CIK: 0001584639 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 12, 2019
Total Value ($000): $296,797 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALTABA INC | 379,600 | $21,994 | 7.4% | $58.60 | — | COM | 021346101 |
| — | TWENTY FIRST CENTY FOX INC | 421,500 | $20,283 | 6.8% | $47.36 | — | CL A | 90130A101 |
| — | CORNERSTONE STRATEGIC VALUE | 1,622,539 | $18,140 | 6.1% | $14.05 | — | COM | 21924B302 |
| — | REAVES UTIL INCOME FD | 411,809 | $12,120 | 4.1% | $30.94 | — | COM SH BEN INT | 756158101 |
| — | DUN & BRADSTREET CORP DEL NE | 80,308 | $11,463 | 3.9% | $142.64 | — | COM | 26483E100 |
| — | CORNERSTONE TOTAL RTRN FD IN | 952,420 | $10,581 | 3.6% | $13.91 | — | COM | 21924U300 |
| — | NEVSUN RES LTD | 2,160,000 | $9,485 | 3.2% | $4.43 | — | COM | 64156L101 |
| — | ASPEN INSURANCE HOLDINGS LTD | 184,699 | $7,756 | 2.6% | $41.91 | — | SHS | G05384105 |
| — | PURE ACQUISITION CORP | 700,000 | $7,280 | 2.5% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | SAFEGUARD SCIENTIFICS INC | 796,689 | $6,867 | 2.3% | $14.68 | — | COM NEW | 786449207 |
| T | AT&T INC | 223,829 | $6,388 | 2.2% | $14.48 | -3.2% | COM | 00206R102 |
| — | U S G CORP | 148,343 | $6,328 | 2.1% | $43.31 | — | COM NEW | 903293405 |
| — | PENSARE ACQUISITION CORP | 600,000 | $6,078 | 2.0% | $9.68 | — | COM | 70957E105 |
| — | ORBOTECH LTD | 104,232 | $5,893 | 2.0% | $60.49 | — | ORD | M75253100 |
| — | GIGCAPITAL INC | 555,000 | $5,866 | 2.0% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | TRIBUNE MEDIA CO | 107,167 | $4,863 | 1.6% | $39.85 | — | CL A | 896047503 |
| NXPI | NXP SEMICONDUCTORS N V | 66,061 | $4,841 | 1.6% | $100.53 | -29.8% | COM | N6596X109 |
| — | RED HAT INC | 26,700 | $4,690 | 1.6% | $175.66 | — | COM | 756577102 |
| — | KBL MERGER CORP IV | 400,000 | $4,080 | 1.4% | $9.72 | — | COM | 48242A104 |
| — | THUNDER BRIDGE ACQUISITION L | 400,000 | $4,072 | 1.4% | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| — | DISCOVERY INC | 176,153 | $4,066 | 1.4% | $21.20 | — | COM SER C | 25470F302 |
| — | CM SEVEN STAR ACQUISITION CO | 400,000 | $4,040 | 1.4% | $9.65 | — | SHS | G2345N102 |
| — | IAC INTERACTIVECORP | 21,918 | $4,012 | 1.4% | $159.04 | — | COM | 44919P508 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $3,976 | 1.3% | $9.68 | — | COM | 09216T107 |
| — | TRINITY MERGER CORP | 371,868 | $3,841 | 1.3% | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | TKK SYMPHONY ACQUISITION COR | 372,000 | $3,753 | 1.3% | $10.13 | — | UNIT 08/15/2023 | G88950111 |
| — | MODERN MEDIA ACQUISITION | 360,000 | $3,672 | 1.2% | $9.77 | — | COM | 60765P103 |
| — | NUVEEN TAXABLE MUNICPL INCM | 186,772 | $3,616 | 1.2% | $19.45 | — | COM | 67074C103 |
| — | SHIRE PLC | 19,972 | $3,476 | 1.2% | $174.04 | — | SPONSORED ADR | 82481R106 |
| — | ROYCE VALUE TR INC | 292,137 | $3,447 | 1.2% | $15.72 | — | COM | 780910105 |
| BABA | ALIBABA GROUP HLDG LTD | 22,000 | $3,016 | 1.0% | — | — | Put | 01609W102 |
| — | TWELVE SEAS INVESTMENT COMPA | 270,000 | $2,772 | 0.9% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | LF CAP ACQUISITION CORP | 250,000 | $2,533 | 0.9% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | UNION ACQUISITION CORP | 251,200 | $2,530 | 0.9% | $10.07 | — | SHS | G9366W101 |
| L | LOEWS CORP | 53,398 | $2,431 | 0.8% | $45.06 | +1.4% | COM | 540424108 |
| — | GRAF INDL CORP | 240,000 | $2,402 | 0.8% | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| STC | STEWART INFORMATION SVCS COR | 57,247 | $2,370 | 0.8% | $43.02 | -2.4% | COM | 860372101 |
| — | ARRIS INTL INC | 73,860 | $2,258 | 0.8% | $30.57 | — | SHS | G0551A103 |
| — | LEISURE ACQUISITION CORP | 222,000 | $2,180 | 0.7% | $9.41 | — | COM | 52539T107 |
| — | SCHULTZE SPL PURP ACQUISITIO | 213,333 | $2,125 | 0.7% | $9.96 | — | UNIT 12/31/2023 | 80821R208 |
| — | ATHENAHEALTH INC | 16,000 | $2,111 | 0.7% | $131.94 | — | COM | 04685W103 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $2,076 | 0.7% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | ALLEGRO MERGER CORP | 200,000 | $2,064 | 0.7% | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $2,043 | 0.7% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | FCB FINL HLDGS INC | 52,287 | $1,756 | 0.6% | $33.58 | — | CL A | 30255G103 |
| — | TORTOISE MLP FD INC | 140,197 | $1,717 | 0.6% | $16.63 | — | COM | 89148B101 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $1,683 | 0.6% | $9.72 | — | COM | 089482103 |
| — | MORGAN STANLEY INDIA INVS FD | 80,177 | $1,608 | 0.5% | $23.45 | — | COM | 61745C105 |
| — | FINTECH ACQUISITION CORP III | 160,000 | $1,600 | 0.5% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | MUDRICK CAP ACQUISITION CORP | 150,000 | $1,545 | 0.5% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $1,532 | 0.5% | $9.73 | — | SHS | G2379F108 |
| — | NXSTAGE MEDICAL INC | 52,721 | $1,509 | 0.5% | $25.68 | — | COM | 67072V103 |
| — | HL ACQUISITIONS CORP | 144,000 | $1,490 | 0.5% | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | THUNDER BRIDGE ACQUISITION L | 150,000 | $1,485 | 0.5% | $9.71 | — | SHS CLASS A | G8857R100 |
| — | GABELLI GLOBL UTIL & INCOME | 84,200 | $1,356 | 0.5% | $16.10 | — | COM SH BEN INT | 36242L105 |
| — | LIBERTY ALL-STAR GROWTH FD I | 288,500 | $1,267 | 0.4% | $4.39 | — | COM | 529900102 |
| — | OPES ACQUISITION CORP | 120,730 | $1,241 | 0.4% | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | FORUM MERGER II CORP | 120,000 | $1,214 | 0.4% | $10.11 | — | UNIT 09/30/2025 | 34986F202 |
| FSBW | FS BANCORP INC | 28,169 | $1,208 | 0.4% | $19.46 | 0.0% | COM | 30263Y104 |
| — | PANDORA MEDIA INC | 143,509 | $1,161 | 0.4% | $8.09 | — | COM | 698354107 |
| DELL | DELL TECHNOLOGIES INC | 23,322 | $1,140 | 0.4% | $25.10 | 0.0% | CL C | 24703L202 |
| — | MORGAN STANLEY EMER MKTS FD | 65,045 | $1,048 | 0.4% | $16.11 | — | COM | 61744G107 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $1,040 | 0.4% | $9.87 | — | ORD SHS | G1142P104 |
| — | HAYMAKER ACQUISITION CORP | 100,000 | $1,001 | 0.3% | $9.53 | — | COM CLASS A | 420870107 |
| — | AMCI ACQUISITION CORP | 100,000 | $995 | 0.3% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | SIRIUS XM HLDGS INC | 172,800 | $987 | 0.3% | — | — | Put | 82968B103 |
| — | HOMETOWN BANKSHARES CORP | 80,350 | $951 | 0.3% | $11.84 | — | COM | 43787N108 |
| — | SI FINL GROUP INC MD | 72,000 | $917 | 0.3% | $12.74 | — | COM | 78425V104 |
| — | CHASERG TECHNLGY ACQUISITN C | 91,060 | $910 | 0.3% | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | FRANKLIN LTD DURATION INC TR | 100,520 | $907 | 0.3% | $9.02 | — | COM | 35472T101 |
| BKD | BROOKDALE SR LIVING INC | 127,900 | $857 | 0.3% | $12.96 | -35.3% | COM | 112463104 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 42,878 | $855 | 0.3% | $21.95 | — | COM NEW | 65340G205 |
| DELL | DELL TECHNOLOGIES INC | 15,300 | $748 | 0.3% | $25.10 | 0.0% | Put | 24703L202 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 66,674 | $747 | 0.3% | $14.23 | -6.0% | COM | 33766Y100 |
| — | ABERDEEN EMRG MRKTS EQT INM | 111,153 | $706 | 0.2% | $7.28 | — | COM | 00301W105 |
| PFLT | PENNANTPARK FLOATING RATE CA | 54,334 | $629 | 0.2% | $5.05 | +14.0% | COM | 70806A106 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 29,200 | $623 | 0.2% | $31.56 | — | SHS CL A | G5480U104 |
| LILA | LIBERTY LATIN AMERICA LTD | 38,235 | $554 | 0.2% | $20.73 | -18.0% | COM CL A | G9001E102 |
| SNX | SYNNEX CORP | 6,500 | $525 | 0.2% | $36.40 | 0.0% | COM | 87162W100 |
| — | QIWI PLC | 36,000 | $509 | 0.2% | $17.00 | — | SPON ADR REP B | 74735M108 |
| — | LONGEVITY ACQUISITION CORP | 50,000 | $508 | 0.2% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | UNITED TECHNOLOGIES CORP | 4,270 | $455 | 0.2% | $106.56 | — | COM | 913017109 |
| — | INFRAREIT INC | 21,474 | $451 | 0.2% | $21.00 | — | COM | 45685L100 |
| — | MBT FINL CORP | 47,500 | $442 | 0.1% | $9.31 | — | COM | 578877102 |
| — | SPARTON CORP | 22,971 | $418 | 0.1% | $17.40 | — | COM | 847235108 |
| — | CONCRETE PUMPING HLDGS INC | 426,220 | $332 | 0.1% | $0.78 | — | *W EXP 08/01/202 | 206704116 |
| — | RITE AID CORP | 438,046 | $310 | 0.1% | $6.82 | — | COM | 767754104 |
| — | RIVERNORTH OPPRTUNITIES FD I | 18,000 | $293 | 0.1% | $16.28 | — | COM | 76881Y109 |
| — | CONVERGEONE HLDGS INC | 23,400 | $290 | 0.1% | $9.23 | — | COM CL A | 212481105 |
| AXTA | AXALTA COATING SYS LTD | 11,100 | $260 | 0.1% | $31.67 | -21.6% | COM | G0750C108 |
| OFS | OFS CAP CORP | 24,572 | $260 | 0.1% | $14.52 | -23.3% | COM | 67103B100 |
| — | MERRIMACK PHARMACEUTICALS IN | 66,934 | $258 | 0.1% | $11.04 | — | COM NEW | 590328209 |
| — | PENSARE ACQUISITION CORP | 600,000 | $174 | 0.1% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | KBL MERGER CORP IV | 400,000 | $156 | 0.1% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | GABELLI CONV&INCOM SECS FD I | 35,502 | $156 | 0.1% | $4.39 | — | COM | 36240B109 |
| — | LAZYDAYS HLDGS INC | 25,758 | $139 | 0.0% | $10.04 | — | COM | 52110H100 |
| — | CM SEVEN STAR ACQUISITION CO | 350,000 | $133 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | TIVO CORP | 14,000 | $132 | 0.0% | $13.57 | — | COM | 88870P106 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $127 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | A H BELO CORP | 35,942 | $121 | 0.0% | $6.97 | — | COM CL A | 001282102 |
| — | BLACK RIDGE ACQUISITION CORP | 396,000 | $119 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | UNION ACQUISITION CORP | 251,200 | $95 | 0.0% | $0.38 | — | RIGHT 12/02/2019 | G9366W135 |
| — | STEEL CONNECT INC | 54,804 | $95 | 0.0% | $2.12 | — | COM | 858098106 |
| — | LEISURE ACQUISITION CORP | 111,000 | $88 | 0.0% | $0.99 | — | *W EXP 12/05/201 | 52539T115 |
| HL | HECLA MNG CO | 36,412 | $86 | 0.0% | $2.94 | -16.2% | COM | 422704106 |
| — | MODERN MEDIA ACQUISITION | 324,000 | $81 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | SANOFI | 155,177 | $74 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | MEDLEY MGMT INC | 18,508 | $71 | 0.0% | $5.24 | — | CL A COM | 58503T106 |
| — | UNION ACQUISITION CORP | 251,200 | $63 | 0.0% | $0.25 | — | *W EXP 07/01/202 | G9366W127 |
| — | REALNETWORKS INC | 26,522 | $61 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| — | PENSARE ACQUISITION CORP | 300,000 | $60 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $59 | 0.0% | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| LUNA | LUNA INNOVATIONS | 15,680 | $53 | 0.0% | $1.53 | +112.8% | COM | 550351100 |
| — | MODERN MEDIA ACQUISITION | 180,000 | $48 | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $44 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | ORGANOGENESIS HLDGS INC | 150,000 | $43 | 0.0% | $0.29 | — | *W EXP 10/07/202 | 68621F110 |
| — | HAYMAKER ACQUISITION CORP | 50,000 | $41 | 0.0% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $38 | 0.0% | $0.35 | — | RIGHT 99/99/9999 | G2379F132 |
| — | REEBONZ HLDG LTD | 18,000 | $37 | 0.0% | $2.06 | — | ORD SHS | G7457R106 |
| — | KBL MERGER CORP IV | 400,000 | $36 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | ASSERTIO THERAPEUTICS INC | 10,100 | $36 | 0.0% | $5.84 | — | COM | 04545L107 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $32 | 0.0% | $0.46 | — | *W EXP 12/01/202 | 089482111 |
| — | NOVELION THERAPEUTICS INC | 36,428 | $31 | 0.0% | $10.73 | — | COM NEW | 67001K202 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $28 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | CONSTELLATION ALPHA CAP CORP | 150,000 | $20 | 0.0% | $0.26 | — | *W EXP 03/23/202 | G2379F116 |
| — | REEBONZ HLDG LTD | 19,000 | $17 | 0.0% | $0.89 | — | *W EXP 12/19/202 | G7457R114 |
| — | ESTRE AMBIENTAL INC | 124,450 | $10 | 0.0% | $0.75 | — | *W EXP 12/21/202 | G3206V118 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $10 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $7 | 0.0% | $3.85 | — | COM | 89336Q100 |
| — | WRIGHT MED GROUP N V | 38,308 | $0 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |