Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Oct 25, 2018
Total Value: $233M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 148,709 | $43.23M | 18.5% | $290.72 | $195.54 | +48.7% | COM | 78462F103 |
| — | General American Investors | 669,462 | $24.75M | 10.6% | $36.97 | $32.55 | — | COM | 368802104 |
| — | Adams Express Co | 1,233,763 | $20.57M | 8.8% | $16.67 | $12.97 | — | COM | 006212104 |
| SCHX | Schwab U.S. Large-Cap | 278,285 | $19.36M | 8.3% | $69.56 * | $9.20 | +26.0% | COM | 808524201 |
| — | Tri Continental Corp | 577,835 | $16.1M | 6.9% | $27.87 | $19.54 | — | COM | 895436103 |
| SCHB | Schwab U.S. Broad Market | 193,089 | $13.59M | 5.8% | $70.39 * | $9.43 | +24.4% | COM | 808524102 |
| — | Liberty All Star Eq Fd | 1,346,329 | $9.169M | 3.9% | $6.81 | $5.36 | — | COM | 530158104 |
| — | Invesco S&P 500 Equal Weight E | 75,037 | $8.015M | 3.4% | $106.81 | $91.42 | — | COM | 78355W106 |
| — | Royce Value Trust | 366,128 | $5.986M | 2.6% | $16.35 | $14.54 | — | COM | 780910105 |
| — | SPDR Dow Jones Industrial Aver | 22,403 | $5.923M | 2.5% | $264.38 | $160.73 | — | COM | 252787106 |
| — | Dividend & Income Fund | 473,992 | $5.655M | 2.4% | $11.93 | $11.61 | — | COM | 25538A105 |
| IWM | iShares Russell 2000 Index | 28,072 | $4.732M | 2.0% | $168.57 | $123.54 | +36.4% | COM | 464287655 |
| — | Special Opptys Fund | 257,935 | $3.877M | 1.7% | $15.03 | $16.13 | — | COM | 84741T104 |
| SCHA | Schwab U.S. Small-Cap | 46,411 | $3.535M | 1.5% | $76.17 * | $16.56 | +15.0% | COM | 808524607 |
| SCHV | Schwab U.S. Large-Cap Value | 53,978 | $3.027M | 1.3% | $56.08 * | $15.39 | +21.4% | COM | 808524409 |
| SCHM | Schwab U.S. Mid-Cap | 46,633 | $2.697M | 1.2% | $57.83 * | $14.73 | +30.9% | COM | 808524508 |
| IVV | iShares S&P 500 Index Fund | 8,852 | $2.591M | 1.1% | $292.70 | $228.33 | +28.2% | COM | 464287200 |
| — | Special Opp 3.5 Pfd Conv | 87,096 | $2.221M | 1.0% | $25.50 | $25.82 | — | COM | 84741T302 |
| — | Aberdeen Total Dynamic Dividen | 230,483 | $2.024M | 0.9% | $8.78 | $7.86 | — | COM | 021060108 |
| — | Invesco QQQ Trust | 8,084 | $1.502M | 0.6% | $185.80 | $86.84 | — | COM | 631100104 |
| — | Vanguard S&P 500 ETF | 5,432 | $1.451M | 0.6% | $267.12 | $197.23 | — | COM | 922908413 |
| — | Gabelli Global Small and Mid C | 109,024 | $1.33M | 0.6% | $12.20 | $11.63 | — | COM | 36249W104 |
| — | American Intl Group Inc | 23,540 | $1.253M | 0.5% | $53.23 | $64.84 | — | COM | 026874107 |
| SCHG | Schwab U.S. Large-Cap Growth | 15,256 | $1.251M | 0.5% | $82.00 * | $6.22 | +64.9% | COM | 808524300 |
| — | Guggenheim Enhanced Eqty | 139,364 | $1.225M | 0.5% | $8.79 | $7.97 | — | COM | 40167B100 |
| — | Aberdeen Standard Phys SwissGo | 10,550 | $1.214M | 0.5% | $115.07 | $124.16 | — | COM | 26922Y105 |
| — | AllianzGI NFJ Divid Int | 81,073 | $1.062M | 0.5% | $13.10 | $12.72 | — | COM | 65337H109 |
| — | Gabelli Healthcare TRUST | 93,975 | $1.036M | 0.4% | $11.02 | $10.40 | — | COM | 36246K103 |
| VTI | Vanguard Total Stock Mkt | 6,647 | $995K | 0.4% | $149.69 | $86.39 | +73.2% | COM | 922908769 |
| SCHE | Schwab Emerging Markets Equity | 37,384 | $961K | 0.4% | $25.71 | $25.14 | +2.3% | COM | 808524706 |
| SCHD | Sch US Div Equity Etf | 17,189 | $911K | 0.4% | $53.00 * | $12.80 | +38.0% | COM | 808524797 |
| IWF | iShares Russell 1000 Growth | 5,708 | $890K | 0.4% | $155.92 * | $20.77 | +87.8% | COM | 464287614 |
| — | MS India Investment Fund | 37,629 | $882K | 0.4% | $23.44 | $26.03 | — | COM | 61745C105 |
| — | Central Securities Corp | 28,947 | $854K | 0.4% | $29.50 | $25.82 | — | COM | 155123102 |
| SCHF | Schwab International Equity | 25,024 | $839K | 0.4% | $33.53 * | $15.97 | +5.0% | COM | 808524805 |
| KRE | SPDR S&P Regional Bking | 12,015 | $714K | 0.3% | $59.43 | $39.50 | +50.4% | COM | 78464A698 |
| — | Nuveen Dow 30 Dynamic Overwrit | 30,518 | $604K | 0.3% | $19.79 | $14.11 | — | COM | 67075F105 |
| — | Royce Micro-Cap TRUST | 53,303 | $544K | 0.2% | $10.21 | $8.60 | — | COM | 780915104 |
| SCHC | Schwab International Small-Cap | 15,074 | $538K | 0.2% | $35.69 | $32.11 | +11.1% | COM | 808524888 |
| OEF | iShares S&P 100 Index Fund | 3,955 | $513K | 0.2% | $129.71 | $72.66 | +78.4% | COM | 464287101 |
| — | Royce Global Value Tr | 48,415 | $509K | 0.2% | $10.51 | $8.88 | — | COM | 78081T104 |
| — | Delaware Enhanced Gbl Div & In | 44,372 | $497K | 0.2% | $11.20 | $10.34 | — | COM | 246060107 |
| — | Templeton Emrgng Mkt Fd | 33,095 | $485K | 0.2% | $14.65 | $13.23 | — | COM | 880191101 |
| SPEU | SPDR STOXX Europe 50 | 14,339 | $482K | 0.2% | $33.61 | $36.45 | -7.8% | COM | 78463X103 |
| — | SPDR Gold Shares | 4,251 | $479K | 0.2% | $112.68 | $121.80 | — | COM | 863307104 |
| IVW | iShares S&P 500 Growth | 5,500 | $475K | 0.2% | $86.36 * | $35.55 | +24.6% | COM | 464287309 |
| — | MS Emerging Market Fund | 28,616 | $446K | 0.2% | $15.59 | $15.58 | — | COM | 61744G107 |
| — | Herzfeld Caribbn Basn Fd | 69,433 | $446K | 0.2% | $6.42 | $7.18 | — | COM | 42804T106 |
| IWD | iShares Russell 1000 Value | 3,300 | $418K | 0.2% | $126.67 | $107.61 | +17.7% | COM | 464287598 |
| XJEQX | Aberdeen Japan Equity Fund Com | 49,372 | $414K | 0.2% | $8.39 | $8.43 | — | COM | 00306J109 |
| — | Boulder Growth & Income | 36,510 | $409K | 0.2% | $11.20 | $9.68 | — | COM | 101507101 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 13,030 | $399K | 0.2% | $30.62 | $27.30 | +12.2% | COM | 97717X560 |
| DGRW | WisdomTree U.S. Quality Divide | 8,830 | $391K | 0.2% | $44.28 | $38.28 | +15.8% | COM | 97717X669 |
| — | European Equity Fund | 37,772 | $355K | 0.2% | $9.40 | $8.59 | — | COM | 298768102 |
| EEM | iShares MSCI Emrg Mkt ETF | 7,553 | $324K | 0.1% | $42.90 | $42.29 | +1.5% | COM | 464287234 |
| — | Royce Focus TRUST Inc | 40,800 | $301K | 0.1% | $7.38 | $7.54 | — | COM | 78080N108 |
| XLV | Health Care Select Sector SPDR | 3,032 | $288K | 0.1% | $94.99 | $53.13 | +79.1% | COM | 81369Y209 |
| DON | WisdomTree MidCap Dividend | 7,200 | $266K | 0.1% | $36.94 | $31.64 | +16.6% | COM | 97717W505 |
| — | Aberdeen Emerg MKT Equity Inc | 37,984 | $261K | 0.1% | $6.87 | $7.00 | — | COM | 00301W105 |
| — | Tekla Healthcare Opportu | 13,394 | $251K | 0.1% | $18.74 | $17.49 | — | COM | 879105104 |
| HON | Honeywell International | 1,482 | $247K | 0.1% | $166.67 * | $84.52 | +53.0% | COM | 438516106 |
| — | Source Capital Inc | 5,578 | $224K | 0.1% | $40.16 | $38.51 | — | COM | 836144105 |
| SCHK | Schwab 1000 Index ETF | 7,633 | $218K | 0.1% | $28.56 * | $12.99 | +10.1% | COM | 808524722 |
| XLI | Sector Spdr Indl Select | 2,732 | $214K | 0.1% | $78.33 | $52.21 | +50.2% | COM | 81369Y704 |
| — | Invesco Buyback Achievers | 3,405 | $208K | 0.1% | $61.09 | $49.10 | — | COM | 73935X286 |
| — | Templeton Dragon Fund | 9,331 | $186K | 0.1% | $19.93 | $20.15 | — | COM | 88018T101 |
| TDIV | First Trust NASDAQ Technology | 4,800 | $184K | 0.1% | $38.33 | $25.71 | +49.4% | COM | 33738R118 |
| ACWI | iShares MSCI ACWI Index | 2,280 | $169K | 0.1% | $74.12 | $56.34 | +31.8% | COM | 464288257 |
| TBF | Proshares Short 20 Year Treas | 7,095 | $166K | 0.1% | $23.40 | $29.11 | -19.6% | COM | 74347X849 |
| — | BlackRock Resources & Commdty | 18,276 | $166K | 0.1% | $9.08 | $8.60 | — | COM | 09257A108 |
| NXDT | NexPoint Credit Strategies Fun | 7,329 | $164K | 0.1% | $22.38 | $21.88 | — | COM | 65340G205 |
| — | Lazard Glbl Total Retrun | 9,161 | $163K | 0.1% | $17.79 | $14.43 | — | COM | 52106W103 |
| — | BlackRock Enhanced Dividend Ac | 16,709 | $159K | 0.1% | $9.52 | $7.55 | — | COM | 09251A104 |
| — | Gabelli Div And Inc Tr | 6,571 | $157K | 0.1% | $23.89 | $19.50 | — | COM | 36242H104 |
| DWX | SPDR S&P International Dividen | 4,097 | $155K | 0.1% | $37.83 | $43.00 | -11.8% | COM | 78463X772 |
| TIP | iShares Barclays TIPS Bond Fun | 1,293 | $143K | 0.1% | $110.60 | $117.63 | -6.0% | COM | 464287176 |
| XLK | Sector Spdr Tech Select | 1,749 | $132K | 0.1% | $75.47 * | $17.06 | +120.8% | COM | 81369Y803 |
| — | Ing Prime Rate TRUST | 24,517 | $122K | 0.1% | $4.98 | $5.02 | — | COM | 44977W106 |
| — | India Fund Inc | 5,425 | $120K | 0.1% | $22.12 | $25.23 | — | COM | 454089103 |
| SCHP | Schwab U.S. TIPS ETF | 2,209 | $119K | 0.1% | $53.87 * | $28.11 | -4.0% | COM | 808524870 |
| VT | Vanguard Total World | 1,525 | $116K | 0.0% | $76.07 | $58.01 | +30.7% | COM | 922042742 |
| — | New Ireland Fund Inc | 10,572 | $112K | 0.0% | $10.59 | $12.80 | — | COM | 645673104 |
| — | iShares Russell 2000 Index | 29 | $112K | 0.0% | $3862.07 | — | — | Call | 464287905 |
| MMM | 3m Company | 525 | $111K | 0.0% | $211.43 * | $138.93 | -2.3% | COM | 88579Y101 |
| — | Aberdeen Standard Phys Silver | 7,754 | $110K | 0.0% | $14.19 | $16.44 | — | COM | 26922X107 |
| — | iShares Gold Trust | 9,374 | $107K | 0.0% | $11.41 | $11.01 | — | COM | 464285105 |
| VIG | Vanguard Dividend Appreciation | 958 | $106K | 0.0% | $110.65 | $68.09 | +62.6% | COM | 921908844 |
| — | Ishares Msci Jpn Idx Fd | 1,673 | $101K | 0.0% | $60.37 | $11.99 | — | COM | 464286848 |
| — | ETFMG Alternative Harvest ETF | 2,485 | $100K | 0.0% | $40.24 | $40.24 | — | COM | 26924G508 |
| — | Nuveen Real Asset Income | 5,930 | $96,000 | 0.0% | $16.19 | $17.96 | — | COM | 67074Y105 |
| SCHH | Schwab US REIT ETF | 2,297 | $96,000 | 0.0% | $41.79 * | $18.72 | +11.5% | COM | 808524847 |
| XLF | Sector Spdr Fincl Select | 3,320 | $92,000 | 0.0% | $27.71 | $25.77 | +7.0% | COM | 81369Y605 |
| CEW | WisdomTree Emerging Currency E | 5,058 | $92,000 | 0.0% | $18.19 | $20.72 | -12.0% | COM | 97717W133 |
| XLP | Sector Spdr Tr Con Stpls | 1,625 | $88,000 | 0.0% | $54.15 | $44.18 | +22.1% | COM | 81369Y308 |
| — | RMR Real Estate Income Fund | 4,790 | $86,000 | 0.0% | $17.95 | $19.26 | — | COM | 76970B101 |
| — | Invesco S&P 500 Low Volatility | 1,736 | $86,000 | 0.0% | $49.54 | $38.76 | — | COM | 73937B779 |
| SOXX | Ishares Semiconductor Index | 450 | $83,000 | 0.0% | $184.44 * | $22.94 | +168.9% | COM | 464287523 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $83,000 | 0.0% | $58.25 * | $147.78 | +17.6% | COM | 97717W851 |
| — | Asa Gold & Precs Mtls | 9,175 | $81,000 | 0.0% | $8.83 | $12.26 | — | COM | G3156P103 |
| XLB | Sector SPDR Materials | 1,400 | $81,000 | 0.0% | $57.86 * | $24.13 | +20.0% | COM | 81369Y100 |
| — | LMP Capital & Income | 5,595 | $76,000 | 0.0% | $13.58 | $12.74 | — | COM | 795500107 |
| EWZ | Ishares Msci Brazil Indx | 2,160 | $73,000 | 0.0% | $33.80 | $47.67 | -29.2% | COM | 464286400 |
| — | SPDR S&P 500 ETF Trust | 10 | $68,000 | 0.0% | $6800.00 | — | — | Call | 78462F903 |
| SKYY | First Trust Cloud Computing ET | 1,139 | $65,000 | 0.0% | $57.07 | $48.18 | +17.7% | COM | 33734X192 |
| EUO | Proshares Ultrashort Euro | 2,700 | $63,000 | 0.0% | $23.33 | $19.12 | +21.9% | COM | 74347W882 |
| — | Invesco India ETF | 2,625 | $63,000 | 0.0% | $24.00 | $21.58 | — | COM | 73935L100 |
| SLV | iShares Silver Trust | 4,455 | $61,000 | 0.0% | $13.69 | $21.55 | -36.3% | COM | 46428Q109 |
| IYT | iShares Transportation Average | 300 | $61,000 | 0.0% | $203.33 * | $36.15 | +41.5% | COM | 464287192 |
| — | Liberty All-Star Gr Fund | 9,223 | $59,000 | 0.0% | $6.40 | $6.39 | — | COM | 529900102 |
| — | Japan Smaller Cap Fund | 5,330 | $59,000 | 0.0% | $11.07 | $10.50 | — | COM | 47109U104 |
| — | Invesco QQQ TR | 10 | $57,000 | 0.0% | $5700.00 | — | — | Call | 46090E903 |
| — | Petroleum & Resources Cp | 2,750 | $55,000 | 0.0% | $20.00 | $20.92 | — | COM | 716549100 |
| VV | Vanguard Large Cap ETF | 400 | $53,000 | 0.0% | $132.50 | $81.31 | +64.2% | COM | 922908637 |
| — | Direxion All Cap Insider Senti | 1,300 | $53,000 | 0.0% | $40.77 | $43.77 | — | COM | 25459Y769 |
| AAL | American Airlines Group Inc | 1,250 | $52,000 | 0.0% | $41.60 * | $36.83 | +10.1% | COM | 02376R102 |
| — | Latin Amern Discovery Fd | 4,717 | $52,000 | 0.0% | $11.02 | $10.99 | — | COM | 51828C106 |
| IBUY | Amplify Online Retail | 1,000 | $52,000 | 0.0% | $52.00 | $36.26 | +43.3% | COM | 032108102 |
| — | Loncar Cancer Immunotherapy ET | 2,060 | $51,000 | 0.0% | $24.76 | $24.52 | — | COM | 26922A826 |
| — | Bancroft Conv Fund Inc | 2,191 | $50,000 | 0.0% | $22.82 | $22.53 | — | COM | 059695106 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,257 | $48,000 | 0.0% | $38.19 | $36.01 | +6.3% | COM | 78463X202 |
| FNDC | Schwab Fundamental Intl Sm Co | 1,401 | $48,000 | 0.0% | $34.26 | $31.54 | +9.5% | COM | 808524748 |
| HYS | Pimco 0-5 Year High Yld | 446 | $45,000 | 0.0% | $100.90 | $98.34 | +2.3% | COM | 72201R783 |
| — | Gabelli Global Deal Fund | 4,871 | $44,000 | 0.0% | $9.03 | $9.34 | — | COM | 36245G103 |
| — | VanEck Vectors Agribusiness ET | 660 | $43,000 | 0.0% | $65.15 | $51.19 | — | COM | 57060U605 |
| — | Advent Claymore Conv & Income | 2,754 | $43,000 | 0.0% | $15.61 | $15.77 | — | COM | 00764C109 |
| EDIV | SPDR S&P Emerging Markets Divi | 1,359 | $42,000 | 0.0% | $30.91 | $27.63 | +11.3% | COM | 78463X533 |
| EWH | iShares MSCI Hong Kong Index | 1,750 | $42,000 | 0.0% | $24.00 | $21.07 | +13.5% | COM | 464286871 |
| EQS | Equus II Inc | 20,297 | $40,000 | 0.0% | $1.97 | $2.10 | -5.3% | COM | 294766100 |
| — | Morgan Stanley China Fd | 1,600 | $34,000 | 0.0% | $21.25 | $23.57 | — | COM | 617468103 |
| — | AdvisorShares New Tech and Med | 1,527 | $34,000 | 0.0% | $22.27 | $22.27 | — | COM | 00768Y552 |
| — | ETFMG Prime Cyber Security ETF | 800 | $32,000 | 0.0% | $40.00 | $27.75 | — | COM | 30304R407 |
| — | Western Asset Claymore | 2,798 | $30,000 | 0.0% | $10.72 | $11.15 | — | COM | 95766R104 |
| — | Mrgn Stnly Asia Pac Fund | 1,816 | $30,000 | 0.0% | $16.52 | $17.69 | — | COM | 61744U106 |
| — | First Tr Enhcd Eqty Incm | 1,820 | $29,000 | 0.0% | $15.93 | $12.94 | — | COM | 337318109 |
| IWS | Ishares Russell Midcap Value I | 300 | $27,000 | 0.0% | $90.00 | $63.67 | +41.8% | COM | 464287473 |
| — | Invesco Preferred ETF | 1,738 | $25,000 | 0.0% | $14.38 | $15.03 | — | COM | 73936T565 |
| ILF | Ishares S&P Latin America | 780 | $24,000 | 0.0% | $30.77 * | $37.16 | -15.5% | COM | 464287390 |
| QQQE | Direxion Shares Etf | 511 | $24,000 | 0.0% | $46.97 | $37.98 | +24.5% | COM | 25459Y207 |
| PRNT | 3d Printing Etf | 900 | $24,000 | 0.0% | $26.67 | $24.72 | +6.2% | COM | 00214Q500 |
| XLE | Sector Spdr Engy Select | 300 | $23,000 | 0.0% | $76.67 * | $46.88 | -19.2% | COM | 81369Y506 |
| VGK | Vanguard European | 400 | $22,000 | 0.0% | $55.00 * | $52.76 | +6.6% | COM | 922042874 |
| FNDX | Schwab Fundamental US Large Co | 532 | $21,000 | 0.0% | $39.47 * | $13.00 | +1.8% | COM | 808524771 |
| BLOK | Amplify Transformational Data | 1,000 | $20,000 | 0.0% | $20.00 | $20.02 | +1.2% | COM | 032108607 |
| — | Sprott Physical Gold & Silver | 1,700 | $20,000 | 0.0% | $11.76 | $12.44 | — | COM | 153501101 |
| FNDF | Schwab Fundamental Intl Lg Co | 672 | $20,000 | 0.0% | $29.76 | $29.72 | +0.8% | COM | 808524755 |
| — | Gyrodyne Company of America | 963 | $20,000 | 0.0% | $20.77 | $17.82 | — | COM | 403820103 |
| FNDA | Schwab Fundamental US Small Co | 467 | $19,000 | 0.0% | $40.69 * | $20.45 | -0.5% | COM | 808524763 |
| — | Mexico Equity & Income Common | 1,449 | $18,000 | 0.0% | $12.42 | $11.52 | — | COM | 592834105 |
| — | American Intl Group Inc | 1,265 | $18,000 | 0.0% | $14.23 | $23.59 | — | COM | 026874156 |
| — | Putnam High Incm Bond Fd | 1,670 | $16,000 | 0.0% | $9.58 | $8.19 | — | COM | 746779107 |
| LIT | Global X Lithium & Battery Tec | 500 | $16,000 | 0.0% | $32.00 * | $33.00 | -0.2% | COM | 37954Y855 |
| PFF | iShares S&P U.S. Preferred Sto | 370 | $14,000 | 0.0% | $37.84 | $38.96 | -4.7% | COM | 464288687 |
| EWC | iShares MSCI Canada Index | 500 | $14,000 | 0.0% | $28.00 * | $29.46 | -2.3% | COM | 464286509 |
| SCHO | Schwab Short-Term U.S. Treasur | 282 | $14,000 | 0.0% | $49.65 * | $25.28 | -2.0% | COM | 808524862 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $13,000 | 0.0% | $65.00 * | $28.39 | +11.3% | COM | 97717X701 |
| IYE | iShares DJ US Energy | 300 | $13,000 | 0.0% | $43.33 * | $53.92 | -22.2% | COM | 464287796 |
| XXCHNXX | China Fund Inc | 598 | $12,000 | 0.0% | $20.07 | $20.28 | — | COM | 169373107 |
| — | Invesco China Technology ETF | 241 | $12,000 | 0.0% | $49.79 | $46.85 | — | COM | 18383Q135 |
| — | Voya Emerging Markets High Div | 1,500 | $12,000 | 0.0% | $8.00 | $8.00 | — | COM | 92912P108 |
| DTD | Wisdomtree Total Dividnd | 124 | $12,000 | 0.0% | $96.77 * | $34.70 | +38.4% | COM | 97717W109 |
| — | ETFS Physical Palladium Shares | 118 | $12,000 | 0.0% | $101.69 | $73.27 | — | COM | 26923A106 |
| — | Clough Global Opportunities | 1,000 | $11,000 | 0.0% | $11.00 | $11.00 | — | COM | 18914E106 |
| — | Credit Suisse Silver Shares Co | 1,700 | $11,000 | 0.0% | $6.47 | $11.18 | — | COM | 22542D449 |
| — | Invesco Spin-Off ETF | 200 | $11,000 | 0.0% | $55.00 | $40.00 | — | COM | 18383M605 |
| — | Aberdeen Global Dynamic Divide | 1,031 | $11,000 | 0.0% | $10.67 | $10.67 | — | COM | 00302M106 |
| XLY | Sector Spdr Consumer Fd | 82 | $10,000 | 0.0% | $121.95 * | $31.82 | +84.2% | COM | 81369Y407 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $10,000 | 0.0% | $50.00 * | $45.89 | +3.9% | COM | 464288240 |
| — | Invesco S&P MidCap 400 Pure Gr | 55 | $9,000 | 0.0% | $163.64 | $120.00 | — | COM | 78355W601 |
| EZA | iShares MSCI South Africa | 160 | $9,000 | 0.0% | $56.25 * | $65.05 | -17.5% | COM | 464286780 |
| BOTZ | Global X Robotics & Artfcl Int | 400 | $9,000 | 0.0% | $22.50 | $22.33 | +2.5% | COM | 37954Y715 |
| — | Reality Shares Nasdaq NexGen E | 400 | $9,000 | 0.0% | $22.50 | $22.50 | — | COM | 75605A702 |
| — | Blackrock Intl Growth Tr | 1,500 | $9,000 | 0.0% | $6.00 | $6.00 | — | COM | 092524107 |
| — | Proshares Short Euro | 200 | $8,000 | 0.0% | $40.00 | $35.38 | — | COM | 74347W742 |
| EWX | SPDR S&P Emerging Markets Smal | 175 | $8,000 | 0.0% | $45.71 * | $50.43 | -11.2% | COM | 78463X756 |
| GXC | SPDR S&P China ETF | 78 | $8,000 | 0.0% | $102.56 * | $83.04 | +16.4% | COM | 78463X400 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $8,000 | 0.0% | $80.00 | $69.32 | +15.5% | COM | 464288885 |
| — | Facebook, Inc. | 1 | $8,000 | 0.0% | $8000.00 | — | — | Call | 30303M902 |
| AIQ | Global X Future Analytics Tech | 500 | $8,000 | 0.0% | $16.00 | $15.54 | +1.9% | COM | 37954Y632 |
| BJK | Vaneck Vectors Gaming | 200 | $8,000 | 0.0% | $40.00 | $43.09 | -7.9% | COM | 92189F882 |
| VWO | Vanguard Emerging Market | 200 | $8,000 | 0.0% | $40.00 * | $42.05 | -2.5% | COM | 922042858 |
| — | Invesco BRIC ETF | 200 | $7,000 | 0.0% | $35.00 | $35.00 | — | COM | 18383M100 |
| — | Swiss Helvetia Fund | 810 | $7,000 | 0.0% | $8.64 | $12.23 | — | COM | 870875101 |
| — | ETFS Physical Precious Metals | 123 | $7,000 | 0.0% | $56.91 | $52.00 | — | COM | 26922W109 |
| — | Etfs Phys Platinum Etf | 90 | $7,000 | 0.0% | $77.78 | $134.57 | — | COM | 26922V101 |
| — | Taiwan Fund Inc | 320 | $6,000 | 0.0% | $18.75 | $18.36 | — | COM | 874036106 |
| — | Proshares Inverse S&P 500 | 212 | $6,000 | 0.0% | $28.30 | $30.20 | — | COM | 74347R503 |
| — | Asia Pacific Fund | 478 | $6,000 | 0.0% | $12.55 | $12.60 | — | COM | 044901106 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6,000 | 0.0% | $9.77 | $9.83 | — | COM | 85207H104 |
| — | Nuveen Qual Pfd Inc Fd | 531 | $5,000 | 0.0% | $9.42 | $9.62 | — | COM | 67072C105 |
| IYR | Ishares US Real Estate | 60 | $5,000 | 0.0% | $83.33 * | $75.99 | +5.3% | COM | 464287739 |
| BATT | Amplify Advcd Btty Mtls and Ma | 300 | $5,000 | 0.0% | $16.67 * | $16.01 | -3.5% | COM | 032108805 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $5,000 | 0.0% | $37.88 * | $46.54 | -23.0% | COM | 464287374 |
| — | Zoes Kitchen Inc | 375 | $5,000 | 0.0% | $13.33 | $29.33 | — | COM | 98979J109 |
| VCSH | Vanguard Short-Term Corp Bd Id | 60 | $5,000 | 0.0% | $83.33 * | $80.44 | -2.8% | COM | 92206C409 |
| — | GSV Capital Corp | 700 | $5,000 | 0.0% | $7.14 | $12.35 | — | COM | 36191J101 |
| — | Foxby Corp | 2,400 | $5,000 | 0.0% | $2.08 | $2.08 | — | COM | 351645106 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $16.00 | $19.45 | — | COM | 57060U761 |
| PSLV | Sprott Physical Silver Trust | 736 | $4,000 | 0.0% | $5.43 | $7.89 | — | COM | 85207K107 |
| — | Claymore/BNY Mellon Frontier M | 261 | $4,000 | 0.0% | $15.33 | $16.42 | — | COM | 18383Q838 |
| — | SPDR S&P 500 ETF Trust | 9 | $4,000 | 0.0% | $444.44 | — | — | Put | 78462F953 |
| — | Blackrock Global Energy | 300 | $4,000 | 0.0% | $13.33 | $27.50 | — | COM | 09250U101 |
| — | Invesco QQQ TR | 25 | $4,000 | 0.0% | $160.00 | — | — | Put | 46090E953 |
| — | iPath MSCI India Index ETN | 50 | $4,000 | 0.0% | $80.00 | $68.84 | — | COM | 06739F291 |
| — | Invesco S&P500 Eq Weight Techn | 18 | $3,000 | 0.0% | $166.67 | $109.13 | — | COM | 78355W817 |
| — | Invesco S&P Intl Dev Low Volat | 100 | $3,000 | 0.0% | $30.00 | $34.21 | — | COM | 73937B688 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3,000 | 0.0% | $16.13 * | $31.96 | -43.3% | COM | 46428R107 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3,000 | 0.0% | $30.00 * | $30.30 | +4.8% | COM | 45409B800 |
| — | Invesco Canadian Energy Income | 400 | $3,000 | 0.0% | $7.50 | $15.29 | — | COM | 18383Q606 |
| DDD | 3 D Systems Corp | 150 | $3,000 | 0.0% | $20.00 * | $52.15 | -63.8% | COM | 88554D205 |
| — | Blackrock Enhcd Cap & Incm | 200 | $3,000 | 0.0% | $15.00 | $14.13 | — | COM | 09256A109 |
| — | Pfizer Inc. | 2 | $3,000 | 0.0% | $1500.00 | — | — | Call | 717081903 |
| — | Powershares SP SmallCap 600 Pu | 21 | $3,000 | 0.0% | $142.86 | $149.66 | — | COM | 78355W809 |
| — | Blackrock Global Opptys | 220 | $2,000 | 0.0% | $9.09 | $11.70 | — | COM | 092501105 |
| — | Ishares Msci Malaysia | 50 | $2,000 | 0.0% | $40.00 | $15.47 | — | COM | 464286830 |
| — | The Coca-Cola Co | 2 | $2,000 | 0.0% | $1000.00 | — | — | Call | 191216900 |
| — | Invesco FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $100.00 | $91.67 | — | COM | 73935X583 |
| — | Exone Company | 250 | $2,000 | 0.0% | $8.00 | $20.00 | — | COM | 302104104 |
| — | Weyerhaeuser Co | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 962166904 |
| — | VirnetX Holding Corporation | 10 | $1,000 | 0.0% | $100.00 | — | — | Call | 92823T908 |
| — | Oasis Petroleum Inc. | 6 | $1,000 | 0.0% | $166.67 | — | — | Call | 674215108 |
| — | American International Group Inc | 1 | $1,000 | 0.0% | $1000.00 | — | — | Call | 026874904 |
| — | Altria Group Inc | 2 | $1,000 | 0.0% | $500.00 | — | — | Call | 02209S903 |
| — | Invesco S&P 500 High Beta | 33 | $1,000 | 0.0% | $30.30 | $31.22 | — | COM | 73937B829 |
| EFV | iShares MSCI EAFE Value | 25 | $1,000 | 0.0% | $40.00 * | $51.71 | +0.4% | COM | 464288877 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $0 | 0.0% | $0.00 | $10.14 | +29.9% | COM | 808524789 |
| — | Mvc Capital Inc | 40 | $0 | 0.0% | $0.00 | $11.73 | — | COM | 553829102 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $0.00 | $18.57 | — | COM | 63110R105 |
| SVVC | Firsthand Technology Value Fun | 7 | $0 | 0.0% | $0.00 | $19.40 | -24.9% | COM | 33766Y100 |