Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Jan 31, 2018
Total Value: $223M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 145,549 | $38.84M | 17.4% | $190.66 | — | COM | 78462F103 |
| — | General American Investors | 649,591 | $22.34M | 10.0% | $32.49 | — | COM | 368802104 |
| — | Adams Express Co | 1,234,093 | $18.55M | 8.3% | $12.89 | — | COM | 006212104 |
| — | Tri Continental Corp | 590,944 | $15.92M | 7.1% | $19.54 | — | COM | 895436103 |
| SCHX | Schwab U.S. Large-Cap | 219,022 | $13.97M | 6.3% | $53.16 | — | COM | 808524201 |
| SCHB | Schwab U.S. Broad Market | 164,915 | $10.64M | 4.8% | $55.66 | — | COM | 808524102 |
| — | Liberty All Star Eq Fd | 1,499,574 | $9.447M | 4.2% | $5.36 | — | COM | 530158104 |
| — | Guggenheim S&P500 Equal Weight | 79,170 | $7.998M | 3.6% | $91.09 | — | COM | 78355W106 |
| — | SPDR Dow Jones Industrial Aver | 25,598 | $6.332M | 2.8% | $160.73 | — | COM | 252787106 |
| — | Dividend & Income Fund | 444,072 | $5.963M | 2.7% | $11.55 | — | COM | 25538A105 |
| — | Royce Value Trust | 347,374 | $5.617M | 2.5% | $13.07 | — | COM | 780910105 |
| — | Special Opptys Fund | 269,508 | $4.01M | 1.8% | $16.26 | — | COM | 84741T104 |
| IWM | iShares Russell 2000 Index | 24,957 | $3.804M | 1.7% | $119.58 | — | COM | 464287655 |
| — | Guggenheim Enhanced Eqty | 330,536 | $2.941M | 1.3% | $7.97 | — | COM | 40167B100 |
| SCHV | Schwab U.S. Large-Cap Value | 51,631 | $2.822M | 1.3% | $46.27 | — | COM | 808524409 |
| IVV | iShares S&P 500 Index Fund | 9,952 | $2.675M | 1.2% | $226.45 | — | COM | 464287200 |
| — | Nuveen Dow 30 Dynamic Overwrit | 139,899 | $2.635M | 1.2% | $14.11 | — | COM | 67075F105 |
| — | Special Opp 3.5 Pfd Conv | 89,115 | $2.303M | 1.0% | $25.82 | — | COM | 84741T302 |
| SCHM | Schwab U.S. Mid-Cap | 42,240 | $2.25M | 1.0% | $43.57 | — | COM | 808524508 |
| — | Alpine Total Dynamic Fd | 212,162 | $2.009M | 0.9% | $7.76 | — | COM | 021060108 |
| — | Vanguard S&P 500 ETF | 8,002 | $1.962M | 0.9% | $196.14 | — | COM | 922908413 |
| SCHA | Schwab U.S. Small-Cap | 26,041 | $1.816M | 0.8% | $61.24 | — | COM | 808524607 |
| — | American Intl Group Inc | 28,230 | $1.681M | 0.8% | $65.17 | — | COM | 026874107 |
| — | PowerShares QQQ - Nasdaq 100 | 9,682 | $1.508M | 0.7% | $86.84 | — | COM | 631100104 |
| — | ETFS Gold Trust ETF | 11,600 | $1.463M | 0.7% | $124.16 | — | COM | 26922Y105 |
| — | MS India Investment Fund | 42,734 | $1.416M | 0.6% | $26.03 | — | COM | 61745C105 |
| — | Gabelli Global Small and Mid C | 97,608 | $1.243M | 0.6% | $11.58 | — | COM | 36249W104 |
| SCHE | Schwab Emerging Markets Equity | 36,505 | $1.019M | 0.5% | $24.30 | — | COM | 808524706 |
| SCHG | Schwab U.S. Large-Cap Growth | 14,400 | $1.018M | 0.5% | $47.75 | — | COM | 808524300 |
| VTI | Vanguard Total Stock Mkt | 7,270 | $997K | 0.4% | $85.85 | — | COM | 922908769 |
| — | AllianzGI NFJ Divid Int | 74,370 | $970K | 0.4% | $12.72 | — | COM | 65337H109 |
| — | Royce Micro-Cap TRUST | 94,267 | $889K | 0.4% | $8.60 | — | COM | 780915104 |
| — | Gabelli Healthcare TRUST | 85,833 | $885K | 0.4% | $10.48 | — | COM | 36246K103 |
| SCHD | Sch US Div Equity Etf | 16,457 | $842K | 0.4% | $38.76 | — | COM | 808524797 |
| — | Delaware Enhanced Gbl Div & In | 68,836 | $834K | 0.4% | $10.34 | — | COM | 246060107 |
| SCHF | Schwab International Equity | 24,173 | $823K | 0.4% | $31.68 | — | COM | 808524805 |
| IWF | iShares Russell 1000 Growth | 6,069 | $817K | 0.4% | $77.87 | — | COM | 464287614 |
| KRE | SPDR S&P Regional Bking | 12,175 | $716K | 0.3% | $38.63 | — | COM | 78464A698 |
| — | Herzfeld Caribbn Basn Fd | 99,655 | $712K | 0.3% | $7.18 | — | COM | 42804T106 |
| — | Call SPY JAN18 259 | 282 | $697K | 0.3% | — | — | Call | 78462F903 |
| — | Central Securities Corp | 23,571 | $645K | 0.3% | $25.48 | — | COM | 155123102 |
| — | Royce Focus TRUST Inc | 79,557 | $630K | 0.3% | $7.55 | — | COM | 78080N108 |
| — | SPDR Gold Shares | 4,901 | $606K | 0.3% | $121.80 | — | COM | 863307104 |
| — | Templeton Emrgng Mkt Fd | 36,420 | $597K | 0.3% | $13.23 | — | COM | 880191101 |
| — | Gabelli Div And Inc Tr | 23,906 | $559K | 0.3% | $19.50 | — | COM | 36242H104 |
| OEF | iShares S&P 100 Index Fund | 4,683 | $555K | 0.2% | $72.02 | — | COM | 464287101 |
| — | Royce Global Value Tr | 51,050 | $552K | 0.2% | $8.84 | — | COM | 78081T104 |
| SPEU | SPDR STOXX Europe 50 | 15,245 | $547K | 0.2% | $36.00 | — | COM | 78463X103 |
| SCHC | Schwab International Small-Cap | 14,430 | $528K | 0.2% | $32.38 | — | COM | 808524888 |
| IWD | iShares Russell 1000 Value | 3,900 | $484K | 0.2% | $111.66 | — | COM | 464287598 |
| — | MS Emerging Market Fund | 24,966 | $446K | 0.2% | $15.14 | — | COM | 61744G107 |
| — | Liberty All-Star Gr Fund | 78,543 | $435K | 0.2% | $4.34 | — | COM | 529900102 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 13,966 | $405K | 0.2% | $27.55 | — | COM | 97717X560 |
| — | European Equity Fund | 40,298 | $397K | 0.2% | $8.59 | — | COM | 298768102 |
| — | BlackRock Enhanced Dividend Ac | 42,711 | $394K | 0.2% | $7.55 | — | COM | 09251A104 |
| EEM | iShares MSCI Emrg Mkt ETF | 8,302 | $391K | 0.2% | $40.53 | — | COM | 464287234 |
| DGRW | WisdomTree U.S. Quality Divide | 9,000 | $372K | 0.2% | $39.39 | — | COM | 97717X669 |
| — | First Tr Enhcd Eqty Incm | 22,051 | $357K | 0.2% | $12.94 | — | COM | 337318109 |
| IVW | iShares S&P 500 Growth | 2,005 | $306K | 0.1% | $107.71 | — | COM | 464287309 |
| — | Singapore Fund Inc | 24,417 | $303K | 0.1% | $11.75 | — | COM | 82929L109 |
| — | Boulder Growth & Income | 27,278 | $302K | 0.1% | $9.19 | — | COM | 101507101 |
| — | Lazard Glbl Total Retrun | 15,053 | $270K | 0.1% | $14.43 | — | COM | 52106W103 |
| DON | WisdomTree MidCap Dividend | 7,500 | $264K | 0.1% | $50.16 | — | COM | 97717W505 |
| XLV | Health Care Select Sector SPDR | 3,157 | $261K | 0.1% | $53.16 | — | COM | 81369Y209 |
| HON | Honeywell International | 1,480 | $226K | 0.1% | $71.94 | +57.6% | COM | 438516106 |
| XLI | Sector Spdr Indl Select | 2,932 | $221K | 0.1% | $53.49 | — | COM | 81369Y704 |
| — | Latin Amer Equity Fd New | 8,204 | $219K | 0.1% | $23.07 | — | COM | 51827Q106 |
| — | PowerShares Buyback Achievers | 3,625 | $213K | 0.1% | $49.10 | — | COM | 73935X286 |
| — | Aberdeen Emg Mkt SMC Opps | 14,507 | $210K | 0.1% | $11.35 | — | COM | 00301T102 |
| — | BlackRock Resources & Commdty | 21,076 | $205K | 0.1% | $8.60 | — | COM | 09257A108 |
| TDIV | First Trust NASDAQ Technology | 5,760 | $202K | 0.1% | $26.51 | — | COM | 33738R118 |
| — | Delaware Invts Div &Incm | 18,389 | $197K | 0.1% | $10.10 | — | COM | 245915103 |
| TBF | Proshares Short 20 Year Treas | 8,660 | $189K | 0.1% | $29.81 | — | COM | 74347X849 |
| NXDT | NexPoint Credit Strategies Fun | 6,866 | $173K | 0.1% | $21.77 | — | COM | 65340G205 |
| DWX | SPDR S&P International Dividen | 4,196 | $172K | 0.1% | $42.98 | — | COM | 78463X772 |
| ACWI | iShares MSCI ACWI Index | 2,380 | $171K | 0.1% | $57.84 | — | COM | 464288257 |
| — | Templeton Dragon Fund | 7,631 | $164K | 0.1% | $19.59 | — | COM | 88018T101 |
| — | Blackrock Enhcd Cap & Incm | 9,540 | $156K | 0.1% | $14.13 | — | COM | 09256A109 |
| — | Tekla Healthcare Opportu | 8,594 | $150K | 0.1% | $17.59 | — | COM | 879105104 |
| SCHK | Schwab 1000 Index ETF | 5,615 | $147K | 0.1% | $26.18 | — | COM | 808524722 |
| TIP | iShares Barclays TIPS Bond Fun | 1,293 | $147K | 0.1% | $111.98 | — | COM | 464287176 |
| — | Source Capital Inc | 3,590 | $146K | 0.1% | $37.78 | — | COM | 836144105 |
| VT | Vanguard Total World | 1,975 | $146K | 0.1% | $59.68 | — | COM | 922042742 |
| SLV | iShares Silver Trust | 8,755 | $139K | 0.1% | $18.51 | — | COM | 46428Q109 |
| SCHP | Schwab U.S. TIPS ETF | 2,459 | $136K | 0.1% | $54.18 | — | COM | 808524870 |
| MMM | 3m Company | 575 | $135K | 0.1% | $100.84 | +43.8% | COM | 88579Y101 |
| — | New Ireland Fund Inc | 10,572 | $132K | 0.1% | $12.80 | — | COM | 645673104 |
| — | Ishares Msci Jpn Idx Fd | 2,188 | $131K | 0.1% | $11.99 | — | COM | 464286848 |
| — | India Fund Inc | 4,925 | $128K | 0.1% | $25.45 | — | COM | 454089103 |
| CEW | WisdomTree Emerging Currency E | 6,358 | $123K | 0.1% | $19.98 | — | COM | 97717W133 |
| — | Eaton Vance Risk Managed | 12,686 | $122K | 0.1% | $9.06 | — | COM | 27829G106 |
| — | RMR Real Estate Income Fund | 6,372 | $121K | 0.1% | $19.26 | — | COM | 76970B101 |
| VIG | Vanguard Dividend Appreciation | 1,158 | $118K | 0.1% | $67.42 | — | COM | 921908844 |
| SPYG | SPDR S&P 500 GROWTH ETF | 3,600 | $118K | 0.1% | $32.78 | — | COM | 78464A409 |
| — | iShares Gold Trust | 9,400 | $117K | 0.1% | $10.96 | — | COM | 464285105 |
| — | Nuveen Real Asset Income | 6,440 | $114K | 0.1% | $17.96 | — | COM | 67074Y105 |
| XLK | Sector Spdr Tech Select | 1,753 | $112K | 0.1% | $35.94 | — | COM | 81369Y803 |
| — | Blackrock Global Opptys | 9,000 | $112K | 0.1% | $11.70 | — | COM | 092501105 |
| EUO | Proshares Ultrashort Euro | 5,250 | $111K | 0.0% | $19.15 | — | COM | 74347W882 |
| — | Call DIA JAN18 230 | 64 | $108K | 0.0% | — | — | Call | 78467X909 |
| — | Japan Smaller Cap Fund | 8,090 | $95,000 | 0.0% | $10.48 | — | COM | 47109U104 |
| XLF | Sector Spdr Fincl Select | 3,370 | $94,000 | 0.0% | $23.55 | — | COM | 81369Y605 |
| — | Asa Gold & Precs Mtls | 8,175 | $92,000 | 0.0% | $12.68 | — | COM | G3156P103 |
| XLP | Sector Spdr Tr Con Stpls | 1,625 | $92,000 | 0.0% | $44.64 | — | COM | 81369Y308 |
| — | PowerShares S&P 500 Low Volati | 1,912 | $91,000 | 0.0% | $38.76 | — | COM | 73937B779 |
| EWZ | Ishares Msci Brazil Indx | 2,160 | $87,000 | 0.0% | $47.34 | — | COM | 464286400 |
| XLB | Sector SPDR Materials | 1,400 | $84,000 | 0.0% | $49.62 | — | COM | 81369Y100 |
| — | Etfs Silver TRUST Etf | 5,104 | $84,000 | 0.0% | $17.51 | — | COM | 26922X107 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $84,000 | 0.0% | $51.27 | — | COM | 97717W851 |
| SOXX | Ishares Semiconductor Index | 450 | $76,000 | 0.0% | $73.33 | — | COM | 464287523 |
| IYT | iShares Transportation Average | 400 | $76,000 | 0.0% | $148.68 | — | COM | 464287192 |
| — | PowerShares India | 2,825 | $74,000 | 0.0% | $21.58 | — | COM | 73935L100 |
| — | Petroleum & Resources Cp | 3,700 | $73,000 | 0.0% | $20.92 | — | COM | 716549100 |
| — | Swiss Helvetia Fund | 5,670 | $72,000 | 0.0% | $11.91 | — | COM | 870875101 |
| — | DWS Dreman Val Inc Edge | 4,685 | $70,000 | 0.0% | $13.18 | — | COM | 23339M105 |
| AAL | American Airlines Group Inc | 1,250 | $65,000 | 0.0% | $36.83 | +31.7% | COM | 02376R102 |
| EWH | iShares MSCI Hong Kong Index | 2,465 | $62,000 | 0.0% | $20.31 | — | COM | 464286871 |
| — | iPath MSCI India Index ETN | 674 | $59,000 | 0.0% | $68.84 | — | COM | 06739F291 |
| — | VanEck Vectors Agribusiness ET | 900 | $55,000 | 0.0% | $51.19 | — | COM | 57060U605 |
| HYS | Pimco 0-5 Year High Yld | 547 | $54,000 | 0.0% | $99.99 | — | COM | 72201R783 |
| — | Direxion All Cap Insider Senti | 1,300 | $53,000 | 0.0% | $43.77 | — | COM | 25459Y769 |
| — | Latin Amern Discovery Fd | 4,667 | $53,000 | 0.0% | $10.40 | — | COM | 51828C106 |
| SCHH | Schwab US REIT ETF | 1,285 | $53,000 | 0.0% | $35.60 | — | COM | 808524847 |
| — | ING Global Adv & Premium Opp | 4,655 | $53,000 | 0.0% | $10.47 | — | COM | 44982N109 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,279 | $52,000 | 0.0% | $35.37 | — | COM | 78463X202 |
| VV | Vanguard Large Cap ETF | 400 | $49,000 | 0.0% | $84.63 | — | COM | 922908637 |
| EQS | Equus II Inc | 20,297 | $48,000 | 0.0% | $2.10 | +13.9% | COM | 294766100 |
| EDIV | SPDR S&P Emerging Markets Divi | 1,400 | $45,000 | 0.0% | $26.90 | — | COM | 78463X533 |
| FNDC | Schwab Fundamental Intl Sm Co | 1,200 | $43,000 | 0.0% | $31.92 | — | COM | 808524748 |
| IBUY | Amplify Online Retail | 1,000 | $40,000 | 0.0% | $36.36 | — | COM | 032108102 |
| — | Gabelli Equity TRUST Inc | 6,312 | $39,000 | 0.0% | $6.18 | — | COM | 362397101 |
| — | Call IWM MAY18 115 | 10 | $37,000 | 0.0% | — | — | Call | 464287905 |
| XJEQX | Aberdeen Japan Equity Fund Com | 4,099 | $36,000 | 0.0% | $8.78 | — | COM | 00306J109 |
| — | PowerShares Preferred ETF | 2,446 | $36,000 | 0.0% | $15.09 | — | COM | 73936T565 |
| — | Ellsworth Cv Grth&Inc Fd | 3,727 | $35,000 | 0.0% | $9.06 | — | COM | 289074106 |
| VGK | Vanguard European | 600 | $35,000 | 0.0% | $53.96 | — | COM | 922042874 |
| — | Loncar Cancer Immunotherapy ET | 1,400 | $33,000 | 0.0% | $24.50 | — | COM | 26922A826 |
| — | Morgan Stanley China Fd | 1,390 | $32,000 | 0.0% | $24.62 | — | COM | 617468103 |
| — | Western Asset Claymore | 2,798 | $31,000 | 0.0% | $11.15 | — | COM | 95766R104 |
| — | Central Fund of Canada | 2,250 | $30,000 | 0.0% | $12.44 | — | COM | 153501101 |
| — | Put IWM SEP18 155 | 45 | $26,000 | 0.0% | — | — | Put | 464287955 |
| IWS | Ishares Russell Midcap Value I | 300 | $26,000 | 0.0% | $66.67 | — | COM | 464287473 |
| ILF | Ishares S&P Latin America | 780 | $26,000 | 0.0% | $36.18 | — | COM | 464287390 |
| EZA | iShares MSCI South Africa | 370 | $25,000 | 0.0% | $65.51 | — | COM | 464286780 |
| — | ETFS Physical Palladium Shares | 241 | $24,000 | 0.0% | $73.27 | — | COM | 26923A106 |
| — | PureFunds ISE Cyber Security E | 750 | $23,000 | 0.0% | $26.93 | — | COM | 30304R407 |
| — | AIG WTS EXP 01-19-21 45 | 1,265 | $22,000 | 0.0% | $23.59 | — | COM | 026874156 |
| QQQE | Direxion Shares Etf | 496 | $21,000 | 0.0% | $48.43 | — | COM | 25459Y207 |
| PRNT | 3d Printing Etf | 900 | $21,000 | 0.0% | $25.56 | — | COM | 00214Q500 |
| — | Gabelli Global Deal Fund | 2,231 | $21,000 | 0.0% | $9.56 | — | COM | 36245G103 |
| XLE | Sector Spdr Engy Select | 300 | $21,000 | 0.0% | $98.99 | — | COM | 81369Y506 |
| — | Aberdeen Israel Fund | 1,100 | $21,000 | 0.0% | $18.17 | — | COM | 00301L109 |
| — | Bancroft Conv Fund Inc | 956 | $20,000 | 0.0% | $21.69 | — | COM | 059695106 |
| — | Put QQQ SEP18 156 | 23 | $20,000 | 0.0% | — | — | Put | 73935A954 |
| — | Gyrodyne Company of America | 963 | $19,000 | 0.0% | $17.82 | — | COM | 403820103 |
| LIT | Global X Lithium & Battery Tec | 500 | $19,000 | 0.0% | $38.00 | — | COM | 37954Y855 |
| PFF | iShares S&P U.S. Preferred Sto | 500 | $19,000 | 0.0% | $38.46 | — | COM | 464288687 |
| SKYY | First Trust Cloud Computing ET | 402 | $18,000 | 0.0% | $39.80 | — | COM | 33734X192 |
| — | Clough Global Opportunities | 1,700 | $18,000 | 0.0% | $12.10 | — | COM | 18914E106 |
| VWO | Vanguard Emerging Market | 400 | $18,000 | 0.0% | $41.98 | — | COM | 922042858 |
| QDF | FlexShares Quality Dividend ET | 387 | $17,000 | 0.0% | $40.66 | — | COM | 33939L860 |
| — | LMP Capital & Income | 1,281 | $17,000 | 0.0% | $13.58 | — | COM | 795500107 |
| — | Westn Asset Claymore TIPS Fd | 1,400 | $16,000 | 0.0% | $11.43 | — | COM | 95766Q106 |
| VGT | Vanguard Info Technology | 100 | $16,000 | 0.0% | $90.00 | — | COM | 92204A702 |
| — | Proshares Short Euro | 400 | $15,000 | 0.0% | $35.38 | — | COM | 74347W742 |
| EWX | SPDR S&P Emerging Markets Smal | 300 | $15,000 | 0.0% | $47.78 | — | COM | 78463X756 |
| — | New Germany Fund Inc | 800 | $15,000 | 0.0% | $18.75 | — | COM | 644465106 |
| — | Putnam High Incm Bond Fd | 1,670 | $15,000 | 0.0% | $8.19 | — | COM | 746779107 |
| — | Mexico Equity & Income Common | 1,449 | $14,000 | 0.0% | $11.52 | — | COM | 592834105 |
| EWC | iShares MSCI Canada Index | 500 | $14,000 | 0.0% | $30.04 | — | COM | 464286509 |
| SCHO | Schwab Short-Term U.S. Treasur | 282 | $14,000 | 0.0% | $50.87 | — | COM | 808524862 |
| — | Credit Suisse Silver Shares Co | 1,700 | $13,000 | 0.0% | $11.18 | — | COM | 22542D449 |
| XXCHNXX | China Fund Inc | 598 | $12,000 | 0.0% | $20.28 | — | COM | 169373107 |
| — | Cohen & Steers Tot Ret Realty | 1,000 | $12,000 | 0.0% | $12.45 | — | COM | 19247R103 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $12,000 | 0.0% | $57.91 | — | COM | 97717X701 |
| IYE | iShares DJ US Energy | 300 | $11,000 | 0.0% | $56.88 | — | COM | 464287796 |
| DTD | Wisdomtree Total Dividnd | 124 | $11,000 | 0.0% | $69.81 | — | COM | 97717W109 |
| — | Guggenheim China Technology ET | 190 | $11,000 | 0.0% | $44.60 | — | COM | 18383Q135 |
| VCSH | Vanguard Short-Term Corp Bd Id | 135 | $10,000 | 0.0% | $81.12 | — | COM | 92206C409 |
| — | Guggenheim Spin-Off | 200 | $10,000 | 0.0% | $40.00 | — | COM | 18383M605 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9,000 | 0.0% | $45.00 | — | COM | 464288240 |
| — | Mrgn Stnly Asia Pac Fund | 516 | $9,000 | 0.0% | $16.48 | — | COM | 61744U106 |
| — | GSV Capital Corp | 1,700 | $9,000 | 0.0% | $12.35 | — | COM | 36191J101 |
| IYR | Ishares US Real Estate | 110 | $8,000 | 0.0% | $79.02 | — | COM | 464287739 |
| — | Etfs Phys Platinum Etf | 100 | $8,000 | 0.0% | $134.57 | — | COM | 26922V101 |
| — | Guggenheim S&P MidCap 400 Pure | 55 | $8,000 | 0.0% | $120.00 | — | COM | 78355W601 |
| GXC | SPDR S&P China ETF | 78 | $8,000 | 0.0% | $76.84 | — | COM | 78463X400 |
| XLY | Sector Spdr Consumer Fd | 82 | $8,000 | 0.0% | $60.98 | — | COM | 81369Y407 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $8,000 | 0.0% | $70.00 | — | COM | 464288885 |
| — | ETFS Physical Precious Metals | 123 | $7,000 | 0.0% | $52.00 | — | COM | 26922W109 |
| BWVTF | Barclays iPath S&P 500 BuyWrit | 100 | $7,000 | 0.0% | $60.00 | — | COM | 06739F135 |
| — | Guggenheim BRIC | 200 | $7,000 | 0.0% | $35.00 | — | COM | 18383M100 |
| — | Asia Pacific Fund | 478 | $6,000 | 0.0% | $12.60 | — | COM | 044901106 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6,000 | 0.0% | $9.77 | — | COM | 85207H104 |
| — | Proshares Inverse S&P 500 | 212 | $6,000 | 0.0% | $32.87 | — | COM | 74347R503 |
| — | Zoe's Kitchen Inc | 375 | $6,000 | 0.0% | $29.33 | — | COM | 98979J109 |
| — | Advent Claymore Enhcd Fd | 712 | $5,000 | 0.0% | $8.24 | — | COM | 00765E104 |
| — | Claymore/BNY Mellon Frontier M | 361 | $5,000 | 0.0% | $16.42 | — | COM | 18383Q838 |
| — | Foxby Corp | 2,400 | $5,000 | 0.0% | $2.08 | — | COM | 351645106 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $4,000 | 0.0% | $49.88 | — | COM | 464287374 |
| PSLV | Sprott Phys Sil Tr Etf | 736 | $4,000 | 0.0% | $8.15 | — | COM | 85207K107 |
| — | Taiwan Fund Inc | 220 | $4,000 | 0.0% | $18.18 | — | COM | 874036106 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $19.45 | — | COM | 57060U761 |
| — | Blackrock Global Energy | 300 | $4,000 | 0.0% | $27.50 | — | COM | 09250U101 |
| — | Aberdeen Aust Equity Fd | 646 | $4,000 | 0.0% | $7.20 | — | COM | 003011103 |
| EFA | iShares MSCI EAFE Index Fund | 50 | $3,000 | 0.0% | $65.15 | — | COM | 464287465 |
| — | PowerShares S&P Intl Dev Low V | 100 | $3,000 | 0.0% | $34.21 | — | COM | 73937B688 |
| — | Guggenheim Canadian Energy Inc | 400 | $3,000 | 0.0% | $15.29 | — | COM | 18383Q606 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3,000 | 0.0% | $30.00 | — | COM | 45409B800 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3,000 | 0.0% | $32.26 | — | COM | 46428R107 |
| — | ETRACS 2x Closed-End Fund ETN | 200 | $3,000 | 0.0% | $15.00 | — | COM | 90270L842 |
| — | Exone Company | 250 | $2,000 | 0.0% | $20.00 | — | COM | 302104104 |
| — | PowerShares FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $91.67 | — | COM | 73935X583 |
| — | Nuveen S&P 500 Dynamic Overwri | 134 | $2,000 | 0.0% | $12.82 | — | COM | 6706EW100 |
| — | Call AAPL APR18 170 | 3 | $2,000 | 0.0% | — | — | Call | 037833900 |
| — | Nuveen Qual Pfd Inc Fd | 249 | $2,000 | 0.0% | $9.92 | — | COM | 67072C105 |
| — | Greater China Fund | 148 | $1,000 | 0.0% | $10.13 | — | COM | 39167B102 |
| — | Guggenheim S&P500 Eq Weight Te | 12 | $1,000 | 0.0% | $80.36 | — | COM | 78355W817 |
| — | Ishares Msci Malaysia | 50 | $1,000 | 0.0% | $15.47 | — | COM | 464286830 |
| — | Call PFE JAN19 28 | 7 | $1,000 | 0.0% | — | — | Call | 717081903 |
| — | Call AIG JAN19 45 | 1 | $1,000 | 0.0% | — | — | Call | 026874904 |
| — | Call KRE JUN18 60 | 5 | $1,000 | 0.0% | — | — | Call | 78464A908 |
| — | PowerShares S&P 500 High Beta | 33 | $1,000 | 0.0% | $31.22 | — | COM | 73937B829 |
| EFV | iShares MSCI EAFE Value | 25 | $1,000 | 0.0% | $40.00 | — | COM | 464288877 |
| — | Put SPY MAR18 250 | 31 | $1,000 | 0.0% | — | — | Put | 78462F953 |
| DDD | 3 D Systems Corp | 150 | $1,000 | 0.0% | $52.15 | -80.3% | COM | 88554D205 |
| — | Thai Capital Fd Inc New | 4,281 | $0 | 0.0% | — | — | COM | 882905201 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $0 | 0.0% | — | — | COM | 808524789 |
| SVVC | Firsthand Technology Value Fun | 7 | $0 | 0.0% | $19.40 | -57.2% | COM | 33766Y100 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $18.57 | — | COM | 63110R105 |
| — | Mvc Capital Inc | 40 | $0 | 0.0% | $11.73 | — | COM | 553829102 |
| — | Guggenheim SP SmallCap 600 Pur | 5 | $0 | 0.0% | — | — | COM | 78355W809 |
| — | Advent Claymore Cnvt Secs & In | 100 | $0 | 0.0% | $5.00 | — | COM | 007639107 |