Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ALTABA INC	638,309	$46.73M	11.3%	$58.60	—	COM	021346101
—	ROCKWELL COLLINS INC	247,976	$33.4M	8.1%	$134.66	—	COM	774341101
—	REAVES UTIL INCOME FD	1,147,318	$33.17M	8.0%	$30.94	—	COM SH BEN INT	756158101
NXPI	NXP SEMICONDUCTORS N V	203,061	$22.19M	5.4%	$100.53	-2.6%	COM	N6596X109
T	AT&T INC	587,301	$18.86M	4.6%	—	—	Call	00206R102
—	SIGMA DESIGNS INC	2,288,007	$13.96M	3.4%	$6.18	—	COM	826565103
—	CAVIUM INC	147,500	$12.76M	3.1%	$80.40	—	COM	14964U108
—	AETNA INC NEW	60,000	$11.01M	2.7%	$183.50	—	COM	00817Y108
—	HRG GROUP INC	828,388	$10.84M	2.6%	$13.09	—	COM	40434J100
—	XL GROUP LTD	155,072	$8.676M	2.1%	$55.42	—	COM	G98294104
—	VALIDUS HOLDINGS LTD	108,937	$7.364M	1.8%	$67.49	—	COM SHS	G9319H102
—	SAFEGUARD SCIENTIFICS INC	567,039	$7.258M	1.8%	$17.05	—	COM NEW	786449207
—	PURE ACQUISITION CORP	700,000	$7.175M	1.7%	$10.25	—	UNIT 04/13/2023	74621Q205
—	IAC INTERACTIVECORP	41,583	$6.341M	1.5%	$134.16	—	COM	44919P508
—	PENSARE ACQUISITION CORP	600,000	$5.934M	1.4%	$9.68	—	COM	70957E105
—	GIGCAPITAL INC	555,000	$5.828M	1.4%	$10.00	—	UNIT 03/06/2025	37518N205
—	KAPSTONE PAPER & PACKAGING C	147,800	$5.099M	1.2%	$34.43	—	COM	48562P103
—	INDUSTREA ACQUISITION CORP	500,000	$4.93M	1.2%	$9.74	—	CL A	45579J104
—	MTGE INVT CORP	250,728	$4.914M	1.2%	$19.60	—	COM	55378A105
—	DISCOVERY INC	190,119	$4.848M	1.2%	$19.52	—	COM SER C	25470F302
—	ANCHOR BANCORP WA	179,613	$4.697M	1.1%	$25.02	—	COM	032838104
—	PINNACLE ENTMT INC NEW	133,600	$4.506M	1.1%	$30.15	—	COM	72348Y105
—	SCHULMAN A INC	97,355	$4.332M	1.1%	$43.68	—	COM	808194104
—	TRIBUNE MEDIA CO	109,667	$4.197M	1.0%	$39.94	—	CL A	896047503
—	THUNDER BRIDGE ACQUISITION L	400,000	$4.013M	1.0%	$10.03	—	UNIT 01/01/2025	G8857R118
—	KBL MERGER CORP IV	400,000	$3.976M	1.0%	$9.72	—	COM	48242A104
—	ENVISION HEALTHCARE CORP	90,000	$3.961M	1.0%	$44.01	—	COM	29414D100
—	CM SEVEN STAR ACQUISITION CO	400,000	$3.956M	1.0%	$9.65	—	SHS	G2345N102
—	BLACK RIDGE ACQUISITION CORP	396,000	$3.873M	0.9%	$9.68	—	COM	09216T107
—	NEW YORK REIT INC	210,225	$3.835M	0.9%	$21.51	—	COM NEW	64976L208
—	ROYCE VALUE TR INC	239,496	$3.784M	0.9%	$15.56	—	COM	780910105
—	TRINITY MERGER CORP	371,868	$3.741M	0.9%	$10.06	—	UNIT 05/11/2025	89653L205
—	MODERN MEDIA ACQUISITION	360,000	$3.593M	0.9%	$9.77	—	COM	60765P103
—	ORBOTECH LTD	47,848	$2.957M	0.7%	$62.06	—	ORD	M75253100
—	DR PEPPER SNAPPLE GROUP INC	22,781	$2.779M	0.7%	$120.81	—	COM	26138E109
—	DELL TECHNOLOGIES INC	32,539	$2.752M	0.7%	$63.24	—	COM CL V	24703L103
—	TWELVE SEAS INVESTMENT COMPA	270,000	$2.716M	0.7%	$10.06	—	UNIT 06/21/2023	G9145A123
L	LOEWS CORP	55,898	$2.699M	0.7%	$44.92	+8.3%	COM	540424108
—	ANDEAVOR	19,650	$2.578M	0.6%	$131.20	—	COM	03349M105
—	UNION ACQUISITION CORP	251,200	$2.572M	0.6%	$10.23	—	UNIT 99/99/9999	G9366W119
—	LF CAP ACQUISITION CORP	250,000	$2.518M	0.6%	$10.07	—	UNIT 06/19/2025	50200K207
—	KLX INC	34,301	$2.466M	0.6%	$71.89	—	COM	482539103
STC	STEWART INFORMATION SVCS COR	57,247	$2.466M	0.6%	$43.02	-0.3%	COM	860372101
NXDT	NEXPOINT STRATEGIC OPORTUNT	109,160	$2.396M	0.6%	$21.95	—	COM NEW	65340G205
—	PHH CORP	206,822	$2.246M	0.5%	$10.49	—	COM NEW	693320202
—	LEISURE ACQUISITION CORP	222,000	$2.145M	0.5%	$9.41	—	COM	52539T107
—	BARINGTON HILCO ACQUISITION	200,000	$2.11M	0.5%	$10.16	—	COM	06759V101
—	TORTOISE MLP FD INC	123,270	$2.104M	0.5%	$17.07	—	COM	89148B101
—	GORDON POINTE ACQUISITION CO	200,000	$2.062M	0.5%	$10.33	—	UNIT 01/18/2023	382788206
—	TIBERIUS ACQUISITION CORP	200,000	$2.014M	0.5%	$10.06	—	UNIT 02/28/2021	88633A206
—	DRAPER OAKWOOD TECHNOLOGY	180,000	$1.796M	0.4%	$9.78	—	COM CL A	26146L103
—	NXSTAGE MEDICAL INC	61,721	$1.722M	0.4%	$25.68	—	COM	67072V103
—	ILG INC	50,000	$1.652M	0.4%	$33.04	—	COM	44967H101
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$1.635M	0.4%	$9.72	—	COM	089482103
—	GRAMERCY PPTY TR	59,800	$1.634M	0.4%	$27.32	—	COM NEW	385002308
—	KLONDEX MNS LTD	706,782	$1.633M	0.4%	$2.31	—	COM	498696103
—	CYS INVTS INC	216,677	$1.625M	0.4%	$7.50	—	COM	12673A108
—	MUDRICK CAP ACQUISITION CORP	150,000	$1.533M	0.4%	$10.22	—	UNIT 02/01/2023	624745204
—	AVISTA HEALTHCARE PUB ACQ CO	150,000	$1.504M	0.4%	$10.00	—	CL A	G0726L125
—	CONSTELLATION ALPHA CAP CORP	150,000	$1.494M	0.4%	$9.73	—	SHS	G2379F108
—	CORNERSTONE STRATEGIC VALUE	104,181	$1.464M	0.4%	$14.85	—	COM	21924B302
—	HL ACQUISITIONS CORP	144,000	$1.449M	0.4%	$10.06	—	UNIT 06/21/2023	G4603R114
—	TWENTY FIRST CENTY FOX INC	29,300	$1.444M	0.4%	$49.28	—	CL B	90130A200
LILA	LIBERTY LATIN AMERICA LTD	74,576	$1.426M	0.3%	$20.73	-6.6%	COM CL A	G9001E102
BKD	BROOKDALE SR LIVING INC	155,900	$1.417M	0.3%	$12.96	-40.1%	COM	112463104
—	OPES ACQUISITION CORP	120,730	$1.215M	0.3%	$10.06	—	UNIT 03/07/2023	68373P209
—	EXPRESS SCRIPTS HLDG CO	15,000	$1.158M	0.3%	$77.20	—	COM	30219G108
—	WILLSCOT CORP	494,000	$1.116M	0.3%	$1.44	—	*W EXP 09/10/202	971375118
—	CUSHING RENAISSANCE FD	59,324	$1.074M	0.3%	$15.85	—	COM	231647108
—	BISON CAP ACQUISITION CORP	100,000	$1.002M	0.2%	$9.87	—	ORD SHS	G1142P104
—	RSP PERMIAN INC	22,500	$990K	0.2%	$44.00	—	COM	74978Q105
—	HAYMAKER ACQUISITION CORP	100,000	$977K	0.2%	$9.53	—	COM CLASS A	420870107
—	PINNACLE FOODS INC DEL	15,000	$976K	0.2%	$65.07	—	COM	72348P104
—	SPARTON CORP	47,126	$895K	0.2%	$17.40	—	COM	847235108
—	ABERDEEN EMRG MRKTS EQT INM	125,353	$877K	0.2%	$7.28	—	COM	00301W105
—	FINTECH ACQUISITION CORP II	81,200	$812K	0.2%	$9.91	—	COM	31810G109
—	DEUTSCHE MULTI-MKT INCOME TR	91,281	$804K	0.2%	$8.78	—	SHS	25160E102
LBTYAUSD	LIBERTY GLOBAL PLC	29,200	$804K	0.2%	$31.56	—	SHS CL A	G5480U104
—	STEADYMED LTD	170,000	$765K	0.2%	$4.50	—	SHS	M84920103
—	RITE AID CORP	438,046	$758K	0.2%	$6.82	—	COM	767754104
PFLT	PENNANTPARK FLOATING RATE CA	54,334	$742K	0.2%	$5.05	+17.2%	COM	70806A106
SVVC	FIRSTHAND TECH VALUE FD INC	45,821	$649K	0.2%	$14.55	-16.8%	COM	33766Y100
—	QIWI PLC	40,000	$630K	0.2%	$17.00	—	SPON ADR REP B	74735M108
—	CORNERSTONE TOTAL RTRN FD IN	44,806	$627K	0.2%	$14.63	—	COM	21924U300
IWM	ISHARES TR	2,062	$338K	0.1%	$163.92	—	RUSSELL 2000 ETF	464287655
AXTA	AXALTA COATING SYS LTD	11,100	$336K	0.1%	$31.67	-1.0%	COM	G0750C108
—	INDUSTREA ACQUISITION CORP	500,000	$333K	0.1%	$0.42	—	*W EXP 08/01/202	45579J112
—	MERRIMACK PHARMACEUTICALS IN	66,934	$329K	0.1%	$11.04	—	COM NEW	590328209
—	DEUTSCHE STRATEGIC INCOME TR	24,280	$297K	0.1%	$12.27	—	SHS	25160F109
—	PENSARE ACQUISITION CORP	600,000	$294K	0.1%	$0.40	—	RIGHT 99/99/9999	70957E121
—	AMERICAN CAP SR FLOATING LTD	23,591	$290K	0.1%	$12.29	—	COM	02504D108
OFS	OFS CAP CORP	25,172	$288K	0.1%	$14.52	-23.0%	COM	67103B100
—	LAZYDAYS HLDGS INC	26,785	$238K	0.1%	$10.04	—	COM	52110H100
—	COASTWAY BANCORP INC	8,364	$232K	0.1%	$27.74	—	COM	190632109
—	CONVERGEONE HLDGS INC	23,400	$220K	0.1%	$9.23	—	COM CL A	212481105
—	PENSARE ACQUISITION CORP	300,000	$192K	0.0%	$0.50	—	*W EXP 07/27/202	70957E113
—	TIVO CORP	14,000	$188K	0.0%	$13.57	—	COM	88870P106
—	A H BELO CORP	35,942	$169K	0.0%	$6.97	—	COM CL A	001282102
—	MODERN MEDIA ACQUISITION	324,000	$168K	0.0%	$0.38	—	RIGHT 99/99/9999	60765P129
—	XCERRA CORP	11,795	$165K	0.0%	$9.77	—	COM	98400J108
—	KBL MERGER CORP IV	400,000	$140K	0.0%	$0.29	—	RIGHT 03/22/2019	48242A120
—	BLACK RIDGE ACQUISITION CORP	396,000	$139K	0.0%	$0.33	—	*W EXP 07/10/202	09216T115
—	NOVELION THERAPEUTICS INC	36,428	$134K	0.0%	$10.73	—	COM NEW	67001K202
—	BLACK RIDGE ACQUISITION CORP	396,000	$129K	0.0%	$0.28	—	RIGHT 07/10/2019	09216T123
—	CM SEVEN STAR ACQUISITION CO	350,000	$126K	0.0%	$0.32	—	RIGHT 08/21/2022	G2345N136
—	LEISURE ACQUISITION CORP	111,000	$122K	0.0%	$0.99	—	*W EXP 12/05/201	52539T115
—	STEEL CONNECT INC	54,804	$118K	0.0%	$2.12	—	COM	858098106
—	MODERN MEDIA ACQUISITION	180,000	$117K	0.0%	$0.36	—	*W EXP 05/17/202	60765P111
—	KBL MERGER CORP IV	400,000	$116K	0.0%	$0.17	—	*W EXP 01/15/202	48242A112
—	DRAPER OAKWOOD TECHNOLOGY	180,000	$106K	0.0%	$0.52	—	RIGHT 09/19/2018	26146L129
—	CONSTELLATION ALPHA CAP CORP	150,000	$98,000	0.0%	$0.35	—	RIGHT 99/99/9999	G2379F132
—	REALNETWORKS INC	26,522	$98,000	0.0%	$7.55	—	COM NEW	75605L708
—	SANOFI	155,177	$78,000	0.0%	$0.34	—	RIGHT 12/31/2020	80105N113
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$74,000	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	AVISTA HEALTHCARE PUB ACQ CO	150,000	$70,000	0.0%	$0.40	—	*W EXP 99/99/999	G0726L117
—	CM SEVEN STAR ACQUISITION CO	175,000	$69,000	0.0%	$0.29	—	*W EXP 08/21/202	G2345N110
—	DEPOMED INC	10,100	$67,000	0.0%	$12.58	—	COM	249908104
—	DRAPER OAKWOOD TECHNOLOGY	90,000	$66,000	0.0%	$0.61	—	*W EXP 09/19/202	26146L111
—	FINTECH ACQUISITION CORP II	40,600	$65,000	0.0%	$1.38	—	*W EXP 01/19/202	31810G117
—	TORTOISE MLP FD INC	166,185	$62,000	0.0%	$0.37	—	RIGHT 07/18/2018	89148B119
LUNA	LUNA INNOVATIONS	19,516	$58,000	0.0%	$1.53	+110.2%	COM	550351100
—	CONSTELLATION ALPHA CAP CORP	150,000	$54,000	0.0%	$0.26	—	*W EXP 03/23/202	G2379F116
—	ESTRE AMBIENTAL INC	124,450	$53,000	0.0%	$0.75	—	*W EXP 12/21/202	G3206V118
—	WRIGHT MED GROUP N V	38,308	$50,000	0.0%	$1.02	—	RIGHT 03/01/2019	N96617126
—	HAYMAKER ACQUISITION CORP	50,000	$44,000	0.0%	$0.80	—	*W EXP 10/27/202	420870115
—	BISON CAP ACQUISITION CORP	100,000	$33,000	0.0%	$0.38	—	RIGHT 03/20/2019	G1142P138
—	BIG ROCK PARTNERS ACQUISI CO	82,500	$31,000	0.0%	$0.46	—	*W EXP 12/01/202	089482111
—	BISON CAP ACQUISITION CORP	50,000	$19,000	0.0%	$0.36	—	*W EXP 06/20/202	G1142P112
—	TRANS WORLD ENTMT CORP	10,400	$9,000	0.0%	$3.85	—	COM	89336Q100