Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ALTABA INC	379,600	$21.99M	7.4%	$58.60	—	COM	021346101
—	TWENTY FIRST CENTY FOX INC	421,500	$20.28M	6.8%	$47.36	—	CL A	90130A101
—	CORNERSTONE STRATEGIC VALUE	1,622,539	$18.14M	6.1%	$14.05	—	COM	21924B302
—	REAVES UTIL INCOME FD	411,809	$12.12M	4.1%	$30.94	—	COM SH BEN INT	756158101
—	DUN & BRADSTREET CORP DEL NE	80,308	$11.46M	3.9%	$142.64	—	COM	26483E100
—	CORNERSTONE TOTAL RTRN FD IN	952,420	$10.58M	3.6%	$13.91	—	COM	21924U300
—	NEVSUN RES LTD	2,160,000	$9.485M	3.2%	$4.43	—	COM	64156L101
—	ASPEN INSURANCE HOLDINGS LTD	184,699	$7.756M	2.6%	$41.91	—	SHS	G05384105
—	PURE ACQUISITION CORP	700,000	$7.28M	2.5%	$10.25	—	UNIT 04/13/2023	74621Q205
—	SAFEGUARD SCIENTIFICS INC	796,689	$6.867M	2.3%	$14.68	—	COM NEW	786449207
T	AT&T INC	223,829	$6.388M	2.2%	$14.48	-3.2%	COM	00206R102
—	U S G CORP	148,343	$6.328M	2.1%	$43.31	—	COM NEW	903293405
—	PENSARE ACQUISITION CORP	600,000	$6.078M	2.0%	$9.68	—	COM	70957E105
—	ORBOTECH LTD	104,232	$5.893M	2.0%	$60.49	—	ORD	M75253100
—	GIGCAPITAL INC	555,000	$5.866M	2.0%	$10.00	—	UNIT 03/06/2025	37518N205
—	TRIBUNE MEDIA CO	107,167	$4.863M	1.6%	$39.85	—	CL A	896047503
NXPI	NXP SEMICONDUCTORS N V	66,061	$4.841M	1.6%	$100.53	-29.8%	COM	N6596X109
—	RED HAT INC	26,700	$4.69M	1.6%	$175.66	—	COM	756577102
—	KBL MERGER CORP IV	400,000	$4.08M	1.4%	$9.72	—	COM	48242A104
—	THUNDER BRIDGE ACQUISITION L	400,000	$4.072M	1.4%	$10.03	—	UNIT 01/01/2025	G8857R118
—	DISCOVERY INC	176,153	$4.066M	1.4%	$21.20	—	COM SER C	25470F302
—	CM SEVEN STAR ACQUISITION CO	400,000	$4.04M	1.4%	$9.65	—	SHS	G2345N102
—	IAC INTERACTIVECORP	21,918	$4.012M	1.4%	$159.04	—	COM	44919P508
—	BLACK RIDGE ACQUISITION CORP	396,000	$3.976M	1.3%	$9.68	—	COM	09216T107
—	TRINITY MERGER CORP	371,868	$3.841M	1.3%	$10.06	—	UNIT 05/11/2025	89653L205
—	TKK SYMPHONY ACQUISITION COR	372,000	$3.753M	1.3%	$10.13	—	UNIT 08/15/2023	G88950111
—	MODERN MEDIA ACQUISITION	360,000	$3.672M	1.2%	$9.77	—	COM	60765P103
—	NUVEEN TAXABLE MUNICPL INCM	186,772	$3.616M	1.2%	$19.45	—	COM	67074C103
—	SHIRE PLC	19,972	$3.476M	1.2%	$174.04	—	SPONSORED ADR	82481R106
—	ROYCE VALUE TR INC	292,137	$3.447M	1.2%	$15.72	—	COM	780910105
BABA	ALIBABA GROUP HLDG LTD	22,000	$3.016M	1.0%	—	—	Put	01609W102
—	TWELVE SEAS INVESTMENT COMPA	270,000	$2.772M	0.9%	$10.06	—	UNIT 06/21/2023	G9145A123
—	LF CAP ACQUISITION CORP	250,000	$2.533M	0.9%	$10.07	—	UNIT 06/19/2025	50200K207
—	UNION ACQUISITION CORP	251,200	$2.53M	0.9%	$10.07	—	SHS	G9366W101
L	LOEWS CORP	53,398	$2.431M	0.8%	$45.06	+1.4%	COM	540424108
—	GRAF INDL CORP	240,000	$2.402M	0.8%	$10.01	—	UNIT 12/31/2025	384278206
STC	STEWART INFORMATION SVCS COR	57,247	$2.37M	0.8%	$43.02	-2.4%	COM	860372101
—	ARRIS INTL INC	73,860	$2.258M	0.8%	$30.57	—	SHS	G0551A103
—	LEISURE ACQUISITION CORP	222,000	$2.18M	0.7%	$9.41	—	COM	52539T107
—	SCHULTZE SPL PURP ACQUISITIO	213,333	$2.125M	0.7%	$9.96	—	UNIT 12/31/2023	80821R208
—	ATHENAHEALTH INC	16,000	$2.111M	0.7%	$131.94	—	COM	04685W103
—	GORDON POINTE ACQUISITION CO	200,000	$2.076M	0.7%	$10.33	—	UNIT 01/18/2023	382788206
—	ALLEGRO MERGER CORP	200,000	$2.064M	0.7%	$10.27	—	UNIT 12/31/2023	01749N301
—	TIBERIUS ACQUISITION CORP	200,000	$2.043M	0.7%	$10.06	—	UNIT 02/28/2021	88633A206
—	FCB FINL HLDGS INC	52,287	$1.756M	0.6%	$33.58	—	CL A	30255G103
—	TORTOISE MLP FD INC	140,197	$1.717M	0.6%	$16.63	—	COM	89148B101
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$1.683M	0.6%	$9.72	—	COM	089482103
—	MORGAN STANLEY INDIA INVS FD	80,177	$1.608M	0.5%	$23.45	—	COM	61745C105
—	FINTECH ACQUISITION CORP III	160,000	$1.6M	0.5%	$10.00	—	UNIT 12/01/2023	31811A309
—	MUDRICK CAP ACQUISITION CORP	150,000	$1.545M	0.5%	$10.22	—	UNIT 02/01/2023	624745204
—	CONSTELLATION ALPHA CAP CORP	150,000	$1.532M	0.5%	$9.73	—	SHS	G2379F108
—	NXSTAGE MEDICAL INC	52,721	$1.509M	0.5%	$25.68	—	COM	67072V103
—	HL ACQUISITIONS CORP	144,000	$1.49M	0.5%	$10.06	—	UNIT 06/21/2023	G4603R114
—	THUNDER BRIDGE ACQUISITION L	150,000	$1.485M	0.5%	$9.71	—	SHS CLASS A	G8857R100
—	GABELLI GLOBL UTIL & INCOME	84,200	$1.356M	0.5%	$16.10	—	COM SH BEN INT	36242L105
—	LIBERTY ALL-STAR GROWTH FD I	288,500	$1.267M	0.4%	$4.39	—	COM	529900102
—	OPES ACQUISITION CORP	120,730	$1.241M	0.4%	$10.06	—	UNIT 03/07/2023	68373P209
—	FORUM MERGER II CORP	120,000	$1.214M	0.4%	$10.11	—	UNIT 09/30/2025	34986F202
FSBW	FS BANCORP INC	28,169	$1.208M	0.4%	$19.46	0.0%	COM	30263Y104
—	PANDORA MEDIA INC	143,509	$1.161M	0.4%	$8.09	—	COM	698354107
DELL	DELL TECHNOLOGIES INC	23,322	$1.14M	0.4%	$25.10	0.0%	CL C	24703L202
—	MORGAN STANLEY EMER MKTS FD	65,045	$1.048M	0.4%	$16.11	—	COM	61744G107
—	BISON CAP ACQUISITION CORP	100,000	$1.04M	0.4%	$9.87	—	ORD SHS	G1142P104
—	HAYMAKER ACQUISITION CORP	100,000	$1.001M	0.3%	$9.53	—	COM CLASS A	420870107
—	AMCI ACQUISITION CORP	100,000	$995K	0.3%	$9.95	—	UNIT 01/07/2019	00165R200
—	SIRIUS XM HLDGS INC	172,800	$987K	0.3%	—	—	Put	82968B103
—	HOMETOWN BANKSHARES CORP	80,350	$951K	0.3%	$11.84	—	COM	43787N108
—	SI FINL GROUP INC MD	72,000	$917K	0.3%	$12.74	—	COM	78425V104
—	CHASERG TECHNLGY ACQUISITN C	91,060	$910K	0.3%	$9.99	—	UNIT 09/30/2023	16166A202
—	FRANKLIN LTD DURATION INC TR	100,520	$907K	0.3%	$9.02	—	COM	35472T101
BKD	BROOKDALE SR LIVING INC	127,900	$857K	0.3%	$12.96	-35.3%	COM	112463104
NXDT	NEXPOINT STRATEGIC OPORTUNT	42,878	$855K	0.3%	$21.95	—	COM NEW	65340G205
DELL	DELL TECHNOLOGIES INC	15,300	$748K	0.3%	$25.10	0.0%	Put	24703L202
SVVC	FIRSTHAND TECH VALUE FD INC	66,674	$747K	0.3%	$14.23	-6.0%	COM	33766Y100
—	ABERDEEN EMRG MRKTS EQT INM	111,153	$706K	0.2%	$7.28	—	COM	00301W105
PFLT	PENNANTPARK FLOATING RATE CA	54,334	$629K	0.2%	$5.05	+14.0%	COM	70806A106
LBTYAUSD	LIBERTY GLOBAL PLC	29,200	$623K	0.2%	$31.56	—	SHS CL A	G5480U104
LILA	LIBERTY LATIN AMERICA LTD	38,235	$554K	0.2%	$20.73	-18.0%	COM CL A	G9001E102
SNX	SYNNEX CORP	6,500	$525K	0.2%	$36.40	0.0%	COM	87162W100
—	QIWI PLC	36,000	$509K	0.2%	$17.00	—	SPON ADR REP B	74735M108
—	LONGEVITY ACQUISITION CORP	50,000	$508K	0.2%	$10.24	—	UNIT 08/29/2024	G56372108
—	UNITED TECHNOLOGIES CORP	4,270	$455K	0.2%	$106.56	—	COM	913017109
—	INFRAREIT INC	21,474	$451K	0.2%	$21.00	—	COM	45685L100
—	MBT FINL CORP	47,500	$442K	0.1%	$9.31	—	COM	578877102
—	SPARTON CORP	22,971	$418K	0.1%	$17.40	—	COM	847235108
—	CONCRETE PUMPING HLDGS INC	426,220	$332K	0.1%	$0.78	—	*W EXP 08/01/202	206704116
—	RITE AID CORP	438,046	$310K	0.1%	$6.82	—	COM	767754104
—	RIVERNORTH OPPRTUNITIES FD I	18,000	$293K	0.1%	$16.28	—	COM	76881Y109
—	CONVERGEONE HLDGS INC	23,400	$290K	0.1%	$9.23	—	COM CL A	212481105
AXTA	AXALTA COATING SYS LTD	11,100	$260K	0.1%	$31.67	-21.6%	COM	G0750C108
OFS	OFS CAP CORP	24,572	$260K	0.1%	$14.52	-23.3%	COM	67103B100
—	MERRIMACK PHARMACEUTICALS IN	66,934	$258K	0.1%	$11.04	—	COM NEW	590328209
—	PENSARE ACQUISITION CORP	600,000	$174K	0.1%	$0.40	—	RIGHT 99/99/9999	70957E121
—	KBL MERGER CORP IV	400,000	$156K	0.1%	$0.29	—	RIGHT 03/22/2019	48242A120
—	GABELLI CONV&INCOM SECS FD I	35,502	$156K	0.1%	$4.39	—	COM	36240B109
—	LAZYDAYS HLDGS INC	25,758	$139K	0.0%	$10.04	—	COM	52110H100
—	CM SEVEN STAR ACQUISITION CO	350,000	$133K	0.0%	$0.32	—	RIGHT 08/21/2022	G2345N136
—	TIVO CORP	14,000	$132K	0.0%	$13.57	—	COM	88870P106
—	BLACK RIDGE ACQUISITION CORP	396,000	$127K	0.0%	$0.33	—	*W EXP 07/10/202	09216T115
—	A H BELO CORP	35,942	$121K	0.0%	$6.97	—	COM CL A	001282102
—	BLACK RIDGE ACQUISITION CORP	396,000	$119K	0.0%	$0.28	—	RIGHT 07/10/2019	09216T123
—	UNION ACQUISITION CORP	251,200	$95,000	0.0%	$0.38	—	RIGHT 12/02/2019	G9366W135
—	STEEL CONNECT INC	54,804	$95,000	0.0%	$2.12	—	COM	858098106
—	LEISURE ACQUISITION CORP	111,000	$88,000	0.0%	$0.99	—	*W EXP 12/05/201	52539T115
HL	HECLA MNG CO	36,412	$86,000	0.0%	$2.94	-16.2%	COM	422704106
—	MODERN MEDIA ACQUISITION	324,000	$81,000	0.0%	$0.38	—	RIGHT 99/99/9999	60765P129
—	SANOFI	155,177	$74,000	0.0%	$0.34	—	RIGHT 12/31/2020	80105N113
—	MEDLEY MGMT INC	18,508	$71,000	0.0%	$5.24	—	CL A COM	58503T106
—	UNION ACQUISITION CORP	251,200	$63,000	0.0%	$0.25	—	*W EXP 07/01/202	G9366W127
—	REALNETWORKS INC	26,522	$61,000	0.0%	$7.55	—	COM NEW	75605L708
—	PENSARE ACQUISITION CORP	300,000	$60,000	0.0%	$0.50	—	*W EXP 07/27/202	70957E113
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$59,000	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
LUNA	LUNA INNOVATIONS	15,680	$53,000	0.0%	$1.53	+112.8%	COM	550351100
—	MODERN MEDIA ACQUISITION	180,000	$48,000	0.0%	$0.36	—	*W EXP 05/17/202	60765P111
—	CM SEVEN STAR ACQUISITION CO	175,000	$44,000	0.0%	$0.29	—	*W EXP 08/21/202	G2345N110
—	ORGANOGENESIS HLDGS INC	150,000	$43,000	0.0%	$0.29	—	*W EXP 10/07/202	68621F110
—	HAYMAKER ACQUISITION CORP	50,000	$41,000	0.0%	$0.80	—	*W EXP 10/27/202	420870115
—	CONSTELLATION ALPHA CAP CORP	150,000	$38,000	0.0%	$0.35	—	RIGHT 99/99/9999	G2379F132
—	REEBONZ HLDG LTD	18,000	$37,000	0.0%	$2.06	—	ORD SHS	G7457R106
—	ASSERTIO THERAPEUTICS INC	10,100	$36,000	0.0%	$5.84	—	COM	04545L107
—	KBL MERGER CORP IV	400,000	$36,000	0.0%	$0.17	—	*W EXP 01/15/202	48242A112
—	BIG ROCK PARTNERS ACQUISI CO	82,500	$32,000	0.0%	$0.46	—	*W EXP 12/01/202	089482111
—	NOVELION THERAPEUTICS INC	36,428	$31,000	0.0%	$10.73	—	COM NEW	67001K202
—	BISON CAP ACQUISITION CORP	100,000	$28,000	0.0%	$0.38	—	RIGHT 03/20/2019	G1142P138
—	CONSTELLATION ALPHA CAP CORP	150,000	$20,000	0.0%	$0.26	—	*W EXP 03/23/202	G2379F116
—	REEBONZ HLDG LTD	19,000	$17,000	0.0%	$0.89	—	*W EXP 12/19/202	G7457R114
—	ESTRE AMBIENTAL INC	124,450	$10,000	0.0%	$0.75	—	*W EXP 12/21/202	G3206V118
—	BISON CAP ACQUISITION CORP	50,000	$10,000	0.0%	$0.36	—	*W EXP 06/20/202	G1142P112
—	TRANS WORLD ENTMT CORP	10,400	$7,000	0.0%	$3.85	—	COM	89336Q100
—	WRIGHT MED GROUP N V	38,308	$0	0.0%	$1.02	—	RIGHT 03/01/2019	N96617126