Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Jul 25, 2018
Total Value: $220M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 148,461 | $40.27M | 18.3% | $271.28 | $195.54 | +38.7% | COM | 78462F103 |
| — | General American Investors | 672,696 | $23.09M | 10.5% | $34.32 | $32.55 | — | COM | 368802104 |
| — | Adams Express Co | 1,267,313 | $19.54M | 8.9% | $15.42 | $12.97 | — | COM | 006212104 |
| SCHX | Schwab U.S. Large-Cap | 274,426 | $17.84M | 8.1% | $64.99 * | $9.17 | +18.1% | COM | 808524201 |
| — | Tri Continental Corp | 578,840 | $15.35M | 7.0% | $26.51 | $19.54 | — | COM | 895436103 |
| SCHB | Schwab U.S. Broad Market | 196,347 | $12.96M | 5.9% | $65.99 * | $9.43 | +16.6% | COM | 808524102 |
| — | Liberty All Star Eq Fd | 1,395,970 | $8.934M | 4.1% | $6.40 | $5.36 | — | COM | 530158104 |
| — | Invesco S&P 500 Equal Weight E | 78,866 | $8.036M | 3.7% | $101.89 | $91.42 | — | COM | 78355W106 |
| — | Dividend & Income Fund | 469,050 | $5.783M | 2.6% | $12.33 | $11.61 | — | COM | 25538A105 |
| — | SPDR Dow Jones Industrial Aver | 22,711 | $5.513M | 2.5% | $242.75 | $160.73 | — | COM | 252787106 |
| IWM | iShares Russell 2000 Index | 24,552 | $4.021M | 1.8% | $163.77 | $117.05 | +39.9% | COM | 464287655 |
| — | Special Opptys Fund | 230,191 | $3.457M | 1.6% | $15.02 | $16.26 | — | COM | 84741T104 |
| — | Royce Value Trust | 202,232 | $3.195M | 1.5% | $15.80 | $13.07 | — | COM | 780910105 |
| SCHV | Schwab U.S. Large-Cap Value | 50,786 | $2.698M | 1.2% | $53.12 * | $15.20 | +16.5% | COM | 808524409 |
| SCHA | Schwab U.S. Small-Cap | 36,053 | $2.652M | 1.2% | $73.56 * | $15.84 | +16.1% | COM | 808524607 |
| IVV | iShares S&P 500 Index Fund | 9,502 | $2.595M | 1.2% | $273.10 | $228.33 | +19.6% | COM | 464287200 |
| SCHM | Schwab U.S. Mid-Cap | 44,711 | $2.454M | 1.1% | $54.89 * | $14.54 | +25.8% | COM | 808524508 |
| — | Special Opp 3.5 Pfd Conv | 87,316 | $2.228M | 1.0% | $25.52 | $25.82 | — | COM | 84741T302 |
| — | Aberdeen Total Dynamic Dividen | 233,883 | $2.046M | 0.9% | $8.75 | $7.86 | — | COM | 021060108 |
| — | Vanguard S&P 500 ETF | 7,512 | $1.874M | 0.9% | $249.47 | $197.23 | — | COM | 922908413 |
| — | Invesco QQQ Trust | 8,284 | $1.422M | 0.6% | $171.66 | $86.84 | — | COM | 631100104 |
| — | Guggenheim Enhanced Eqty | 165,948 | $1.406M | 0.6% | $8.47 | $7.97 | — | COM | 40167B100 |
| — | American Intl Group Inc | 25,980 | $1.377M | 0.6% | $53.00 | $64.84 | — | COM | 026874107 |
| — | Gabelli Global Small and Mid C | 110,932 | $1.344M | 0.6% | $12.12 | $11.63 | — | COM | 36249W104 |
| — | ETFS Gold Trust ETF | 10,923 | $1.321M | 0.6% | $120.94 | $124.16 | — | COM | 26922Y105 |
| SCHG | Schwab U.S. Large-Cap Growth | 14,775 | $1.12M | 0.5% | $75.80 * | $6.10 | +55.4% | COM | 808524300 |
| — | Nuveen Dow 30 Dynamic Overwrit | 57,147 | $1.056M | 0.5% | $18.48 | $14.11 | — | COM | 67075F105 |
| — | AllianzGI NFJ Divid Int | 83,493 | $1.054M | 0.5% | $12.62 | $12.72 | — | COM | 65337H109 |
| — | MS India Investment Fund | 38,579 | $999K | 0.5% | $25.89 | $26.03 | — | COM | 61745C105 |
| SCHE | Schwab Emerging Markets Equity | 37,575 | $973K | 0.4% | $25.89 | $25.14 | +3.0% | COM | 808524706 |
| VTI | Vanguard Total Stock Mkt | 6,797 | $955K | 0.4% | $140.50 | $86.39 | +62.6% | COM | 922908769 |
| — | Gabelli Healthcare TRUST | 93,975 | $942K | 0.4% | $10.02 | $10.40 | — | COM | 36246K103 |
| — | Central Securities Corp | 30,912 | $861K | 0.4% | $27.85 | $25.82 | — | COM | 155123102 |
| SCHD | Sch US Div Equity Etf | 17,106 | $843K | 0.4% | $49.28 * | $12.80 | +28.3% | COM | 808524797 |
| IWF | iShares Russell 1000 Growth | 5,758 | $828K | 0.4% | $143.80 * | $20.77 | +73.1% | COM | 464287614 |
| SCHF | Schwab International Equity | 24,927 | $824K | 0.4% | $33.06 * | $15.97 | +3.5% | COM | 808524805 |
| KRE | SPDR S&P Regional Bking | 12,475 | $761K | 0.3% | $61.00 | $39.50 | +54.4% | COM | 78464A698 |
| — | Royce Micro-Cap TRUST | 61,816 | $618K | 0.3% | $10.00 | $8.60 | — | COM | 780915104 |
| SCHC | Schwab International Small-Cap | 15,022 | $542K | 0.2% | $36.08 | $32.11 | +12.3% | COM | 808524888 |
| — | Delaware Enhanced Gbl Div & In | 47,272 | $536K | 0.2% | $11.34 | $10.34 | — | COM | 246060107 |
| — | SPDR Gold Shares | 4,501 | $534K | 0.2% | $118.64 | $121.80 | — | COM | 863307104 |
| — | Herzfeld Caribbn Basn Fd | 78,473 | $518K | 0.2% | $6.60 | $7.18 | — | COM | 42804T106 |
| — | Royce Global Value Tr | 48,415 | $509K | 0.2% | $10.51 | $8.88 | — | COM | 78081T104 |
| SPEU | SPDR STOXX Europe 50 | 15,156 | $507K | 0.2% | $33.45 | $36.45 | -8.3% | COM | 78463X103 |
| — | Templeton Emrgng Mkt Fd | 32,895 | $484K | 0.2% | $14.71 | $13.23 | — | COM | 880191101 |
| — | MS Emerging Market Fund | 29,316 | $476K | 0.2% | $16.24 | $15.58 | — | COM | 61744G107 |
| OEF | iShares S&P 100 Index Fund | 3,955 | $473K | 0.2% | $119.60 | $72.66 | +64.6% | COM | 464287101 |
| IVW | iShares S&P 500 Growth | 5,550 | $443K | 0.2% | $79.82 * | $35.55 | +14.4% | COM | 464287309 |
| IWD | iShares Russell 1000 Value | 3,400 | $413K | 0.2% | $121.47 | $107.61 | +12.8% | COM | 464287598 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 13,320 | $392K | 0.2% | $29.43 | $27.30 | +7.8% | COM | 97717X560 |
| — | Boulder Growth & Income | 36,478 | $375K | 0.2% | $10.28 | $9.68 | — | COM | 101507101 |
| DGRW | WisdomTree U.S. Quality Divide | 8,985 | $368K | 0.2% | $40.96 | $38.28 | +7.1% | COM | 97717X669 |
| — | European Equity Fund | 38,715 | $364K | 0.2% | $9.40 | $8.59 | — | COM | 298768102 |
| — | Gabelli Div And Inc Tr | 15,530 | $350K | 0.2% | $22.54 | $19.50 | — | COM | 36242H104 |
| EEM | iShares MSCI Emrg Mkt ETF | 7,553 | $327K | 0.1% | $43.29 | $42.29 | +2.5% | COM | 464287234 |
| — | Swiss Helvetia Fund | 25,455 | $314K | 0.1% | $12.34 | $12.23 | — | COM | 870875101 |
| — | Royce Focus TRUST Inc | 36,410 | $285K | 0.1% | $7.83 | $7.55 | — | COM | 78080N108 |
| NXDT | NexPoint Credit Strategies Fun | 11,783 | $259K | 0.1% | $21.98 | $21.88 | — | COM | 65340G205 |
| DON | WisdomTree MidCap Dividend | 7,200 | $258K | 0.1% | $35.83 | $31.64 | +13.1% | COM | 97717W505 |
| XLV | Health Care Select Sector SPDR | 3,032 | $253K | 0.1% | $83.44 | $53.13 | +57.1% | COM | 81369Y209 |
| — | Aberdeen Emerg MKT Equity Inc | 35,828 | $251K | 0.1% | $7.01 | $7.01 | — | COM | 00301W105 |
| — | BlackRock Enhanced Dividend Ac | 24,447 | $224K | 0.1% | $9.16 | $7.55 | — | COM | 09251A104 |
| SCHK | Schwab 1000 Index ETF | 8,181 | $219K | 0.1% | $26.77 * | $12.99 | +3.0% | COM | 808524722 |
| — | Templeton Dragon Fund | 10,026 | $214K | 0.1% | $21.34 | $20.15 | — | COM | 88018T101 |
| HON | Honeywell International | 1,483 | $214K | 0.1% | $144.30 * | $84.52 | +31.8% | COM | 438516106 |
| — | Source Capital Inc | 5,328 | $212K | 0.1% | $39.79 | $38.43 | — | COM | 836144105 |
| — | Tekla Healthcare Opportu | 11,894 | $203K | 0.1% | $17.07 | $17.33 | — | COM | 879105104 |
| — | Invesco Buyback Achievers | 3,555 | $202K | 0.1% | $56.82 | $49.10 | — | COM | 73935X286 |
| XLI | Sector Spdr Indl Select | 2,732 | $196K | 0.1% | $71.74 | $52.21 | +37.2% | COM | 81369Y704 |
| DWX | SPDR S&P International Dividen | 4,688 | $180K | 0.1% | $38.40 | $43.00 | -10.9% | COM | 78463X772 |
| TBF | Proshares Short 20 Year Treas | 7,795 | $176K | 0.1% | $22.58 | $29.11 | -22.2% | COM | 74347X849 |
| TDIV | First Trust NASDAQ Technology | 4,800 | $170K | 0.1% | $35.42 | $25.71 | +37.8% | COM | 33738R118 |
| — | BlackRock Resources & Commdty | 18,276 | $170K | 0.1% | $9.30 | $8.60 | — | COM | 09257A108 |
| — | Lazard Glbl Total Retrun | 9,161 | $168K | 0.1% | $18.34 | $14.43 | — | COM | 52106W103 |
| ACWI | iShares MSCI ACWI Index | 2,280 | $162K | 0.1% | $71.05 | $56.34 | +26.2% | COM | 464288257 |
| SCHP | Schwab U.S. TIPS ETF | 2,694 | $148K | 0.1% | $54.94 * | $28.11 | -2.3% | COM | 808524870 |
| TIP | iShares Barclays TIPS Bond Fun | 1,293 | $146K | 0.1% | $112.92 | $117.63 | -4.0% | COM | 464287176 |
| — | India Fund Inc | 5,125 | $124K | 0.1% | $24.20 | $25.41 | — | COM | 454089103 |
| — | New Ireland Fund Inc | 10,572 | $123K | 0.1% | $11.63 | $12.80 | — | COM | 645673104 |
| — | Ing Prime Rate TRUST | 24,517 | $123K | 0.1% | $5.02 | $5.02 | — | COM | 44977W106 |
| XLK | Sector Spdr Tech Select | 1,749 | $122K | 0.1% | $69.75 * | $17.06 | +103.7% | COM | 81369Y803 |
| — | Ishares Msci Jpn Idx Fd | 2,083 | $121K | 0.1% | $58.09 | $11.99 | — | COM | 464286848 |
| — | iShares Gold Trust | 9,874 | $119K | 0.1% | $12.05 | $11.01 | — | COM | 464285105 |
| VT | Vanguard Total World | 1,525 | $112K | 0.1% | $73.44 | $58.01 | +26.5% | COM | 922042742 |
| — | Nuveen Real Asset Income | 6,440 | $104K | 0.0% | $16.15 | $17.96 | — | COM | 67074Y105 |
| MMM | 3m Company | 525 | $103K | 0.0% | $196.19 * | $138.93 | -9.4% | COM | 88579Y101 |
| SLV | iShares Silver Trust | 6,755 | $102K | 0.0% | $15.10 | $21.55 | -29.7% | COM | 46428Q109 |
| VIG | Vanguard Dividend Appreciation | 958 | $97,000 | 0.0% | $101.25 | $68.09 | +49.2% | COM | 921908844 |
| — | First Tr Enhcd Eqty Incm | 6,039 | $95,000 | 0.0% | $15.73 | $12.94 | — | COM | 337318109 |
| — | RMR Real Estate Income Fund | 5,167 | $95,000 | 0.0% | $18.39 | $19.26 | — | COM | 76970B101 |
| CEW | WisdomTree Emerging Currency E | 5,058 | $94,000 | 0.0% | $18.58 | $20.72 | -10.4% | COM | 97717W133 |
| SCHH | Schwab US REIT ETF | 2,185 | $91,000 | 0.0% | $41.65 * | $18.59 | +12.4% | COM | 808524847 |
| — | Etfs Silver TRUST Etf | 5,804 | $91,000 | 0.0% | $15.68 | $17.19 | — | COM | 26922X107 |
| — | Invesco S&P 500 Low Volatility | 1,870 | $89,000 | 0.0% | $47.59 | $38.76 | — | COM | 73937B779 |
| — | Call IWM MAR19 105 | 15 | $89,000 | 0.0% | $5933.33 | — | — | Call | 464287905 |
| — | LMP Capital & Income | 6,595 | $85,000 | 0.0% | $12.89 | $12.74 | — | COM | 795500107 |
| XLP | Sector Spdr Tr Con Stpls | 1,625 | $84,000 | 0.0% | $51.69 | $44.18 | +16.6% | COM | 81369Y308 |
| XLF | Sector Spdr Fincl Select | 3,170 | $84,000 | 0.0% | $26.50 | $25.67 | +3.6% | COM | 81369Y605 |
| EUO | Proshares Ultrashort Euro | 3,650 | $83,000 | 0.0% | $22.74 | $19.12 | +19.2% | COM | 74347W882 |
| — | Asa Gold & Precs Mtls | 8,175 | $83,000 | 0.0% | $10.15 | $12.68 | — | COM | G3156P103 |
| XLB | Sector SPDR Materials | 1,400 | $81,000 | 0.0% | $57.86 * | $24.13 | +20.3% | COM | 81369Y100 |
| SOXX | Ishares Semiconductor Index | 450 | $80,000 | 0.0% | $177.78 * | $22.94 | +159.0% | COM | 464287523 |
| — | Japan Smaller Cap Fund | 6,670 | $78,000 | 0.0% | $11.69 | $10.50 | — | COM | 47109U104 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $77,000 | 0.0% | $54.04 * | $147.78 | +9.6% | COM | 97717W851 |
| EWZ | Ishares Msci Brazil Indx | 2,160 | $69,000 | 0.0% | $31.94 | $47.67 | -32.8% | COM | 464286400 |
| — | Invesco India ETF | 2,725 | $67,000 | 0.0% | $24.59 | $21.58 | — | COM | 73935L100 |
| — | Call SPY SEP18 274 | 10 | $56,000 | 0.0% | $5600.00 | — | — | Call | 78462F903 |
| — | VanEck Vectors Agribusiness ET | 900 | $56,000 | 0.0% | $62.22 | $51.19 | — | COM | 57060U605 |
| IYT | iShares Transportation Average | 300 | $56,000 | 0.0% | $186.67 * | $36.15 | +28.8% | COM | 464287192 |
| — | Petroleum & Resources Cp | 2,750 | $55,000 | 0.0% | $20.00 | $20.92 | — | COM | 716549100 |
| HYS | Pimco 0-5 Year High Yld | 542 | $54,000 | 0.0% | $99.63 | $98.34 | +1.2% | COM | 72201R783 |
| — | Direxion All Cap Insider Senti | 1,300 | $54,000 | 0.0% | $41.54 | $43.77 | — | COM | 25459Y769 |
| — | Latin Amern Discovery Fd | 5,467 | $52,000 | 0.0% | $9.51 | $10.99 | — | COM | 51828C106 |
| IBUY | Amplify Online Retail | 1,000 | $51,000 | 0.0% | $51.00 | $36.26 | +41.2% | COM | 032108102 |
| VV | Vanguard Large Cap ETF | 400 | $50,000 | 0.0% | $125.00 | $81.31 | +53.4% | COM | 922908637 |
| FNDC | Schwab Fundamental Intl Sm Co | 1,401 | $49,000 | 0.0% | $34.98 | $31.54 | +10.6% | COM | 808524748 |
| EQS | Equus II Inc | 20,297 | $48,000 | 0.0% | $2.36 | $2.10 | +12.3% | COM | 294766100 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,257 | $48,000 | 0.0% | $38.19 | $36.01 | +6.4% | COM | 78463X202 |
| AAL | American Airlines Group Inc | 1,250 | $47,000 | 0.0% | $37.60 | $36.83 | +0.9% | COM | 02376R102 |
| SKYY | First Trust Cloud Computing ET | 862 | $46,000 | 0.0% | $53.36 | $45.84 | +16.0% | COM | 33734X192 |
| XJEQX | Aberdeen Japan Equity Fund Com | 5,011 | $44,000 | 0.0% | $8.78 | $8.83 | — | COM | 00306J109 |
| EDIV | SPDR S&P Emerging Markets Divi | 1,359 | $42,000 | 0.0% | $30.91 | $27.63 | +10.9% | COM | 78463X533 |
| EWH | iShares MSCI Hong Kong Index | 1,750 | $42,000 | 0.0% | $24.00 | $21.07 | +14.9% | COM | 464286871 |
| — | Mrgn Stnly Asia Pac Fund | 2,416 | $41,000 | 0.0% | $16.97 | $17.69 | — | COM | 61744U106 |
| — | Put SPY SEP18 270 | 56 | $40,000 | 0.0% | $714.29 | — | — | Put | 78462F953 |
| — | Loncar Cancer Immunotherapy ET | 1,650 | $40,000 | 0.0% | $24.24 | $24.46 | — | COM | 26922A826 |
| — | Invesco Preferred ETF | 2,346 | $34,000 | 0.0% | $14.49 | $15.03 | — | COM | 73936T565 |
| — | Gabelli Global Deal Fund | 3,671 | $34,000 | 0.0% | $9.26 | $9.45 | — | COM | 36245G103 |
| — | Western Asset Claymore | 2,798 | $31,000 | 0.0% | $11.08 | $11.15 | — | COM | 95766R104 |
| — | ETFMG Prime Cyber Security ETF | 750 | $28,000 | 0.0% | $37.33 | $26.93 | — | COM | 30304R407 |
| — | Central Fund of Canada | 2,250 | $28,000 | 0.0% | $12.44 | $12.44 | — | COM | 153501101 |
| IWS | Ishares Russell Midcap Value I | 300 | $27,000 | 0.0% | $90.00 | $63.67 | +39.0% | COM | 464287473 |
| — | Morgan Stanley China Fd | 1,100 | $25,000 | 0.0% | $22.73 | $24.62 | — | COM | 617468103 |
| — | MadisonClaymore Covered Call | 3,287 | $24,000 | 0.0% | $7.30 | $7.30 | — | COM | 556582104 |
| ILF | Ishares S&P Latin America | 780 | $23,000 | 0.0% | $29.49 | $37.16 | -20.4% | COM | 464287390 |
| QQQE | Direxion Shares Etf | 508 | $23,000 | 0.0% | $45.28 | $37.98 | +18.9% | COM | 25459Y207 |
| XLE | Sector Spdr Engy Select | 300 | $23,000 | 0.0% | $76.67 * | $46.88 | -19.0% | COM | 81369Y506 |
| VGK | Vanguard European | 400 | $22,000 | 0.0% | $55.00 * | $52.76 | +6.4% | COM | 922042874 |
| PRNT | 3d Printing Etf | 900 | $22,000 | 0.0% | $24.44 | $24.72 | +0.4% | COM | 00214Q500 |
| — | Clough Global Equity Common | 1,480 | $21,000 | 0.0% | $14.19 | $13.12 | — | COM | 18914C100 |
| — | Gyrodyne Company of America | 963 | $20,000 | 0.0% | $20.77 | $17.82 | — | COM | 403820103 |
| — | Clough Global Opportunities | 1,850 | $20,000 | 0.0% | $10.81 | $10.81 | — | COM | 18914E403 |
| — | AIG WTS EXP 01/19/21 45 | 1,265 | $18,000 | 0.0% | $14.23 | $23.59 | — | COM | 026874156 |
| — | Putnam High Incm Bond Fd | 1,670 | $16,000 | 0.0% | $9.58 | $8.19 | — | COM | 746779107 |
| LIT | Global X Lithium & Battery Tec | 500 | $16,000 | 0.0% | $32.00 | $33.00 | -1.5% | COM | 37954Y855 |
| EZA | iShares MSCI South Africa | 270 | $16,000 | 0.0% | $59.26 * | $65.05 | -11.5% | COM | 464286780 |
| — | Eaton Vance Risk Managed | 1,700 | $16,000 | 0.0% | $9.41 | $9.06 | — | COM | 27829G106 |
| — | Put QQQ JAN19 157 | 49 | $16,000 | 0.0% | $326.53 | — | — | Put | 46090E953 |
| — | Mexico Equity & Income Common | 1,449 | $15,000 | 0.0% | $10.35 | $11.52 | — | COM | 592834105 |
| EWC | iShares MSCI Canada Index | 500 | $14,000 | 0.0% | $28.00 | $29.46 | -3.2% | COM | 464286509 |
| — | Advent Claymore Cnvt Secs & In | 2,417 | $14,000 | 0.0% | $5.79 | $5.76 | — | COM | 007639107 |
| PFF | iShares S&P U.S. Preferred Sto | 370 | $14,000 | 0.0% | $37.84 | $38.96 | -3.2% | COM | 464288687 |
| EWX | SPDR S&P Emerging Markets Smal | 300 | $14,000 | 0.0% | $46.67 | $50.43 | -5.9% | COM | 78463X756 |
| SCHO | Schwab Short-Term U.S. Treasur | 282 | $14,000 | 0.0% | $49.65 * | $25.28 | -1.6% | COM | 808524862 |
| XPHTX | Pioneer High Income Trust | 1,450 | $13,000 | 0.0% | $8.97 | $8.97 | — | COM | 72369H106 |
| IYE | iShares DJ US Energy | 300 | $13,000 | 0.0% | $43.33 * | $53.92 | -22.2% | COM | 464287796 |
| — | Credit Suisse Silver Shares Co | 1,700 | $13,000 | 0.0% | $7.65 | $11.18 | — | COM | 22542D449 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $13,000 | 0.0% | $65.00 * | $28.39 | +11.2% | COM | 97717X701 |
| — | Bancroft Conv Fund Inc | 556 | $12,000 | 0.0% | $21.58 | $21.69 | — | COM | 059695106 |
| XXCHNXX | China Fund Inc | 598 | $12,000 | 0.0% | $20.07 | $20.28 | — | COM | 169373107 |
| — | Invesco China Technology ETF | 220 | $12,000 | 0.0% | $54.55 | $46.57 | — | COM | 18383Q135 |
| — | ETFS Physical Palladium Shares | 118 | $11,000 | 0.0% | $93.22 | $73.27 | — | COM | 26923A106 |
| — | Aberdeen Global Dynamic Divide | 1,031 | $11,000 | 0.0% | $10.67 | $10.67 | — | COM | 00302M106 |
| — | Invesco Spin-Off ETF | 200 | $11,000 | 0.0% | $55.00 | $40.00 | — | COM | 18383M605 |
| DTD | Wisdomtree Total Dividnd | 125 | $11,000 | 0.0% | $88.00 * | $34.70 | +31.3% | COM | 97717W109 |
| — | Call FB JAN19 90 | 1 | $11,000 | 0.0% | $11000.00 | — | — | Call | 30303M902 |
| — | Blackrock Intl Growth Tr | 1,500 | $9,000 | 0.0% | $6.00 | $6.00 | — | COM | 092524107 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9,000 | 0.0% | $45.00 * | $45.89 | +3.0% | COM | 464288240 |
| XLY | Sector Spdr Consumer Fd | 82 | $9,000 | 0.0% | $109.76 * | $31.82 | +71.8% | COM | 81369Y407 |
| — | Invesco S&P MidCap 400 Pure Gr | 55 | $9,000 | 0.0% | $163.64 | $120.00 | — | COM | 78355W601 |
| — | Call CSX JAN19 25 | 2 | $8,000 | 0.0% | $4000.00 | — | — | Call | 126408903 |
| VWO | Vanguard Emerging Market | 200 | $8,000 | 0.0% | $40.00 * | $42.05 | +0.4% | COM | 922042858 |
| — | Proshares Short Euro | 200 | $8,000 | 0.0% | $40.00 | $35.38 | — | COM | 74347W742 |
| — | ETFS Physical Precious Metals | 123 | $8,000 | 0.0% | $65.04 | $52.00 | — | COM | 26922W109 |
| — | Etfs Phys Platinum Etf | 100 | $8,000 | 0.0% | $80.00 | $134.57 | — | COM | 26922V101 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $8,000 | 0.0% | $80.00 | $69.32 | +13.7% | COM | 464288885 |
| GXC | SPDR S&P China ETF | 78 | $8,000 | 0.0% | $102.56 * | $83.04 | +26.2% | COM | 78463X400 |
| — | Asia Pacific Fund | 478 | $7,000 | 0.0% | $14.64 | $12.60 | — | COM | 044901106 |
| — | Invesco BRIC ETF | 200 | $7,000 | 0.0% | $35.00 | $35.00 | — | COM | 18383M100 |
| — | Put IWM SEP18 155 | 26 | $7,000 | 0.0% | $269.23 | — | — | Put | 464287955 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6,000 | 0.0% | $9.77 | $9.83 | — | COM | 85207H104 |
| — | Taiwan Fund Inc | 320 | $6,000 | 0.0% | $18.75 | $18.36 | — | COM | 874036106 |
| — | Proshares Inverse S&P 500 | 212 | $6,000 | 0.0% | $28.30 | $30.20 | — | COM | 74347R503 |
| — | Foxby Corp | 2,400 | $5,000 | 0.0% | $2.08 | $2.08 | — | COM | 351645106 |
| — | GSV Capital Corp | 700 | $5,000 | 0.0% | $7.14 | $12.35 | — | COM | 36191J101 |
| — | Claymore/BNY Mellon Frontier M | 361 | $5,000 | 0.0% | $13.85 | $16.42 | — | COM | 18383Q838 |
| — | Blackrock Global Energy | 300 | $5,000 | 0.0% | $16.67 | $27.50 | — | COM | 09250U101 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $5,000 | 0.0% | $37.88 * | $46.54 | -20.8% | COM | 464287374 |
| IYR | Ishares US Real Estate | 60 | $5,000 | 0.0% | $83.33 * | $75.99 | +6.0% | COM | 464287739 |
| VCSH | Vanguard Short-Term Corp Bd Id | 60 | $5,000 | 0.0% | $83.33 * | $80.44 | -2.9% | COM | 92206C409 |
| PSLV | Sprott Phys Sil Tr Etf | 736 | $4,000 | 0.0% | $5.43 | $7.89 | — | COM | 85207K107 |
| — | Zoes Kitchen Inc | 375 | $4,000 | 0.0% | $10.67 | $29.33 | — | COM | 98979J109 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $16.00 | $19.45 | — | COM | 57060U761 |
| — | iPath MSCI India Index ETN | 50 | $4,000 | 0.0% | $80.00 | $68.84 | — | COM | 06739F291 |
| — | Invesco Canadian Energy Income | 400 | $3,000 | 0.0% | $7.50 | $15.29 | — | COM | 18383Q606 |
| — | Nuveen Qual Pfd Inc Fd | 324 | $3,000 | 0.0% | $9.26 | $9.75 | — | COM | 67072C105 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3,000 | 0.0% | $30.00 * | $30.30 | +1.3% | COM | 45409B800 |
| — | Blackrock Enhcd Cap & Incm | 200 | $3,000 | 0.0% | $15.00 | $14.13 | — | COM | 09256A109 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3,000 | 0.0% | $16.13 * | $31.96 | -44.0% | COM | 46428R107 |
| — | Invesco S&P Intl Dev Low Volat | 100 | $3,000 | 0.0% | $30.00 | $34.21 | — | COM | 73937B688 |
| EFA | iShares MSCI EAFE Index Fund | 50 | $3,000 | 0.0% | $60.00 * | $71.20 | -5.9% | COM | 464287465 |
| — | Call PFE JAN19 28 | 2 | $2,000 | 0.0% | $1000.00 | — | — | Call | 717081903 |
| — | Exone Company | 250 | $2,000 | 0.0% | $8.00 | $20.00 | — | COM | 302104104 |
| — | Blackrock Global Opptys | 220 | $2,000 | 0.0% | $9.09 | $11.70 | — | COM | 092501105 |
| DDD | 3 D Systems Corp | 150 | $2,000 | 0.0% | $13.33 * | $52.15 | -73.5% | COM | 88554D205 |
| — | Advent Claymore Conv & Income | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 00764C109 |
| — | Ishares Msci Malaysia | 50 | $2,000 | 0.0% | $40.00 | $15.47 | — | COM | 464286830 |
| — | Invesco FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $100.00 | $91.67 | — | COM | 73935X583 |
| — | Invesco S&P500 Eq Weight Techn | 12 | $2,000 | 0.0% | $166.67 | $80.36 | — | COM | 78355W817 |
| — | Call MO JAN19 55 | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 02209S903 |
| — | Invesco S&P 500 High Beta | 33 | $1,000 | 0.0% | $30.30 | $31.22 | — | COM | 73937B829 |
| EFV | iShares MSCI EAFE Value | 25 | $1,000 | 0.0% | $40.00 * | $51.71 | -0.7% | COM | 464288877 |
| — | Powershares SP SmallCap 600 Pu | 6 | $1,000 | 0.0% | $166.67 | $166.67 | — | COM | 78355W809 |
| — | Call OAS NOV18 12 | 6 | $1,000 | 0.0% | $166.67 | — | — | Call | 674215108 |
| — | Call PSX JUL18 112 | 4 | $1,000 | 0.0% | $250.00 | — | — | Call | 718546904 |
| — | Call KO JAN19 38 | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 191216900 |
| — | Call WY JAN19 30 | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 962166904 |
| — | Call AIG JAN19 45 | 1 | $1,000 | 0.0% | $1000.00 | — | — | Call | 026874904 |
| — | Mvc Capital Inc | 40 | $0 | 0.0% | $0.00 | $11.73 | — | COM | 553829102 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $0.00 | $18.57 | — | COM | 63110R105 |
| — | Liberty All-Star Gr Fund | 23 | $0 | 0.0% | $0.00 | $4.34 | — | COM | 529900102 |
| — | Call VHC JAN19 7 | 10 | $0 | 0.0% | $0.00 | — | — | Call | 92823T908 |
| SVVC | Firsthand Technology Value Fun | 7 | $0 | 0.0% | $0.00 | $19.40 | -37.6% | COM | 33766Y100 |
| — | Call DIA SEP18 259 | 2 | $0 | 0.0% | $0.00 | — | — | Call | 78467X909 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $0 | 0.0% | $0.00 | $10.14 | +22.9% | COM | 808524789 |