DAFNA Capital Management LLC Diversified Active

CIK: 0001389933 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $376,924 (98.7% shares, 1.3% debt)

Holdings (80)

STXS STEREOTAXIS INC 19.5%
Value ($000) $73,601 Shares 13,680,554 Est. Cost $0.97 Unrealized +680.2%
BLUEPRINT MEDICINES CORP 5.6%
Value ($000) $21,273 Shares 206,911 Est. Cost $55.60 Unrealized
FATE FATE THERAPEUTICS INC 5.4%
Value ($000) $20,410 Shares 344,360 Est. Cost $24.62 Unrealized +218.6%
BIOHAVEN PHARMACTL HLDG CO L 3.2%
Value ($000) $12,238 Shares 88,100 Est. Cost $41.64 Unrealized
DICERNA PHARMACEUTICALS INC 3.1%
Value ($000) $11,843 Shares 587,456 Est. Cost $21.50 Unrealized
IDYA IDEAYA BIOSCIENCES INC 3.1%
Value ($000) $11,727 Shares 460,061 Est. Cost $15.44 Unrealized +51.2%
DXCM DEXCOM INC 3.1%
Value ($000) $11,560 Shares 21,138 Est. Cost $17.91 Unrealized +604.1%
MORPHIC HLDG INC 2.7%
Value ($000) $10,278 Shares 181,467 Est. Cost $53.21 Unrealized
NRIX NURIX THERAPEUTICS INC 2.4%
Value ($000) $9,177 Shares 306,320 Est. Cost $37.84 Unrealized -18.4%
KARUNA THERAPEUTICS INC 2.4%
Value ($000) $9,124 Shares 74,585 Est. Cost $114.18 Unrealized
NBIX NEUROCRINE BIOSCIENCES INC 2.2%
Value ($000) $8,119 Shares 84,655 Est. Cost $79.44 Unrealized +18.9%
SAGE THERAPEUTICS INC 2.1%
Value ($000) $7,989 Shares 180,306 Est. Cost $117.23 Unrealized
ARENA PHARMACEUTICALS INC 1.9%
Value ($000) $7,123 Shares 119,615 Est. Cost $54.72 Unrealized
IBB ISHARES TR NASDAQ BIOTECH 1.8%
Value ($000) $6,613 Shares 40,900 Est. Cost $120.06 Unrealized
CARDIOVASCULAR SYS INC 1.7%
Value ($000) $6,361 Shares 193,741 Est. Cost $31.98 Unrealized
CYTK CYTOKINETICS INC 1.7%
Value ($000) $6,255 Shares 175,000 Est. Cost $29.44 Unrealized 0.0%
XENE XENON PHARMACEUTICALS INC 1.6%
Value ($000) $6,212 Shares 406,535 Est. Cost $10.65 Unrealized +63.2%
AFFIMED N V 1.6%
Value ($000) $5,963 Shares 964,857 Est. Cost $3.39 Unrealized
RVMD REVOLUTION MEDICINES INC 1.5%
Value ($000) $5,770 Shares 209,731 Est. Cost $41.50 Unrealized -29.9%
F-STAR THERAPEUTICS INC 1.3%
Value ($000) $5,079 Shares 693,785 Est. Cost $8.59 Unrealized
ATRC ATRICURE INC 1.3%
Value ($000) $5,010 Shares 72,029 Est. Cost $13.70 Unrealized +461.8%
OTONOMY INC 1.2%
Value ($000) $4,568 Shares 2,379,392 Est. Cost $2.50 Unrealized
RCUS ARCUS BIOSCIENCES INC 1.1%
Value ($000) $4,313 Shares 123,700 Est. Cost $26.17 Unrealized +18.9%
GLPG GALAPAGOS NV 1.1%
Value ($000) $4,086 Shares 77,675 Est. Cost $85.54 Unrealized
ARAY ACCURAY INC 1.0%
Value ($000) $3,720 Shares 941,800 Est. Cost $3.30 Unrealized +20.1%
RADIUS HEALTH INC 1.0%
Value ($000) $3,630 Shares 4,000,000 Est. Cost $1.00 Unrealized
IVERIC BIO INC 0.9%
Value ($000) $3,514 Shares 216,351 Est. Cost $7.58 Unrealized
KALV KALVISTA PHARMACEUTICALS INC 0.9%
Value ($000) $3,301 Shares 189,163 Est. Cost $22.19 Unrealized -8.7%
AERIE PHARMACEUTICALS INC 0.9%
Value ($000) $3,295 Shares 289,040 Est. Cost $30.02 Unrealized
FS DEVELOPMENT CORP II 0.8%
Value ($000) $2,985 Shares 299,950 Est. Cost $9.96 Unrealized
ADICET BIO INC 0.8%
Value ($000) $2,950 Shares 376,281 Est. Cost $12.90 Unrealized
RIGEL PHARMACEUTICALS INC 0.8%
Value ($000) $2,937 Shares 809,000 Est. Cost $3.57 Unrealized
MERUS N V 0.8%
Value ($000) $2,903 Shares 131,949 Est. Cost $20.89 Unrealized
VKTX VIKING THERAPEUTICS INC 0.7%
Value ($000) $2,810 Shares 447,400 Est. Cost $8.59 Unrealized -28.1%
VENUS CONCEPT INC 0.7%
Value ($000) $2,794 Shares 1,113,228 Est. Cost $1.73 Unrealized
TURNING POINT THERAPEUTICS I 0.7%
Value ($000) $2,787 Shares 41,952 Est. Cost $81.65 Unrealized
KADMON HLDGS INC 0.7%
Value ($000) $2,740 Shares 314,561 Est. Cost $3.17 Unrealized
MREO MEREO BIOPHARMA GROUP PLC 0.7%
Value ($000) $2,726 Shares 1,126,613 Est. Cost $3.36 Unrealized
PRQR PROQR THERAPEUTICS N V 0.7%
Value ($000) $2,481 Shares 296,383 Est. Cost $7.51 Unrealized -13.1%
89BIO INC 0.7%
Value ($000) $2,481 Shares 126,652 Est. Cost $23.68 Unrealized
ALEC ALECTOR INC 0.7%
Value ($000) $2,451 Shares 107,412 Est. Cost $28.01 Unrealized 0.0%
KINNATE BIOPHARMA INC 0.7%
Value ($000) $2,451 Shares 106,453 Est. Cost $31.36 Unrealized
NATUS MED INC 0.6%
Value ($000) $2,399 Shares 95,653 Est. Cost $26.60 Unrealized
ITEOS THERAPEUTICS INC 0.6%
Value ($000) $2,243 Shares 83,061 Est. Cost $27.00 Unrealized
STIM NEURONETICS INC 0.5%
Value ($000) $2,058 Shares 313,717 Est. Cost $7.17 Unrealized +33.7%
IPSC CENTURY THERAPEUTICS INC 0.5%
Value ($000) $2,013 Shares 80,000 Est. Cost $25.37 Unrealized +6.7%
CYMABAY THERAPEUTICS INC 0.5%
Value ($000) $1,914 Shares 524,286 Est. Cost $4.46 Unrealized
HOOKIPA PHARMA INC 0.5%
Value ($000) $1,897 Shares 322,124 Est. Cost $11.77 Unrealized
KURA KURA ONCOLOGY INC 0.5%
Value ($000) $1,889 Shares 100,829 Est. Cost $25.71 Unrealized -26.7%
MGNX MACROGENICS INC 0.5%
Value ($000) $1,885 Shares 90,000 Est. Cost $24.09 Unrealized 0.0%
COGT COGENT BIOSCIENCES INC 0.5%
Value ($000) $1,880 Shares 223,554 Est. Cost $9.63 Unrealized -20.4%
PHASEBIO PHARMACEUTICALS INC 0.5%
Value ($000) $1,875 Shares 603,042 Est. Cost $5.40 Unrealized
MEI PHARMA INC 0.5%
Value ($000) $1,769 Shares 641,000 Est. Cost $3.18 Unrealized
BWAY BRAINWAY LTD 0.4%
Value ($000) $1,612 Shares 200,000 Est. Cost $9.03 Unrealized
SUTRO BIOPHARMA INC 0.4%
Value ($000) $1,606 Shares 85,000 Est. Cost $9.81 Unrealized
FIELD TRIP HEALTH LTD 0.4%
Value ($000) $1,565 Shares 340,900 Est. Cost $4.59 Unrealized
IFRX INFLARX NV 0.4%
Value ($000) $1,554 Shares 600,000 Est. Cost $5.12 Unrealized -48.6%
SNDX SYNDAX PHARMACEUTICALS INC 0.4%
Value ($000) $1,542 Shares 80,702 Est. Cost $19.48 Unrealized -14.5%
ATHIRA PHARMA INC 0.4%
Value ($000) $1,510 Shares 160,983 Est. Cost $16.50 Unrealized
NGM BIOPHARMACEUTICALS INC 0.4%
Value ($000) $1,376 Shares 65,485 Est. Cost $21.84 Unrealized
AERIE PHARMACEUTICALS INC 0.4%
Value ($000) $1,375 Shares 1,500,000 Est. Cost $0.80 Unrealized
MERSANA THERAPEUTICS INC 0.4%
Value ($000) $1,323 Shares 140,263 Est. Cost $11.68 Unrealized
ASLAN PHARMACEUTICALS LTD 0.3%
Value ($000) $1,304 Shares 732,500 Est. Cost $3.23 Unrealized
BOLT BIOTHERAPEUTICS INC 0.3%
Value ($000) $1,265 Shares 100,000 Est. Cost $15.46 Unrealized
NEXTCURE INC 0.3%
Value ($000) $1,237 Shares 183,491 Est. Cost $12.26 Unrealized
CGEN COMPUGEN LTD 0.3%
Value ($000) $1,203 Shares 201,502 Est. Cost $9.06 Unrealized -26.0%
ALPINE IMMUNE SCIENCES INC 0.3%
Value ($000) $1,190 Shares 111,501 Est. Cost $8.79 Unrealized
HARPOON THERAPEUTICS INC 0.2%
Value ($000) $831 Shares 105,163 Est. Cost $14.65 Unrealized
LAVA THERAPEUTICS NV 0.2%
Value ($000) $825 Shares 139,332 Est. Cost $10.75 Unrealized
MASI MASIMO CORP 0.2%
Value ($000) $812 Shares 3,000 Est. Cost $43.65 Unrealized +521.2%
INFIQ INFINITY PHARMACEUTICALS INC 0.2%
Value ($000) $808 Shares 236,160 Est. Cost $3.34 Unrealized -7.6%
LRMR LARIMAR THERAPEUTICS INC 0.2%
Value ($000) $744 Shares 64,487 Est. Cost $14.29 Unrealized -16.0%
GNFTY GENFIT S A 0.2%
Value ($000) $698 Shares 188,549 Est. Cost $4.73 Unrealized
INGN INOGEN INC 0.2%
Value ($000) $646 Shares 15,000 Est. Cost $97.05 Unrealized -36.6%
SURGALIGN HOLDINGS INC 0.2%
Value ($000) $632 Shares 579,710 Est. Cost $1.39 Unrealized
PHVS PHARVARIS N V 0.2%
Value ($000) $622 Shares 35,074 Est. Cost $17.12 Unrealized 0.0%
MDGL MADRIGAL PHARMACEUTICALS INC 0.1%
Value ($000) $447 Shares 5,600 Est. Cost $125.02 Unrealized -30.9%
ANNX ANNEXON INC 0.1%
Value ($000) $434 Shares 23,296 Est. Cost $20.29 Unrealized 0.0%
RADIUS HEALTH INC 0.0%
Value ($000) $180 Shares 14,500 Est. Cost $21.68 Unrealized
VASCULAR BIOGENICS LTD 0.0%
Value ($000) $113 Shares 55,000 Est. Cost $2.39 Unrealized