BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Diversified Active

CIK: 0001352860 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: Apr 18, 2017

Total Value ($000): $183,278 (100.0% shares, 0.0% debt)

Holdings (255)

SPY SPDR S&P 500 ETF 18.0%
Value ($000) $33,009 Shares 140,022 Est. Cost $186.46 Unrealized —
— General American Investors 9.2%
Value ($000) $16,861 Shares 503,178 Est. Cost $31.89 Unrealized —
— Adams Express Co 8.5%
Value ($000) $15,603 Shares 1,134,799 Est. Cost $12.74 Unrealized —
— Tri Continental Corp 7.7%
Value ($000) $14,113 Shares 610,410 Est. Cost $19.54 Unrealized —
— Liberty All Star Eq Fd 3.8%
Value ($000) $7,048 Shares 1,290,797 Est. Cost $5.29 Unrealized —
SCHX Schwab U.S. Large-Cap 3.8%
Value ($000) $6,995 Shares 124,315 Est. Cost $48.28 Unrealized —
— SPDR Dow Jones Industrial Aver 3.5%
Value ($000) $6,336 Shares 30,705 Est. Cost $160.73 Unrealized —
SCHB Schwab U.S. Broad Market 3.2%
Value ($000) $5,893 Shares 103,281 Est. Cost $52.78 Unrealized —
— Royce Value Trust 2.7%
Value ($000) $4,884 Shares 348,868 Est. Cost $12.96 Unrealized —
— Guggenheim S&P500 Equal Weight 2.6%
Value ($000) $4,812 Shares 52,982 Est. Cost $87.07 Unrealized —
— Dividend & Income Fund 2.6%
Value ($000) $4,793 Shares 397,435 Est. Cost $11.36 Unrealized —
— Guggenheim Enhanced Eqty 2.5%
Value ($000) $4,632 Shares 573,293 Est. Cost $7.97 Unrealized —
IWM iShares Russell 2000 Index 1.8%
Value ($000) $3,376 Shares 24,557 Est. Cost $117.89 Unrealized —
— Special Opptys Fund 1.7%
Value ($000) $3,169 Shares 216,906 Est. Cost $16.49 Unrealized —
— Nuveen Dow 30 Dynamic Overwrit 1.7%
Value ($000) $3,168 Shares 202,401 Est. Cost $14.11 Unrealized —
IVV iShares S&P 500 Index Fund 1.5%
Value ($000) $2,814 Shares 11,862 Est. Cost $223.03 Unrealized —
SCHV Schwab U.S. Large-Cap Value 1.5%
Value ($000) $2,677 Shares 53,880 Est. Cost $46.27 Unrealized —
— Special Opp 3.5 Pfd Conv 1.3%
Value ($000) $2,308 Shares 91,243 Est. Cost $25.82 Unrealized —
— American Intl Group Inc 1.0%
Value ($000) $1,844 Shares 29,530 Est. Cost $65.25 Unrealized —
— Vanguard S&P 500 ETF 0.9%
Value ($000) $1,733 Shares 8,012 Est. Cost $190.78 Unrealized —
— Alpine Total Dynamic Fd 0.9%
Value ($000) $1,572 Shares 190,256 Est. Cost $7.58 Unrealized —
— ETFS Gold Trust ETF 0.8%
Value ($000) $1,393 Shares 11,506 Est. Cost $124.28 Unrealized —
— PowerShares QQQ - Nasdaq 100 0.8%
Value ($000) $1,376 Shares 10,395 Est. Cost $86.84 Unrealized —
SCHA Schwab U.S. Small-Cap 0.7%
Value ($000) $1,284 Shares 20,388 Est. Cost $57.64 Unrealized —
SCHM Schwab U.S. Mid-Cap 0.7%
Value ($000) $1,214 Shares 25,639 Est. Cost $38.84 Unrealized —
— MS India Investment Fund 0.6%
Value ($000) $1,164 Shares 36,926 Est. Cost $24.93 Unrealized —
— Delaware Enhanced Gbl Div & In 0.6%
Value ($000) $1,037 Shares 94,365 Est. Cost $10.34 Unrealized —
VTI Vanguard Total Stock Mkt 0.5%
Value ($000) $1,006 Shares 8,289 Est. Cost $85.85 Unrealized —
— First Tr Enhcd Eqty Incm 0.5%
Value ($000) $976 Shares 67,603 Est. Cost $12.94 Unrealized —
— Gabelli Div And Inc Tr 0.5%
Value ($000) $876 Shares 42,010 Est. Cost $19.50 Unrealized —
— AllianzGI NFJ Divid Int 0.5%
Value ($000) $876 Shares 67,925 Est. Cost $12.55 Unrealized —
SCHE Schwab Emerging Markets Equity 0.5%
Value ($000) $867 Shares 36,180 Est. Cost $24.29 Unrealized —
— Liberty All-Star Gr Fund 0.4%
Value ($000) $824 Shares 181,577 Est. Cost $4.34 Unrealized —
SCHG Schwab U.S. Large-Cap Growth 0.4%
Value ($000) $747 Shares 12,355 Est. Cost $44.49 Unrealized —
SCHD Sch US Div Equity Etf 0.4%
Value ($000) $721 Shares 16,171 Est. Cost $38.09 Unrealized —
IWF iShares Russell 1000 Growth 0.4%
Value ($000) $705 Shares 6,191 Est. Cost $74.34 Unrealized —
— Call SPY JUN17 @ 219 0.4%
Value ($000) $671 Shares 528 Est. Cost $2500.00 Unrealized —
KRE SPDR S&P Regional Bking 0.4%
Value ($000) $654 Shares 11,975 Est. Cost $38.29 Unrealized —
— SPDR Gold Shares 0.4%
Value ($000) $651 Shares 5,486 Est. Cost $121.80 Unrealized —
— BlackRock Enhanced Dividend Ac 0.3%
Value ($000) $612 Shares 71,610 Est. Cost $7.55 Unrealized —
— Gabelli Global Small and Mid C 0.3%
Value ($000) $573 Shares 50,280 Est. Cost $10.52 Unrealized —
— Templeton Emrgng Mkt Fd 0.3%
Value ($000) $505 Shares 36,052 Est. Cost $13.04 Unrealized —
OEF iShares S&P 100 Index Fund 0.3%
Value ($000) $494 Shares 4,718 Est. Cost $72.02 Unrealized —
— Gabelli Healthcare TRUST 0.3%
Value ($000) $480 Shares 48,058 Est. Cost $10.63 Unrealized —
— Blackrock Enhcd Cap & Incm 0.3%
Value ($000) $477 Shares 33,341 Est. Cost $14.13 Unrealized —
SCHF Schwab International Equity 0.3%
Value ($000) $474 Shares 15,873 Est. Cost $31.37 Unrealized —
IWD iShares Russell 1000 Value 0.3%
Value ($000) $470 Shares 4,090 Est. Cost $111.66 Unrealized —
— Royce Global Value Tr 0.2%
Value ($000) $419 Shares 47,665 Est. Cost $8.71 Unrealized —
SPEU SPDR STOXX Europe 50 0.2%
Value ($000) $405 Shares 12,607 Est. Cost $36.47 Unrealized —
EEM iShares MSCI Emrg Mkt ETF 0.2%
Value ($000) $370 Shares 9,382 Est. Cost $40.51 Unrealized —
TIP iShares Barclays TIPS Bond Fun 0.2%
Value ($000) $366 Shares 3,193 Est. Cost $111.98 Unrealized —
— Royce Micro-Cap TRUST 0.2%
Value ($000) $365 Shares 43,476 Est. Cost $7.99 Unrealized —
SCHC Schwab International Small-Cap 0.2%
Value ($000) $361 Shares 11,535 Est. Cost $31.85 Unrealized —
— Aberdeen Emg Mkt SMC Opps 0.2%
Value ($000) $341 Shares 26,130 Est. Cost $11.35 Unrealized —
— Blackrock Global Opptys 0.2%
Value ($000) $329 Shares 26,559 Est. Cost $11.70 Unrealized —
— European Equity Fund 0.2%
Value ($000) $327 Shares 39,327 Est. Cost $8.51 Unrealized —
IVW iShares S&P 500 Growth 0.2%
Value ($000) $295 Shares 2,246 Est. Cost $93.05 Unrealized —
WTPI WisdomTree CBOE S&P 500 PutWri 0.2%
Value ($000) $286 Shares 10,076 Est. Cost $26.96 Unrealized —
— Swiss Helvetia Fund 0.2%
Value ($000) $279 Shares 24,083 Est. Cost $11.91 Unrealized —
XLV Health Care Select Sector SPDR 0.2%
Value ($000) $278 Shares 3,732 Est. Cost $52.46 Unrealized —
DON WisdomTree MidCap Dividend 0.1%
Value ($000) $263 Shares 2,700 Est. Cost $80.09 Unrealized —
— Advent Claymore Enhcd Fd 0.1%
Value ($000) $258 Shares 30,627 Est. Cost $8.24 Unrealized —
MMM 3m Company 0.1%
Value ($000) $251 Shares 1,313 Est. Cost $64.24 Unrealized +76.9%
TBF Proshares Short 20 Year Treas 0.1%
Value ($000) $248 Shares 10,560 Est. Cost $29.95 Unrealized —
— Lazard Glbl Total Retrun 0.1%
Value ($000) $240 Shares 15,985 Est. Cost $13.99 Unrealized —
— MS Emerging Market Fund 0.1%
Value ($000) $233 Shares 15,820 Est. Cost $14.11 Unrealized —
— Diversified Real Asset Income 0.1%
Value ($000) $211 Shares 12,141 Est. Cost $17.74 Unrealized —
— Clough Global Opportunities 0.1%
Value ($000) $205 Shares 19,959 Est. Cost $12.24 Unrealized —
TDIV First Trust NASDAQ Technology 0.1%
Value ($000) $204 Shares 6,420 Est. Cost $26.51 Unrealized —
XLI Sector Spdr Indl Select 0.1%
Value ($000) $204 Shares 3,132 Est. Cost $53.49 Unrealized —
— BlackRock Resources & Commdty 0.1%
Value ($000) $197 Shares 22,962 Est. Cost $8.60 Unrealized —
— Boulder Growth & Income 0.1%
Value ($000) $189 Shares 20,277 Est. Cost $8.50 Unrealized —
— DWS Dreman Val Inc Edge 0.1%
Value ($000) $183 Shares 12,485 Est. Cost $13.18 Unrealized —
— ING Global Adv & Premium Opp 0.1%
Value ($000) $182 Shares 17,367 Est. Cost $10.41 Unrealized —
EUO Proshares Ultrashort Euro 0.1%
Value ($000) $181 Shares 6,850 Est. Cost $19.15 Unrealized —
HON Honeywell International 0.1%
Value ($000) $180 Shares 1,445 Est. Cost $60.82 Unrealized +51.1%
— Delaware Invts Div &Incm 0.1%
Value ($000) $171 Shares 16,543 Est. Cost $9.95 Unrealized —
— PowerShares Buyback Achievers 0.1%
Value ($000) $162 Shares 3,125 Est. Cost $48.22 Unrealized —
— Latin Amer Equity Fd New 0.1%
Value ($000) $157 Shares 6,661 Est. Cost $22.01 Unrealized —
SLV iShares Silver Trust 0.1%
Value ($000) $154 Shares 8,905 Est. Cost $18.51 Unrealized —
— Gyrodyne Company of America 0.1%
Value ($000) $152 Shares 7,359 Est. Cost $17.82 Unrealized —
ACWI iShares MSCI ACWI Index 0.1%
Value ($000) $151 Shares 2,380 Est. Cost $57.84 Unrealized —
VT Vanguard Total World 0.1%
Value ($000) $145 Shares 2,225 Est. Cost $59.68 Unrealized —
— Eaton Vance Risk Managed 0.1%
Value ($000) $142 Shares 15,601 Est. Cost $9.01 Unrealized —
CEW WisdomTree Emerging Currency E 0.1%
Value ($000) $135 Shares 7,343 Est. Cost $20.05 Unrealized —
VV Vanguard Large Cap ETF 0.1%
Value ($000) $125 Shares 1,158 Est. Cost $84.63 Unrealized —
— BlackRock Science and Technolo 0.1%
Value ($000) $123 Shares 5,825 Est. Cost $18.10 Unrealized —
— iPath MSCI India Index ETN 0.1%
Value ($000) $121 Shares 1,624 Est. Cost $68.84 Unrealized —
SCHP Schwab U.S. TIPS ETF 0.1%
Value ($000) $120 Shares 2,159 Est. Cost $53.94 Unrealized —
— Ishares Msci Jpn Idx Fd 0.1%
Value ($000) $113 Shares 2,188 Est. Cost $11.99 Unrealized —
— iShares Gold Trust 0.1%
Value ($000) $113 Shares 9,400 Est. Cost $10.96 Unrealized —
VIG Vanguard Dividend Appreciation 0.1%
Value ($000) $113 Shares 1,258 Est. Cost $67.42 Unrealized —
— Asa Gold & Precs Mtls 0.1%
Value ($000) $111 Shares 9,175 Est. Cost $12.68 Unrealized —
— India Fund Inc 0.1%
Value ($000) $108 Shares 4,258 Est. Cost $24.00 Unrealized —
SPYG SPDR S&P 500 GROWTH ETF 0.1%
Value ($000) $102 Shares 900 Est. Cost $113.33 Unrealized —
— Cohen & Steers Tot Ret Realty 0.1%
Value ($000) $102 Shares 8,285 Est. Cost $12.43 Unrealized —
DWX SPDR S&P International Dividen 0.1%
Value ($000) $100 Shares 2,627 Est. Cost $44.78 Unrealized —
— Zweig Fund Inc 0.1%
Value ($000) $99 Shares 8,864 Est. Cost $11.17 Unrealized —
— Royce Focus TRUST Inc 0.1%
Value ($000) $99 Shares 13,362 Est. Cost $6.38 Unrealized —
XLK Sector Spdr Tech Select 0.1%
Value ($000) $93 Shares 1,753 Est. Cost $35.94 Unrealized —
EWZ Ishares Msci Brazil Indx 0.0%
Value ($000) $90 Shares 2,412 Est. Cost $47.34 Unrealized —
XLP Sector Spdr Tr Con Stpls 0.0%
Value ($000) $89 Shares 1,625 Est. Cost $44.64 Unrealized —
— PowerShares S&P 500 Low Volati 0.0%
Value ($000) $89 Shares 2,056 Est. Cost $38.76 Unrealized —
— Etfs Silver TRUST Etf 0.0%
Value ($000) $88 Shares 4,954 Est. Cost $17.59 Unrealized —
— Aberdeen Aust Equity Fd 0.0%
Value ($000) $85 Shares 14,100 Est. Cost $7.20 Unrealized —
— Japan Smaller Cap Fund 0.0%
Value ($000) $80 Shares 7,405 Est. Cost $9.94 Unrealized —
XLF Sector Spdr Fincl Select 0.0%
Value ($000) $80 Shares 3,370 Est. Cost $21.98 Unrealized —
— Blackrock Intl Growth Tr 0.0%
Value ($000) $73 Shares 12,617 Est. Cost $5.69 Unrealized —
XLB Sector SPDR Materials 0.0%
Value ($000) $73 Shares 1,400 Est. Cost $49.62 Unrealized —
DXJ Wisdomtree Jpn Hdgd Eqty 0.0%
Value ($000) $72 Shares 1,425 Est. Cost $51.27 Unrealized —
EQS Equus II Inc 0.0%
Value ($000) $72 Shares 28,894 Est. Cost $2.07 Unrealized +4.2%
— Central Securities Corp 0.0%
Value ($000) $70 Shares 2,938 Est. Cost $22.52 Unrealized —
— PowerShares India 0.0%
Value ($000) $67 Shares 2,925 Est. Cost $21.58 Unrealized —
SDY SPDR S&P Dividend ETF 0.0%
Value ($000) $66 Shares 750 Est. Cost $72.31 Unrealized —
— Mvc Capital Inc 0.0%
Value ($000) $66 Shares 7,382 Est. Cost $12.21 Unrealized —
— VanEck Vectors Agribusiness ET 0.0%
Value ($000) $66 Shares 1,230 Est. Cost $51.19 Unrealized —
IYT iShares Transportation Average 0.0%
Value ($000) $66 Shares 400 Est. Cost $148.68 Unrealized —
— Templeton Dragon Fund 0.0%
Value ($000) $66 Shares 3,500 Est. Cost $18.55 Unrealized —
SOXX Ishares Semiconductor Index 0.0%
Value ($000) $62 Shares 450 Est. Cost $73.33 Unrealized —
— Petroleum & Resources Cp 0.0%
Value ($000) $61 Shares 3,123 Est. Cost $22.11 Unrealized —
EWH iShares MSCI Hong Kong Index 0.0%
Value ($000) $60 Shares 2,715 Est. Cost $20.31 Unrealized —
— Calamos Strategic Total Return 0.0%
Value ($000) $59 Shares 5,311 Est. Cost $9.77 Unrealized —
— Source Capital Inc 0.0%
Value ($000) $59 Shares 1,575 Est. Cost $36.19 Unrealized —
FEZ SPDR DJ Euro STOXX 50 ETF 0.0%
Value ($000) $58 Shares 1,589 Est. Cost $35.37 Unrealized —
HYS Pimco 0-5 Year High Yld 0.0%
Value ($000) $54 Shares 538 Est. Cost $100.04 Unrealized —
— Nuveen Core Equity Fund 0.0%
Value ($000) $54 Shares 3,900 Est. Cost $13.58 Unrealized —
— Latin Amern Discovery Fd 0.0%
Value ($000) $53 Shares 5,062 Est. Cost $10.37 Unrealized —
AAL American Airlines Group Inc 0.0%
Value ($000) $53 Shares 1,250 Est. Cost $36.83 Unrealized +18.9%
IJH iShares S&P MidCap 400 Index 0.0%
Value ($000) $52 Shares 305 Est. Cost $139.27 Unrealized —
SCHO Schwab Short-Term U.S. Treasur 0.0%
Value ($000) $50 Shares 985 Est. Cost $50.87 Unrealized —
VCSH Vanguard Short-Term Corp Bd Id 0.0%
Value ($000) $49 Shares 609 Est. Cost $81.12 Unrealized —
— Proshares Short Euro 0.0%
Value ($000) $45 Shares 1,000 Est. Cost $35.38 Unrealized —
— LMP Capital & Income 0.0%
Value ($000) $45 Shares 3,133 Est. Cost $15.01 Unrealized —
XLE Sector Spdr Engy Select 0.0%
Value ($000) $43 Shares 619 Est. Cost $98.99 Unrealized —
— Nuveen Tax Adv Tot Retur 0.0%
Value ($000) $42 Shares 3,440 Est. Cost $11.60 Unrealized —
DLN WisdomTree LargeCap Dividend 0.0%
Value ($000) $41 Shares 500 Est. Cost $70.91 Unrealized —
SCHH Schwab US REIT ETF 0.0%
Value ($000) $41 Shares 1,006 Est. Cost $34.10 Unrealized —
EDIV SPDR S&P Emerging Markets Divi 0.0%
Value ($000) $41 Shares 1,400 Est. Cost $26.90 Unrealized —
— Morgan Stanley China Fd 0.0%
Value ($000) $40 Shares 2,090 Est. Cost $24.62 Unrealized —
— AIG WTS EXP 01/19/21 @ 45 0.0%
Value ($000) $40 Shares 1,865 Est. Cost $23.59 Unrealized —
— Call DIA JUN17 @ 199 0.0%
Value ($000) $39 Shares 25 Est. Cost — Unrealized —
— Ev Tax Adv Glb Div Incm 0.0%
Value ($000) $38 Shares 2,450 Est. Cost $15.17 Unrealized —
— PowerShares Preferred ETF 0.0%
Value ($000) $38 Shares 2,578 Est. Cost $15.09 Unrealized —
— Gabelli Global Deal Fund 0.0%
Value ($000) $35 Shares 3,569 Est. Cost $10.10 Unrealized —
— Herzfeld Caribbn Basn Fd 0.0%
Value ($000) $35 Shares 4,930 Est. Cost $6.46 Unrealized —
— Cohen & Steers Closd End 0.0%
Value ($000) $34 Shares 2,760 Est. Cost $10.84 Unrealized —
VGK Vanguard European 0.0%
Value ($000) $31 Shares 600 Est. Cost $53.96 Unrealized —
— Nuveen Tax Advantaged Fd 0.0%
Value ($000) $29 Shares 1,970 Est. Cost $14.20 Unrealized —
ILF Ishares S&P Latin America 0.0%
Value ($000) $28 Shares 880 Est. Cost $37.91 Unrealized —
IYR Ishares US Real Estate 0.0%
Value ($000) $28 Shares 352 Est. Cost $79.02 Unrealized —
FNDC Schwab Fundamental Intl Sm Co 0.0%
Value ($000) $28 Shares 900 Est. Cost $31.11 Unrealized —
— Call IWM JUN17 @ 126 0.0%
Value ($000) $26 Shares 27 Est. Cost — Unrealized —
— Asia Tigers Fund 0.0%
Value ($000) $25 Shares 2,189 Est. Cost $11.07 Unrealized —
IWS Ishares Russell Midcap Value I 0.0%
Value ($000) $25 Shares 300 Est. Cost $66.67 Unrealized —
IYE iShares DJ US Energy 0.0%
Value ($000) $23 Shares 600 Est. Cost $56.88 Unrealized —
— ETFS Physical Palladium Shares 0.0%
Value ($000) $22 Shares 291 Est. Cost $73.05 Unrealized —
— PureFunds ISE Cyber Security E 0.0%
Value ($000) $22 Shares 750 Est. Cost $26.93 Unrealized —
— Mobileye NV 0.0%
Value ($000) $21 Shares 350 Est. Cost $51.29 Unrealized —
IGSB iShares Barclays 1-3 Year Cred 0.0%
Value ($000) $21 Shares 200 Est. Cost $106.67 Unrealized —
EZA iShares MSCI South Africa 0.0%
Value ($000) $20 Shares 370 Est. Cost $65.51 Unrealized —
— Loncar Cancer Immunotherapy ET 0.0%
Value ($000) $19 Shares 800 Est. Cost $25.63 Unrealized —
DTD Wisdomtree Total Dividnd 0.0%
Value ($000) $19 Shares 224 Est. Cost $69.81 Unrealized —
— Aberdeen Israel Fund 0.0%
Value ($000) $16 Shares 900 Est. Cost $17.41 Unrealized —
VWO Vanguard Emerging Market 0.0%
Value ($000) $16 Shares 400 Est. Cost $41.98 Unrealized —
— Credit Suisse Silver Shares Co 0.0%
Value ($000) $16 Shares 1,700 Est. Cost $11.18 Unrealized —
— ETFS Physical Precious Metals 0.0%
Value ($000) $16 Shares 251 Est. Cost $52.00 Unrealized —
— Direxion All Cap Insider Senti 0.0%
Value ($000) $16 Shares 201 Est. Cost $65.10 Unrealized —
— Tekla Healthcare Opportu 0.0%
Value ($000) $15 Shares 881 Est. Cost $16.15 Unrealized —
GAIN Gladstone Investment Cp 0.0%
Value ($000) $15 Shares 1,650 Est. Cost $2.14 Unrealized +67.2%
— Putnam High Incm Bond Fd 0.0%
Value ($000) $14 Shares 1,670 Est. Cost $8.19 Unrealized —
VGT Vanguard Info Technology 0.0%
Value ($000) $14 Shares 100 Est. Cost $90.00 Unrealized —
— D C A Total Return Fund 0.0%
Value ($000) $14 Shares 3,261 Est. Cost $4.30 Unrealized —
EWX SPDR S&P Emerging Markets Smal 0.0%
Value ($000) $14 Shares 300 Est. Cost $47.78 Unrealized —
QQQE Direxion Shares Etf 0.0%
Value ($000) $13 Shares 173 Est. Cost $62.83 Unrealized —
EWC iShares MSCI Canada Index 0.0%
Value ($000) $13 Shares 500 Est. Cost $30.04 Unrealized —
— Eaton Vance Tax Adv Div 0.0%
Value ($000) $13 Shares 622 Est. Cost $19.62 Unrealized —
HEDJ WisdomTree Europe Hedged Equit 0.0%
Value ($000) $13 Shares 200 Est. Cost $57.91 Unrealized —
— Eaton Vance Enhance Eqty 0.0%
Value ($000) $12 Shares 900 Est. Cost $11.64 Unrealized —
— Mrgn Stnly Asia Pac Fund 0.0%
Value ($000) $12 Shares 766 Est. Cost $16.21 Unrealized —
— Etfs Phys Platinum Etf 0.0%
Value ($000) $12 Shares 135 Est. Cost $134.57 Unrealized —
XXCHNXX China Fund Inc 0.0%
Value ($000) $11 Shares 648 Est. Cost $20.84 Unrealized —
— Ellsworth Cv Grth&Inc Fd 0.0%
Value ($000) $11 Shares 1,221 Est. Cost $8.56 Unrealized —
— Eaton Vance Tax Managed 0.0%
Value ($000) $11 Shares 1,022 Est. Cost $10.76 Unrealized —
SCHR Schwab Intermediate-Term U.S. 0.0%
Value ($000) $11 Shares 202 Est. Cost $51.55 Unrealized —
WIP SPDR DB Intl Govt Infl-Protect 0.0%
Value ($000) $11 Shares 200 Est. Cost $60.00 Unrealized —
— Proshares Inverse S&P 500 0.0%
Value ($000) $10 Shares 301 Est. Cost $30.38 Unrealized —
— Deutsche Global High 0.0%
Value ($000) $10 Shares 1,200 Est. Cost $7.66 Unrealized —
IXC Ishares Tr S&P Global Energy S 0.0%
Value ($000) $10 Shares 300 Est. Cost $47.35 Unrealized —
ACWX iShares MSCI ACWI Ex-US 0.0%
Value ($000) $9 Shares 200 Est. Cost $45.00 Unrealized —
— Guggenheim Spin-Off 0.0%
Value ($000) $9 Shares 200 Est. Cost $40.00 Unrealized —
IEZ Ishares Oil Equip & Svc 0.0%
Value ($000) $8 Shares 200 Est. Cost $73.52 Unrealized —
— GSV Capital Corp 0.0%
Value ($000) $8 Shares 1,700 Est. Cost $12.35 Unrealized —
BWVTF Barclays iPath S&P 500 BuyWrit 0.0%
Value ($000) $7 Shares 100 Est. Cost $60.00 Unrealized —
EFG iShares MSCI EAFE Growth Index 0.0%
Value ($000) $7 Shares 100 Est. Cost $70.00 Unrealized —
— Guggenheim S&P MidCap 400 Pure 0.0%
Value ($000) $7 Shares 55 Est. Cost $120.00 Unrealized —
XLY Sector Spdr Consumer Fd 0.0%
Value ($000) $7 Shares 82 Est. Cost $60.98 Unrealized —
— Zoe's Kitchen Inc 0.0%
Value ($000) $7 Shares 375 Est. Cost $29.33 Unrealized —
IEO Ishares Oil & Gas 0.0%
Value ($000) $6 Shares 100 Est. Cost $97.08 Unrealized —
— Voya Emerging Markets High Div 0.0%
Value ($000) $6 Shares 666 Est. Cost $7.51 Unrealized —
— Mexico Equity & Income Common 0.0%
Value ($000) $6 Shares 549 Est. Cost $14.56 Unrealized —
PHYS Sprott Phys Gld Tr Etn 0.0%
Value ($000) $6 Shares 614 Est. Cost $9.77 Unrealized —
— Guggenheim Russell Top 50 Mega 0.0%
Value ($000) $6 Shares 33 Est. Cost $140.00 Unrealized —
XPH SPDR S&P Pharmaceuticals 0.0%
Value ($000) $6 Shares 150 Est. Cost $85.75 Unrealized —
— Guggenheim BRIC 0.0%
Value ($000) $6 Shares 200 Est. Cost $35.00 Unrealized —
— Guggenheim Canadian Energy Inc 0.0%
Value ($000) $6 Shares 650 Est. Cost $15.29 Unrealized —
GXC SPDR S&P China ETF 0.0%
Value ($000) $6 Shares 78 Est. Cost $76.34 Unrealized —
EPI WisdomTree India Earnings 0.0%
Value ($000) $5 Shares 200 Est. Cost $21.83 Unrealized —
— Guggenheim China Technology ET 0.0%
Value ($000) $5 Shares 130 Est. Cost $38.46 Unrealized —
PSLV Sprott Phys Sil Tr Etf 0.0%
Value ($000) $5 Shares 736 Est. Cost $8.15 Unrealized —
— Claymore/BNY Mellon Frontier M 0.0%
Value ($000) $5 Shares 361 Est. Cost $16.42 Unrealized —
IGE Ishares Tr Goldman Sachs Natur 0.0%
Value ($000) $5 Shares 132 Est. Cost $49.88 Unrealized —
— Ishares Msci Malaysia 0.0%
Value ($000) $5 Shares 162 Est. Cost $15.47 Unrealized —
— VanEck Vectors Vietnam ETF 0.0%
Value ($000) $4 Shares 250 Est. Cost $19.45 Unrealized —
— Tekla World Healthcare C 0.0%
Value ($000) $4 Shares 300 Est. Cost $15.84 Unrealized —
— Eagle Capital Growth Fd 0.0%
Value ($000) $4 Shares 597 Est. Cost $8.38 Unrealized —
— Blackrock Global Energy 0.0%
Value ($000) $4 Shares 300 Est. Cost $27.50 Unrealized —
— Foxby Corp 0.0%
Value ($000) $4 Shares 2,400 Est. Cost $2.08 Unrealized —
— YieldShares High Income ETF 0.0%
Value ($000) $4 Shares 200 Est. Cost $20.00 Unrealized —
— Exone Company 0.0%
Value ($000) $3 Shares 250 Est. Cost $20.00 Unrealized —
— Nuveen S&P 500 Dynamic Overwri 0.0%
Value ($000) $3 Shares 234 Est. Cost $12.82 Unrealized —
— Singapore Fund Inc 0.0%
Value ($000) $3 Shares 319 Est. Cost $12.13 Unrealized —
— Guggenheim S&P 500 Equal Weigh 0.0%
Value ($000) $3 Shares 55 Est. Cost $90.73 Unrealized —
— PowerShares S&P Intl Dev Low V 0.0%
Value ($000) $3 Shares 100 Est. Cost $34.21 Unrealized —
— Lazard World Div & Incm 0.0%
Value ($000) $3 Shares 300 Est. Cost $10.00 Unrealized —
GSG iShares S&P GSCI Commodity-Ind 0.0%
Value ($000) $3 Shares 186 Est. Cost $32.26 Unrealized —
— Spdr S&P Emerging Latin 0.0%
Value ($000) $3 Shares 50 Est. Cost $40.00 Unrealized —
— Clough Global Equity Common 0.0%
Value ($000) $3 Shares 214 Est. Cost $13.34 Unrealized —
EFA iShares MSCI EAFE Index Fund 0.0%
Value ($000) $3 Shares 50 Est. Cost $67.93 Unrealized —
— Calamos Conv Opprtnty Fd 0.0%
Value ($000) $3 Shares 287 Est. Cost $10.45 Unrealized —
— ETRACS 2x Closed-End Fund ETN 0.0%
Value ($000) $3 Shares 200 Est. Cost $15.00 Unrealized —
— Bancroft Conv Fund Inc 0.0%
Value ($000) $3 Shares 156 Est. Cost $25.64 Unrealized —
IEMG iShares Core MSCI Emerging Mar 0.0%
Value ($000) $2 Shares 45 Est. Cost $49.00 Unrealized —
— Gabelli Equity TRUST Inc 0.0%
Value ($000) $2 Shares 339 Est. Cost $5.52 Unrealized —
— Eaton Vance Tax Mgd Glbl 0.0%
Value ($000) $2 Shares 200 Est. Cost $11.50 Unrealized —
DDD 3 D Systems Corp 0.0%
Value ($000) $2 Shares 150 Est. Cost $52.15 Unrealized -69.9%
— Madison Strat Sectr Prem 0.0%
Value ($000) $2 Shares 186 Est. Cost $11.03 Unrealized —
— Nuveen Qual Pfd Inc Fd 0.0%
Value ($000) $2 Shares 240 Est. Cost $9.98 Unrealized —
— Jf China Region Fund Inc 0.0%
Value ($000) $2 Shares 86 Est. Cost $18.41 Unrealized —
— Greater China Fund 0.0%
Value ($000) $2 Shares 161 Est. Cost $10.13 Unrealized —
— Guggenheim S&P500 Eq Weight Fi 0.0%
Value ($000) $2 Shares 50 Est. Cost $40.00 Unrealized —
— PowerShares FTSE RAFI US 1000 0.0%
Value ($000) $2 Shares 20 Est. Cost $91.67 Unrealized —
— Guggenheim SP SmallCap 600 Pur 0.0%
Value ($000) $1 Shares 5 Est. Cost — Unrealized —
— PowerShares S&P 500 High Beta 0.0%
Value ($000) $1 Shares 33 Est. Cost $31.22 Unrealized —
— Call XLK JAN18 @ 39 0.0%
Value ($000) $1 Shares 1 Est. Cost — Unrealized —
— Call EEM MAY17 @ 37.50 0.0%
Value ($000) $1 Shares 3 Est. Cost — Unrealized —
— Voya Natural Resources Equity 0.0%
Value ($000) $1 Shares 116 Est. Cost $8.62 Unrealized —
— Mac/First Glb Infrastructure 0.0%
Value ($000) $1 Shares 98 Est. Cost $17.77 Unrealized —
— VanEck Vectors Rare Earth/Stra 0.0%
Value ($000) $1 Shares 30 Est. Cost $18.68 Unrealized —
— Guggenheim S&P500 Eq Weight Te 0.0%
Value ($000) $1 Shares 12 Est. Cost $80.36 Unrealized —
— Asia Pacific Fund 0.0%
Value ($000) $1 Shares 78 Est. Cost $12.82 Unrealized —
SVVC Firsthand Technology Value Fun 0.0%
Value ($000) $0 Shares 7 Est. Cost $19.40 Unrealized -58.5%
— Nasdaq Prem Incm & Grwth 0.0%
Value ($000) $0 Shares 10 Est. Cost $18.57 Unrealized —
— Tekla Healthcare Investors 0.0%
Value ($000) $0 Shares 8 Est. Cost $26.40 Unrealized —
FNDB Schwab Fundamental U.S. Broad 0.0%
Value ($000) $0 Shares 1 Est. Cost — Unrealized —
— Thai Capital Fd Inc New 0.0%
Value ($000) $0 Shares 4,281 Est. Cost — Unrealized —