Guinness Asset Management LTD Diversified Active

CIK: 0001409661 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 9, 2013

Total Value ($000): $162,339 (100.0% shares, 0.0% debt)

Holdings (70)

SU SUNCOR ENERGY INC NEW 4.4%
Value ($000) $7,205 Shares 201,075 Est. Cost $19.64 Unrealized +11.1%
COP CONOCOPHILLIPS 4.2%
Value ($000) $6,763 Shares 97,290 Est. Cost $39.96 Unrealized +11.3%
HAL HALLIBURTON CO 4.2%
Value ($000) $6,740 Shares 139,970 Est. Cost $33.21 Unrealized +12.4%
CHESAPEAKE ENERGY CORP 4.1%
Value ($000) $6,729 Shares 260,019 Est. Cost $20.38 Unrealized
HESS CORP 4.1%
Value ($000) $6,643 Shares 85,890 Est. Cost $66.49 Unrealized
NEWFIELD EXPL CO 4.0%
Value ($000) $6,573 Shares 240,160 Est. Cost $23.89 Unrealized
NOBLE ENERGY INC 4.0%
Value ($000) $6,531 Shares 97,470 Est. Cost $60.04 Unrealized
APACHE CORP 4.0%
Value ($000) $6,514 Shares 76,500 Est. Cost $83.92 Unrealized
UNIT CORP 4.0%
Value ($000) $6,499 Shares 139,794 Est. Cost $42.63 Unrealized
DVN DEVON ENERGY CORP NEW 4.0%
Value ($000) $6,445 Shares 111,590 Est. Cost $37.00 Unrealized +3.0%
PTEN PATTERSON UTI ENERGY INC 3.9%
Value ($000) $6,289 Shares 294,140 Est. Cost $21.83 Unrealized -5.9%
CNQ CANADIAN NAT RES LTD 3.8%
Value ($000) $6,232 Shares 197,900 Est. Cost $8.76 Unrealized +5.2%
HLX HELIX ENERGY SOLUTIONS GRP I 3.8%
Value ($000) $6,214 Shares 244,930 Est. Cost $23.34 Unrealized +10.1%
VLO VALERO ENERGY CORP NEW 3.8%
Value ($000) $6,160 Shares 180,395 Est. Cost $23.91 Unrealized -6.3%
CVX CHEVRON CORP NEW 3.8%
Value ($000) $6,148 Shares 50,600 Est. Cost $71.32 Unrealized +2.5%
XOM EXXON MOBIL CORP 3.6%
Value ($000) $5,816 Shares 67,600 Est. Cost $53.70 Unrealized +0.9%
TRINA SOLAR LIMITED 2.8%
Value ($000) $4,615 Shares 298,530 Est. Cost $5.96 Unrealized
PENN VA CORP 2.3%
Value ($000) $3,715 Shares 558,599 Est. Cost $4.70 Unrealized
CARRIZO OIL & GAS INC 2.2%
Value ($000) $3,613 Shares 96,900 Est. Cost $28.33 Unrealized
STONE ENERGY CORP 2.1%
Value ($000) $3,457 Shares 106,600 Est. Cost $22.03 Unrealized
JA SOLAR HOLDINGS CO LTD 1.8%
Value ($000) $2,961 Shares 291,162 Est. Cost $7.33 Unrealized
BARRETT BILL CORP 1.4%
Value ($000) $2,350 Shares 93,600 Est. Cost $20.22 Unrealized
ULTRA PETROLEUM CORP 1.2%
Value ($000) $2,002 Shares 97,350 Est. Cost $19.82 Unrealized
QEP RES INC 1.1%
Value ($000) $1,858 Shares 67,100 Est. Cost $27.78 Unrealized
AFL AFLAC INC 1.1%
Value ($000) $1,779 Shares 28,700 Est. Cost $21.31 Unrealized +5.4%
MSFT MICROSOFT CORP 1.1%
Value ($000) $1,776 Shares 53,380 Est. Cost $26.87 Unrealized +0.5%
REYNOLDS AMERICAN INC 1.1%
Value ($000) $1,775 Shares 36,400 Est. Cost $48.58 Unrealized
L-3 COMMUNICATIONS HLDGS INC 1.1%
Value ($000) $1,760 Shares 18,630 Est. Cost $89.94 Unrealized
ITW ILLINOIS TOOL WKS INC 1.1%
Value ($000) $1,759 Shares 23,060 Est. Cost $52.25 Unrealized +4.9%
GD GENERAL DYNAMICS CORP 1.1%
Value ($000) $1,752 Shares 20,020 Est. Cost $60.45 Unrealized +7.4%
PFE PFIZER INC 1.1%
Value ($000) $1,739 Shares 60,550 Est. Cost $16.40 Unrealized -0.3%
NOC NORTHROP GRUMMAN CORP 1.1%
Value ($000) $1,734 Shares 18,200 Est. Cost $68.26 Unrealized +9.7%
ABBV ABBVIE INC 1.1%
Value ($000) $1,730 Shares 38,680 Est. Cost $26.87 Unrealized +1.1%
MDLZ MONDELEZ INTL INC 1.1%
Value ($000) $1,728 Shares 55,000 Est. Cost $23.43 Unrealized +1.2%
MRK MERCK & CO INC NEW 1.1%
Value ($000) $1,714 Shares 36,010 Est. Cost $30.51 Unrealized +1.5%
AJG GALLAGHER ARTHUR J & CO 1.0%
Value ($000) $1,703 Shares 39,020 Est. Cost $33.88 Unrealized +1.1%
MAT MATTEL INC 1.0%
Value ($000) $1,700 Shares 40,590 Est. Cost $43.66 Unrealized -2.0%
JNJ JOHNSON & JOHNSON 1.0%
Value ($000) $1,691 Shares 19,510 Est. Cost $61.71 Unrealized +3.0%
KO COCA COLA CO 1.0%
Value ($000) $1,690 Shares 44,620 Est. Cost $27.25 Unrealized -1.7%
HRB BLOCK H & R INC 1.0%
Value ($000) $1,689 Shares 63,340 Est. Cost $18.45 Unrealized +1.2%
KRAFT FOODS GROUP INC 1.0%
Value ($000) $1,673 Shares 31,879 Est. Cost $54.07 Unrealized
PG PROCTER & GAMBLE CO 1.0%
Value ($000) $1,661 Shares 21,980 Est. Cost $55.65 Unrealized +1.0%
TRIANGLE PETE CORP 0.4%
Value ($000) $678 Shares 69,000 Est. Cost $7.01 Unrealized
JKS JINKOSOLAR HLDG CO LTD 0.2%
Value ($000) $280 Shares 12,430 Est. Cost $22.53 Unrealized
YINGLI GREEN ENERGY HLDG CO 0.1%
Value ($000) $243 Shares 35,020 Est. Cost $4.01 Unrealized
SUNPOWER CORP 0.1%
Value ($000) $234 Shares 8,937 Est. Cost $23.63 Unrealized
CIG COMPANHIA ENERGETICA DE MINA 0.1%
Value ($000) $221 Shares 25,598 Est. Cost $8.73 Unrealized
LDK SOLAR CO LTD 0.1%
Value ($000) $211 Shares 109,330 Est. Cost $1.79 Unrealized
RENESOLA LTD 0.1%
Value ($000) $193 Shares 38,720 Est. Cost $2.14 Unrealized
ITRI ITRON INC 0.1%
Value ($000) $179 Shares 4,175 Est. Cost $41.73 Unrealized -1.9%
ORA ORMAT TECHNOLOGIES INC 0.1%
Value ($000) $167 Shares 6,230 Est. Cost $21.47 Unrealized +5.9%
GAMI GAMCO INVESTORS INC 0.0%
Value ($000) $75 Shares 980 Est. Cost $21.63 Unrealized +13.9%
WADDELL & REED FINL INC 0.0%
Value ($000) $60 Shares 1,170 Est. Cost $44.66 Unrealized
BEN FRANKLIN RES INC 0.0%
Value ($000) $59 Shares 1,150 Est. Cost $29.04 Unrealized -1.1%
BLACKROCK INC 0.0%
Value ($000) $54 Shares 200 Est. Cost $265.00 Unrealized
AMG AFFILIATED MANAGERS GROUP 0.0%
Value ($000) $53 Shares 290 Est. Cost $159.61 Unrealized +7.7%
BLACKSTONE GROUP L P 0.0%
Value ($000) $51 Shares 2,040 Est. Cost $22.06 Unrealized
FORTRESS INVESTMENT GROUP LL 0.0%
Value ($000) $48 Shares 6,020 Est. Cost $6.84 Unrealized
STT STATE STR CORP 0.0%
Value ($000) $47 Shares 710 Est. Cost $45.26 Unrealized +8.8%
AMP AMERIPRISE FINL INC 0.0%
Value ($000) $46 Shares 500 Est. Cost $59.57 Unrealized +14.3%
RJF RAYMOND JAMES FINANCIAL INC 0.0%
Value ($000) $45 Shares 1,080 Est. Cost $24.10 Unrealized +0.1%
NDAQ NASDAQ OMX GROUP INC 0.0%
Value ($000) $45 Shares 1,400 Est. Cost $8.45 Unrealized +3.8%
OCH ZIFF CAP MGMT GROUP 0.0%
Value ($000) $45 Shares 4,100 Est. Cost $10.61 Unrealized
FHI FEDERATED INVS INC PA 0.0%
Value ($000) $44 Shares 1,630 Est. Cost $14.77 Unrealized +11.3%
AB ALLIANCEBERNSTEIN HOLDING LP 0.0%
Value ($000) $43 Shares 2,140 Est. Cost $20.59 Unrealized
SOHU COM INC 0.0%
Value ($000) $27 Shares 350 Est. Cost $60.00 Unrealized
NTES NETEASE INC 0.0%
Value ($000) $23 Shares 320 Est. Cost $62.50 Unrealized
TSM TAIWAN SEMICONDUCTOR MFG LTD 0.0%
Value ($000) $18 Shares 1,068 Est. Cost $18.04 Unrealized
AMAT APPLIED MATLS INC 0.0%
Value ($000) $13 Shares 750 Est. Cost $12.22 Unrealized +10.8%
BBY BEST BUY INC 0.0%
Value ($000) $12 Shares 310 Est. Cost $16.63 Unrealized +29.6%