Location: Los Angeles, CA
CIK: 0001389933 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $99.15M (96.1% shares, 3.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PHARMACYCLICS INC | 110,928 | $13.03M | 13.1% | $81.75 | — | COM | 716933106 |
| — | DISCOVERY LABORATORIES INC | 5,698,739 | $10.49M | 10.6% | $2.01 | — | COM NEW | 254668403 |
| ATRC | ATRICURE INC | 598,883 | $8.816M | 8.9% | $11.30 | +41.0% | COM | 04963C209 |
| — | NXSTAGE MEDICAL INC | 384,154 | $5.044M | 5.1% | $12.81 | — | COM | 67072V103 |
| PODD | INSULET CORP | 109,418 | $4.032M | 4.1% | $28.33 | +28.9% | COM | 45784P101 |
| — | AUSPEX PHARMACEUTICALS INC | 152,002 | $3.902M | 3.9% | $25.67 | — | COM | 05211J102 |
| — | NOVADAQ TECHNOLOGIES INC | 263,541 | $3.344M | 3.4% | $13.46 | — | COM | 66987G102 |
| — | OCERA THERAPEUTICS INC | 675,650 | $3.311M | 3.3% | $6.00 | — | COM | 67552A108 |
| — | DERMA SCIENCES INC | 384,794 | $3.205M | 3.2% | $12.78 | — | COM PAR $.01 | 249827502 |
| STXS | STEREOTAXIS INC | 1,374,975 | $3.19M | 3.2% | $2.92 | +2.2% | COM NEW | 85916J409 |
| — | PROTALIX BIOTHERAPEUTICS INC | 1,288,440 | $3.118M | 3.1% | $4.61 | — | COM | 74365A101 |
| — | AERIE PHARMACEUTICALS INC | 145,342 | $3.007M | 3.0% | $20.69 | — | COM | 00771V108 |
| — | INSULET CORP | 2,407,000 | $2.675M | 2.7% | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | BIOSPECIFICS TECHNOLOGIES | 60,054 | $2.12M | 2.1% | $18.30 | — | COM | 090931106 |
| — | THRESHOLD PHARMACEUTICALS | 555,965 | $2.007M | 2.0% | $4.20 | — | COM NEW | 885807206 |
| — | CLOVIS ONCOLOGY INC | 36,900 | $1.674M | 1.7% | $45.37 | — | COM | 189464100 |
| — | CARDICA INC | 1,486,004 | $1.59M | 1.6% | $1.12 | — | COM | 14141R101 |
| — | BIOTELEMETRY INC | 235,645 | $1.581M | 1.6% | $9.68 | — | COM | 090672106 |
| — | XENOPORT INC | 240,190 | $1.292M | 1.3% | $4.98 | — | COM | 98411C100 |
| — | UROPLASTY INC | 486,062 | $1.215M | 1.2% | $2.30 | — | COM NEW | 917277204 |
| — | NUVASIVE INC | 1,000,000 | $1.146M | 1.2% | $0.99 | — | NOTE 2.750% 7/0 | 670704AC9 |
| — | SPECTRANETICS CORP | 42,162 | $1.12M | 1.1% | $18.68 | — | COM | 84760C107 |
| — | VENAXIS INC | 658,000 | $1.092M | 1.1% | $2.12 | — | COM | 92262A107 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 66,141 | $1.036M | 1.0% | $14.95 | 0.0% | COM | 64125C109 |
| — | GALMED PHARMACEUTICALS LTD | 116,987 | $1.006M | 1.0% | $11.44 | — | SHS | M47238106 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $1.002M | 1.0% | $59.66 | +26.7% | COM | 478160104 |
| ECIA | ENCISION INC | 1,062,500 | $983K | 1.0% | $0.98 | -3.2% | COM | 29254Q104 |
| — | SYNERON MEDICAL LTD | 90,947 | $911K | 0.9% | $8.70 | — | ORD SHS | M87245102 |
| — | BLUEBIRD BIO INC | 25,000 | $897K | 0.9% | $35.88 | — | COM | 09609G100 |
| — | CUTERA INC | 88,694 | $896K | 0.9% | $8.81 | — | COM | 232109108 |
| — | AFFIMED THERAPEUTICS BV | 120,000 | $756K | 0.8% | $6.30 | — | COM | N01045108 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 76,400 | $747K | 0.8% | $12.26 | 0.0% | COM | 09058V103 |
| — | EXACTECH INC | 31,636 | $724K | 0.7% | $19.74 | — | COM | 30064E109 |
| — | AASTROM BIOSCIENCES INC | 238,900 | $681K | 0.7% | $2.85 | — | COM PAR$ | 00253U404 |
| — | CYTRX CORP | 225,000 | $572K | 0.6% | $3.49 | — | COM PAR $.001 | 232828509 |
| — | AMPIO PHARMACEUTICALS INC | 150,000 | $530K | 0.5% | $6.65 | — | COM | 03209T109 |
| CDNA | CAREDX INC | 75,000 | $525K | 0.5% | $9.62 | 0.0% | COM | 14167L103 |
| — | INTERCEPT PHARMACEUTICALS IN | 2,000 | $473K | 0.5% | $44.80 | — | COM | 45845P108 |
| — | ONCOTHYREON INC | 214,972 | $413K | 0.4% | $1.92 | — | COM | 682324108 |
| — | RTI SURGICAL INC | 85,918 | $411K | 0.4% | $3.76 | — | COM | 74975N105 |
| FATE | FATE THERAPEUTICS INC | 75,930 | $387K | 0.4% | $7.04 | -17.9% | COM | 31189P102 |
| MASI | MASIMO CORPORATION | 17,500 | $372K | 0.4% | $21.04 | +8.5% | COM | 574795100 |
| — | SCYNEXIS INC | 50,000 | $370K | 0.4% | $8.02 | — | COM | 811292101 |
| — | LPATH INC | 102,798 | $362K | 0.4% | $4.75 | — | COM NEW | 548910306 |
| — | TARGACEPT INC | 133,972 | $339K | 0.3% | $2.53 | — | COM | 87611R306 |
| QURE | UNIQURE | 32,000 | $296K | 0.3% | $10.98 | 0.0% | SHS | N90064101 |
| — | CELSUS THERAPEUTICS PLC | 43,900 | $268K | 0.3% | $6.49 | — | SPONSORED ADR NE | 15119A202 |
| — | ACHILLION PHARMACEUTICALS | 26,000 | $259K | 0.3% | $9.96 | — | COM | 00448Q201 |
| — | LUMENIS LTD | 29,018 | $259K | 0.3% | $9.18 | — | SHS CL B | M6778Q121 |
| BLFS | BIOLIFE SOLUTIONS INC | 116,279 | $244K | 0.2% | $2.70 | -11.7% | COM NEW | 09062W204 |
| — | INTELLIPHARMACEUTICS INTERNA | 72,787 | $219K | 0.2% | $3.01 | — | COM | 458173101 |
| — | CURIS INC | 150,000 | $212K | 0.2% | $3.19 | — | COM | 231269101 |
| — | GENVEC INC | 100,000 | $208K | 0.2% | $2.65 | — | COM NEW | 37246C307 |
| — | CHEMBIO DIAGNOSTICS INC | 55,202 | $205K | 0.2% | $3.37 | — | COM NEW | 163572209 |
| — | TONIX PHARMACEUTICALS HLDG C | 25,000 | $171K | 0.2% | $10.40 | — | COM NEW | 890260201 |
| — | CYNAPSUS THERAPEUTICS INC COM ACCD INVS | 280,769 | $149K | 0.2% | $0.53 | — | COM | 23257Y156 |
| — | INSPIREMD INC | 63,700 | $140K | 0.1% | $2.21 | — | COM NEW | 45779A309 |
| GBIM | GLOBEIMMUNE INC | 10,745 | $74,000 | 0.1% | $10.23 | 0.0% | COM | 37957B100 |
| RVP | RETRACTABLE TECHNOLOGIES INC | 20,000 | $58,000 | 0.1% | $2.79 | +5.1% | COM | 76129W105 |