Location: Los Angeles, CA
CIK: 0001389933 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2014
Total Value: $106M (96.4% shares, 3.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AMPIO PHARMACEUTICALS INC | 1,401,146 | $11.7M | 11.1% | $6.65 | — | COM | 03209T109 |
| ATRC | ATRICURE INC | 570,987 | $10.49M | 9.9% | $11.07 | +50.4% | COM | 04963C209 |
| — | PHARMACYCLICS INC | 115,628 | $10.37M | 9.8% | $81.75 | — | COM | 716933106 |
| — | DISCOVERY LABORATORIES INC | 5,698,739 | $10.14M | 9.6% | $2.01 | — | COM NEW | 254668403 |
| — | NXSTAGE MEDICAL INC | 384,154 | $5.52M | 5.2% | $12.81 | — | COM | 67072V103 |
| STXS | STEREOTAXIS INC | 1,381,460 | $4.904M | 4.6% | $2.92 | +27.4% | COM NEW | 85916J409 |
| — | DERMA SCIENCES INC | 384,794 | $4.448M | 4.2% | $12.78 | — | COM PAR $.01 | 249827502 |
| — | NOVADAQ TECHNOLOGIES INC | 263,541 | $4.343M | 4.1% | $13.46 | — | COM | 66987G102 |
| PODD | INSULET CORP | 109,418 | $4.341M | 4.1% | $28.33 | +35.6% | COM | 45784P101 |
| — | PROTALIX BIOTHERAPEUTICS INC | 1,178,440 | $4.301M | 4.1% | $4.81 | — | COM | 74365A101 |
| — | INSULET CORP | 2,407,000 | $2.675M | 2.5% | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | BIOTA PHARMACEUTICALS INC | 729,781 | $2.08M | 2.0% | $5.25 | — | COM | 090694100 |
| — | GALMED PHARMACEUTICALS LTD | 206,100 | $2.007M | 1.9% | $11.44 | — | SHS | M47238106 |
| — | BIOSPECIFICS TECHNOLOGIES | 70,088 | $1.89M | 1.8% | $18.30 | — | COM | 090931106 |
| — | CARDICA INC | 1,486,004 | $1.694M | 1.6% | $1.12 | — | COM | 14141R101 |
| — | BIOTELEMETRY INC | 235,645 | $1.69M | 1.6% | $9.68 | — | COM | 090672106 |
| — | THRESHOLD PHARMACEUTICAL INC | 393,000 | $1.556M | 1.5% | $4.45 | — | COM NEW | 885807206 |
| — | ALCOBRA LTD | 84,996 | $1.471M | 1.4% | $17.41 | — | SHS | M2239P109 |
| — | VENAXIS INC | 658,000 | $1.467M | 1.4% | $2.12 | — | COM | 92262A107 |
| — | KERYX BIOPHARMACEUTICALS | 92,400 | $1.421M | 1.3% | $12.83 | — | COM | 492515101 |
| — | OCERA THERAPEUTICS INC | 160,622 | $1.227M | 1.2% | $9.52 | — | COM | 67552A108 |
| — | UROPLASTY INC | 441,859 | $1.184M | 1.1% | $2.28 | — | COM NEW | 917277204 |
| — | XENOPORT INC | 240,190 | $1.16M | 1.1% | $4.98 | — | COM | 98411C100 |
| — | NUVASIVE INC | 1,000,000 | $1.146M | 1.1% | $0.99 | — | NOTE 2.750% 7/0 | 670704AC9 |
| ECIA | ENCISION INC | 1,062,500 | $1.126M | 1.1% | $0.98 | 0.0% | COM | 29254Q104 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $983K | 0.9% | $59.66 | +22.6% | COM | 478160104 |
| — | SPECTRANETICS CORP | 42,162 | $965K | 0.9% | $18.68 | — | COM | 84760C107 |
| — | CYTRX CORP | 225,000 | $941K | 0.9% | $3.49 | — | COM PAR $.001 | 232828509 |
| — | SYNERON MEDICAL LTD | 90,947 | $939K | 0.9% | $8.70 | — | ORD SHS | M87245102 |
| — | CUTERA INC | 88,694 | $922K | 0.9% | $8.81 | — | COM | 232109108 |
| — | EXACTECH INC | 31,636 | $798K | 0.8% | $19.74 | — | COM | 30064E109 |
| — | RTI SURGICAL INC | 167,058 | $727K | 0.7% | $3.76 | — | COM | 74975N105 |
| FATE | FATE THERAPEUTICS INC | 75,930 | $479K | 0.5% | $7.04 | 0.0% | COM | 31189P102 |
| — | INTERCEPT PHARMACEUTICALS IN | 2,000 | $473K | 0.4% | $44.80 | — | COM | 45845P108 |
| — | LPATH INC | 105,000 | $417K | 0.4% | $4.75 | — | COM NEW | 548910306 |
| MASI | MASIMO CORPORATION | 17,500 | $413K | 0.4% | $21.04 | +17.9% | COM | 574795100 |
| — | SCYNEXIS INC | 50,000 | $401K | 0.4% | $8.02 | — | COM | 811292101 |
| ARDX | ARDELYX INC | 25,000 | $399K | 0.4% | $15.29 | 0.0% | COM | 039697107 |
| — | TONIX PHARMACEUTICALS HLDG C | 25,000 | $359K | 0.3% | $10.40 | — | COM NEW | 890260201 |
| — | CURIS INC | 150,000 | $279K | 0.3% | $3.19 | — | COM | 231269101 |
| — | CELSUS THERAPEUTICS PLC | 43,900 | $272K | 0.3% | $6.49 | — | SPONSORED ADR NE | 15119A202 |
| BLFS | BIOLIFE SOLUTIONS INC | 116,279 | $265K | 0.3% | $2.70 | 0.0% | COM NEW | 09062W204 |
| — | GENVEC INC | 100,000 | $257K | 0.2% | $2.65 | — | COM NEW | 37246C307 |
| — | INSPIREMD INC | 84,226 | $248K | 0.2% | $2.21 | — | COM NEW | 45779A309 |
| — | REGADO BIOSCIENCES INC | 30,000 | $204K | 0.2% | $6.80 | — | COM | 75874Q107 |
| — | CHEMBIO DIAGNOSTICS INC | 55,202 | $189K | 0.2% | $3.37 | — | COM NEW | 163572209 |
| — | LUMENIS LTD | 9,478 | $92,000 | 0.1% | $9.71 | — | SHS CL B | M6778Q121 |
| NWBO | NORTHWEST BIOTHERAPEUTICS IN | 12,017 | $81,000 | 0.1% | $6.36 | 0.0% | COM PAR $0.001 | 66737P600 |
| RVP | RETRACTABLE TECHNOLOGIES INC | 20,000 | $50,000 | 0.0% | $2.79 | +12.4% | COM | 76129W105 |