Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 24, 2017
Total Value: $209M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 144,098 | $36.2M | 17.3% | $251.23 | $187.61 | +33.9% | COM | 78462F103 |
| — | General American Investors | 578,367 | $20.83M | 10.0% | $36.02 | $32.26 | — | COM | 368802104 |
| — | Adams Express Co | 1,213,720 | $18.46M | 8.8% | $15.21 | $12.86 | — | COM | 006212104 |
| — | Tri Continental Corp | 598,880 | $15.3M | 7.3% | $25.55 | $19.54 | — | COM | 895436103 |
| SCHX | Schwab U.S. Large-Cap | 201,992 | $12.13M | 5.8% | $60.04 * | $8.61 | +16.3% | COM | 808524201 |
| SCHB | Schwab U.S. Broad Market | 152,660 | $9.299M | 4.4% | $60.91 * | $9.03 | +12.4% | COM | 808524102 |
| — | Liberty All Star Eq Fd | 1,487,973 | $8.972M | 4.3% | $6.03 | $5.36 | — | COM | 530158104 |
| — | SPDR Dow Jones Industrial Aver | 29,110 | $6.515M | 3.1% | $223.81 | $160.73 | — | COM | 252787106 |
| — | Guggenheim S&P500 Equal Weight | 59,093 | $5.646M | 2.7% | $95.54 | $87.72 | — | COM | 78355W106 |
| — | Royce Value Trust | 337,510 | $5.329M | 2.5% | $15.79 | $12.98 | — | COM | 780910105 |
| — | Dividend & Income Fund | 413,890 | $5.323M | 2.5% | $12.86 | $11.41 | — | COM | 25538A105 |
| — | Special Opptys Fund | 249,306 | $3.953M | 1.9% | $15.86 | $16.37 | — | COM | 84741T104 |
| IWM | iShares Russell 2000 Index | 25,157 | $3.728M | 1.8% | $148.19 | $116.13 | +27.6% | COM | 464287655 |
| — | Guggenheim Enhanced Eqty | 417,595 | $3.575M | 1.7% | $8.56 | $7.97 | — | COM | 40167B100 |
| IVV | iShares S&P 500 Index Fund | 11,977 | $3.029M | 1.4% | $252.90 | $223.88 | +13.0% | COM | 464287200 |
| — | Nuveen Dow 30 Dynamic Overwrit | 173,379 | $2.941M | 1.4% | $16.96 | $14.11 | — | COM | 67075F105 |
| SCHV | Schwab U.S. Large-Cap Value | 53,237 | $2.759M | 1.3% | $51.82 * | $15.20 | +13.7% | COM | 808524409 |
| — | Special Opp 3.5 Pfd Conv | 89,386 | $2.287M | 1.1% | $25.59 | $25.82 | — | COM | 84741T302 |
| — | Vanguard S&P 500 ETF | 8,497 | $1.961M | 0.9% | $230.79 | $196.14 | — | COM | 922908413 |
| — | American Intl Group Inc | 29,630 | $1.819M | 0.9% | $61.39 | $65.17 | — | COM | 026874107 |
| — | Alpine Total Dynamic Fd | 197,823 | $1.78M | 0.9% | $9.00 | $7.64 | — | COM | 021060108 |
| SCHM | Schwab U.S. Mid-Cap | 33,575 | $1.682M | 0.8% | $50.10 * | $13.54 | +23.3% | COM | 808524508 |
| — | ETFS Gold Trust ETF | 11,655 | $1.445M | 0.7% | $123.98 | $124.16 | — | COM | 26922Y105 |
| — | PowerShares QQQ - Nasdaq 100 | 9,882 | $1.437M | 0.7% | $145.42 | $86.84 | — | COM | 631100104 |
| SCHA | Schwab U.S. Small-Cap | 20,071 | $1.352M | 0.6% | $67.36 * | $14.47 | +16.4% | COM | 808524607 |
| — | MS India Investment Fund | 38,731 | $1.326M | 0.6% | $34.24 | $25.29 | — | COM | 61745C105 |
| VTI | Vanguard Total Stock Mkt | 7,802 | $1.011M | 0.5% | $129.58 | $85.64 | +51.2% | COM | 922908769 |
| — | Delaware Enhanced Gbl Div & In | 83,986 | $996K | 0.5% | $11.86 | $10.34 | — | COM | 246060107 |
| SCHE | Schwab Emerging Markets Equity | 36,597 | $985K | 0.5% | $26.91 | $25.03 | +7.5% | COM | 808524706 |
| SCHG | Schwab U.S. Large-Cap Growth | 13,345 | $882K | 0.4% | $66.09 * | $5.67 | +45.5% | COM | 808524300 |
| — | First Tr Enhcd Eqty Incm | 50,720 | $763K | 0.4% | $15.04 | $12.94 | — | COM | 337318109 |
| IWF | iShares Russell 1000 Growth | 6,046 | $756K | 0.4% | $125.04 * | $19.50 | +60.4% | COM | 464287614 |
| SCHF | Schwab International Equity | 22,336 | $748K | 0.4% | $33.49 * | $15.56 | +7.6% | COM | 808524805 |
| SCHD | Sch US Div Equity Etf | 15,840 | $741K | 0.4% | $46.78 * | $12.50 | +24.8% | COM | 808524797 |
| — | Royce Micro-Cap TRUST | 74,534 | $699K | 0.3% | $9.38 | $8.38 | — | COM | 780915104 |
| — | Gabelli Global Small and Mid C | 52,699 | $697K | 0.3% | $13.23 | $10.60 | — | COM | 36249W104 |
| KRE | SPDR S&P Regional Bking | 11,975 | $680K | 0.3% | $56.78 | $38.61 | +47.0% | COM | 78464A698 |
| — | Liberty All-Star Gr Fund | 129,819 | $679K | 0.3% | $5.23 | $4.34 | — | COM | 529900102 |
| — | Gabelli Healthcare TRUST | 66,246 | $670K | 0.3% | $10.11 | $10.53 | — | COM | 36246K103 |
| — | AllianzGI NFJ Divid Int | 49,211 | $659K | 0.3% | $13.39 | $12.55 | — | COM | 65337H109 |
| — | SPDR Gold Shares | 5,111 | $621K | 0.3% | $121.50 | $121.80 | — | COM | 863307104 |
| — | Herzfeld Caribbn Basn Fd | 82,835 | $601K | 0.3% | $7.26 | $7.19 | — | COM | 42804T106 |
| — | Templeton Emrgng Mkt Fd | 36,037 | $594K | 0.3% | $16.48 | $13.20 | — | COM | 880191101 |
| — | Gabelli Div And Inc Tr | 26,461 | $592K | 0.3% | $22.37 | $19.50 | — | COM | 36242H104 |
| — | Central Securities Corp | 22,513 | $582K | 0.3% | $25.85 | $25.39 | — | COM | 155123102 |
| SPEU | SPDR STOXX Europe 50 | 15,124 | $539K | 0.3% | $35.64 | $36.46 | -2.3% | COM | 78463X103 |
| — | Royce Global Value Tr | 50,954 | $527K | 0.3% | $10.34 | $8.84 | — | COM | 78081T104 |
| OEF | iShares S&P 100 Index Fund | 4,718 | $525K | 0.3% | $111.28 | $72.66 | +53.2% | COM | 464287101 |
| SCHC | Schwab International Small-Cap | 14,429 | $517K | 0.2% | $35.83 | $31.91 | +12.3% | COM | 808524888 |
| IWD | iShares Russell 1000 Value | 3,900 | $462K | 0.2% | $118.46 | $107.61 | +10.1% | COM | 464287598 |
| — | BlackRock Enhanced Dividend Ac | 46,716 | $424K | 0.2% | $9.08 | $7.55 | — | COM | 09251A104 |
| EEM | iShares MSCI Emrg Mkt ETF | 9,382 | $420K | 0.2% | $44.77 | $42.29 | +6.0% | COM | 464287234 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 14,002 | $413K | 0.2% | $29.50 | $27.30 | +8.0% | COM | 97717X560 |
| IVW | iShares S&P 500 Growth | 2,905 | $400K | 0.2% | $137.69 * | $27.47 | +30.5% | COM | 464287309 |
| — | Call SPY JAN18 @ 239 | 129 | $382K | 0.2% | $2961.24 | — | — | Call | 78462F903 |
| — | European Equity Fund | 39,133 | $379K | 0.2% | $9.68 | $8.55 | — | COM | 298768102 |
| — | MS Emerging Market Fund | 21,524 | $374K | 0.2% | $17.38 | $14.70 | — | COM | 61744G107 |
| — | Royce Focus TRUST Inc | 45,626 | $353K | 0.2% | $7.74 | $7.28 | — | COM | 78080N108 |
| XLV | Health Care Select Sector SPDR | 3,732 | $305K | 0.1% | $81.73 | $53.13 | +53.8% | COM | 81369Y209 |
| — | Blackrock Enhcd Cap & Incm | 17,688 | $276K | 0.1% | $15.60 | $14.13 | — | COM | 09256A109 |
| DON | WisdomTree MidCap Dividend | 2,500 | $250K | 0.1% | $100.00 * | $26.49 | +25.8% | COM | 97717W505 |
| — | Boulder Growth & Income | 24,380 | $249K | 0.1% | $10.21 | $8.97 | — | COM | 101507101 |
| — | Singapore Fund Inc | 21,123 | $246K | 0.1% | $11.65 | $11.65 | — | COM | 82929L109 |
| — | Blackrock Global Opptys | 17,478 | $237K | 0.1% | $13.56 | $11.70 | — | COM | 092501105 |
| TBF | Proshares Short 20 Year Treas | 10,460 | $234K | 0.1% | $22.37 | $29.11 | -23.0% | COM | 74347X849 |
| — | India Fund Inc | 8,547 | $229K | 0.1% | $26.79 | $25.45 | — | COM | 454089103 |
| — | Lazard Glbl Total Retrun | 13,376 | $224K | 0.1% | $16.75 | $13.99 | — | COM | 52106W103 |
| — | Aberdeen Emg Mkt SMC Opps | 15,863 | $222K | 0.1% | $13.99 | $11.35 | — | COM | 00301T102 |
| NXDT | NexPoint Credit Strategies Fun | 9,572 | $221K | 0.1% | $23.09 | $21.77 | — | COM | 65340G205 |
| DGRW | WisdomTree U.S. Quality Divide | 5,600 | $214K | 0.1% | $38.21 | $37.29 | +2.3% | COM | 97717X669 |
| HON | Honeywell International | 1,480 | $210K | 0.1% | $141.89 * | $71.94 | +50.1% | COM | 438516106 |
| XLI | Sector Spdr Indl Select | 2,932 | $208K | 0.1% | $70.94 | $52.21 | +36.0% | COM | 81369Y704 |
| — | Delaware Invts Div &Incm | 19,369 | $208K | 0.1% | $10.74 | $10.10 | — | COM | 245915103 |
| — | PowerShares Buyback Achievers | 3,725 | $207K | 0.1% | $55.57 | $49.10 | — | COM | 73935X286 |
| — | BlackRock Resources & Commdty | 21,526 | $191K | 0.1% | $8.87 | $8.60 | — | COM | 09257A108 |
| TDIV | First Trust NASDAQ Technology | 5,760 | $187K | 0.1% | $32.47 | $25.71 | +25.9% | COM | 33738R118 |
| — | Latin Amer Equity Fd New | 6,604 | $181K | 0.1% | $27.41 | $22.19 | — | COM | 51827Q106 |
| DWX | SPDR S&P International Dividen | 4,099 | $166K | 0.1% | $40.50 | $43.36 | -6.9% | COM | 78463X772 |
| — | Source Capital Inc | 4,075 | $164K | 0.1% | $40.25 | $37.78 | — | COM | 836144105 |
| ACWI | iShares MSCI ACWI Index | 2,380 | $164K | 0.1% | $68.91 | $56.34 | +22.1% | COM | 464288257 |
| — | Gyrodyne Company of America | 7,101 | $154K | 0.1% | $21.69 | $17.82 | — | COM | 403820103 |
| — | Nuveen Real Asset Income | 8,573 | $154K | 0.1% | $17.96 | $17.96 | — | COM | 67074Y105 |
| TIP | iShares Barclays TIPS Bond Fun | 1,293 | $147K | 0.1% | $113.69 | $117.63 | -3.4% | COM | 464287176 |
| SLV | iShares Silver Trust | 8,905 | $140K | 0.1% | $15.72 | $21.55 | -27.0% | COM | 46428Q109 |
| — | Templeton Dragon Fund | 6,720 | $140K | 0.1% | $20.83 | $19.33 | — | COM | 88018T101 |
| VT | Vanguard Total World | 1,975 | $140K | 0.1% | $70.89 | $58.01 | +21.9% | COM | 922042742 |
| SCHP | Schwab U.S. TIPS ETF | 2,509 | $139K | 0.1% | $55.40 * | $28.19 | -2.0% | COM | 808524870 |
| CEW | WisdomTree Emerging Currency E | 7,158 | $136K | 0.1% | $19.00 | $20.72 | -8.4% | COM | 97717W133 |
| — | RMR Real Estate Income Fund | 6,749 | $130K | 0.1% | $19.26 | $19.26 | — | COM | 76970B101 |
| — | Ishares Msci Jpn Idx Fd | 2,188 | $122K | 0.1% | $55.76 | $11.99 | — | COM | 464286848 |
| MMM | 3m Company | 575 | $121K | 0.1% | $210.43 * | $100.84 | +30.9% | COM | 88579Y101 |
| — | Eaton Vance Risk Managed | 12,686 | $120K | 0.1% | $9.46 | $9.06 | — | COM | 27829G106 |
| — | Japan Smaller Cap Fund | 9,305 | $117K | 0.1% | $12.57 | $10.48 | — | COM | 47109U104 |
| — | iShares Gold Trust | 9,400 | $116K | 0.1% | $12.34 | $10.96 | — | COM | 464285105 |
| EUO | Proshares Ultrashort Euro | 5,250 | $114K | 0.1% | $21.71 | $19.12 | +13.4% | COM | 74347W882 |
| — | iPath MSCI India Index ETN | 1,424 | $113K | 0.1% | $79.35 | $68.84 | — | COM | 06739F291 |
| VIG | Vanguard Dividend Appreciation | 1,158 | $110K | 0.1% | $94.99 | $68.09 | +39.2% | COM | 921908844 |
| — | Asa Gold & Precs Mtls | 8,975 | $107K | 0.1% | $11.92 | $12.68 | — | COM | G3156P103 |
| XLK | Sector Spdr Tech Select | 1,753 | $104K | 0.0% | $59.33 * | $17.06 | +73.3% | COM | 81369Y803 |
| — | Clough Global Opportunities | 8,811 | $98,000 | 0.0% | $11.12 | $12.10 | — | COM | 18914E106 |
| EWZ | Ishares Msci Brazil Indx | 2,259 | $94,000 | 0.0% | $41.61 | $47.71 | -12.6% | COM | 464286400 |
| — | PowerShares S&P 500 Low Volati | 1,937 | $89,000 | 0.0% | $45.95 | $38.76 | — | COM | 73937B779 |
| XLP | Sector Spdr Tr Con Stpls | 1,625 | $88,000 | 0.0% | $54.15 | $44.18 | +22.2% | COM | 81369Y308 |
| XLF | Sector Spdr Fincl Select | 3,370 | $87,000 | 0.0% | $25.82 | $21.21 | +21.9% | COM | 81369Y605 |
| — | DWS Dreman Val Inc Edge | 5,685 | $86,000 | 0.0% | $15.13 | $13.18 | — | COM | 23339M105 |
| — | Etfs Silver TRUST Etf | 5,104 | $83,000 | 0.0% | $16.26 | $17.51 | — | COM | 26922X107 |
| — | ING Global Adv & Premium Opp | 7,149 | $82,000 | 0.0% | $11.47 | $10.47 | — | COM | 44982N109 |
| XLB | Sector SPDR Materials | 1,400 | $80,000 | 0.0% | $57.14 * | $24.13 | +17.7% | COM | 81369Y100 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $78,000 | 0.0% | $54.74 * | $147.78 | +11.0% | COM | 97717W851 |
| — | Swiss Helvetia Fund | 5,670 | $72,000 | 0.0% | $12.70 | $11.91 | — | COM | 870875101 |
| SOXX | Ishares Semiconductor Index | 450 | $71,000 | 0.0% | $157.78 * | $22.94 | +130.4% | COM | 464287523 |
| IYT | iShares Transportation Average | 400 | $71,000 | 0.0% | $177.50 * | $36.15 | +23.4% | COM | 464287192 |
| — | PowerShares India | 2,825 | $67,000 | 0.0% | $23.72 | $21.58 | — | COM | 73935L100 |
| — | VanEck Vectors Agribusiness ET | 1,050 | $62,000 | 0.0% | $59.05 | $51.19 | — | COM | 57060U605 |
| EWH | iShares MSCI Hong Kong Index | 2,465 | $61,000 | 0.0% | $24.75 | $21.07 | +17.2% | COM | 464286871 |
| EQS | Equus II Inc | 24,605 | $60,000 | 0.0% | $2.44 | $2.10 | +15.7% | COM | 294766100 |
| AAL | American Airlines Group Inc | 1,250 | $59,000 | 0.0% | $47.20 * | $36.83 | +25.4% | COM | 02376R102 |
| VV | Vanguard Large Cap ETF | 500 | $58,000 | 0.0% | $116.00 | $81.31 | +41.9% | COM | 922908637 |
| — | Latin Amern Discovery Fd | 4,667 | $56,000 | 0.0% | $12.00 | $10.40 | — | COM | 51828C106 |
| — | Tekla Healthcare Opportu | 3,000 | $56,000 | 0.0% | $18.67 | $17.83 | — | COM | 879105104 |
| IJH | iShares S&P MidCap 400 Index | 305 | $55,000 | 0.0% | $180.33 * | $26.80 | +33.5% | COM | 464287507 |
| — | Direxion All Cap Insider Senti | 1,300 | $54,000 | 0.0% | $41.54 | $43.77 | — | COM | 25459Y769 |
| HYS | Pimco 0-5 Year High Yld | 527 | $54,000 | 0.0% | $102.47 | $98.25 | +3.4% | COM | 72201R783 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,279 | $53,000 | 0.0% | $41.44 | $36.01 | +14.6% | COM | 78463X202 |
| SCHO | Schwab Short-Term U.S. Treasur | 984 | $50,000 | 0.0% | $50.81 * | $25.28 | -0.3% | COM | 808524862 |
| SCHH | Schwab US REIT ETF | 1,203 | $49,000 | 0.0% | $40.73 * | $17.67 | +16.4% | COM | 808524847 |
| XLE | Sector Spdr Engy Select | 621 | $43,000 | 0.0% | $69.24 * | $46.88 | -27.0% | COM | 81369Y506 |
| EDIV | SPDR S&P Emerging Markets Divi | 1,400 | $43,000 | 0.0% | $30.71 | $27.63 | +10.3% | COM | 78463X533 |
| DLN | WisdomTree LargeCap Dividend | 500 | $43,000 | 0.0% | $86.00 * | $34.50 | +25.9% | COM | 97717W307 |
| FNDC | Schwab Fundamental Intl Sm Co | 1,200 | $42,000 | 0.0% | $35.00 | $30.69 | +13.6% | COM | 808524748 |
| — | Proshares Short Euro | 1,000 | $41,000 | 0.0% | $41.00 | $35.38 | — | COM | 74347W742 |
| — | New Ireland Fund Inc | 2,938 | $40,000 | 0.0% | $13.61 | $13.61 | — | COM | 645673104 |
| IBUY | Amplify Online Retail | 1,100 | $40,000 | 0.0% | $36.36 | $36.26 | +0.6% | COM | 032108102 |
| — | Ellsworth Cv Grth&Inc Fd | 4,247 | $39,000 | 0.0% | $9.18 | $9.06 | — | COM | 289074106 |
| — | Call IWM MAY18 @ 115 | 16 | $39,000 | 0.0% | $2437.50 | — | — | Call | 464287905 |
| — | PowerShares Preferred ETF | 2,446 | $37,000 | 0.0% | $15.13 | $15.09 | — | COM | 73936T565 |
| — | Petroleum & Resources Cp | 1,850 | $36,000 | 0.0% | $19.46 | $22.11 | — | COM | 716549100 |
| VGK | Vanguard European | 600 | $35,000 | 0.0% | $58.33 | $52.76 | +10.6% | COM | 922042874 |
| — | Morgan Stanley China Fd | 1,390 | $33,000 | 0.0% | $23.74 | $24.62 | — | COM | 617468103 |
| — | Blackrock Intl Growth Tr | 4,700 | $31,000 | 0.0% | $6.60 | $5.69 | — | COM | 092524107 |
| — | Central Fund of Canada | 2,250 | $29,000 | 0.0% | $12.89 | $12.44 | — | COM | 153501101 |
| IWB | iShares Russell 1000 | 200 | $28,000 | 0.0% | $140.00 | $133.49 | +4.8% | COM | 464287622 |
| ILF | Ishares S&P Latin America | 780 | $27,000 | 0.0% | $34.62 | $37.07 | -5.3% | COM | 464287390 |
| — | Loncar Cancer Immunotherapy ET | 1,010 | $27,000 | 0.0% | $26.73 | $24.86 | — | COM | 26922A826 |
| — | ETFS Physical Palladium Shares | 301 | $27,000 | 0.0% | $89.70 | $73.27 | — | COM | 26923A106 |
| IWS | Ishares Russell Midcap Value I | 300 | $25,000 | 0.0% | $83.33 | $63.67 | +33.4% | COM | 464287473 |
| — | AIG WTS EXP 01/19/21 @ 45 | 1,265 | $25,000 | 0.0% | $19.76 | $23.59 | — | COM | 026874156 |
| PFF | iShares S&P U.S. Preferred Sto | 650 | $25,000 | 0.0% | $38.46 | $38.96 | -0.4% | COM | 464288687 |
| PRNT | 3d Printing Etf | 900 | $23,000 | 0.0% | $25.56 | $24.72 | +5.3% | COM | 00214Q500 |
| — | Aberdeen Aust Equity Fd | 3,700 | $23,000 | 0.0% | $6.22 | $7.20 | — | COM | 003011103 |
| — | PureFunds ISE Cyber Security E | 750 | $23,000 | 0.0% | $30.67 | $26.93 | — | COM | 30304R407 |
| EZA | iShares MSCI South Africa | 370 | $22,000 | 0.0% | $59.46 | $65.05 | -9.7% | COM | 464286780 |
| IGSB | iShares Barclays 1-3 Year Cred | 200 | $21,000 | 0.0% | $105.00 * | $52.68 | -0.0% | COM | 464288646 |
| DTD | Wisdomtree Total Dividnd | 224 | $20,000 | 0.0% | $89.29 * | $34.70 | +26.5% | COM | 97717W109 |
| LIT | Global X Lithium & Battery Tec | 500 | $19,000 | 0.0% | $38.00 | $33.00 | +13.3% | COM | 37954Y855 |
| — | Western Asset Claymore | 1,697 | $19,000 | 0.0% | $11.20 | $11.20 | — | COM | 95766R104 |
| QQQE | Direxion Shares Etf | 446 | $18,000 | 0.0% | $40.36 * | $37.32 | +10.9% | COM | 25459Y207 |
| VWO | Vanguard Emerging Market | 400 | $17,000 | 0.0% | $42.50 * | $42.05 | +3.6% | COM | 922042858 |
| SKYY | First Trust Cloud Computing ET | 402 | $17,000 | 0.0% | $42.29 | $39.42 | +6.3% | COM | 33734X192 |
| IYE | iShares DJ US Energy | 450 | $17,000 | 0.0% | $37.78 | $53.92 | -30.6% | COM | 464287796 |
| QDF | FlexShares Quality Dividend ET | 387 | $16,000 | 0.0% | $41.34 * | $40.96 | +3.6% | COM | 33939L860 |
| — | Westn Asset Claymore TIPS Fd | 1,400 | $16,000 | 0.0% | $11.43 | $11.43 | — | COM | 95766Q106 |
| — | ETFS Physical Precious Metals | 251 | $16,000 | 0.0% | $63.75 | $52.00 | — | COM | 26922W109 |
| VGT | Vanguard Info Technology | 100 | $15,000 | 0.0% | $150.00 * | $10.60 | +79.3% | COM | 92204A702 |
| — | Putnam High Incm Bond Fd | 1,670 | $15,000 | 0.0% | $8.98 | $8.19 | — | COM | 746779107 |
| EWX | SPDR S&P Emerging Markets Smal | 300 | $15,000 | 0.0% | $50.00 | $50.43 | -1.7% | COM | 78463X756 |
| EWC | iShares MSCI Canada Index | 500 | $14,000 | 0.0% | $28.00 * | $29.46 | -1.8% | COM | 464286509 |
| XXCHNXX | China Fund Inc | 698 | $14,000 | 0.0% | $20.06 | $20.28 | — | COM | 169373107 |
| — | Credit Suisse Silver Shares Co | 1,700 | $13,000 | 0.0% | $7.65 | $11.18 | — | COM | 22542D449 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $13,000 | 0.0% | $65.00 * | $28.39 | +13.9% | COM | 97717X701 |
| — | Put SPY DEC17 @ 249 | 28 | $13,000 | 0.0% | $464.29 | — | — | Put | 78462F953 |
| — | Cohen & Steers Tot Ret Realty | 1,000 | $12,000 | 0.0% | $12.00 | $12.45 | — | COM | 19247R103 |
| — | Aberdeen Israel Fund | 600 | $12,000 | 0.0% | $20.00 | $17.41 | — | COM | 00301L109 |
| — | Etfs Phys Platinum Etf | 135 | $12,000 | 0.0% | $88.89 | $134.57 | — | COM | 26922V101 |
| SCHR | Schwab Intermediate-Term U.S. | 202 | $11,000 | 0.0% | $54.46 * | $26.36 | +2.3% | COM | 808524854 |
| VCSH | Vanguard Short-Term Corp Bd Id | 135 | $11,000 | 0.0% | $81.48 | $80.44 | -0.4% | COM | 92206C409 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $10,000 | 0.0% | $50.00 * | $45.89 | +5.4% | COM | 464288240 |
| — | Zweig Fund Inc | 750 | $10,000 | 0.0% | $13.33 | $11.17 | — | COM | 989834106 |
| — | Thai Fund Inc | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | COM | 882904105 |
| — | Proshares Inverse S&P 500 | 301 | $10,000 | 0.0% | $33.22 | $32.87 | — | COM | 74347R503 |
| — | Nuveen Tax Advantaged Fd | 607 | $10,000 | 0.0% | $16.47 | $14.20 | — | COM | 67073G105 |
| — | Guggenheim Spin-Off | 200 | $10,000 | 0.0% | $50.00 | $40.00 | — | COM | 18383M605 |
| IYR | Ishares US Real Estate | 110 | $9,000 | 0.0% | $81.82 * | $75.99 | +5.1% | COM | 464287739 |
| — | Mrgn Stnly Asia Pac Fund | 516 | $9,000 | 0.0% | $17.44 | $16.48 | — | COM | 61744U106 |
| — | GSV Capital Corp | 1,700 | $9,000 | 0.0% | $5.29 | $12.35 | — | COM | 36191J101 |
| GXC | SPDR S&P China ETF | 78 | $8,000 | 0.0% | $102.56 | $80.62 | +27.2% | COM | 78463X400 |
| — | Guggenheim S&P MidCap 400 Pure | 55 | $8,000 | 0.0% | $145.45 | $120.00 | — | COM | 78355W601 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $8,000 | 0.0% | $80.00 * | $69.32 | +11.6% | COM | 464288885 |
| BWVTF | Barclays iPath S&P 500 BuyWrit | 100 | $8,000 | 0.0% | $80.00 | $60.00 | — | COM | 06739F135 |
| — | Put IWM MAY18 @ 143 | 19 | $8,000 | 0.0% | $421.05 | — | — | Put | 464287955 |
| — | Guggenheim BRIC | 200 | $7,000 | 0.0% | $35.00 | $35.00 | — | COM | 18383M100 |
| XLY | Sector Spdr Consumer Fd | 82 | $7,000 | 0.0% | $85.37 * | $31.82 | +41.6% | COM | 81369Y407 |
| — | Guggenheim China Technology ET | 130 | $7,000 | 0.0% | $53.85 | $38.46 | — | COM | 18383Q135 |
| — | Mexico Equity & Income Common | 549 | $6,000 | 0.0% | $10.93 | $14.56 | — | COM | 592834105 |
| XPH | SPDR S&P Pharmaceuticals | 150 | $6,000 | 0.0% | $40.00 * | $52.05 | -18.3% | COM | 78464A722 |
| — | Guggenheim Canadian Energy Inc | 650 | $6,000 | 0.0% | $9.23 | $15.29 | — | COM | 18383Q606 |
| — | Call AAPL JAN19 @ 90 | 1 | $6,000 | 0.0% | $6000.00 | — | — | Call | 037833900 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6,000 | 0.0% | $9.77 | $9.77 | — | COM | 85207H104 |
| — | Guggenheim Russell Top 50 Mega | 33 | $6,000 | 0.0% | $181.82 | $140.00 | — | COM | 78355W205 |
| — | Advent Claymore Enhcd Fd | 712 | $6,000 | 0.0% | $8.43 | $8.24 | — | COM | 00765E104 |
| — | Claymore/BNY Mellon Frontier M | 361 | $5,000 | 0.0% | $13.85 | $16.42 | — | COM | 18383Q838 |
| — | Ishares Msci Malaysia | 162 | $5,000 | 0.0% | $30.86 | $15.47 | — | COM | 464286830 |
| — | Gabelli Global Deal Fund | 471 | $5,000 | 0.0% | $10.62 | $10.10 | — | COM | 36245G103 |
| — | Foxby Corp | 2,400 | $5,000 | 0.0% | $2.08 | $2.08 | — | COM | 351645106 |
| — | Zoe's Kitchen Inc | 375 | $5,000 | 0.0% | $13.33 | $29.33 | — | COM | 98979J109 |
| PSLV | Sprott Phys Sil Tr Etf | 736 | $5,000 | 0.0% | $6.79 | $8.15 | — | COM | 85207K107 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $16.00 | $19.45 | — | COM | 57060U761 |
| — | ETRACS 2x Closed-End Fund ETN | 200 | $4,000 | 0.0% | $20.00 | $15.00 | — | COM | 90270L842 |
| — | YieldShares High Income ETF | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | COM | 301505301 |
| — | Blackrock Global Energy | 300 | $4,000 | 0.0% | $13.33 | $27.50 | — | COM | 09250U101 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $4,000 | 0.0% | $30.30 * | $46.54 | -27.6% | COM | 464287374 |
| IEZ | Ishares Oil Equip & Svc | 100 | $4,000 | 0.0% | $40.00 * | $71.72 | -50.7% | COM | 464288844 |
| — | Nuveen S&P 500 Dynamic Overwri | 234 | $4,000 | 0.0% | $17.09 | $12.82 | — | COM | 6706EW100 |
| — | PowerShares S&P Intl Dev Low V | 100 | $3,000 | 0.0% | $30.00 | $34.21 | — | COM | 73937B688 |
| — | Nuveen Qual Pfd Inc Fd | 245 | $3,000 | 0.0% | $12.24 | $9.95 | — | COM | 67072C105 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3,000 | 0.0% | $16.13 * | $31.96 | -53.4% | COM | 46428R107 |
| — | Guggenheim Multi-Asset Income | 129 | $3,000 | 0.0% | $23.26 | $21.43 | — | COM | 18383M506 |
| — | Exone Company | 250 | $3,000 | 0.0% | $12.00 | $20.00 | — | COM | 302104104 |
| — | Guggenheim S&P 500 Equal Weigh | 55 | $3,000 | 0.0% | $54.55 | $90.73 | — | COM | 78355W866 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3,000 | 0.0% | $30.00 * | $30.30 | +1.7% | COM | 45409B800 |
| — | LMP Capital & Income | 231 | $3,000 | 0.0% | $12.99 | $14.97 | — | COM | 795500107 |
| EFA | iShares MSCI EAFE Index Fund | 50 | $3,000 | 0.0% | $60.00 * | $64.73 | +5.8% | COM | 464287465 |
| — | Bancroft Conv Fund Inc | 156 | $3,000 | 0.0% | $19.23 | $25.64 | — | COM | 059695106 |
| — | Advent Claymore Cnvt Secs & In | 300 | $2,000 | 0.0% | $6.67 | $5.00 | — | COM | 007639107 |
| DDD | 3 D Systems Corp | 150 | $2,000 | 0.0% | $13.33 | $52.15 | -74.3% | COM | 88554D205 |
| — | Guggenheim S&P500 Eq Weight Fi | 50 | $2,000 | 0.0% | $40.00 | $40.00 | — | COM | 78355W858 |
| — | PowerShares FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $100.00 | $91.67 | — | COM | 73935X583 |
| — | Guggenheim S&P500 Eq Weight Te | 12 | $2,000 | 0.0% | $166.67 | $80.36 | — | COM | 78355W817 |
| — | Call AIG JAN19 @ 45 | 1 | $2,000 | 0.0% | $2000.00 | — | — | Call | 026874904 |
| — | Greater China Fund | 148 | $2,000 | 0.0% | $13.51 | $10.13 | — | COM | 39167B102 |
| — | Call KO JAN19 @ 38 | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 191216900 |
| — | PowerShares S&P 500 High Beta | 33 | $1,000 | 0.0% | $30.30 | $31.22 | — | COM | 73937B829 |
| — | VanEck Vectors Rare Earth/Stra | 30 | $1,000 | 0.0% | $33.33 | $18.68 | — | COM | 57060U472 |
| — | Guggenheim SP SmallCap 600 Pur | 5 | $1,000 | 0.0% | $200.00 | — | — | COM | 78355W809 |
| — | Asia Pacific Fund | 78 | $1,000 | 0.0% | $12.82 | $12.82 | — | COM | 044901106 |
| EFV | iShares MSCI EAFE Value | 25 | $1,000 | 0.0% | $40.00 * | $51.71 | +5.6% | COM | 464288877 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $0.00 | $18.57 | — | COM | 63110R105 |
| — | Call PFE JAN18 @ 36 | 5 | $0 | 0.0% | $0.00 | — | — | Call | 717081903 |
| — | Thai Capital Fd Inc New | 4,281 | $0 | 0.0% | $0.00 | — | — | COM | 882905201 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $0 | 0.0% | $0.00 | $10.14 | +15.2% | COM | 808524789 |
| SVVC | Firsthand Technology Value Fun | 7 | $0 | 0.0% | $0.00 | $19.40 | -59.6% | COM | 33766Y100 |
| — | Tekla Healthcare Investors | 8 | $0 | 0.0% | $0.00 | $26.40 | — | COM | 404052102 |
| — | Mvc Capital Inc | 40 | $0 | 0.0% | $0.00 | $11.73 | — | COM | 553829102 |