Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ROCKWELL COLLINS INC	281,726	$39.57M	7.5%	$135.36	—	COM	774341101
—	REAVES UTIL INCOME FD	931,189	$28.55M	5.4%	$30.94	—	COM SH BEN INT	756158101
—	ALTABA INC	379,600	$25.86M	4.9%	$58.60	—	COM	021346101
—	CORNERSTONE STRATEGIC VALUE	1,631,718	$22.84M	4.3%	$14.05	—	COM	21924B302
FTV	FORTIVE CORP	257,048	$21.64M	4.1%	$49.74	0.0%	COM	34959J108
FTV	FORTIVE CORP	230,000	$19.37M	3.7%	$49.74	0.0%	Put	34959J108
—	AETNA INC NEW	94,788	$19.23M	3.6%	$190.60	—	COM	00817Y108
—	ANDEAVOR	121,962	$18.72M	3.6%	$149.91	—	COM	03349M105
NXPI	NXP SEMICONDUCTORS N V	203,061	$17.36M	3.3%	$100.53	-15.2%	COM	N6596X109
—	PINNACLE ENTMT INC NEW	461,474	$15.55M	2.9%	$32.67	—	COM	72348Y105
—	CORNERSTONE TOTAL RTRN FD IN	993,591	$13.79M	2.6%	$13.91	—	COM	21924U300
—	IAC INTERACTIVECORP	59,523	$12.9M	2.4%	$159.04	—	COM	44919P508
—	PINNACLE FOODS INC DEL	198,013	$12.83M	2.4%	$64.83	—	COM	72348P104
—	GRAMERCY PPTY TR	367,175	$10.07M	1.9%	$27.42	—	COM NEW	385002308
—	TWENTY FIRST CENTY FOX INC	178,500	$8.27M	1.6%	$46.33	—	CL A	90130A101
—	NEVSUN RES LTD	1,700,000	$7.539M	1.4%	$4.43	—	COM	64156L101
T	AT&T INC	223,829	$7.516M	1.4%	$14.48	0.0%	COM	00206R102
—	LASALLE HOTEL PPTYS	213,576	$7.388M	1.4%	$34.59	—	COM SH BEN INT	517942108
—	PURE ACQUISITION CORP	700,000	$7.263M	1.4%	$10.25	—	UNIT 04/13/2023	74621Q205
—	ORBOTECH LTD	119,260	$7.089M	1.3%	$60.49	—	ORD	M75253100
—	DISCOVERY INC	228,153	$6.749M	1.3%	$21.20	—	COM SER C	25470F302
—	KLX INC	104,287	$6.547M	1.2%	$65.78	—	COM	482539103
—	U S G CORP	148,343	$6.425M	1.2%	$43.31	—	COM NEW	903293405
—	PENSARE ACQUISITION CORP	600,000	$5.976M	1.1%	$9.68	—	COM	70957E105
—	GIGCAPITAL INC	555,000	$5.961M	1.1%	$10.00	—	UNIT 03/06/2025	37518N205
—	SAFEGUARD SCIENTIFICS INC	634,299	$5.931M	1.1%	$16.23	—	COM NEW	786449207
—	EXPRESS SCRIPTS HLDG CO	59,732	$5.675M	1.1%	$90.54	—	COM	30219G108
—	FOREST CITY RLTY TR INC	214,772	$5.389M	1.0%	$25.09	—	COM CL A	345605109
—	LIFEPOINT HEALTH INC	80,346	$5.174M	1.0%	$64.40	—	COM	53219L109
—	INDUSTREA ACQUISITION CORP	500,000	$5.1M	1.0%	$9.74	—	CL A	45579J104
—	KAPSTONE PAPER & PACKAGING C	147,800	$5.012M	1.0%	$34.43	—	COM	48562P103
—	ROYCE VALUE TR INC	302,095	$4.939M	0.9%	$15.72	—	COM	780910105
—	ANCHOR BANCORP WA	167,113	$4.729M	0.9%	$25.02	—	COM	032838104
—	DUN & BRADSTREET CORP DEL NE	32,644	$4.652M	0.9%	$142.51	—	COM	26483E100
—	TRIBUNE MEDIA CO	116,333	$4.471M	0.8%	$39.85	—	CL A	896047503
—	THUNDER BRIDGE ACQUISITION L	400,000	$4.064M	0.8%	$10.03	—	UNIT 01/01/2025	G8857R118
—	KBL MERGER CORP IV	400,000	$4.04M	0.8%	$9.72	—	COM	48242A104
—	CM SEVEN STAR ACQUISITION CO	400,000	$4.032M	0.8%	$9.65	—	SHS	G2345N102
—	CA INC	90,000	$3.974M	0.8%	$44.16	—	COM	12673P105
—	BLACK RIDGE ACQUISITION CORP	396,000	$3.889M	0.7%	$9.68	—	COM	09216T107
—	NEW YORK REIT INC	210,725	$3.823M	0.7%	$21.51	—	COM NEW	64976L208
—	TRINITY MERGER CORP	371,868	$3.817M	0.7%	$10.06	—	UNIT 05/11/2025	89653L205
—	TKK SYMPHONY ACQUISITION COR	372,000	$3.767M	0.7%	$10.13	—	UNIT 08/15/2023	G88950111
—	MODERN MEDIA ACQUISITION	360,000	$3.636M	0.7%	$9.77	—	COM	60765P103
—	TORTOISE MLP FD INC	220,811	$3.551M	0.7%	$16.63	—	COM	89148B101
—	ENVISION HEALTHCARE CORP	75,000	$3.43M	0.7%	$44.01	—	COM	29414D100
—	CONVERGYS CORP	134,100	$3.184M	0.6%	$23.74	—	COM	212485106
—	DELL TECHNOLOGIES INC	32,539	$3.16M	0.6%	$63.24	—	COM CL V	24703L103
—	ASPEN INSURANCE HOLDINGS LTD	75,000	$3.135M	0.6%	$41.80	—	SHS	G05384105
—	TWELVE SEAS INVESTMENT COMPA	270,000	$2.784M	0.5%	$10.06	—	UNIT 06/21/2023	G9145A123
—	UNION ACQUISITION CORP	251,200	$2.625M	0.5%	$10.23	—	UNIT 99/99/9999	G9366W119
STC	STEWART INFORMATION SVCS COR	57,247	$2.577M	0.5%	$43.02	+4.1%	COM	860372101
—	LF CAP ACQUISITION CORP	250,000	$2.538M	0.5%	$10.07	—	UNIT 06/19/2025	50200K207
—	PHH CORP	206,822	$2.273M	0.4%	$10.49	—	COM NEW	693320202
L	LOEWS CORP	43,398	$2.18M	0.4%	$44.92	+8.1%	COM	540424108
—	LEISURE ACQUISITION CORP	222,000	$2.151M	0.4%	$9.41	—	COM	52539T107
—	GORDON POINTE ACQUISITION CO	200,000	$2.105M	0.4%	$10.33	—	UNIT 01/18/2023	382788206
—	ALTRA INDL MOTION CORP	50,000	$2.065M	0.4%	—	—	Put	02208R106
—	ALLEGRO MERGER CORP	200,000	$2.054M	0.4%	$10.27	—	UNIT 12/31/2023	01749N301
—	TIBERIUS ACQUISITION CORP	200,000	$2.045M	0.4%	$10.06	—	UNIT 02/28/2021	88633A206
—	MORGAN STANLEY INDIA INVS FD	86,422	$2.027M	0.4%	$23.45	—	COM	61745C105
—	DRAPER OAKWOOD TECHNOLOGY	180,000	$1.836M	0.3%	$9.78	—	COM CL A	26146L103
—	KMG CHEMICALS INC	24,000	$1.813M	0.3%	$75.54	—	COM	482564101
—	BARINGTON HILCO ACQUISITION	160,000	$1.738M	0.3%	$10.16	—	COM	06759V101
—	NXSTAGE MEDICAL INC	61,721	$1.721M	0.3%	$25.68	—	COM	67072V103
—	AV HOMES INC	79,853	$1.713M	0.3%	$21.45	—	COM	00234P102
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$1.65M	0.3%	$9.72	—	COM	089482103
—	MUDRICK CAP ACQUISITION CORP	150,000	$1.544M	0.3%	$10.22	—	UNIT 02/01/2023	624745204
—	AVISTA HEALTHCARE PUB ACQ CO	150,000	$1.52M	0.3%	$10.00	—	CL A	G0726L125
—	CONSTELLATION ALPHA CAP CORP	150,000	$1.518M	0.3%	$9.73	—	SHS	G2379F108
—	HL ACQUISITIONS CORP	144,000	$1.476M	0.3%	$10.06	—	UNIT 06/21/2023	G4603R114
—	THUNDER BRIDGE ACQUISITION L	150,000	$1.457M	0.3%	$9.71	—	SHS CLASS A	G8857R100
BKD	BROOKDALE SR LIVING INC	137,900	$1.356M	0.3%	$12.96	-29.0%	COM	112463104
—	OPES ACQUISITION CORP	120,730	$1.227M	0.2%	$10.06	—	UNIT 03/07/2023	68373P209
—	FORUM MERGER II CORP	120,000	$1.213M	0.2%	$10.11	—	UNIT 09/30/2025	34986F202
NXDT	NEXPOINT STRATEGIC OPORTUNT	52,403	$1.174M	0.2%	$21.95	—	COM NEW	65340G205
LILA	LIBERTY LATIN AMERICA LTD	52,370	$1.091M	0.2%	$20.73	-10.8%	COM CL A	G9001E102
—	BISON CAP ACQUISITION CORP	100,000	$1.021M	0.2%	$9.87	—	ORD SHS	G1142P104
—	HAYMAKER ACQUISITION CORP	100,000	$976K	0.2%	$9.53	—	COM CLASS A	420870107
—	INTEGRATED DEVICE TECHNOLOGY	20,100	$945K	0.2%	$47.01	—	COM	458118106
—	DEUTSCHE MULTI-MKT INCOME TR	99,258	$891K	0.2%	$8.79	—	SHS	25160E102
—	XCERRA CORP	61,516	$878K	0.2%	$13.41	—	COM	98400J108
LBTYAUSD	LIBERTY GLOBAL PLC	29,200	$845K	0.2%	$31.56	—	SHS CL A	G5480U104
SVVC	FIRSTHAND TECH VALUE FD INC	48,421	$820K	0.2%	$14.55	+0.1%	COM	33766Y100
—	ABERDEEN EMRG MRKTS EQT INM	113,153	$776K	0.1%	$7.28	—	COM	00301W105
PFLT	PENNANTPARK FLOATING RATE CA	54,334	$714K	0.1%	$5.05	+19.7%	COM	70806A106
—	CONNECTICUT WTR SVC INC	10,045	$697K	0.1%	$69.39	—	COM	207797101
—	SPARTON CORP	47,126	$680K	0.1%	$17.40	—	COM	847235108
—	RITE AID CORP	438,046	$561K	0.1%	$6.82	—	COM	767754104
—	FGL HOLDINGS-CW21 Equity WRT	270,000	$532K	0.1%	$1.97	—	*W EXP 11/30/202	G3402M110
—	QIWI PLC	40,000	$527K	0.1%	$17.00	—	SPON ADR REP B	74735M108
—	NUVEEN BUILD AMER BD FD	25,788	$516K	0.1%	$20.01	—	COM	67074C103
—	LONGEVITY ACQUISITION CORP	50,000	$512K	0.1%	$10.24	—	UNIT 08/29/2024	G56372108
—	INDUSTREA ACQUISITION CORP	426,220	$426K	0.1%	$0.42	—	*W EXP 08/01/202	45579J112
—	DEUTSCHE STRATEGIC INCOME TR	28,984	$364K	0.1%	$12.32	—	SHS	25160F109
—	MERRIMACK PHARMACEUTICALS IN	66,934	$357K	0.1%	$11.04	—	COM NEW	590328209
AXTA	AXALTA COATING SYS LTD	11,100	$324K	0.1%	$31.67	-5.3%	COM	G0750C108
OFS	OFS CAP CORP	24,572	$292K	0.1%	$14.52	-17.6%	COM	67103B100
—	PENSARE ACQUISITION CORP	600,000	$270K	0.1%	$0.40	—	RIGHT 99/99/9999	70957E121
—	COASTWAY BANCORP INC	8,364	$236K	0.0%	$27.74	—	COM	190632109
—	ENERGY XXI GULF COAST INC	27,419	$229K	0.0%	$8.35	—	COM	29276K101
—	CONVERGEONE HLDGS INC	23,400	$218K	0.0%	$9.23	—	COM CL A	212481105
—	LAZYDAYS HLDGS INC	25,758	$194K	0.0%	$10.04	—	COM	52110H100
—	CM SEVEN STAR ACQUISITION CO	350,000	$184K	0.0%	$0.32	—	RIGHT 08/21/2022	G2345N136
—	KBL MERGER CORP IV	400,000	$184K	0.0%	$0.29	—	RIGHT 03/22/2019	48242A120
—	TIVO CORP	14,000	$174K	0.0%	$13.57	—	COM	88870P106
—	BLACK RIDGE ACQUISITION CORP	396,000	$174K	0.0%	$0.33	—	*W EXP 07/10/202	09216T115
—	A H BELO CORP	35,942	$165K	0.0%	$6.97	—	COM CL A	001282102
—	PENSARE ACQUISITION CORP	300,000	$156K	0.0%	$0.50	—	*W EXP 07/27/202	70957E113
—	BLACK RIDGE ACQUISITION CORP	396,000	$150K	0.0%	$0.28	—	RIGHT 07/10/2019	09216T123
—	MODERN MEDIA ACQUISITION	324,000	$141K	0.0%	$0.38	—	RIGHT 99/99/9999	60765P129
—	LEISURE ACQUISITION CORP	111,000	$130K	0.0%	$0.99	—	*W EXP 12/05/201	52539T115
—	STEEL CONNECT INC	54,804	$117K	0.0%	$2.12	—	COM	858098106
—	NOVELION THERAPEUTICS INC	36,428	$108K	0.0%	$10.73	—	COM NEW	67001K202
—	MODERN MEDIA ACQUISITION	180,000	$104K	0.0%	$0.36	—	*W EXP 05/17/202	60765P111
—	KBL MERGER CORP IV	400,000	$104K	0.0%	$0.17	—	*W EXP 01/15/202	48242A112
HL	HECLA MNG CO	36,412	$102K	0.0%	$2.94	0.0%	COM	422704106
—	MEDLEY MGMT INC	18,508	$97,000	0.0%	$5.24	—	CL A COM	58503T106
—	INTERNATIONAL MNY EXPRESS IN	40,600	$95,000	0.0%	$2.34	—	*W EXP 01/19/202	46005L119
—	DRAPER OAKWOOD TECHNOLOGY	180,000	$92,000	0.0%	$0.52	—	RIGHT 09/19/2018	26146L129
—	CM SEVEN STAR ACQUISITION CO	175,000	$85,000	0.0%	$0.29	—	*W EXP 08/21/202	G2345N110
—	SANOFI	155,177	$82,000	0.0%	$0.34	—	RIGHT 12/31/2020	80105N113
—	REALNETWORKS INC	26,522	$78,000	0.0%	$7.55	—	COM NEW	75605L708
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$77,000	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
LUNA	LUNA INNOVATIONS	19,516	$63,000	0.0%	$1.53	+131.6%	COM	550351100
—	HAYMAKER ACQUISITION CORP	50,000	$63,000	0.0%	$0.80	—	*W EXP 10/27/202	420870115
—	CONSTELLATION ALPHA CAP CORP	150,000	$60,000	0.0%	$0.35	—	RIGHT 99/99/9999	G2379F132
—	ASSERTIO THERAPEUTICS INC	10,100	$59,000	0.0%	$5.84	—	COM	04545L107
—	WRIGHT MED GROUP N V	38,308	$54,000	0.0%	$1.02	—	RIGHT 03/01/2019	N96617126
—	BISON CAP ACQUISITION CORP	100,000	$53,000	0.0%	$0.38	—	RIGHT 03/20/2019	G1142P138
—	DRAPER OAKWOOD TECHNOLOGY	90,000	$53,000	0.0%	$0.61	—	*W EXP 09/19/202	26146L111
—	ESTRE AMBIENTAL INC	124,450	$44,000	0.0%	$0.75	—	*W EXP 12/21/202	G3206V118
—	LASALLE HOTEL PPTYS	1,100	$38,000	0.0%	$34.59	—	Put	517942108
—	BIG ROCK PARTNERS ACQUISI CO	82,500	$34,000	0.0%	$0.46	—	*W EXP 12/01/202	089482111
—	CONSTELLATION ALPHA CAP CORP	150,000	$33,000	0.0%	$0.26	—	*W EXP 03/23/202	G2379F116
—	AVISTA HEALTHCARE PUB ACQ CO	150,000	$30,000	0.0%	$0.40	—	*W EXP 10/07/202	G0726L117
—	BISON CAP ACQUISITION CORP	50,000	$25,000	0.0%	$0.36	—	*W EXP 06/20/202	G1142P112
—	TRANS WORLD ENTMT CORP	10,400	$10,000	0.0%	$3.85	—	COM	89336Q100
—	FRANKLIN LTD DURATION INCM T	25,200	$2,000	0.0%	$0.08	—	RIGHT 10/18/2018	353793110