Location: Los Angeles, CA
CIK: 0001389933 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value: $114M (95.3% shares, 4.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ATRC | ATRICURE INC | 518,946 | $10.16M | 8.9% | $12.11 | +49.6% | COM | 04963C209 |
| — | NXSTAGE MEDICAL INC | 236,119 | $6.189M | 5.4% | $12.97 | — | COM | 67072V103 |
| — | ALDER BIOPHARMACEUTICALS INC | 221,013 | $4.597M | 4.0% | $24.29 | — | COM | 014339105 |
| — | LOXO ONCOLOGY INC | 139,722 | $4.487M | 3.9% | $25.31 | — | COM | 548862101 |
| GLPG | GALAPAGOS NV | 66,068 | $4.241M | 3.7% | $51.40 | — | SPON ADR | 36315X101 |
| — | SUNESIS PHARMACEUTICALS INC | 1,133,583 | $4.104M | 3.6% | $3.62 | — | COM PAR | 867328700 |
| XENE | XENON PHARMACEUTICALS INC | 514,091 | $3.959M | 3.5% | $7.82 | +2.7% | COM | 98420N105 |
| — | AERIE PHARMACEUTICALS INC | 98,370 | $3.723M | 3.3% | $21.66 | — | COM | 00771V108 |
| ONC | BEIGENE LTD | 119,841 | $3.638M | 3.2% | $30.44 | — | SPONSORED ADR | 07725L102 |
| — | DERMIRA INC | 98,800 | $2.997M | 2.6% | $21.64 | — | COM | 24983L104 |
| — | FOAMIX PHARMACEUTICALS LTD | 268,067 | $2.976M | 2.6% | $7.67 | — | SHS | M46135105 |
| PODD | INSULET CORP | 73,484 | $2.769M | 2.4% | $28.33 | +31.5% | COM | 45784P101 |
| — | APPLIED GENETIC TECHNOL CORP | 286,298 | $2.677M | 2.4% | $14.68 | — | COM | 03820J100 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 66,008 | $2.555M | 2.2% | $39.85 | +13.6% | COM | 64125C109 |
| CYTK | CYTOKINETICS INC | 210,306 | $2.555M | 2.2% | $9.11 | +16.5% | COM NEW | 23282W605 |
| ARDX | ARDELYX INC | 173,995 | $2.471M | 2.2% | $10.39 | +36.6% | COM | 039697107 |
| — | INSULET CORP | 2,250,000 | $2.457M | 2.2% | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| IBB | ISHARES TR NASDQ BIOTEC | 8,700 | $2.309M | 2.0% | $265.40 | — | ETF | 464287556 |
| — | TESARO INC | 15,500 | $2.084M | 1.8% | $84.07 | — | COM | 881569107 |
| — | IMMUNOMEDICS INC | 559,674 | $2.054M | 1.8% | $2.32 | — | COM | 452907108 |
| — | RADIUS HEALTH INC | 53,854 | $2.048M | 1.8% | $33.51 | — | COM NEW | 750469207 |
| — | BLUEPRINT MEDICINES CORP | 72,500 | $2.034M | 1.8% | $28.06 | — | COM | 09627Y109 |
| — | CARA THERAPEUTICS INC | 209,522 | $1.946M | 1.7% | $11.32 | — | COM | 140755109 |
| — | DERMA SCIENCES INC | 353,718 | $1.839M | 1.6% | $12.78 | — | COM PAR $.01 | 249827502 |
| MGNX | MACROGENICS INC | 89,200 | $1.823M | 1.6% | $24.76 | +1.6% | COM | 556099109 |
| — | BIOTELEMETRY INC | 75,000 | $1.676M | 1.5% | $9.68 | — | COM | 090672106 |
| — | CIDARA THERAPEUTICS INC | 159,918 | $1.663M | 1.5% | $10.40 | — | COM | 171757107 |
| — | SPECTRANETICS CORP | 65,496 | $1.605M | 1.4% | $15.23 | — | COM | 84760C107 |
| — | TANDEM DIABETES CARE INC | 724,286 | $1.557M | 1.4% | $7.86 | — | COM | 875372104 |
| — | PROTALIX BIOTHERAPEUTICS INC | 2,500,000 | $1.546M | 1.4% | $0.80 | — | NOTE 4.500% 9/1 | 74365AAB7 |
| — | AEGLEA BIOTHERAPEUTICS INC | 350,392 | $1.524M | 1.3% | $4.86 | — | COM ADDED | 00773J103 |
| — | INOTEK PHARMACEUTICALS CORP | 237,135 | $1.447M | 1.3% | $9.48 | — | COM | 45780V102 |
| — | ADVAXIS INC | 175,000 | $1.253M | 1.1% | $7.16 | — | COM NEW | 007624208 |
| QURE | UNIQURE NV | 203,907 | $1.142M | 1.0% | $13.39 | -49.9% | SHS | N90064101 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $1.083M | 1.0% | $59.66 | +50.4% | COM | 478160104 |
| ASND | ASCENDIS PHARMA | 53,000 | $1.073M | 0.9% | $18.57 | — | SPONSORED ADR | 04351P101 |
| PTGX | PROTAGONIST THERAPEUTICS INC | 45,586 | $1.002M | 0.9% | $13.67 | +63.1% | COM | 74366E102 |
| — | ZOGENIX INC | 74,538 | $906K | 0.8% | $5.87 | — | COM NEW | 98978L204 |
| STXS | STEREOTAXIS INC | 1,372,862 | $892K | 0.8% | $2.92 | -77.6% | COM | 85916J409 |
| — | EXACTECH INC | 31,636 | $864K | 0.8% | $19.74 | — | COM | 30064E109 |
| — | ARQULE INC | 668,735 | $843K | 0.7% | $1.26 | — | COM | 04269E107 |
| — | NEURODERM LTD | 37,921 | $842K | 0.7% | $19.86 | — | ORD SHS | M74231107 |
| — | ACHILLION PHARMACEUTICALS | 196,500 | $812K | 0.7% | $9.91 | — | COM | 00448Q201 |
| — | NOVADAQ TECHNOLOGIES INC | 101,841 | $722K | 0.6% | $13.46 | — | COM | 66987G102 |
| — | SYNERON MEDICAL LTD | 85,947 | $722K | 0.6% | $8.70 | — | ORD SHS | M87245102 |
| — | COGENTIX MEDICAL INC | 353,482 | $710K | 0.6% | $1.68 | — | COM | 19243A104 |
| — | IRONWOOD PHARMACEUTICALS INC | 600,000 | $690K | 0.6% | $1.03 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | CONCERT PHARMACEUTICALS INC | 66,968 | $689K | 0.6% | $11.23 | — | COM | 206022105 |
| MASI | MASIMO CORPORATION | 10,000 | $674K | 0.6% | $23.74 | +159.0% | COM | 574795100 |
| — | INOTEK PHARMACEUTICALS CORP | 600,000 | $618K | 0.5% | $1.32 | — | NOTE 5.750% 8/0 ADDED | 45780VAB8 |
| ABUS | ARBUTUS BIOPHARMA CORP | 234,000 | $573K | 0.5% | $2.91 | 0.0% | COM | 03879J100 |
| — | BLUEBIRD BIO INC | 9,000 | $555K | 0.5% | $46.68 | — | COM | 09609G100 |
| — | SCYNEXIS INC | 173,645 | $554K | 0.5% | $6.06 | — | COM | 811292101 |
| — | EIGER BIOPHARMACEUTICALS INC | 40,192 | $468K | 0.4% | $13.39 | — | COM | 28249U105 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 65,900 | $417K | 0.4% | $5.20 | 0.0% | COM | 09058V103 |
| — | ABEONA THERAPEUTICS INC | 76,800 | $372K | 0.3% | $4.84 | — | COM | 00289Y107 |
| — | PIERIS PHARMACEUTICALS INC | 223,325 | $314K | 0.3% | $1.67 | — | COM | 720795103 |
| — | ESSA PHARMA INC | 98,046 | $289K | 0.3% | $5.69 | — | COM | 29668H104 |
| — | NEOS THERAPEUTICS INC | 38,873 | $227K | 0.2% | $21.01 | — | COM | 64052L106 |
| — | CELYAD | 12,528 | $222K | 0.2% | $23.63 | — | ADR | 151205200 |
| — | SPRING BK PHARMACEUTICALS IN | 27,412 | $219K | 0.2% | $7.99 | — | COM | 849431101 |
| — | SYNERGY PHARMACEUTICALS | 34,000 | $207K | 0.2% | $7.95 | — | COM NEW | 871639308 |
| — | AVINGER INC | 25,000 | $93,000 | 0.1% | $4.77 | — | COM | 053734109 |
| — | GENVEC INC | 9,580 | $31,000 | 0.0% | $3.24 | — | COM PAR ADDED | 37246C406 |
| — | BIOPHARMX CORP | 77,031 | $29,000 | 0.0% | $0.38 | — | COM | 09072X101 |
| — | CHECK CAP LTD | 15,250 | $10,000 | 0.0% | $1.00 | — | *W EXP 02/28/202 | M2361E120 |