CIK: 0001352860 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 1, 2018
Total Value ($000): $227,874 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 159,101 | $41,867 | 18.4% | $196.84 | — | COM | 78462F103 |
| — | General American Investors | 692,681 | $23,184 | 10.2% | $32.55 | — | COM | 368802104 |
| — | Adams Express Co | 1,288,997 | $19,038 | 8.4% | $12.97 | — | COM | 006212104 |
| SCHX | Schwab U.S. Large-Cap | 269,520 | $17,001 | 7.5% | $55.02 | — | COM | 808524201 |
| — | Tri Continental Corp | 596,430 | $15,692 | 6.9% | $19.54 | — | COM | 895436103 |
| SCHB | Schwab U.S. Broad Market | 189,091 | $12,062 | 5.3% | $56.70 | — | COM | 808524102 |
| — | Liberty All Star Eq Fd | 1,497,250 | $9,178 | 4.0% | $5.36 | — | COM | 530158104 |
| — | Powershares S&P500 Equal Weigh | 82,449 | $8,202 | 3.6% | $91.42 | — | COM | 78355W106 |
| — | SPDR Dow Jones Industrial Aver | 25,397 | $6,130 | 2.7% | $160.73 | — | COM | 252787106 |
| — | Dividend & Income Fund | 472,308 | $5,932 | 2.6% | $11.61 | — | COM | 25538A105 |
| — | Royce Value Trust | 273,225 | $4,251 | 1.9% | $13.07 | — | COM | 780910105 |
| IWM | iShares Russell 2000 Index | 25,572 | $3,882 | 1.7% | $120.35 | — | COM | 464287655 |
| — | Special Opptys Fund | 261,714 | $3,858 | 1.7% | $16.26 | — | COM | 84741T104 |
| IVV | iShares S&P 500 Index Fund | 10,902 | $2,893 | 1.3% | $229.84 | — | COM | 464287200 |
| SCHV | Schwab U.S. Large-Cap Value | 51,646 | $2,729 | 1.2% | $46.27 | — | COM | 808524409 |
| SCHA | Schwab U.S. Small-Cap | 37,267 | $2,576 | 1.1% | $63.62 | — | COM | 808524607 |
| SCHM | Schwab U.S. Mid-Cap | 45,180 | $2,389 | 1.0% | $44.18 | — | COM | 808524508 |
| — | Special Opp 3.5 Pfd Conv | 89,446 | $2,289 | 1.0% | $25.82 | — | COM | 84741T302 |
| — | Nuveen Dow 30 Dynamic Overwrit | 115,798 | $2,057 | 0.9% | $14.11 | — | COM | 67075F105 |
| — | Vanguard S&P 500 ETF | 8,197 | $1,984 | 0.9% | $197.23 | — | COM | 922908413 |
| — | Alpine Total Dynamic Fd | 209,296 | $1,871 | 0.8% | $7.76 | — | COM | 021060108 |
| — | Guggenheim Enhanced Eqty | 217,886 | $1,817 | 0.8% | $7.97 | — | COM | 40167B100 |
| — | American Intl Group Inc | 29,130 | $1,585 | 0.7% | $64.84 | — | COM | 026874107 |
| — | ETFS Gold Trust ETF | 11,607 | $1,489 | 0.7% | $124.16 | — | COM | 26922Y105 |
| — | PowerShares QQQ - Nasdaq 100 | 8,683 | $1,390 | 0.6% | $86.84 | — | COM | 631100104 |
| — | Gabelli Global Small and Mid C | 112,528 | $1,346 | 0.6% | $11.63 | — | COM | 36249W104 |
| — | MS India Investment Fund | 41,234 | $1,252 | 0.5% | $26.03 | — | COM | 61745C105 |
| SCHG | Schwab U.S. Large-Cap Growth | 15,354 | $1,101 | 0.5% | $49.24 | — | COM | 808524300 |
| SCHE | Schwab Emerging Markets Equity | 37,522 | $1,076 | 0.5% | $24.42 | — | COM | 808524706 |
| — | AllianzGI NFJ Divid Int | 83,406 | $1,059 | 0.5% | $12.72 | — | COM | 65337H109 |
| SCHF | Schwab International Equity | 30,042 | $1,012 | 0.4% | $32.08 | — | COM | 808524805 |
| VTI | Vanguard Total Stock Mkt | 7,371 | $1,000 | 0.4% | $86.53 | — | COM | 922908769 |
| IWF | iShares Russell 1000 Growth | 6,610 | $899 | 0.4% | $82.63 | — | COM | 464287614 |
| — | Gabelli Healthcare TRUST | 93,485 | $888 | 0.4% | $10.40 | — | COM | 36246K103 |
| SCHD | Sch US Div Equity Etf | 16,666 | $817 | 0.4% | $38.89 | — | COM | 808524797 |
| — | Central Securities Corp | 29,252 | $779 | 0.3% | $25.70 | — | COM | 155123102 |
| — | Royce Micro-Cap TRUST | 80,185 | $750 | 0.3% | $8.60 | — | COM | 780915104 |
| — | Herzfeld Caribbn Basn Fd | 103,155 | $741 | 0.3% | $7.18 | — | COM | 42804T106 |
| KRE | SPDR S&P Regional Bking | 12,175 | $735 | 0.3% | $38.63 | — | COM | 78464A698 |
| — | Delaware Enhanced Gbl Div & In | 53,944 | $623 | 0.3% | $10.34 | — | COM | 246060107 |
| — | SPDR Gold Shares | 4,901 | $616 | 0.3% | $121.80 | — | COM | 863307104 |
| — | Templeton Emrgng Mkt Fd | 35,145 | $572 | 0.3% | $13.23 | — | COM | 880191101 |
| MMM | 3m Company | 2,525 | $554 | 0.2% | $138.93 | +8.1% | COM | 88579Y101 |
| OEF | iShares S&P 100 Index Fund | 4,683 | $543 | 0.2% | $72.02 | — | COM | 464287101 |
| SPEU | SPDR STOXX Europe 50 | 15,473 | $536 | 0.2% | $35.98 | — | COM | 78463X103 |
| SCHC | Schwab International Small-Cap | 14,704 | $536 | 0.2% | $32.46 | — | COM | 808524888 |
| — | MS Emerging Market Fund | 28,666 | $528 | 0.2% | $15.56 | — | COM | 61744G107 |
| — | SPDR S&P 500 ETF TR | 283 | $522 | 0.2% | — | — | Call | 78462F903 |
| — | Royce Global Value Tr | 47,039 | $516 | 0.2% | $8.84 | — | COM | 78081T104 |
| — | Gabelli Div And Inc Tr | 18,440 | $407 | 0.2% | $19.50 | — | COM | 36242H104 |
| IWD | iShares Russell 1000 Value | 3,400 | $407 | 0.2% | $111.66 | — | COM | 464287598 |
| IVW | iShares S&P 500 Growth | 2,570 | $398 | 0.2% | $118.07 | — | COM | 464287309 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 13,666 | $385 | 0.2% | $27.55 | — | COM | 97717X560 |
| EEM | iShares MSCI Emrg Mkt ETF | 7,752 | $374 | 0.2% | $40.53 | — | COM | 464287234 |
| — | European Equity Fund | 38,704 | $374 | 0.2% | $8.59 | — | COM | 298768102 |
| DGRW | WisdomTree U.S. Quality Divide | 9,030 | $364 | 0.2% | $39.39 | — | COM | 97717X669 |
| — | Royce Focus TRUST Inc | 44,010 | $342 | 0.2% | $7.55 | — | COM | 78080N108 |
| HON | Honeywell International | 2,045 | $295 | 0.1% | $84.52 | +39.0% | COM | 438516106 |
| — | Singapore Fund Inc | 21,317 | $282 | 0.1% | $11.75 | — | COM | 82929L109 |
| — | BlackRock Enhanced Dividend Ac | 31,623 | $276 | 0.1% | $7.55 | — | COM | 09251A104 |
| XLV | Health Care Select Sector SPDR | 3,132 | $254 | 0.1% | $53.16 | — | COM | 81369Y209 |
| DON | WisdomTree MidCap Dividend | 7,200 | $245 | 0.1% | $50.16 | — | COM | 97717W505 |
| — | Latin Amer Equity Fd New | 8,605 | $235 | 0.1% | $23.26 | — | COM | 51827Q106 |
| XLF | Sector Spdr Fincl Select | 8,170 | $225 | 0.1% | $25.90 | — | COM | 81369Y605 |
| EFA | iShares MSCI EAFE Index Fund | 3,210 | $223 | 0.1% | $69.40 | — | COM | 464287465 |
| — | First Tr Enhcd Eqty Incm | 14,938 | $220 | 0.1% | $12.94 | — | COM | 337318109 |
| — | Boulder Growth & Income | 20,278 | $218 | 0.1% | $9.19 | — | COM | 101507101 |
| XLI | Sector Spdr Indl Select | 2,932 | $217 | 0.1% | $53.49 | — | COM | 81369Y704 |
| — | Lazard Glbl Total Retrun | 11,803 | $210 | 0.1% | $14.43 | — | COM | 52106W103 |
| — | Templeton Dragon Fund | 9,431 | $209 | 0.1% | $20.08 | — | COM | 88018T101 |
| — | Aberdeen Emg Mkt SMC Opps | 14,007 | $207 | 0.1% | $11.35 | — | COM | 00301T102 |
| — | PowerShares Buyback Achievers | 3,555 | $202 | 0.1% | $49.10 | — | COM | 73935X286 |
| TDIV | First Trust NASDAQ Technology | 5,460 | $195 | 0.1% | $26.51 | — | COM | 33738R118 |
| TBF | Proshares Short 20 Year Treas | 8,395 | $190 | 0.1% | $29.81 | — | COM | 74347X849 |
| — | BlackRock Resources & Commdty | 21,076 | $187 | 0.1% | $8.60 | — | COM | 09257A108 |
| — | Source Capital Inc | 4,601 | $183 | 0.1% | $38.22 | — | COM | 836144105 |
| SCHK | Schwab 1000 Index ETF | 6,886 | $179 | 0.1% | $26.15 | — | COM | 808524722 |
| DWX | SPDR S&P International Dividen | 4,485 | $179 | 0.1% | $42.78 | — | COM | 78463X772 |
| — | Tekla Healthcare Opportu | 10,694 | $176 | 0.1% | $17.36 | — | COM | 879105104 |
| ACWI | iShares MSCI ACWI Index | 2,380 | $170 | 0.1% | $57.84 | — | COM | 464288257 |
| TIP | iShares Barclays TIPS Bond Fun | 1,293 | $146 | 0.1% | $111.98 | — | COM | 464287176 |
| NXDT | NexPoint Credit Strategies Fun | 5,863 | $134 | 0.1% | $21.77 | — | COM | 65340G205 |
| SCHP | Schwab U.S. TIPS ETF | 2,459 | $134 | 0.1% | $54.18 | — | COM | 808524870 |
| — | Ishares Msci Jpn Idx Fd | 2,188 | $132 | 0.1% | $11.99 | — | COM | 464286848 |
| — | New Ireland Fund Inc | 10,572 | $127 | 0.1% | $12.80 | — | COM | 645673104 |
| CEW | WisdomTree Emerging Currency E | 6,299 | $125 | 0.1% | $19.98 | — | COM | 97717W133 |
| — | India Fund Inc | 4,955 | $122 | 0.1% | $25.45 | — | COM | 454089103 |
| SPYG | SPDR S&P 500 GROWTH ETF | 3,600 | $120 | 0.1% | $32.78 | — | COM | 78464A409 |
| — | iShares Gold Trust | 9,400 | $119 | 0.1% | $10.96 | — | COM | 464285105 |
| XLK | Sector Spdr Tech Select | 1,749 | $114 | 0.1% | $35.94 | — | COM | 81369Y803 |
| VT | Vanguard Total World | 1,525 | $112 | 0.0% | $59.68 | — | COM | 922042742 |
| VIG | Vanguard Dividend Appreciation | 1,058 | $106 | 0.0% | $67.42 | — | COM | 921908844 |
| — | RMR Real Estate Income Fund | 6,372 | $106 | 0.0% | $19.26 | — | COM | 76970B101 |
| SLV | iShares Silver Trust | 6,755 | $104 | 0.0% | $18.51 | — | COM | 46428Q109 |
| — | Nuveen Real Asset Income | 6,440 | $104 | 0.0% | $17.96 | — | COM | 67074Y105 |
| — | Etfs Silver TRUST Etf | 6,264 | $99 | 0.0% | $17.19 | — | COM | 26922X107 |
| EWZ | Ishares Msci Brazil Indx | 2,189 | $98 | 0.0% | $47.31 | — | COM | 464286400 |
| — | LMP Capital & Income | 7,560 | $95 | 0.0% | $12.74 | — | COM | 795500107 |
| — | Delaware Invts Div &Incm | 8,975 | $94 | 0.0% | $10.10 | — | COM | 245915103 |
| — | Eaton Vance Risk Managed | 10,116 | $90 | 0.0% | $9.06 | — | COM | 27829G106 |
| — | PowerShares S&P 500 Low Volati | 1,919 | $90 | 0.0% | $38.76 | — | COM | 73937B779 |
| — | Latin Amern Discovery Fd | 6,969 | $85 | 0.0% | $10.99 | — | COM | 51828C106 |
| — | Asa Gold & Precs Mtls | 8,175 | $85 | 0.0% | $12.68 | — | COM | G3156P103 |
| XLP | Sector Spdr Tr Con Stpls | 1,625 | $85 | 0.0% | $44.64 | — | COM | 81369Y308 |
| — | SPDR S&P 500 ETF TR | 73 | $85 | 0.0% | — | — | Put | 78462F953 |
| SOXX | Ishares Semiconductor Index | 450 | $81 | 0.0% | $73.33 | — | COM | 464287523 |
| — | Swiss Helvetia Fund | 6,648 | $81 | 0.0% | $11.95 | — | COM | 870875101 |
| — | Japan Smaller Cap Fund | 6,570 | $80 | 0.0% | $10.48 | — | COM | 47109U104 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $79 | 0.0% | $51.27 | — | COM | 97717W851 |
| XLB | Sector SPDR Materials | 1,400 | $79 | 0.0% | $49.62 | — | COM | 81369Y100 |
| IYT | iShares Transportation Average | 400 | $74 | 0.0% | $148.68 | — | COM | 464287192 |
| EUO | Proshares Ultrashort Euro | 3,650 | $74 | 0.0% | $19.15 | — | COM | 74347W882 |
| — | Clough Global Equity Common | 5,639 | $74 | 0.0% | $13.12 | — | COM | 18914C100 |
| — | PowerShares India | 2,775 | $69 | 0.0% | $21.58 | — | COM | 73935L100 |
| — | Petroleum & Resources Cp | 3,700 | $67 | 0.0% | $20.92 | — | COM | 716549100 |
| — | Blackrock Enhcd Cap & Incm | 4,240 | $66 | 0.0% | $14.13 | — | COM | 09256A109 |
| AAL | American Airlines Group Inc | 1,250 | $64 | 0.0% | $36.83 | +41.9% | COM | 02376R102 |
| — | POWERSHARES QQQ TRUST | 69 | $63 | 0.0% | — | — | Put | 73935A954 |
| SCHH | Schwab US REIT ETF | 1,560 | $59 | 0.0% | $35.99 | — | COM | 808524847 |
| EWH | iShares MSCI Hong Kong Index | 2,215 | $56 | 0.0% | $20.31 | — | COM | 464286871 |
| — | iPath MSCI India Index ETN | 674 | $56 | 0.0% | $68.84 | — | COM | 06739F291 |
| — | VanEck Vectors Agribusiness ET | 900 | $55 | 0.0% | $51.19 | — | COM | 57060U605 |
| HYS | Pimco 0-5 Year High Yld | 542 | $54 | 0.0% | $99.99 | — | COM | 72201R783 |
| — | Direxion All Cap Insider Senti | 1,304 | $53 | 0.0% | $43.77 | — | COM | 25459Y769 |
| — | Mrgn Stnly Asia Pac Fund | 2,897 | $52 | 0.0% | $17.69 | — | COM | 61744U106 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,279 | $51 | 0.0% | $35.37 | — | COM | 78463X202 |
| EDIV | SPDR S&P Emerging Markets Divi | 1,359 | $48 | 0.0% | $26.90 | — | COM | 78463X533 |
| EQS | Equus II Inc | 20,297 | $48 | 0.0% | $2.10 | +14.0% | COM | 294766100 |
| VV | Vanguard Large Cap ETF | 400 | $48 | 0.0% | $84.63 | — | COM | 922908637 |
| XJEQX | Aberdeen Japan Equity Fund Com | 5,099 | $46 | 0.0% | $8.83 | — | COM | 00306J109 |
| IBUY | Amplify Online Retail | 1,000 | $45 | 0.0% | $36.36 | — | COM | 032108102 |
| FNDC | Schwab Fundamental Intl Sm Co | 1,175 | $42 | 0.0% | $31.92 | — | COM | 808524748 |
| — | Loncar Cancer Immunotherapy ET | 1,400 | $40 | 0.0% | $24.50 | — | COM | 26922A826 |
| — | PowerShares Preferred ETF | 2,646 | $38 | 0.0% | $15.03 | — | COM | 73936T565 |
| — | Proshares Inverse S&P 500 | 1,281 | $38 | 0.0% | $30.20 | — | COM | 74347R503 |
| ILF | Ishares S&P Latin America | 1,030 | $38 | 0.0% | $36.35 | — | COM | 464287390 |
| VGK | Vanguard European | 600 | $34 | 0.0% | $53.96 | — | COM | 922042874 |
| — | Morgan Stanley China Fd | 1,390 | $34 | 0.0% | $24.62 | — | COM | 617468103 |
| — | Ellsworth Cv Grth&Inc Fd | 3,727 | $34 | 0.0% | $9.06 | — | COM | 289074106 |
| — | Western Asset Claymore | 2,798 | $31 | 0.0% | $11.15 | — | COM | 95766R104 |
| — | Central Fund of Canada | 2,250 | $29 | 0.0% | $12.44 | — | COM | 153501101 |
| — | ISHARES TR | 33 | $25 | 0.0% | — | — | Put | 464287955 |
| IWS | Ishares Russell Midcap Value I | 300 | $25 | 0.0% | $66.67 | — | COM | 464287473 |
| EZA | iShares MSCI South Africa | 370 | $25 | 0.0% | $65.51 | — | COM | 464286780 |
| — | PureFunds ISE Cyber Security E | 750 | $25 | 0.0% | $26.93 | — | COM | 30304R407 |
| — | Gabelli Global Deal Fund | 2,471 | $23 | 0.0% | $9.53 | — | COM | 36245G103 |
| — | ISHARES TR | 24 | $23 | 0.0% | — | — | Call | 464287906 |
| — | Clough Global Opportunities | 2,200 | $23 | 0.0% | $11.73 | — | COM | 18914E106 |
| — | Cohen & Steers Tot Ret Realty | 1,920 | $22 | 0.0% | $11.97 | — | COM | 19247R103 |
| QQQE | Direxion Shares Etf | 497 | $21 | 0.0% | $48.43 | — | COM | 25459Y207 |
| — | Aberdeen Israel Fund | 1,100 | $21 | 0.0% | $18.17 | — | COM | 00301L109 |
| PRNT | 3d Printing Etf | 900 | $21 | 0.0% | $25.56 | — | COM | 00214Q500 |
| SKYY | First Trust Cloud Computing ET | 442 | $21 | 0.0% | $40.50 | — | COM | 33734X192 |
| — | ETFS Physical Palladium Shares | 241 | $21 | 0.0% | $73.27 | — | COM | 26923A106 |
| XLE | Sector Spdr Engy Select | 300 | $20 | 0.0% | $98.99 | — | COM | 81369Y506 |
| — | AIG WTS EXP 01/19/21 @ 45 | 1,265 | $20 | 0.0% | $23.59 | — | COM | 026874156 |
| — | Gyrodyne Company of America | 963 | $19 | 0.0% | $17.82 | — | COM | 403820103 |
| PFF | iShares S&P U.S. Preferred Sto | 500 | $18 | 0.0% | $38.46 | — | COM | 464288687 |
| VWO | Vanguard Emerging Market | 400 | $18 | 0.0% | $41.98 | — | COM | 922042858 |
| — | Eaton Vance Tax Mgd Glbl | 1,400 | $16 | 0.0% | $11.43 | — | COM | 27829C105 |
| LIT | Global X Lithium & Battery Tec | 500 | $16 | 0.0% | $38.00 | — | COM | 37954Y855 |
| — | Putnam High Incm Bond Fd | 1,670 | $15 | 0.0% | $8.19 | — | COM | 746779107 |
| — | Mexico Equity & Income Common | 1,449 | $15 | 0.0% | $11.52 | — | COM | 592834105 |
| EWX | SPDR S&P Emerging Markets Smal | 300 | $15 | 0.0% | $47.78 | — | COM | 78463X756 |
| SCHO | Schwab Short-Term U.S. Treasur | 282 | $14 | 0.0% | $50.87 | — | COM | 808524862 |
| — | Guggenheim China Technology ET | 220 | $13 | 0.0% | $46.57 | — | COM | 18383Q135 |
| XXCHNXX | China Fund Inc | 598 | $13 | 0.0% | $20.28 | — | COM | 169373107 |
| EWC | iShares MSCI Canada Index | 500 | $13 | 0.0% | $30.04 | — | COM | 464286509 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $12 | 0.0% | $57.91 | — | COM | 97717X701 |
| — | Credit Suisse Silver Shares Co | 1,700 | $12 | 0.0% | $11.18 | — | COM | 22542D449 |
| — | GSV Capital Corp | 1,700 | $12 | 0.0% | $12.35 | — | COM | 36191J101 |
| DTD | Wisdomtree Total Dividnd | 124 | $11 | 0.0% | $69.81 | — | COM | 97717W109 |
| IYE | iShares DJ US Energy | 300 | $11 | 0.0% | $56.88 | — | COM | 464287796 |
| — | Bancroft Conv Fund Inc | 556 | $11 | 0.0% | $21.69 | — | COM | 059695106 |
| — | Alpine Global Dynamic Fd | 1,031 | $10 | 0.0% | $9.70 | — | COM | 02082E205 |
| — | Guggenheim Spin-Off | 200 | $10 | 0.0% | $40.00 | — | COM | 18383M605 |
| GXC | SPDR S&P China ETF | 84 | $9 | 0.0% | $79.00 | — | COM | 78463X400 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9 | 0.0% | $45.00 | — | COM | 464288240 |
| — | Van Kampen Advantage II | 910 | $9 | 0.0% | $9.89 | — | COM | 92112K107 |
| — | APPLE INC | 4 | $8 | 0.0% | — | — | Call | 037833900 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $8 | 0.0% | $70.00 | — | COM | 464288885 |
| — | Etfs Phys Platinum Etf | 100 | $8 | 0.0% | $134.57 | — | COM | 26922V101 |
| — | Guggenheim S&P MidCap 400 Pure | 55 | $8 | 0.0% | $120.00 | — | COM | 78355W601 |
| XLY | Sector Spdr Consumer Fd | 82 | $8 | 0.0% | $60.98 | — | COM | 81369Y407 |
| — | Guggenheim BRIC | 200 | $7 | 0.0% | $35.00 | — | COM | 18383M100 |
| — | ETFS Physical Precious Metals | 123 | $7 | 0.0% | $52.00 | — | COM | 26922W109 |
| — | FACEBOOK INC | 1 | $7 | 0.0% | — | — | Call | 30303M902 |
| — | Asia Pacific Fund | 478 | $7 | 0.0% | $12.60 | — | COM | 044901106 |
| PHYS | Sprott Phys Gld Tr Etn | 664 | $7 | 0.0% | $9.83 | — | COM | 85207H104 |
| — | Proshares Short Euro | 200 | $7 | 0.0% | $35.38 | — | COM | 74347W742 |
| — | Taiwan Fund Inc | 320 | $6 | 0.0% | $18.36 | — | COM | 874036106 |
| — | CSX CORP | 2 | $6 | 0.0% | — | — | Call | 126408903 |
| — | Claymore/BNY Mellon Frontier M | 361 | $5 | 0.0% | $16.42 | — | COM | 18383Q838 |
| — | Cohen & Steers Quality | 500 | $5 | 0.0% | $10.00 | — | COM | 19247L106 |
| PSLV | Sprott Phys Sil Tr Etf | 836 | $5 | 0.0% | $7.89 | — | COM | 85207K107 |
| — | Zoe's Kitchen Inc | 375 | $5 | 0.0% | $29.33 | — | COM | 98979J109 |
| — | Foxby Corp | 2,400 | $5 | 0.0% | $2.08 | — | COM | 351645106 |
| — | VanEck Vectors Vietnam ETF | 250 | $4 | 0.0% | $19.45 | — | COM | 57060U761 |
| VCSH | Vanguard Short-Term Corp Bd Id | 60 | $4 | 0.0% | $81.12 | — | COM | 92206C409 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $4 | 0.0% | $49.88 | — | COM | 464287374 |
| IYR | Ishares US Real Estate | 60 | $4 | 0.0% | $79.02 | — | COM | 464287739 |
| — | PowerShares S&P Intl Dev Low V | 100 | $3 | 0.0% | $34.21 | — | COM | 73937B688 |
| — | ETRACS 2x Closed-End Fund ETN | 200 | $3 | 0.0% | $15.00 | — | COM | 90270L842 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3 | 0.0% | $32.26 | — | COM | 46428R107 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3 | 0.0% | $30.00 | — | COM | 45409B800 |
| — | Blackrock Global Energy | 300 | $3 | 0.0% | $27.50 | — | COM | 09250U101 |
| — | Blackrock Global Opptys | 220 | $2 | 0.0% | $11.70 | — | COM | 092501105 |
| — | PowerShares FTSE RAFI US 1000 | 20 | $2 | 0.0% | $91.67 | — | COM | 73935X583 |
| — | Nuveen Qual Pfd Inc Fd | 253 | $2 | 0.0% | $9.89 | — | COM | 67072C105 |
| — | Guggenheim Canadian Energy Inc | 400 | $2 | 0.0% | $15.29 | — | COM | 18383Q606 |
| — | Guggenheim S&P500 Eq Weight Te | 12 | $1 | 0.0% | $80.36 | — | COM | 78355W817 |
| — | Exone Company | 250 | $1 | 0.0% | $20.00 | — | COM | 302104104 |
| — | Greater China Fund | 148 | $1 | 0.0% | $10.13 | — | COM | 39167B102 |
| — | ALTRIA GROUP INC | 2 | $1 | 0.0% | — | — | Call | 02209S903 |
| DDD | 3 D Systems Corp | 150 | $1 | 0.0% | $52.15 | -79.5% | COM | 88554D205 |
| — | AMERICAN INTL GROUP INC | 1 | $1 | 0.0% | — | — | Call | 026874904 |
| — | Ishares Msci Malaysia | 50 | $1 | 0.0% | $15.47 | — | COM | 464286830 |
| — | WEYERHAEUSER CO | 2 | $1 | 0.0% | — | — | Call | 962166904 |
| — | SPDR SERIES TRUST | 5 | $1 | 0.0% | — | — | Call | 78464A908 |
| EFV | iShares MSCI EAFE Value | 25 | $1 | 0.0% | $40.00 | — | COM | 464288877 |
| — | COCA COLA CO | 2 | $1 | 0.0% | — | — | Call | 191216900 |
| — | PowerShares S&P 500 High Beta | 33 | $1 | 0.0% | $31.22 | — | COM | 73937B829 |
| — | PFIZER INC | 2 | $1 | 0.0% | — | — | Call | 717081903 |
| — | Powershares SP SmallCap 600 Pu | 5 | $0 | 0.0% | — | — | COM | 78355W809 |
| — | Mvc Capital Inc | 40 | $0 | 0.0% | $11.73 | — | COM | 553829102 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $18.57 | — | COM | 63110R105 |
| — | Liberty All-Star Gr Fund | 23 | $0 | 0.0% | $4.34 | — | COM | 529900102 |
| — | VIRNETX HLDG CORP | 10 | $0 | 0.0% | — | — | Call | 92823T908 |
| — | ISHARES TR | 4 | $0 | 0.0% | — | — | Put | 464289950 |
| — | Advent Claymore Cnvt Secs & In | 100 | $0 | 0.0% | $5.00 | — | COM | 007639107 |
| — | APPLE INC | 2 | $0 | 0.0% | — | — | Put | 037833950 |
| SVVC | Firsthand Technology Value Fun | 7 | $0 | 0.0% | $19.40 | -46.4% | COM | 33766Y100 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $0 | 0.0% | — | — | COM | 808524789 |
| — | SELECT SECTOR SPDR TR | 5 | $0 | 0.0% | — | — | Put | 81369Y955 |