CIK: 0001584639 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 13, 2018
Total Value ($000): $412,045 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALTABA INC | 638,309 | $46,731 | 11.3% | $58.60 | — | COM | 021346101 |
| — | ROCKWELL COLLINS INC | 247,976 | $33,397 | 8.1% | $134.66 | — | COM | 774341101 |
| — | REAVES UTIL INCOME FD | 1,147,318 | $33,169 | 8.0% | $30.94 | — | COM SH BEN INT | 756158101 |
| NXPI | NXP SEMICONDUCTORS N V | 203,061 | $22,188 | 5.4% | $100.53 | -2.6% | COM | N6596X109 |
| T | AT&T INC | 587,301 | $18,858 | 4.6% | — | — | Call | 00206R102 |
| — | SIGMA DESIGNS INC | 2,288,007 | $13,957 | 3.4% | $6.18 | — | COM | 826565103 |
| — | CAVIUM INC | 147,500 | $12,759 | 3.1% | $80.40 | — | COM | 14964U108 |
| — | AETNA INC NEW | 60,000 | $11,010 | 2.7% | $183.50 | — | COM | 00817Y108 |
| — | HRG GROUP INC | 828,388 | $10,844 | 2.6% | $13.09 | — | COM | 40434J100 |
| — | XL GROUP LTD | 155,072 | $8,676 | 2.1% | $55.42 | — | COM | G98294104 |
| — | VALIDUS HOLDINGS LTD | 108,937 | $7,364 | 1.8% | $67.49 | — | COM SHS | G9319H102 |
| — | SAFEGUARD SCIENTIFICS INC | 567,039 | $7,258 | 1.8% | $17.05 | — | COM NEW | 786449207 |
| — | PURE ACQUISITION CORP | 700,000 | $7,175 | 1.7% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | IAC INTERACTIVECORP | 41,583 | $6,341 | 1.5% | $134.16 | — | COM | 44919P508 |
| — | PENSARE ACQUISITION CORP | 600,000 | $5,934 | 1.4% | $9.68 | — | COM | 70957E105 |
| — | GIGCAPITAL INC | 555,000 | $5,828 | 1.4% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | KAPSTONE PAPER & PACKAGING C | 147,800 | $5,099 | 1.2% | $34.43 | — | COM | 48562P103 |
| — | INDUSTREA ACQUISITION CORP | 500,000 | $4,930 | 1.2% | $9.74 | — | CL A | 45579J104 |
| — | MTGE INVT CORP | 250,728 | $4,914 | 1.2% | $19.60 | — | COM | 55378A105 |
| — | DISCOVERY INC | 190,119 | $4,848 | 1.2% | $19.52 | — | COM SER C | 25470F302 |
| — | ANCHOR BANCORP WA | 179,613 | $4,697 | 1.1% | $25.02 | — | COM | 032838104 |
| — | PINNACLE ENTMT INC NEW | 133,600 | $4,506 | 1.1% | $30.15 | — | COM | 72348Y105 |
| — | SCHULMAN A INC | 97,355 | $4,332 | 1.1% | $43.68 | — | COM | 808194104 |
| — | TRIBUNE MEDIA CO | 109,667 | $4,197 | 1.0% | $39.94 | — | CL A | 896047503 |
| — | THUNDER BRIDGE ACQUISITION L | 400,000 | $4,013 | 1.0% | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| — | KBL MERGER CORP IV | 400,000 | $3,976 | 1.0% | $9.72 | — | COM | 48242A104 |
| — | ENVISION HEALTHCARE CORP | 90,000 | $3,961 | 1.0% | $44.01 | — | COM | 29414D100 |
| — | CM SEVEN STAR ACQUISITION CO | 400,000 | $3,956 | 1.0% | $9.65 | — | SHS | G2345N102 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $3,873 | 0.9% | $9.68 | — | COM | 09216T107 |
| — | NEW YORK REIT INC | 210,225 | $3,835 | 0.9% | $21.51 | — | COM NEW | 64976L208 |
| — | ROYCE VALUE TR INC | 239,496 | $3,784 | 0.9% | $15.56 | — | COM | 780910105 |
| — | TRINITY MERGER CORP | 371,868 | $3,741 | 0.9% | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | MODERN MEDIA ACQUISITION | 360,000 | $3,593 | 0.9% | $9.77 | — | COM | 60765P103 |
| — | ORBOTECH LTD | 47,848 | $2,957 | 0.7% | $62.06 | — | ORD | M75253100 |
| — | DR PEPPER SNAPPLE GROUP INC | 22,781 | $2,779 | 0.7% | $120.81 | — | COM | 26138E109 |
| — | DELL TECHNOLOGIES INC | 32,539 | $2,752 | 0.7% | $63.24 | — | COM CL V | 24703L103 |
| — | TWELVE SEAS INVESTMENT COMPA | 270,000 | $2,716 | 0.7% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| L | LOEWS CORP | 55,898 | $2,699 | 0.7% | $44.92 | +8.3% | COM | 540424108 |
| — | ANDEAVOR | 19,650 | $2,578 | 0.6% | $131.20 | — | COM | 03349M105 |
| — | UNION ACQUISITION CORP | 251,200 | $2,572 | 0.6% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | LF CAP ACQUISITION CORP | 250,000 | $2,518 | 0.6% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| STC | STEWART INFORMATION SVCS COR | 57,247 | $2,466 | 0.6% | $43.02 | -0.3% | COM | 860372101 |
| — | KLX INC | 34,301 | $2,466 | 0.6% | $71.89 | — | COM | 482539103 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 109,160 | $2,396 | 0.6% | $21.95 | — | COM NEW | 65340G205 |
| — | PHH CORP | 206,822 | $2,246 | 0.5% | $10.49 | — | COM NEW | 693320202 |
| — | LEISURE ACQUISITION CORP | 222,000 | $2,145 | 0.5% | $9.41 | — | COM | 52539T107 |
| — | BARINGTON HILCO ACQUISITION | 200,000 | $2,110 | 0.5% | $10.16 | — | COM | 06759V101 |
| — | TORTOISE MLP FD INC | 123,270 | $2,104 | 0.5% | $17.07 | — | COM | 89148B101 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $2,062 | 0.5% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $2,014 | 0.5% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | DRAPER OAKWOOD TECHNOLOGY | 180,000 | $1,796 | 0.4% | $9.78 | — | COM CL A | 26146L103 |
| — | NXSTAGE MEDICAL INC | 61,721 | $1,722 | 0.4% | $25.68 | — | COM | 67072V103 |
| — | ILG INC | 50,000 | $1,652 | 0.4% | $33.04 | — | COM | 44967H101 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $1,635 | 0.4% | $9.72 | — | COM | 089482103 |
| — | GRAMERCY PPTY TR | 59,800 | $1,634 | 0.4% | $27.32 | — | COM NEW | 385002308 |
| — | KLONDEX MNS LTD | 706,782 | $1,633 | 0.4% | $2.31 | — | COM | 498696103 |
| — | CYS INVTS INC | 216,677 | $1,625 | 0.4% | $7.50 | — | COM | 12673A108 |
| — | MUDRICK CAP ACQUISITION CORP | 150,000 | $1,533 | 0.4% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 150,000 | $1,504 | 0.4% | $10.00 | — | CL A | G0726L125 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $1,494 | 0.4% | $9.73 | — | SHS | G2379F108 |
| — | CORNERSTONE STRATEGIC VALUE | 104,181 | $1,464 | 0.4% | $14.85 | — | COM | 21924B302 |
| — | HL ACQUISITIONS CORP | 144,000 | $1,449 | 0.4% | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | TWENTY FIRST CENTY FOX INC | 29,300 | $1,444 | 0.4% | $49.28 | — | CL B | 90130A200 |
| LILA | LIBERTY LATIN AMERICA LTD | 74,576 | $1,426 | 0.3% | $20.73 | -6.6% | COM CL A | G9001E102 |
| BKD | BROOKDALE SR LIVING INC | 155,900 | $1,417 | 0.3% | $12.96 | -40.1% | COM | 112463104 |
| — | OPES ACQUISITION CORP | 120,730 | $1,215 | 0.3% | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | EXPRESS SCRIPTS HLDG CO | 15,000 | $1,158 | 0.3% | $77.20 | — | COM | 30219G108 |
| — | WILLSCOT CORP | 494,000 | $1,116 | 0.3% | $1.44 | — | *W EXP 09/10/202 | 971375118 |
| — | CUSHING RENAISSANCE FD | 59,324 | $1,074 | 0.3% | $15.85 | — | COM | 231647108 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $1,002 | 0.2% | $9.87 | — | ORD SHS | G1142P104 |
| — | RSP PERMIAN INC | 22,500 | $990 | 0.2% | $44.00 | — | COM | 74978Q105 |
| — | HAYMAKER ACQUISITION CORP | 100,000 | $977 | 0.2% | $9.53 | — | COM CLASS A | 420870107 |
| — | PINNACLE FOODS INC DEL | 15,000 | $976 | 0.2% | $65.07 | — | COM | 72348P104 |
| — | SPARTON CORP | 47,126 | $895 | 0.2% | $17.40 | — | COM | 847235108 |
| — | ABERDEEN EMRG MRKTS EQT INM | 125,353 | $877 | 0.2% | $7.28 | — | COM | 00301W105 |
| — | FINTECH ACQUISITION CORP II | 81,200 | $812 | 0.2% | $9.91 | — | COM | 31810G109 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 29,200 | $804 | 0.2% | $31.56 | — | SHS CL A | G5480U104 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 91,281 | $804 | 0.2% | $8.78 | — | SHS | 25160E102 |
| — | STEADYMED LTD | 170,000 | $765 | 0.2% | $4.50 | — | SHS | M84920103 |
| — | RITE AID CORP | 438,046 | $758 | 0.2% | $6.82 | — | COM | 767754104 |
| PFLT | PENNANTPARK FLOATING RATE CA | 54,334 | $742 | 0.2% | $5.05 | +17.2% | COM | 70806A106 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 45,821 | $649 | 0.2% | $14.55 | -16.8% | COM | 33766Y100 |
| — | QIWI PLC | 40,000 | $630 | 0.2% | $17.00 | — | SPON ADR REP B | 74735M108 |
| — | CORNERSTONE TOTAL RTRN FD IN | 44,806 | $627 | 0.2% | $14.63 | — | COM | 21924U300 |
| IWM | ISHARES TR | 2,062 | $338 | 0.1% | $163.92 | — | RUSSELL 2000 ETF | 464287655 |
| AXTA | AXALTA COATING SYS LTD | 11,100 | $336 | 0.1% | $31.67 | -1.0% | COM | G0750C108 |
| — | INDUSTREA ACQUISITION CORP | 500,000 | $333 | 0.1% | $0.42 | — | *W EXP 08/01/202 | 45579J112 |
| — | MERRIMACK PHARMACEUTICALS IN | 66,934 | $329 | 0.1% | $11.04 | — | COM NEW | 590328209 |
| — | DEUTSCHE STRATEGIC INCOME TR | 24,280 | $297 | 0.1% | $12.27 | — | SHS | 25160F109 |
| — | PENSARE ACQUISITION CORP | 600,000 | $294 | 0.1% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | AMERICAN CAP SR FLOATING LTD | 23,591 | $290 | 0.1% | $12.29 | — | COM | 02504D108 |
| OFS | OFS CAP CORP | 25,172 | $288 | 0.1% | $14.52 | -23.0% | COM | 67103B100 |
| — | LAZYDAYS HLDGS INC | 26,785 | $238 | 0.1% | $10.04 | — | COM | 52110H100 |
| — | COASTWAY BANCORP INC | 8,364 | $232 | 0.1% | $27.74 | — | COM | 190632109 |
| — | CONVERGEONE HLDGS INC | 23,400 | $220 | 0.1% | $9.23 | — | COM CL A | 212481105 |
| — | PENSARE ACQUISITION CORP | 300,000 | $192 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | TIVO CORP | 14,000 | $188 | 0.0% | $13.57 | — | COM | 88870P106 |
| — | A H BELO CORP | 35,942 | $169 | 0.0% | $6.97 | — | COM CL A | 001282102 |
| — | MODERN MEDIA ACQUISITION | 324,000 | $168 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | XCERRA CORP | 11,795 | $165 | 0.0% | $9.77 | — | COM | 98400J108 |
| — | KBL MERGER CORP IV | 400,000 | $140 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $139 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | NOVELION THERAPEUTICS INC | 36,428 | $134 | 0.0% | $10.73 | — | COM NEW | 67001K202 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $129 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | CM SEVEN STAR ACQUISITION CO | 350,000 | $126 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | LEISURE ACQUISITION CORP | 111,000 | $122 | 0.0% | $0.99 | — | *W EXP 12/05/201 | 52539T115 |
| — | STEEL CONNECT INC | 54,804 | $118 | 0.0% | $2.12 | — | COM | 858098106 |
| — | MODERN MEDIA ACQUISITION | 180,000 | $117 | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | KBL MERGER CORP IV | 400,000 | $116 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | DRAPER OAKWOOD TECHNOLOGY | 180,000 | $106 | 0.0% | $0.52 | — | RIGHT 09/19/2018 | 26146L129 |
| — | REALNETWORKS INC | 26,522 | $98 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $98 | 0.0% | $0.35 | — | RIGHT 99/99/9999 | G2379F132 |
| — | SANOFI | 155,177 | $78 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $74 | 0.0% | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 150,000 | $70 | 0.0% | $0.40 | — | *W EXP 99/99/999 | G0726L117 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $69 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | DEPOMED INC | 10,100 | $67 | 0.0% | $12.58 | — | COM | 249908104 |
| — | DRAPER OAKWOOD TECHNOLOGY | 90,000 | $66 | 0.0% | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | FINTECH ACQUISITION CORP II | 40,600 | $65 | 0.0% | $1.38 | — | *W EXP 01/19/202 | 31810G117 |
| — | TORTOISE MLP FD INC | 166,185 | $62 | 0.0% | $0.37 | — | RIGHT 07/18/2018 | 89148B119 |
| LUNA | LUNA INNOVATIONS | 19,516 | $58 | 0.0% | $1.53 | +110.2% | COM | 550351100 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $54 | 0.0% | $0.26 | — | *W EXP 03/23/202 | G2379F116 |
| — | ESTRE AMBIENTAL INC | 124,450 | $53 | 0.0% | $0.75 | — | *W EXP 12/21/202 | G3206V118 |
| — | WRIGHT MED GROUP N V | 38,308 | $50 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| — | HAYMAKER ACQUISITION CORP | 50,000 | $44 | 0.0% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $33 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $31 | 0.0% | $0.46 | — | *W EXP 12/01/202 | 089482111 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $19 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $9 | 0.0% | $3.85 | — | COM | 89336Q100 |