&P 500 High Beta | 33 | $1,000 | 0.0% | $30.30 | $31.22 | — | COM | 73937B829 |
| — | Call XLK JAN18 @ 39 | 1 | $1,000 | 0.0% | $1000.00 | — | — | Call | 81369Y903 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $0 | 0.0% | $0.00 | $10.14 | +10.8% | COM | 808524789 |
| — | Tekla Healthcare Investors | 8 | $0 | 0.0% | $0.00 | $26.40 | — | COM | 404052102 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $0.00 | $18.57 | — | COM | 63110R105 |
| SVVC | Firsthand Technology Value Fun | 7 | $0 | 0.0% | $0.00 | $19.40 | -58.5% | COM | 33766Y100 |
| — | Thai Capital Fd Inc New | 4,281 | $0 | 0.0% | $0.00 | — | — | COM | 882905201 |