Location: Los Angeles, CA
CIK: 0001389933 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value: $144M (96.2% shares, 3.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VITAE PHARMACEUTICALS INC | 715,988 | $14.98M | 10.4% | $9.75 | — | COM | 92847N103 |
| — | CYNAPSUS THERAPEUTICS INC | 230,201 | $9.256M | 6.4% | $17.68 | — | COM PAR NO PAR | 23257Y859 |
| ATRC | ATRICURE INC | 528,946 | $8.368M | 5.8% | $12.11 | +26.9% | COM | 04963C209 |
| — | NXSTAGE MEDICAL INC | 238,509 | $5.96M | 4.2% | $12.97 | — | COM | 67072V103 |
| — | TANDEM DIABETES CARE INC | 724,286 | $5.548M | 3.9% | $7.86 | — | COM | 875372104 |
| — | ALDER BIOPHARMACEUTICALS INC | 165,313 | $5.417M | 3.8% | $25.46 | — | COM | 014339105 |
| GLPG | GALAPAGOS NV | 66,068 | $4.272M | 3.0% | $51.40 | — | SPON ADR | 36315X101 |
| XENE | XENON PHARMACEUTICALS INC | 514,091 | $4.164M | 2.9% | $7.82 | -1.2% | COM | 98420N105 |
| — | AERIE PHARMACEUTICALS INC | 91,869 | $3.467M | 2.4% | $20.51 | — | COM | 00771V108 |
| — | LOXO ONCOLOGY INC | 130,222 | $3.409M | 2.4% | $24.82 | — | COM | 548862101 |
| — | DERMIRA INC | 98,800 | $3.341M | 2.3% | $21.64 | — | COM | 24983L104 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 64,008 | $3.241M | 2.3% | $39.68 | +25.5% | COM | 64125C109 |
| PODD | INSULET CORP | 73,484 | $3.008M | 2.1% | $28.33 | +39.6% | COM | 45784P101 |
| — | TESARO INC | 29,500 | $2.957M | 2.1% | $84.07 | — | COM | 881569107 |
| ARDX | ARDELYX INC | 219,095 | $2.835M | 2.0% | $10.39 | +0.8% | COM | 039697107 |
| ONC | BEIGENE LTD | 90,142 | $2.777M | 1.9% | $30.47 | — | SPONSORED ADR | 07725L102 |
| PTGX | PROTAGONIST THERAPEUTICS INC | 123,804 | $2.616M | 1.8% | $13.67 | 0.0% | COM ADDED | 74366E102 |
| — | FOAMIX PHARMACEUTICALS LTD | 278,067 | $2.575M | 1.8% | $7.67 | — | SHS | M46135105 |
| — | INSULET CORP | 2,250,000 | $2.481M | 1.7% | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | APPLIED GENETIC TECHNOL CORP | 240,298 | $2.35M | 1.6% | $15.71 | — | COM | 03820J100 |
| — | INOTEK PHARMACEUTICALS CORP | 237,235 | $2.249M | 1.6% | $9.48 | — | COM | 45780V102 |
| — | AEGLEA BIOTHERAPEUTICS INC | 350,392 | $2.246M | 1.6% | $4.86 | — | COM ADDED | 00773J103 |
| — | CARA THERAPEUTICS INC | 267,046 | $2.23M | 1.6% | $11.32 | — | COM | 140755109 |
| — | OPHTHOTECH CORP | 46,600 | $2.15M | 1.5% | $46.14 | — | COM | 683745103 |
| — | RADIUS HEALTH INC | 36,854 | $1.993M | 1.4% | $31.43 | — | COM NEW | 750469207 |
| — | IMMUNOMEDICS INC | 566,796 | $1.842M | 1.3% | $2.32 | — | COM | 452907108 |
| — | BIOSPECIFICS TECHNOLOGIES | 39,704 | $1.813M | 1.3% | $34.81 | — | COM | 090931106 |
| CYTK | CYTOKINETICS INC | 181,737 | $1.668M | 1.2% | $8.87 | +17.7% | COM NEW | 23282W605 |
| — | DERMA SCIENCES INC | 353,718 | $1.652M | 1.2% | $12.78 | — | COM PAR $.01 | 249827502 |
| — | SPECTRANETICS CORP | 65,496 | $1.643M | 1.1% | $15.23 | — | COM | 84760C107 |
| MGNX | MACROGENICS INC | 54,200 | $1.621M | 1.1% | $24.50 | +21.4% | COM | 556099109 |
| QURE | UNIQURE B.V. | 203,907 | $1.56M | 1.1% | $13.39 | -40.8% | NV SHS | N90064101 |
| — | PROTALIX BIOTHERAPEUTICS INC | 2,500,000 | $1.525M | 1.1% | $0.80 | — | NOTE 4.500% 9/1 | 74365AAB7 |
| — | SYNERGY PHARMACEUTICALS | 274,563 | $1.513M | 1.1% | $7.95 | — | COM | 871639308 |
| — | ACHILLION PHARMACEUTICALS | 186,500 | $1.511M | 1.1% | $10.22 | — | COM | 00448Q201 |
| — | BIOTELEMETRY INC | 80,000 | $1.486M | 1.0% | $9.68 | — | COM | 090672106 |
| — | REGULUS THERAPEUTICS INC | 421,500 | $1.391M | 1.0% | $6.56 | — | COM | 75915K101 |
| — | RIGEL PHARMACEUTICALS INC | 340,000 | $1.248M | 0.9% | $2.44 | — | COM NEW | 766559603 |
| — | WINDTREE THERAPEUTICS INC | 480,833 | $1.231M | 0.9% | $1.93 | — | COM ADDED | 97382D105 |
| — | EIGER BIOPHARMACEUTICALS INC | 90,000 | $1.205M | 0.8% | $13.39 | — | COM | 28249U105 |
| STXS | STEREOTAXIS INC | 1,372,862 | $1.194M | 0.8% | $2.92 | -69.5% | COM DELETED | 85916J409 |
| — | NOVADAQ TECHNOLOGIES INC | 101,841 | $1.178M | 0.8% | $13.46 | — | COM | 66987G102 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $1.11M | 0.8% | $59.66 | +56.9% | COM | 478160104 |
| — | ZOGENIX INC | 79,538 | $909K | 0.6% | $5.87 | — | COM | 98978L204 |
| — | EXACTECH INC | 31,636 | $855K | 0.6% | $19.74 | — | COM | 30064E109 |
| — | SCYNEXIS INC | 213,250 | $825K | 0.6% | $6.06 | — | COM | 811292101 |
| — | INOTEK PHARMACEUTICALS CORP | 600,000 | $794K | 0.6% | $1.32 | — | NOTE 5.750% 8/0 ADDED | 45780VAB8 |
| — | ESSA PHARMA INC | 195,496 | $733K | 0.5% | $5.69 | — | COM | 29668H104 |
| — | IRONWOOD PHARMACEUTICALS INC | 600,000 | $717K | 0.5% | $1.03 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | DICERNA PHARMACEUTICALS INC | 119,300 | $701K | 0.5% | $12.25 | — | COM | 253031108 |
| — | CONCERT PHARMACEUTICALS INC | 66,968 | $677K | 0.5% | $11.23 | — | COM | 206022105 |
| — | COGENTIX MEDICAL INC | 353,482 | $643K | 0.4% | $1.68 | — | COM | 19243A104 |
| ASND | ASCENDIS PHARMA | 30,750 | $618K | 0.4% | $17.35 | — | SPONSORED ADR | 04351P101 |
| — | SYNERON MEDICAL LTD | 85,947 | $615K | 0.4% | $8.70 | — | ORD SHS | M87245102 |
| MASI | MASIMO CORPORATION | 10,000 | $595K | 0.4% | $23.74 | +137.7% | COM | 574795100 |
| — | INNOCOLL HLDGS PLC | 100,000 | $581K | 0.4% | $5.51 | — | SHS ADDED | G4783X105 |
| — | ARRAY BIOPHARMA INC | 69,300 | $468K | 0.3% | $6.75 | — | COM | 04269X105 |
| — | MINERVA NEUROSCIENCES INC | 33,100 | $467K | 0.3% | $10.21 | — | COM | 603380106 |
| — | PIERIS PHARMACEUTICALS INC | 223,325 | $408K | 0.3% | $1.67 | — | COM | 720795103 |
| — | BLUEBIRD BIO INC | 6,000 | $407K | 0.3% | $39.19 | — | COM | 09609G100 |
| — | IMMUNE DESIGN CORP | 40,000 | $303K | 0.2% | $7.58 | — | COM | 45252L103 |
| — | CELYAD | 12,528 | $296K | 0.2% | $23.63 | — | ADR | 151205200 |
| — | AQUINOX PHARMACEUTICALS INC | 20,000 | $267K | 0.2% | $13.35 | — | COM | 03842B101 |
| — | NEURODERM LTD | 14,421 | $267K | 0.2% | $16.05 | — | ORD SHS | M74231107 |
| — | DEXTERA SURGICAL INC | 140,275 | $264K | 0.2% | $1.80 | — | COM ADDED | 252366109 |
| — | NEOS THERAPEUTICS INC | 38,873 | $256K | 0.2% | $21.01 | — | COM | 64052L106 |
| — | PALATIN TECHNOLOGIES INC | 257,193 | $162K | 0.1% | $0.63 | — | COM PAR $ .01 | 696077403 |
| — | AVINGER INC | 30,800 | $147K | 0.1% | $4.77 | — | COM | 053734109 |
| — | NIVALIS THERAPEUTICS INC | 15,000 | $122K | 0.1% | $15.13 | — | COM | 65481J109 |
| — | CATALYST BIOSCIENCES INC | 70,903 | $86,000 | 0.1% | $4.65 | — | COM | 14888D109 |
| — | GENVEC INC | 95,800 | $45,000 | 0.0% | $2.37 | — | COM NEW | 37246C307 |
| — | CEL SCI CORP | 127,482 | $39,000 | 0.0% | $0.66 | — | COM PAR $0.01 | 150837508 |
| — | CHECK CAP LTD | 51,218 | $29,000 | 0.0% | $1.00 | — | *W EXP 02/28/202 | M2361E120 |
| — | ENTEROMEDICS INC COM PAR 0.01 | 33,334 | $5,000 | 0.0% | $0.96 | — | COM PAR 0.01 | 29365M307 |