BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Diversified Active

CIK: 0001352860 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Jan 31, 2018

Total Value ($000): $222,781 (100.0% shares, 0.0% debt)

Holdings (233)

SPY SPDR S&P 500 ETF 17.4%
Value ($000) $38,841 Shares 145,549 Est. Cost $190.66 Unrealized —
— General American Investors 10.0%
Value ($000) $22,345 Shares 649,591 Est. Cost $32.49 Unrealized —
— Adams Express Co 8.3%
Value ($000) $18,548 Shares 1,234,093 Est. Cost $12.89 Unrealized —
— Tri Continental Corp 7.1%
Value ($000) $15,920 Shares 590,944 Est. Cost $19.54 Unrealized —
SCHX Schwab U.S. Large-Cap 6.3%
Value ($000) $13,969 Shares 219,022 Est. Cost $53.16 Unrealized —
SCHB Schwab U.S. Broad Market 4.8%
Value ($000) $10,640 Shares 164,915 Est. Cost $55.66 Unrealized —
— Liberty All Star Eq Fd 4.2%
Value ($000) $9,447 Shares 1,499,574 Est. Cost $5.36 Unrealized —
— Guggenheim S&P500 Equal Weight 3.6%
Value ($000) $7,998 Shares 79,170 Est. Cost $91.09 Unrealized —
— SPDR Dow Jones Industrial Aver 2.8%
Value ($000) $6,332 Shares 25,598 Est. Cost $160.73 Unrealized —
— Dividend & Income Fund 2.7%
Value ($000) $5,963 Shares 444,072 Est. Cost $11.55 Unrealized —
— Royce Value Trust 2.5%
Value ($000) $5,617 Shares 347,374 Est. Cost $13.07 Unrealized —
— Special Opptys Fund 1.8%
Value ($000) $4,010 Shares 269,508 Est. Cost $16.26 Unrealized —
IWM iShares Russell 2000 Index 1.7%
Value ($000) $3,804 Shares 24,957 Est. Cost $119.58 Unrealized —
— Guggenheim Enhanced Eqty 1.3%
Value ($000) $2,941 Shares 330,536 Est. Cost $7.97 Unrealized —
SCHV Schwab U.S. Large-Cap Value 1.3%
Value ($000) $2,822 Shares 51,631 Est. Cost $46.27 Unrealized —
IVV iShares S&P 500 Index Fund 1.2%
Value ($000) $2,675 Shares 9,952 Est. Cost $226.45 Unrealized —
— Nuveen Dow 30 Dynamic Overwrit 1.2%
Value ($000) $2,635 Shares 139,899 Est. Cost $14.11 Unrealized —
— Special Opp 3.5 Pfd Conv 1.0%
Value ($000) $2,303 Shares 89,115 Est. Cost $25.82 Unrealized —
SCHM Schwab U.S. Mid-Cap 1.0%
Value ($000) $2,250 Shares 42,240 Est. Cost $43.57 Unrealized —
— Alpine Total Dynamic Fd 0.9%
Value ($000) $2,009 Shares 212,162 Est. Cost $7.76 Unrealized —
— Vanguard S&P 500 ETF 0.9%
Value ($000) $1,962 Shares 8,002 Est. Cost $196.14 Unrealized —
SCHA Schwab U.S. Small-Cap 0.8%
Value ($000) $1,816 Shares 26,041 Est. Cost $61.24 Unrealized —
— American Intl Group Inc 0.8%
Value ($000) $1,681 Shares 28,230 Est. Cost $65.17 Unrealized —
— PowerShares QQQ - Nasdaq 100 0.7%
Value ($000) $1,508 Shares 9,682 Est. Cost $86.84 Unrealized —
— ETFS Gold Trust ETF 0.7%
Value ($000) $1,463 Shares 11,600 Est. Cost $124.16 Unrealized —
— MS India Investment Fund 0.6%
Value ($000) $1,416 Shares 42,734 Est. Cost $26.03 Unrealized —
— Gabelli Global Small and Mid C 0.6%
Value ($000) $1,243 Shares 97,608 Est. Cost $11.58 Unrealized —
SCHE Schwab Emerging Markets Equity 0.5%
Value ($000) $1,019 Shares 36,505 Est. Cost $24.30 Unrealized —
SCHG Schwab U.S. Large-Cap Growth 0.5%
Value ($000) $1,018 Shares 14,400 Est. Cost $47.75 Unrealized —
VTI Vanguard Total Stock Mkt 0.4%
Value ($000) $997 Shares 7,270 Est. Cost $85.85 Unrealized —
— AllianzGI NFJ Divid Int 0.4%
Value ($000) $970 Shares 74,370 Est. Cost $12.72 Unrealized —
— Royce Micro-Cap TRUST 0.4%
Value ($000) $889 Shares 94,267 Est. Cost $8.60 Unrealized —
— Gabelli Healthcare TRUST 0.4%
Value ($000) $885 Shares 85,833 Est. Cost $10.48 Unrealized —
SCHD Sch US Div Equity Etf 0.4%
Value ($000) $842 Shares 16,457 Est. Cost $38.76 Unrealized —
— Delaware Enhanced Gbl Div & In 0.4%
Value ($000) $834 Shares 68,836 Est. Cost $10.34 Unrealized —
SCHF Schwab International Equity 0.4%
Value ($000) $823 Shares 24,173 Est. Cost $31.68 Unrealized —
IWF iShares Russell 1000 Growth 0.4%
Value ($000) $817 Shares 6,069 Est. Cost $77.87 Unrealized —
KRE SPDR S&P Regional Bking 0.3%
Value ($000) $716 Shares 12,175 Est. Cost $38.63 Unrealized —
— Herzfeld Caribbn Basn Fd 0.3%
Value ($000) $712 Shares 99,655 Est. Cost $7.18 Unrealized —
— Call SPY JAN18 259 0.3%
Value ($000) $697 Shares 282 Est. Cost — Unrealized —
— Central Securities Corp 0.3%
Value ($000) $645 Shares 23,571 Est. Cost $25.48 Unrealized —
— Royce Focus TRUST Inc 0.3%
Value ($000) $630 Shares 79,557 Est. Cost $7.55 Unrealized —
— SPDR Gold Shares 0.3%
Value ($000) $606 Shares 4,901 Est. Cost $121.80 Unrealized —
— Templeton Emrgng Mkt Fd 0.3%
Value ($000) $597 Shares 36,420 Est. Cost $13.23 Unrealized —
— Gabelli Div And Inc Tr 0.3%
Value ($000) $559 Shares 23,906 Est. Cost $19.50 Unrealized —
OEF iShares S&P 100 Index Fund 0.2%
Value ($000) $555 Shares 4,683 Est. Cost $72.02 Unrealized —
— Royce Global Value Tr 0.2%
Value ($000) $552 Shares 51,050 Est. Cost $8.84 Unrealized —
SPEU SPDR STOXX Europe 50 0.2%
Value ($000) $547 Shares 15,245 Est. Cost $36.00 Unrealized —
SCHC Schwab International Small-Cap 0.2%
Value ($000) $528 Shares 14,430 Est. Cost $32.38 Unrealized —
IWD iShares Russell 1000 Value 0.2%
Value ($000) $484 Shares 3,900 Est. Cost $111.66 Unrealized —
— MS Emerging Market Fund 0.2%
Value ($000) $446 Shares 24,966 Est. Cost $15.14 Unrealized —
— Liberty All-Star Gr Fund 0.2%
Value ($000) $435 Shares 78,543 Est. Cost $4.34 Unrealized —
WTPI WisdomTree CBOE S&P 500 PutWri 0.2%
Value ($000) $405 Shares 13,966 Est. Cost $27.55 Unrealized —
— European Equity Fund 0.2%
Value ($000) $397 Shares 40,298 Est. Cost $8.59 Unrealized —
— BlackRock Enhanced Dividend Ac 0.2%
Value ($000) $394 Shares 42,711 Est. Cost $7.55 Unrealized —
EEM iShares MSCI Emrg Mkt ETF 0.2%
Value ($000) $391 Shares 8,302 Est. Cost $40.53 Unrealized —
DGRW WisdomTree U.S. Quality Divide 0.2%
Value ($000) $372 Shares 9,000 Est. Cost $39.39 Unrealized —
— First Tr Enhcd Eqty Incm 0.2%
Value ($000) $357 Shares 22,051 Est. Cost $12.94 Unrealized —
IVW iShares S&P 500 Growth 0.1%
Value ($000) $306 Shares 2,005 Est. Cost $107.71 Unrealized —
— Singapore Fund Inc 0.1%
Value ($000) $303 Shares 24,417 Est. Cost $11.75 Unrealized —
— Boulder Growth & Income 0.1%
Value ($000) $302 Shares 27,278 Est. Cost $9.19 Unrealized —
— Lazard Glbl Total Retrun 0.1%
Value ($000) $270 Shares 15,053 Est. Cost $14.43 Unrealized —
DON WisdomTree MidCap Dividend 0.1%
Value ($000) $264 Shares 7,500 Est. Cost $50.16 Unrealized —
XLV Health Care Select Sector SPDR 0.1%
Value ($000) $261 Shares 3,157 Est. Cost $53.16 Unrealized —
HON Honeywell International 0.1%
Value ($000) $226 Shares 1,480 Est. Cost $71.94 Unrealized +57.6%
XLI Sector Spdr Indl Select 0.1%
Value ($000) $221 Shares 2,932 Est. Cost $53.49 Unrealized —
— Latin Amer Equity Fd New 0.1%
Value ($000) $219 Shares 8,204 Est. Cost $23.07 Unrealized —
— PowerShares Buyback Achievers 0.1%
Value ($000) $213 Shares 3,625 Est. Cost $49.10 Unrealized —
— Aberdeen Emg Mkt SMC Opps 0.1%
Value ($000) $210 Shares 14,507 Est. Cost $11.35 Unrealized —
— BlackRock Resources & Commdty 0.1%
Value ($000) $205 Shares 21,076 Est. Cost $8.60 Unrealized —
TDIV First Trust NASDAQ Technology 0.1%
Value ($000) $202 Shares 5,760 Est. Cost $26.51 Unrealized —
— Delaware Invts Div &Incm 0.1%
Value ($000) $197 Shares 18,389 Est. Cost $10.10 Unrealized —
TBF Proshares Short 20 Year Treas 0.1%
Value ($000) $189 Shares 8,660 Est. Cost $29.81 Unrealized —
NXDT NexPoint Credit Strategies Fun 0.1%
Value ($000) $173 Shares 6,866 Est. Cost $21.77 Unrealized —
DWX SPDR S&P International Dividen 0.1%
Value ($000) $172 Shares 4,196 Est. Cost $42.98 Unrealized —
ACWI iShares MSCI ACWI Index 0.1%
Value ($000) $171 Shares 2,380 Est. Cost $57.84 Unrealized —
— Templeton Dragon Fund 0.1%
Value ($000) $164 Shares 7,631 Est. Cost $19.59 Unrealized —
— Blackrock Enhcd Cap & Incm 0.1%
Value ($000) $156 Shares 9,540 Est. Cost $14.13 Unrealized —
— Tekla Healthcare Opportu 0.1%
Value ($000) $150 Shares 8,594 Est. Cost $17.59 Unrealized —
SCHK Schwab 1000 Index ETF 0.1%
Value ($000) $147 Shares 5,615 Est. Cost $26.18 Unrealized —
TIP iShares Barclays TIPS Bond Fun 0.1%
Value ($000) $147 Shares 1,293 Est. Cost $111.98 Unrealized —
— Source Capital Inc 0.1%
Value ($000) $146 Shares 3,590 Est. Cost $37.78 Unrealized —
VT Vanguard Total World 0.1%
Value ($000) $146 Shares 1,975 Est. Cost $59.68 Unrealized —
SLV iShares Silver Trust 0.1%
Value ($000) $139 Shares 8,755 Est. Cost $18.51 Unrealized —
SCHP Schwab U.S. TIPS ETF 0.1%
Value ($000) $136 Shares 2,459 Est. Cost $54.18 Unrealized —
MMM 3m Company 0.1%
Value ($000) $135 Shares 575 Est. Cost $100.84 Unrealized +43.8%
— New Ireland Fund Inc 0.1%
Value ($000) $132 Shares 10,572 Est. Cost $12.80 Unrealized —
— Ishares Msci Jpn Idx Fd 0.1%
Value ($000) $131 Shares 2,188 Est. Cost $11.99 Unrealized —
— India Fund Inc 0.1%
Value ($000) $128 Shares 4,925 Est. Cost $25.45 Unrealized —
CEW WisdomTree Emerging Currency E 0.1%
Value ($000) $123 Shares 6,358 Est. Cost $19.98 Unrealized —
— Eaton Vance Risk Managed 0.1%
Value ($000) $122 Shares 12,686 Est. Cost $9.06 Unrealized —
— RMR Real Estate Income Fund 0.1%
Value ($000) $121 Shares 6,372 Est. Cost $19.26 Unrealized —
VIG Vanguard Dividend Appreciation 0.1%
Value ($000) $118 Shares 1,158 Est. Cost $67.42 Unrealized —
SPYG SPDR S&P 500 GROWTH ETF 0.1%
Value ($000) $118 Shares 3,600 Est. Cost $32.78 Unrealized —
— iShares Gold Trust 0.1%
Value ($000) $117 Shares 9,400 Est. Cost $10.96 Unrealized —
— Nuveen Real Asset Income 0.1%
Value ($000) $114 Shares 6,440 Est. Cost $17.96 Unrealized —
XLK Sector Spdr Tech Select 0.1%
Value ($000) $112 Shares 1,753 Est. Cost $35.94 Unrealized —
— Blackrock Global Opptys 0.1%
Value ($000) $112 Shares 9,000 Est. Cost $11.70 Unrealized —
EUO Proshares Ultrashort Euro 0.0%
Value ($000) $111 Shares 5,250 Est. Cost $19.15 Unrealized —
— Call DIA JAN18 230 0.0%
Value ($000) $108 Shares 64 Est. Cost — Unrealized —
— Japan Smaller Cap Fund 0.0%
Value ($000) $95 Shares 8,090 Est. Cost $10.48 Unrealized —
XLF Sector Spdr Fincl Select 0.0%
Value ($000) $94 Shares 3,370 Est. Cost $23.55 Unrealized —
— Asa Gold & Precs Mtls 0.0%
Value ($000) $92 Shares 8,175 Est. Cost $12.68 Unrealized —
XLP Sector Spdr Tr Con Stpls 0.0%
Value ($000) $92 Shares 1,625 Est. Cost $44.64 Unrealized —
— PowerShares S&P 500 Low Volati 0.0%
Value ($000) $91 Shares 1,912 Est. Cost $38.76 Unrealized —
EWZ Ishares Msci Brazil Indx 0.0%
Value ($000) $87 Shares 2,160 Est. Cost $47.34 Unrealized —
XLB Sector SPDR Materials 0.0%
Value ($000) $84 Shares 1,400 Est. Cost $49.62 Unrealized —
— Etfs Silver TRUST Etf 0.0%
Value ($000) $84 Shares 5,104 Est. Cost $17.51 Unrealized —
DXJ Wisdomtree Jpn Hdgd Eqty 0.0%
Value ($000) $84 Shares 1,425 Est. Cost $51.27 Unrealized —
SOXX Ishares Semiconductor Index 0.0%
Value ($000) $76 Shares 450 Est. Cost $73.33 Unrealized —
IYT iShares Transportation Average 0.0%
Value ($000) $76 Shares 400 Est. Cost $148.68 Unrealized —
— PowerShares India 0.0%
Value ($000) $74 Shares 2,825 Est. Cost $21.58 Unrealized —
— Petroleum & Resources Cp 0.0%
Value ($000) $73 Shares 3,700 Est. Cost $20.92 Unrealized —
— Swiss Helvetia Fund 0.0%
Value ($000) $72 Shares 5,670 Est. Cost $11.91 Unrealized —
— DWS Dreman Val Inc Edge 0.0%
Value ($000) $70 Shares 4,685 Est. Cost $13.18 Unrealized —
AAL American Airlines Group Inc 0.0%
Value ($000) $65 Shares 1,250 Est. Cost $36.83 Unrealized +31.7%
EWH iShares MSCI Hong Kong Index 0.0%
Value ($000) $62 Shares 2,465 Est. Cost $20.31 Unrealized —
— iPath MSCI India Index ETN 0.0%
Value ($000) $59 Shares 674 Est. Cost $68.84 Unrealized —
— VanEck Vectors Agribusiness ET 0.0%
Value ($000) $55 Shares 900 Est. Cost $51.19 Unrealized —
HYS Pimco 0-5 Year High Yld 0.0%
Value ($000) $54 Shares 547 Est. Cost $99.99 Unrealized —
— Direxion All Cap Insider Senti 0.0%
Value ($000) $53 Shares 1,300 Est. Cost $43.77 Unrealized —
— Latin Amern Discovery Fd 0.0%
Value ($000) $53 Shares 4,667 Est. Cost $10.40 Unrealized —
SCHH Schwab US REIT ETF 0.0%
Value ($000) $53 Shares 1,285 Est. Cost $35.60 Unrealized —
— ING Global Adv & Premium Opp 0.0%
Value ($000) $53 Shares 4,655 Est. Cost $10.47 Unrealized —
FEZ SPDR DJ Euro STOXX 50 ETF 0.0%
Value ($000) $52 Shares 1,279 Est. Cost $35.37 Unrealized —
VV Vanguard Large Cap ETF 0.0%
Value ($000) $49 Shares 400 Est. Cost $84.63 Unrealized —
EQS Equus II Inc 0.0%
Value ($000) $48 Shares 20,297 Est. Cost $2.10 Unrealized +13.9%
EDIV SPDR S&P Emerging Markets Divi 0.0%
Value ($000) $45 Shares 1,400 Est. Cost $26.90 Unrealized —
FNDC Schwab Fundamental Intl Sm Co 0.0%
Value ($000) $43 Shares 1,200 Est. Cost $31.92 Unrealized —
IBUY Amplify Online Retail 0.0%
Value ($000) $40 Shares 1,000 Est. Cost $36.36 Unrealized —
— Gabelli Equity TRUST Inc 0.0%
Value ($000) $39 Shares 6,312 Est. Cost $6.18 Unrealized —
— Call IWM MAY18 115 0.0%
Value ($000) $37 Shares 10 Est. Cost — Unrealized —
XJEQX Aberdeen Japan Equity Fund Com 0.0%
Value ($000) $36 Shares 4,099 Est. Cost $8.78 Unrealized —
— PowerShares Preferred ETF 0.0%
Value ($000) $36 Shares 2,446 Est. Cost $15.09 Unrealized —
VGK Vanguard European 0.0%
Value ($000) $35 Shares 600 Est. Cost $53.96 Unrealized —
— Ellsworth Cv Grth&Inc Fd 0.0%
Value ($000) $35 Shares 3,727 Est. Cost $9.06 Unrealized —
— Loncar Cancer Immunotherapy ET 0.0%
Value ($000) $33 Shares 1,400 Est. Cost $24.50 Unrealized —
— Morgan Stanley China Fd 0.0%
Value ($000) $32 Shares 1,390 Est. Cost $24.62 Unrealized —
— Western Asset Claymore 0.0%
Value ($000) $31 Shares 2,798 Est. Cost $11.15 Unrealized —
— Central Fund of Canada 0.0%
Value ($000) $30 Shares 2,250 Est. Cost $12.44 Unrealized —
IWS Ishares Russell Midcap Value I 0.0%
Value ($000) $26 Shares 300 Est. Cost $66.67 Unrealized —
ILF Ishares S&P Latin America 0.0%
Value ($000) $26 Shares 780 Est. Cost $36.18 Unrealized —
— Put IWM SEP18 155 0.0%
Value ($000) $26 Shares 45 Est. Cost — Unrealized —
EZA iShares MSCI South Africa 0.0%
Value ($000) $25 Shares 370 Est. Cost $65.51 Unrealized —
— ETFS Physical Palladium Shares 0.0%
Value ($000) $24 Shares 241 Est. Cost $73.27 Unrealized —
— PureFunds ISE Cyber Security E 0.0%
Value ($000) $23 Shares 750 Est. Cost $26.93 Unrealized —
— AIG WTS EXP 01-19-21 45 0.0%
Value ($000) $22 Shares 1,265 Est. Cost $23.59 Unrealized —
PRNT 3d Printing Etf 0.0%
Value ($000) $21 Shares 900 Est. Cost $25.56 Unrealized —
— Gabelli Global Deal Fund 0.0%
Value ($000) $21 Shares 2,231 Est. Cost $9.56 Unrealized —
XLE Sector Spdr Engy Select 0.0%
Value ($000) $21 Shares 300 Est. Cost $98.99 Unrealized —
QQQE Direxion Shares Etf 0.0%
Value ($000) $21 Shares 496 Est. Cost $48.43 Unrealized —
— Aberdeen Israel Fund 0.0%
Value ($000) $21 Shares 1,100 Est. Cost $18.17 Unrealized —
— Bancroft Conv Fund Inc 0.0%
Value ($000) $20 Shares 956 Est. Cost $21.69 Unrealized —
— Put QQQ SEP18 156 0.0%
Value ($000) $20 Shares 23 Est. Cost — Unrealized —
LIT Global X Lithium & Battery Tec 0.0%
Value ($000) $19 Shares 500 Est. Cost $38.00 Unrealized —
— Gyrodyne Company of America 0.0%
Value ($000) $19 Shares 963 Est. Cost $17.82 Unrealized —
PFF iShares S&P U.S. Preferred Sto 0.0%
Value ($000) $19 Shares 500 Est. Cost $38.46 Unrealized —
— Clough Global Opportunities 0.0%
Value ($000) $18 Shares 1,700 Est. Cost $12.10 Unrealized —
SKYY First Trust Cloud Computing ET 0.0%
Value ($000) $18 Shares 402 Est. Cost $39.80 Unrealized —
VWO Vanguard Emerging Market 0.0%
Value ($000) $18 Shares 400 Est. Cost $41.98 Unrealized —
— LMP Capital & Income 0.0%
Value ($000) $17 Shares 1,281 Est. Cost $13.58 Unrealized —
QDF FlexShares Quality Dividend ET 0.0%
Value ($000) $17 Shares 387 Est. Cost $40.66 Unrealized —
— Westn Asset Claymore TIPS Fd 0.0%
Value ($000) $16 Shares 1,400 Est. Cost $11.43 Unrealized —
VGT Vanguard Info Technology 0.0%
Value ($000) $16 Shares 100 Est. Cost $90.00 Unrealized —
— Putnam High Incm Bond Fd 0.0%
Value ($000) $15 Shares 1,670 Est. Cost $8.19 Unrealized —
— Proshares Short Euro 0.0%
Value ($000) $15 Shares 400 Est. Cost $35.38 Unrealized —
EWX SPDR S&P Emerging Markets Smal 0.0%
Value ($000) $15 Shares 300 Est. Cost $47.78 Unrealized —
— New Germany Fund Inc 0.0%
Value ($000) $15 Shares 800 Est. Cost $18.75 Unrealized —
SCHO Schwab Short-Term U.S. Treasur 0.0%
Value ($000) $14 Shares 282 Est. Cost $50.87 Unrealized —
— Mexico Equity & Income Common 0.0%
Value ($000) $14 Shares 1,449 Est. Cost $11.52 Unrealized —
EWC iShares MSCI Canada Index 0.0%
Value ($000) $14 Shares 500 Est. Cost $30.04 Unrealized —
— Credit Suisse Silver Shares Co 0.0%
Value ($000) $13 Shares 1,700 Est. Cost $11.18 Unrealized —
— Cohen & Steers Tot Ret Realty 0.0%
Value ($000) $12 Shares 1,000 Est. Cost $12.45 Unrealized —
XXCHNXX China Fund Inc 0.0%
Value ($000) $12 Shares 598 Est. Cost $20.28 Unrealized —
HEDJ WisdomTree Europe Hedged Equit 0.0%
Value ($000) $12 Shares 200 Est. Cost $57.91 Unrealized —
DTD Wisdomtree Total Dividnd 0.0%
Value ($000) $11 Shares 124 Est. Cost $69.81 Unrealized —
— Guggenheim China Technology ET 0.0%
Value ($000) $11 Shares 190 Est. Cost $44.60 Unrealized —
IYE iShares DJ US Energy 0.0%
Value ($000) $11 Shares 300 Est. Cost $56.88 Unrealized —
VCSH Vanguard Short-Term Corp Bd Id 0.0%
Value ($000) $10 Shares 135 Est. Cost $81.12 Unrealized —
— Guggenheim Spin-Off 0.0%
Value ($000) $10 Shares 200 Est. Cost $40.00 Unrealized —
ACWX iShares MSCI ACWI Ex-US 0.0%
Value ($000) $9 Shares 200 Est. Cost $45.00 Unrealized —
— Mrgn Stnly Asia Pac Fund 0.0%
Value ($000) $9 Shares 516 Est. Cost $16.48 Unrealized —
— GSV Capital Corp 0.0%
Value ($000) $9 Shares 1,700 Est. Cost $12.35 Unrealized —
EFG iShares MSCI EAFE Growth Index 0.0%
Value ($000) $8 Shares 100 Est. Cost $70.00 Unrealized —
XLY Sector Spdr Consumer Fd 0.0%
Value ($000) $8 Shares 82 Est. Cost $60.98 Unrealized —
IYR Ishares US Real Estate 0.0%
Value ($000) $8 Shares 110 Est. Cost $79.02 Unrealized —
— Etfs Phys Platinum Etf 0.0%
Value ($000) $8 Shares 100 Est. Cost $134.57 Unrealized —
— Guggenheim S&P MidCap 400 Pure 0.0%
Value ($000) $8 Shares 55 Est. Cost $120.00 Unrealized —
GXC SPDR S&P China ETF 0.0%
Value ($000) $8 Shares 78 Est. Cost $76.84 Unrealized —
BWVTF Barclays iPath S&P 500 BuyWrit 0.0%
Value ($000) $7 Shares 100 Est. Cost $60.00 Unrealized —
— ETFS Physical Precious Metals 0.0%
Value ($000) $7 Shares 123 Est. Cost $52.00 Unrealized —
— Guggenheim BRIC 0.0%
Value ($000) $7 Shares 200 Est. Cost $35.00 Unrealized —
— Proshares Inverse S&P 500 0.0%
Value ($000) $6 Shares 212 Est. Cost $32.87 Unrealized —
— Asia Pacific Fund 0.0%
Value ($000) $6 Shares 478 Est. Cost $12.60 Unrealized —
PHYS Sprott Phys Gld Tr Etn 0.0%
Value ($000) $6 Shares 614 Est. Cost $9.77 Unrealized —
— Zoe's Kitchen Inc 0.0%
Value ($000) $6 Shares 375 Est. Cost $29.33 Unrealized —
— Claymore/BNY Mellon Frontier M 0.0%
Value ($000) $5 Shares 361 Est. Cost $16.42 Unrealized —
— Advent Claymore Enhcd Fd 0.0%
Value ($000) $5 Shares 712 Est. Cost $8.24 Unrealized —
— Foxby Corp 0.0%
Value ($000) $5 Shares 2,400 Est. Cost $2.08 Unrealized —
— VanEck Vectors Vietnam ETF 0.0%
Value ($000) $4 Shares 250 Est. Cost $19.45 Unrealized —
IGE Ishares Tr Goldman Sachs Natur 0.0%
Value ($000) $4 Shares 132 Est. Cost $49.88 Unrealized —
PSLV Sprott Phys Sil Tr Etf 0.0%
Value ($000) $4 Shares 736 Est. Cost $8.15 Unrealized —
— Taiwan Fund Inc 0.0%
Value ($000) $4 Shares 220 Est. Cost $18.18 Unrealized —
— Blackrock Global Energy 0.0%
Value ($000) $4 Shares 300 Est. Cost $27.50 Unrealized —
— Aberdeen Aust Equity Fd 0.0%
Value ($000) $4 Shares 646 Est. Cost $7.20 Unrealized —
EFA iShares MSCI EAFE Index Fund 0.0%
Value ($000) $3 Shares 50 Est. Cost $65.15 Unrealized —
— PowerShares S&P Intl Dev Low V 0.0%
Value ($000) $3 Shares 100 Est. Cost $34.21 Unrealized —
— Guggenheim Canadian Energy Inc 0.0%
Value ($000) $3 Shares 400 Est. Cost $15.29 Unrealized —
MNA IQ Merger Arbitrage ETF 0.0%
Value ($000) $3 Shares 100 Est. Cost $30.00 Unrealized —
GSG iShares S&P GSCI Commodity-Ind 0.0%
Value ($000) $3 Shares 186 Est. Cost $32.26 Unrealized —
— ETRACS 2x Closed-End Fund ETN 0.0%
Value ($000) $3 Shares 200 Est. Cost $15.00 Unrealized —
— Exone Company 0.0%
Value ($000) $2 Shares 250 Est. Cost $20.00 Unrealized —
— PowerShares FTSE RAFI US 1000 0.0%
Value ($000) $2 Shares 20 Est. Cost $91.67 Unrealized —
— Nuveen S&P 500 Dynamic Overwri 0.0%
Value ($000) $2 Shares 134 Est. Cost $12.82 Unrealized —
— Call AAPL APR18 170 0.0%
Value ($000) $2 Shares 3 Est. Cost — Unrealized —
— Nuveen Qual Pfd Inc Fd 0.0%
Value ($000) $2 Shares 249 Est. Cost $9.92 Unrealized —
— Greater China Fund 0.0%
Value ($000) $1 Shares 148 Est. Cost $10.13 Unrealized —
— Guggenheim S&P500 Eq Weight Te 0.0%
Value ($000) $1 Shares 12 Est. Cost $80.36 Unrealized —
— Ishares Msci Malaysia 0.0%
Value ($000) $1 Shares 50 Est. Cost $15.47 Unrealized —
— Call PFE JAN19 28 0.0%
Value ($000) $1 Shares 7 Est. Cost — Unrealized —
— Call AIG JAN19 45 0.0%
Value ($000) $1 Shares 1 Est. Cost — Unrealized —
— Call KRE JUN18 60 0.0%
Value ($000) $1 Shares 5 Est. Cost — Unrealized —
— PowerShares S&P 500 High Beta 0.0%
Value ($000) $1 Shares 33 Est. Cost $31.22 Unrealized —
EFV iShares MSCI EAFE Value 0.0%
Value ($000) $1 Shares 25 Est. Cost $40.00 Unrealized —
— Put SPY MAR18 250 0.0%
Value ($000) $1 Shares 31 Est. Cost — Unrealized —
DDD 3 D Systems Corp 0.0%
Value ($000) $1 Shares 150 Est. Cost $52.15 Unrealized -80.3%
— Thai Capital Fd Inc New 0.0%
Value ($000) $0 Shares 4,281 Est. Cost — Unrealized —
FNDB Schwab Fundamental U.S. Broad 0.0%
Value ($000) $0 Shares 1 Est. Cost — Unrealized —
SVVC Firsthand Technology Value Fun 0.0%
Value ($000) $0 Shares 7 Est. Cost $19.40 Unrealized -57.2%
— Nasdaq Prem Incm & Grwth 0.0%
Value ($000) $0 Shares 10 Est. Cost $18.57 Unrealized —
— Mvc Capital Inc 0.0%
Value ($000) $0 Shares 40 Est. Cost $11.73 Unrealized —
— Guggenheim SP SmallCap 600 Pur 0.0%
Value ($000) $0 Shares 5 Est. Cost — Unrealized —
— Advent Claymore Cnvt Secs & In 0.0%
Value ($000) $0 Shares 100 Est. Cost $5.00 Unrealized —