Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 1, 2018
Total Value: $228M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 159,101 | $41.87M | 18.4% | $263.15 | $195.54 | +34.6% | COM | 78462F103 |
| — | General American Investors | 692,681 | $23.18M | 10.2% | $33.47 | $32.55 | — | COM | 368802104 |
| — | Adams Express Co | 1,288,997 | $19.04M | 8.4% | $14.77 | $12.97 | — | COM | 006212104 |
| SCHX | Schwab U.S. Large-Cap | 269,520 | $17M | 7.5% | $63.08 * | $9.14 | +15.0% | COM | 808524201 |
| — | Tri Continental Corp | 596,430 | $15.69M | 6.9% | $26.31 | $19.54 | — | COM | 895436103 |
| SCHB | Schwab U.S. Broad Market | 189,091 | $12.06M | 5.3% | $63.79 * | $9.38 | +13.4% | COM | 808524102 |
| — | Liberty All Star Eq Fd | 1,497,250 | $9.178M | 4.0% | $6.13 | $5.36 | — | COM | 530158104 |
| — | Powershares S&P500 Equal Weigh | 82,449 | $8.202M | 3.6% | $99.48 | $91.42 | — | COM | 78355W106 |
| — | SPDR Dow Jones Industrial Aver | 25,397 | $6.13M | 2.7% | $241.37 | $160.73 | — | COM | 252787106 |
| — | Dividend & Income Fund | 472,308 | $5.932M | 2.6% | $12.56 | $11.61 | — | COM | 25538A105 |
| — | Royce Value Trust | 273,225 | $4.251M | 1.9% | $15.56 | $13.07 | — | COM | 780910105 |
| IWM | iShares Russell 2000 Index | 25,572 | $3.882M | 1.7% | $151.81 | $117.05 | +29.7% | COM | 464287655 |
| — | Special Opptys Fund | 261,714 | $3.858M | 1.7% | $14.74 | $16.26 | — | COM | 84741T104 |
| IVV | iShares S&P 500 Index Fund | 10,902 | $2.893M | 1.3% | $265.36 | $228.33 | +16.2% | COM | 464287200 |
| SCHV | Schwab U.S. Large-Cap Value | 51,646 | $2.729M | 1.2% | $52.84 * | $15.20 | +15.9% | COM | 808524409 |
| SCHA | Schwab U.S. Small-Cap | 37,267 | $2.576M | 1.1% | $69.12 * | $15.84 | +9.1% | COM | 808524607 |
| SCHM | Schwab U.S. Mid-Cap | 45,180 | $2.389M | 1.0% | $52.88 * | $14.54 | +21.2% | COM | 808524508 |
| — | Special Opp 3.5 Pfd Conv | 89,446 | $2.289M | 1.0% | $25.59 | $25.82 | — | COM | 84741T302 |
| — | Nuveen Dow 30 Dynamic Overwrit | 115,798 | $2.057M | 0.9% | $17.76 | $14.11 | — | COM | 67075F105 |
| — | Vanguard S&P 500 ETF | 8,197 | $1.984M | 0.9% | $242.04 | $197.23 | — | COM | 922908413 |
| — | Alpine Total Dynamic Fd | 209,296 | $1.871M | 0.8% | $8.94 | $7.76 | — | COM | 021060108 |
| — | Guggenheim Enhanced Eqty | 217,886 | $1.817M | 0.8% | $8.34 | $7.97 | — | COM | 40167B100 |
| — | American Intl Group Inc | 29,130 | $1.585M | 0.7% | $54.41 | $64.84 | — | COM | 026874107 |
| — | ETFS Gold Trust ETF | 11,607 | $1.489M | 0.7% | $128.28 | $124.16 | — | COM | 26922Y105 |
| — | PowerShares QQQ - Nasdaq 100 | 8,683 | $1.39M | 0.6% | $160.08 | $86.84 | — | COM | 631100104 |
| — | Gabelli Global Small and Mid C | 112,528 | $1.346M | 0.6% | $11.96 | $11.63 | — | COM | 36249W104 |
| — | MS India Investment Fund | 41,234 | $1.252M | 0.5% | $30.36 | $26.03 | — | COM | 61745C105 |
| SCHG | Schwab U.S. Large-Cap Growth | 15,354 | $1.101M | 0.5% | $71.71 * | $6.10 | +47.1% | COM | 808524300 |
| SCHE | Schwab Emerging Markets Equity | 37,522 | $1.076M | 0.5% | $28.68 | $25.14 | +14.1% | COM | 808524706 |
| — | AllianzGI NFJ Divid Int | 83,406 | $1.059M | 0.5% | $12.70 | $12.72 | — | COM | 65337H109 |
| SCHF | Schwab International Equity | 30,042 | $1.012M | 0.4% | $33.69 * | $15.97 | +5.5% | COM | 808524805 |
| VTI | Vanguard Total Stock Mkt | 7,371 | $1M | 0.4% | $135.67 | $86.39 | +57.1% | COM | 922908769 |
| IWF | iShares Russell 1000 Growth | 6,610 | $899K | 0.4% | $136.01 * | $20.77 | +63.8% | COM | 464287614 |
| — | Gabelli Healthcare TRUST | 93,485 | $888K | 0.4% | $9.50 | $10.40 | — | COM | 36246K103 |
| SCHD | Sch US Div Equity Etf | 16,666 | $817K | 0.4% | $49.02 * | $12.71 | +28.6% | COM | 808524797 |
| — | Central Securities Corp | 29,252 | $779K | 0.3% | $26.63 | $25.70 | — | COM | 155123102 |
| — | Royce Micro-Cap TRUST | 80,185 | $750K | 0.3% | $9.35 | $8.60 | — | COM | 780915104 |
| — | Herzfeld Caribbn Basn Fd | 103,155 | $741K | 0.3% | $7.18 | $7.18 | — | COM | 42804T106 |
| KRE | SPDR S&P Regional Bking | 12,175 | $735K | 0.3% | $60.37 | $38.92 | +55.2% | COM | 78464A698 |
| — | Delaware Enhanced Gbl Div & In | 53,944 | $623K | 0.3% | $11.55 | $10.34 | — | COM | 246060107 |
| — | SPDR Gold Shares | 4,901 | $616K | 0.3% | $125.69 | $121.80 | — | COM | 863307104 |
| — | Templeton Emrgng Mkt Fd | 35,145 | $572K | 0.3% | $16.28 | $13.23 | — | COM | 880191101 |
| MMM | 3m Company | 2,525 | $554K | 0.2% | $219.41 * | $138.93 | +0.4% | COM | 88579Y101 |
| OEF | iShares S&P 100 Index Fund | 4,683 | $543K | 0.2% | $115.95 | $72.66 | +59.6% | COM | 464287101 |
| SPEU | SPDR STOXX Europe 50 | 15,473 | $536K | 0.2% | $34.64 | $36.45 | -5.0% | COM | 78463X103 |
| SCHC | Schwab International Small-Cap | 14,704 | $536K | 0.2% | $36.45 | $32.00 | +14.1% | COM | 808524888 |
| — | MS Emerging Market Fund | 28,666 | $528K | 0.2% | $18.42 | $15.56 | — | COM | 61744G107 |
| — | SPDR S&P 500 ETF TR | 283 | $522K | 0.2% | $1844.52 | — | — | Call | 78462F903 |
| — | Royce Global Value Tr | 47,039 | $516K | 0.2% | $10.97 | $8.84 | — | COM | 78081T104 |
| IWD | iShares Russell 1000 Value | 3,400 | $407K | 0.2% | $119.71 | $107.61 | +11.5% | COM | 464287598 |
| — | Gabelli Div And Inc Tr | 18,440 | $407K | 0.2% | $22.07 | $19.50 | — | COM | 36242H104 |
| IVW | iShares S&P 500 Growth | 2,570 | $398K | 0.2% | $154.86 * | $30.20 | +28.4% | COM | 464287309 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 13,666 | $385K | 0.2% | $28.17 | $27.30 | +3.5% | COM | 97717X560 |
| — | European Equity Fund | 38,704 | $374K | 0.2% | $9.66 | $8.59 | — | COM | 298768102 |
| EEM | iShares MSCI Emrg Mkt ETF | 7,752 | $374K | 0.2% | $48.25 | $42.29 | +14.2% | COM | 464287234 |
| DGRW | WisdomTree U.S. Quality Divide | 9,030 | $364K | 0.2% | $40.31 | $38.28 | +5.4% | COM | 97717X669 |
| — | Royce Focus TRUST Inc | 44,010 | $342K | 0.2% | $7.77 | $7.55 | — | COM | 78080N108 |
| HON | Honeywell International | 2,045 | $295K | 0.1% | $144.25 * | $84.52 | +31.5% | COM | 438516106 |
| — | Singapore Fund Inc | 21,317 | $282K | 0.1% | $13.23 | $11.75 | — | COM | 82929L109 |
| — | BlackRock Enhanced Dividend Ac | 31,623 | $276K | 0.1% | $8.73 | $7.55 | — | COM | 09251A104 |
| XLV | Health Care Select Sector SPDR | 3,132 | $254K | 0.1% | $81.10 | $53.13 | +53.2% | COM | 81369Y209 |
| DON | WisdomTree MidCap Dividend | 7,200 | $245K | 0.1% | $34.03 | $31.64 | +7.8% | COM | 97717W505 |
| — | Latin Amer Equity Fd New | 8,605 | $235K | 0.1% | $27.31 | $23.26 | — | COM | 51827Q106 |
| XLF | Sector Spdr Fincl Select | 8,170 | $225K | 0.1% | $27.54 | $25.67 | +7.4% | COM | 81369Y605 |
| EFA | iShares MSCI EAFE Index Fund | 3,210 | $223K | 0.1% | $69.47 | $71.20 | -2.1% | COM | 464287465 |
| — | First Tr Enhcd Eqty Incm | 14,938 | $220K | 0.1% | $14.73 | $12.94 | — | COM | 337318109 |
| — | Boulder Growth & Income | 20,278 | $218K | 0.1% | $10.75 | $9.19 | — | COM | 101507101 |
| XLI | Sector Spdr Indl Select | 2,932 | $217K | 0.1% | $74.01 | $52.21 | +42.3% | COM | 81369Y704 |
| — | Lazard Glbl Total Retrun | 11,803 | $210K | 0.1% | $17.79 | $14.43 | — | COM | 52106W103 |
| — | Templeton Dragon Fund | 9,431 | $209K | 0.1% | $22.16 | $20.08 | — | COM | 88018T101 |
| — | Aberdeen Emg Mkt SMC Opps | 14,007 | $207K | 0.1% | $14.78 | $11.35 | — | COM | 00301T102 |
| — | PowerShares Buyback Achievers | 3,555 | $202K | 0.1% | $56.82 | $49.10 | — | COM | 73935X286 |
| TDIV | First Trust NASDAQ Technology | 5,460 | $195K | 0.1% | $35.71 | $25.71 | +39.2% | COM | 33738R118 |
| TBF | Proshares Short 20 Year Treas | 8,395 | $190K | 0.1% | $22.63 | $29.11 | -22.0% | COM | 74347X849 |
| — | BlackRock Resources & Commdty | 21,076 | $187K | 0.1% | $8.87 | $8.60 | — | COM | 09257A108 |
| — | Source Capital Inc | 4,601 | $183K | 0.1% | $39.77 | $38.22 | — | COM | 836144105 |
| SCHK | Schwab 1000 Index ETF | 6,886 | $179K | 0.1% | $25.99 * | $12.93 | +0.5% | COM | 808524722 |
| DWX | SPDR S&P International Dividen | 4,485 | $179K | 0.1% | $39.91 | $43.15 | -7.1% | COM | 78463X772 |
| — | Tekla Healthcare Opportu | 10,694 | $176K | 0.1% | $16.46 | $17.36 | — | COM | 879105104 |
| ACWI | iShares MSCI ACWI Index | 2,380 | $170K | 0.1% | $71.43 | $56.34 | +27.3% | COM | 464288257 |
| TIP | iShares Barclays TIPS Bond Fun | 1,293 | $146K | 0.1% | $112.92 | $117.63 | -3.9% | COM | 464287176 |
| SCHP | Schwab U.S. TIPS ETF | 2,459 | $134K | 0.1% | $54.49 * | $28.19 | -2.7% | COM | 808524870 |
| NXDT | NexPoint Credit Strategies Fun | 5,863 | $134K | 0.1% | $22.86 | $21.77 | — | COM | 65340G205 |
| — | Ishares Msci Jpn Idx Fd | 2,188 | $132K | 0.1% | $60.33 | $11.99 | — | COM | 464286848 |
| — | New Ireland Fund Inc | 10,572 | $127K | 0.1% | $12.01 | $12.80 | — | COM | 645673104 |
| CEW | WisdomTree Emerging Currency E | 6,299 | $125K | 0.1% | $19.84 | $20.72 | -3.9% | COM | 97717W133 |
| — | India Fund Inc | 4,955 | $122K | 0.1% | $24.62 | $25.45 | — | COM | 454089103 |
| SPYG | SPDR S&P 500 GROWTH ETF | 3,600 | $120K | 0.1% | $33.33 | $32.28 | +3.8% | COM | 78464A409 |
| — | iShares Gold Trust | 9,400 | $119K | 0.1% | $12.66 | $10.96 | — | COM | 464285105 |
| XLK | Sector Spdr Tech Select | 1,749 | $114K | 0.1% | $65.18 * | $17.06 | +91.8% | COM | 81369Y803 |
| VT | Vanguard Total World | 1,525 | $112K | 0.0% | $73.44 | $58.01 | +26.9% | COM | 922042742 |
| VIG | Vanguard Dividend Appreciation | 1,058 | $106K | 0.0% | $100.19 | $68.09 | +48.4% | COM | 921908844 |
| — | RMR Real Estate Income Fund | 6,372 | $106K | 0.0% | $16.64 | $19.26 | — | COM | 76970B101 |
| — | Nuveen Real Asset Income | 6,440 | $104K | 0.0% | $16.15 | $17.96 | — | COM | 67074Y105 |
| SLV | iShares Silver Trust | 6,755 | $104K | 0.0% | $15.40 | $21.55 | -28.5% | COM | 46428Q109 |
| — | Etfs Silver TRUST Etf | 6,264 | $99,000 | 0.0% | $15.80 | $17.19 | — | COM | 26922X107 |
| EWZ | Ishares Msci Brazil Indx | 2,189 | $98,000 | 0.0% | $44.77 | $47.67 | -5.9% | COM | 464286400 |
| — | LMP Capital & Income | 7,560 | $95,000 | 0.0% | $12.57 | $12.74 | — | COM | 795500107 |
| — | Delaware Invts Div &Incm | 8,975 | $94,000 | 0.0% | $10.47 | $10.10 | — | COM | 245915103 |
| — | Eaton Vance Risk Managed | 10,116 | $90,000 | 0.0% | $8.90 | $9.06 | — | COM | 27829G106 |
| — | PowerShares S&P 500 Low Volati | 1,919 | $90,000 | 0.0% | $46.90 | $38.76 | — | COM | 73937B779 |
| — | Latin Amern Discovery Fd | 6,969 | $85,000 | 0.0% | $12.20 | $10.99 | — | COM | 51828C106 |
| — | SPDR S&P 500 ETF TR | 73 | $85,000 | 0.0% | $1164.38 | — | — | Put | 78462F953 |
| XLP | Sector Spdr Tr Con Stpls | 1,625 | $85,000 | 0.0% | $52.31 | $44.18 | +19.1% | COM | 81369Y308 |
| — | Asa Gold & Precs Mtls | 8,175 | $85,000 | 0.0% | $10.40 | $12.68 | — | COM | G3156P103 |
| SOXX | Ishares Semiconductor Index | 450 | $81,000 | 0.0% | $180.00 * | $22.94 | +161.6% | COM | 464287523 |
| — | Swiss Helvetia Fund | 6,648 | $81,000 | 0.0% | $12.18 | $11.95 | — | COM | 870875101 |
| — | Japan Smaller Cap Fund | 6,570 | $80,000 | 0.0% | $12.18 | $10.48 | — | COM | 47109U104 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $79,000 | 0.0% | $55.44 * | $147.78 | +13.7% | COM | 97717W851 |
| XLB | Sector SPDR Materials | 1,400 | $79,000 | 0.0% | $56.43 * | $24.13 | +18.0% | COM | 81369Y100 |
| — | Clough Global Equity Common | 5,639 | $74,000 | 0.0% | $13.12 | $13.12 | — | COM | 18914C100 |
| IYT | iShares Transportation Average | 400 | $74,000 | 0.0% | $185.00 * | $36.15 | +29.3% | COM | 464287192 |
| EUO | Proshares Ultrashort Euro | 3,650 | $74,000 | 0.0% | $20.27 | $19.12 | +6.3% | COM | 74347W882 |
| — | PowerShares India | 2,775 | $69,000 | 0.0% | $24.86 | $21.58 | — | COM | 73935L100 |
| — | Petroleum & Resources Cp | 3,700 | $67,000 | 0.0% | $18.11 | $20.92 | — | COM | 716549100 |
| — | Blackrock Enhcd Cap & Incm | 4,240 | $66,000 | 0.0% | $15.57 | $14.13 | — | COM | 09256A109 |
| AAL | American Airlines Group Inc | 1,250 | $64,000 | 0.0% | $51.20 | $36.83 | +37.8% | COM | 02376R102 |
| — | POWERSHARES QQQ TRUST | 69 | $63,000 | 0.0% | $913.04 | — | — | Put | 73935A954 |
| SCHH | Schwab US REIT ETF | 1,560 | $59,000 | 0.0% | $37.82 * | $18.12 | +5.6% | COM | 808524847 |
| — | iPath MSCI India Index ETN | 674 | $56,000 | 0.0% | $83.09 | $68.84 | — | COM | 06739F291 |
| EWH | iShares MSCI Hong Kong Index | 2,215 | $56,000 | 0.0% | $25.28 | $21.07 | +20.1% | COM | 464286871 |
| — | VanEck Vectors Agribusiness ET | 900 | $55,000 | 0.0% | $61.11 | $51.19 | — | COM | 57060U605 |
| HYS | Pimco 0-5 Year High Yld | 542 | $54,000 | 0.0% | $99.63 | $98.34 | +1.3% | COM | 72201R783 |
| — | Direxion All Cap Insider Senti | 1,304 | $53,000 | 0.0% | $40.64 | $43.77 | — | COM | 25459Y769 |
| — | Mrgn Stnly Asia Pac Fund | 2,897 | $52,000 | 0.0% | $17.95 | $17.69 | — | COM | 61744U106 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,279 | $51,000 | 0.0% | $39.87 | $36.01 | +11.8% | COM | 78463X202 |
| EDIV | SPDR S&P Emerging Markets Divi | 1,359 | $48,000 | 0.0% | $35.32 | $27.63 | +28.3% | COM | 78463X533 |
| EQS | Equus II Inc | 20,297 | $48,000 | 0.0% | $2.36 | $2.10 | +13.3% | COM | 294766100 |
| VV | Vanguard Large Cap ETF | 400 | $48,000 | 0.0% | $120.00 | $81.31 | +49.1% | COM | 922908637 |
| XJEQX | Aberdeen Japan Equity Fund Com | 5,099 | $46,000 | 0.0% | $9.02 | $8.83 | — | COM | 00306J109 |
| IBUY | Amplify Online Retail | 1,000 | $45,000 | 0.0% | $45.00 | $36.26 | +24.3% | COM | 032108102 |
| FNDC | Schwab Fundamental Intl Sm Co | 1,175 | $42,000 | 0.0% | $35.74 | $30.69 | +16.7% | COM | 808524748 |
| — | Loncar Cancer Immunotherapy ET | 1,400 | $40,000 | 0.0% | $28.57 | $24.50 | — | COM | 26922A826 |
| — | Proshares Inverse S&P 500 | 1,281 | $38,000 | 0.0% | $29.66 | $30.20 | — | COM | 74347R503 |
| — | PowerShares Preferred ETF | 2,646 | $38,000 | 0.0% | $14.36 | $15.03 | — | COM | 73936T565 |
| ILF | Ishares S&P Latin America | 1,030 | $38,000 | 0.0% | $36.89 | $37.16 | +1.1% | COM | 464287390 |
| — | Ellsworth Cv Grth&Inc Fd | 3,727 | $34,000 | 0.0% | $9.12 | $9.06 | — | COM | 289074106 |
| VGK | Vanguard European | 600 | $34,000 | 0.0% | $56.67 * | $52.76 | +10.2% | COM | 922042874 |
| — | Morgan Stanley China Fd | 1,390 | $34,000 | 0.0% | $24.46 | $24.62 | — | COM | 617468103 |
| — | Western Asset Claymore | 2,798 | $31,000 | 0.0% | $11.08 | $11.15 | — | COM | 95766R104 |
| — | Central Fund of Canada | 2,250 | $29,000 | 0.0% | $12.89 | $12.44 | — | COM | 153501101 |
| — | ISHARES TR | 33 | $25,000 | 0.0% | $757.58 | — | — | Put | 464287955 |
| IWS | Ishares Russell Midcap Value I | 300 | $25,000 | 0.0% | $83.33 * | $63.67 | +35.8% | COM | 464287473 |
| EZA | iShares MSCI South Africa | 370 | $25,000 | 0.0% | $67.57 | $65.05 | +5.6% | COM | 464286780 |
| — | PureFunds ISE Cyber Security E | 750 | $25,000 | 0.0% | $33.33 | $26.93 | — | COM | 30304R407 |
| — | Clough Global Opportunities | 2,200 | $23,000 | 0.0% | $10.45 | $11.73 | — | COM | 18914E106 |
| — | ISHARES TR | 24 | $23,000 | 0.0% | $958.33 | — | — | Call | 464287906 |
| — | Gabelli Global Deal Fund | 2,471 | $23,000 | 0.0% | $9.31 | $9.53 | — | COM | 36245G103 |
| — | Cohen & Steers Tot Ret Realty | 1,920 | $22,000 | 0.0% | $11.46 | $11.97 | — | COM | 19247R103 |
| QQQE | Direxion Shares Etf | 497 | $21,000 | 0.0% | $42.25 * | $37.83 | +16.3% | COM | 25459Y207 |
| — | Aberdeen Israel Fund | 1,100 | $21,000 | 0.0% | $19.09 | $18.17 | — | COM | 00301L109 |
| — | ETFS Physical Palladium Shares | 241 | $21,000 | 0.0% | $87.14 | $73.27 | — | COM | 26923A106 |
| SKYY | First Trust Cloud Computing ET | 442 | $21,000 | 0.0% | $47.51 | $40.26 | +20.2% | COM | 33734X192 |
| PRNT | 3d Printing Etf | 900 | $21,000 | 0.0% | $23.33 * | $24.72 | -2.1% | COM | 00214Q500 |
| — | AIG WTS EXP 01/19/21 @ 45 | 1,265 | $20,000 | 0.0% | $15.81 | $23.59 | — | COM | 026874156 |
| XLE | Sector Spdr Engy Select | 300 | $20,000 | 0.0% | $66.67 * | $46.88 | -28.1% | COM | 81369Y506 |
| — | Gyrodyne Company of America | 963 | $19,000 | 0.0% | $19.73 | $17.82 | — | COM | 403820103 |
| PFF | iShares S&P U.S. Preferred Sto | 500 | $18,000 | 0.0% | $36.00 * | $38.96 | -3.6% | COM | 464288687 |
| VWO | Vanguard Emerging Market | 400 | $18,000 | 0.0% | $45.00 * | $42.05 | +11.7% | COM | 922042858 |
| LIT | Global X Lithium & Battery Tec | 500 | $16,000 | 0.0% | $32.00 * | $33.00 | -0.1% | COM | 37954Y855 |
| — | Eaton Vance Tax Mgd Glbl | 1,400 | $16,000 | 0.0% | $11.43 | $11.43 | — | COM | 27829C105 |
| — | Mexico Equity & Income Common | 1,449 | $15,000 | 0.0% | $10.35 | $11.52 | — | COM | 592834105 |
| EWX | SPDR S&P Emerging Markets Smal | 300 | $15,000 | 0.0% | $50.00 * | $50.43 | +4.1% | COM | 78463X756 |
| — | Putnam High Incm Bond Fd | 1,670 | $15,000 | 0.0% | $8.98 | $8.19 | — | COM | 746779107 |
| SCHO | Schwab Short-Term U.S. Treasur | 282 | $14,000 | 0.0% | $49.65 * | $25.28 | -1.4% | COM | 808524862 |
| XXCHNXX | China Fund Inc | 598 | $13,000 | 0.0% | $21.74 | $20.28 | — | COM | 169373107 |
| — | Guggenheim China Technology ET | 220 | $13,000 | 0.0% | $59.09 | $46.57 | — | COM | 18383Q135 |
| EWC | iShares MSCI Canada Index | 500 | $13,000 | 0.0% | $26.00 * | $29.46 | -6.5% | COM | 464286509 |
| — | GSV Capital Corp | 1,700 | $12,000 | 0.0% | $7.06 | $12.35 | — | COM | 36191J101 |
| — | Credit Suisse Silver Shares Co | 1,700 | $12,000 | 0.0% | $7.06 | $11.18 | — | COM | 22542D449 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $12,000 | 0.0% | $60.00 * | $28.39 | +10.5% | COM | 97717X701 |
| DTD | Wisdomtree Total Dividnd | 124 | $11,000 | 0.0% | $88.71 * | $34.70 | +28.4% | COM | 97717W109 |
| — | Bancroft Conv Fund Inc | 556 | $11,000 | 0.0% | $19.78 | $21.69 | — | COM | 059695106 |
| IYE | iShares DJ US Energy | 300 | $11,000 | 0.0% | $36.67 | $53.92 | -31.4% | COM | 464287796 |
| — | Guggenheim Spin-Off | 200 | $10,000 | 0.0% | $50.00 | $40.00 | — | COM | 18383M605 |
| — | Alpine Global Dynamic Fd | 1,031 | $10,000 | 0.0% | $9.70 | $9.70 | — | COM | 02082E205 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9,000 | 0.0% | $45.00 * | $45.89 | +8.3% | COM | 464288240 |
| GXC | SPDR S&P China ETF | 84 | $9,000 | 0.0% | $107.14 * | $83.04 | +33.3% | COM | 78463X400 |
| — | Van Kampen Advantage II | 910 | $9,000 | 0.0% | $9.89 | $9.89 | — | COM | 92112K107 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $8,000 | 0.0% | $80.00 | $69.32 | +15.9% | COM | 464288885 |
| — | Guggenheim S&P MidCap 400 Pure | 55 | $8,000 | 0.0% | $145.45 | $120.00 | — | COM | 78355W601 |
| — | APPLE INC | 4 | $8,000 | 0.0% | $2000.00 | — | — | Call | 037833900 |
| — | Etfs Phys Platinum Etf | 100 | $8,000 | 0.0% | $80.00 | $134.57 | — | COM | 26922V101 |
| XLY | Sector Spdr Consumer Fd | 82 | $8,000 | 0.0% | $97.56 * | $31.82 | +59.2% | COM | 81369Y407 |
| — | Proshares Short Euro | 200 | $7,000 | 0.0% | $35.00 | $35.38 | — | COM | 74347W742 |
| PHYS | Sprott Phys Gld Tr Etn | 664 | $7,000 | 0.0% | $10.54 | $9.83 | — | COM | 85207H104 |
| — | Guggenheim BRIC | 200 | $7,000 | 0.0% | $35.00 | $35.00 | — | COM | 18383M100 |
| — | ETFS Physical Precious Metals | 123 | $7,000 | 0.0% | $56.91 | $52.00 | — | COM | 26922W109 |
| — | Asia Pacific Fund | 478 | $7,000 | 0.0% | $14.64 | $12.60 | — | COM | 044901106 |
| — | FACEBOOK INC | 1 | $7,000 | 0.0% | $7000.00 | — | — | Call | 30303M902 |
| — | CSX CORP | 2 | $6,000 | 0.0% | $3000.00 | — | — | Call | 126408903 |
| — | Taiwan Fund Inc | 320 | $6,000 | 0.0% | $18.75 | $18.36 | — | COM | 874036106 |
| — | Zoe's Kitchen Inc | 375 | $5,000 | 0.0% | $13.33 | $29.33 | — | COM | 98979J109 |
| PSLV | Sprott Phys Sil Tr Etf | 836 | $5,000 | 0.0% | $5.98 | $7.89 | — | COM | 85207K107 |
| — | Claymore/BNY Mellon Frontier M | 361 | $5,000 | 0.0% | $13.85 | $16.42 | — | COM | 18383Q838 |
| — | Cohen & Steers Quality | 500 | $5,000 | 0.0% | $10.00 | $10.00 | — | COM | 19247L106 |
| — | Foxby Corp | 2,400 | $5,000 | 0.0% | $2.08 | $2.08 | — | COM | 351645106 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $4,000 | 0.0% | $30.30 * | $46.54 | -28.9% | COM | 464287374 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $16.00 | $19.45 | — | COM | 57060U761 |
| VCSH | Vanguard Short-Term Corp Bd Id | 60 | $4,000 | 0.0% | $66.67 * | $80.44 | -2.5% | COM | 92206C409 |
| IYR | Ishares US Real Estate | 60 | $4,000 | 0.0% | $66.67 * | $75.99 | -0.7% | COM | 464287739 |
| — | PowerShares S&P Intl Dev Low V | 100 | $3,000 | 0.0% | $30.00 | $34.21 | — | COM | 73937B688 |
| — | Blackrock Global Energy | 300 | $3,000 | 0.0% | $10.00 | $27.50 | — | COM | 09250U101 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3,000 | 0.0% | $30.00 * | $30.30 | +1.4% | COM | 45409B800 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3,000 | 0.0% | $16.13 * | $31.96 | -47.9% | COM | 46428R107 |
| — | ETRACS 2x Closed-End Fund ETN | 200 | $3,000 | 0.0% | $15.00 | $15.00 | — | COM | 90270L842 |
| — | Blackrock Global Opptys | 220 | $2,000 | 0.0% | $9.09 | $11.70 | — | COM | 092501105 |
| — | Guggenheim Canadian Energy Inc | 400 | $2,000 | 0.0% | $5.00 | $15.29 | — | COM | 18383Q606 |
| — | PowerShares FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $100.00 | $91.67 | — | COM | 73935X583 |
| — | Nuveen Qual Pfd Inc Fd | 253 | $2,000 | 0.0% | $7.91 | $9.89 | — | COM | 67072C105 |
| — | WEYERHAEUSER CO | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 962166904 |
| — | PowerShares S&P 500 High Beta | 33 | $1,000 | 0.0% | $30.30 | $31.22 | — | COM | 73937B829 |
| — | PFIZER INC | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 717081903 |
| — | SPDR SERIES TRUST | 5 | $1,000 | 0.0% | $200.00 | — | — | Call | 78464A908 |
| DDD | 3 D Systems Corp | 150 | $1,000 | 0.0% | $6.67 * | $52.15 | -77.8% | COM | 88554D205 |
| — | Exone Company | 250 | $1,000 | 0.0% | $4.00 | $20.00 | — | COM | 302104104 |
| — | Ishares Msci Malaysia | 50 | $1,000 | 0.0% | $20.00 | $15.47 | — | COM | 464286830 |
| — | COCA COLA CO | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 191216900 |
| EFV | iShares MSCI EAFE Value | 25 | $1,000 | 0.0% | $40.00 * | $51.71 | +5.5% | COM | 464288877 |
| — | ALTRIA GROUP INC | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 02209S903 |
| — | Greater China Fund | 148 | $1,000 | 0.0% | $6.76 | $10.13 | — | COM | 39167B102 |
| — | AMERICAN INTL GROUP INC | 1 | $1,000 | 0.0% | $1000.00 | — | — | Call | 026874904 |
| — | Guggenheim S&P500 Eq Weight Te | 12 | $1,000 | 0.0% | $83.33 | $80.36 | — | COM | 78355W817 |
| — | Advent Claymore Cnvt Secs & In | 100 | $0 | 0.0% | $0.00 | $5.00 | — | COM | 007639107 |
| — | ISHARES TR | 4 | $0 | 0.0% | $0.00 | — | — | Put | 464289950 |
| SVVC | Firsthand Technology Value Fun | 7 | $0 | 0.0% | $0.00 | $19.40 | -46.4% | COM | 33766Y100 |
| — | APPLE INC | 2 | $0 | 0.0% | $0.00 | — | — | Put | 037833950 |
| — | Liberty All-Star Gr Fund | 23 | $0 | 0.0% | $0.00 | $4.34 | — | COM | 529900102 |
| — | VIRNETX HLDG CORP | 10 | $0 | 0.0% | $0.00 | — | — | Call | 92823T908 |
| — | Mvc Capital Inc | 40 | $0 | 0.0% | $0.00 | $11.73 | — | COM | 553829102 |
| — | Powershares SP SmallCap 600 Pu | 5 | $0 | 0.0% | $0.00 | — | — | COM | 78355W809 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $0.00 | $18.57 | — | COM | 63110R105 |
| — | SELECT SECTOR SPDR TR | 5 | $0 | 0.0% | $0.00 | — | — | Put | 81369Y955 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $0 | 0.0% | $0.00 | $10.14 | +19.0% | COM | 808524789 |