CIK: 0001454937 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 31, 2013
Total Value ($000): $8,090,273 (98.5% shares, 1.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 17,677,558 | $1,549,438 | 19.2% | $83.65 | — | TOTAL STK MKT | 922908769 |
| BND | VANGUARD BD INDEX FD | 17,555,947 | $1,419,925 | 17.6% | $80.88 | — | TOTAL BND MRKT | 921937835 |
| — | VANGUARD INDEX FDS | 12,871,348 | $991,094 | 12.3% | $73.38 | — | S&P 500 ETF SH | 922908413 |
| VGK | VANGUARD INTL EQUITY | 11,615,566 | $633,048 | 7.8% | $50.21 | — | FTSE EUROPE ETF | 922042874 |
| BSV | VANGUARD BD INDEX FD | 5,991,762 | $481,558 | 6.0% | $80.07 | — | SHORT TRM BOND | 921937827 |
| VPL | VANGUARD INTL EQUITY | 7,342,284 | $445,970 | 5.5% | $57.45 | — | MEGA CAP GRO ETF | 922042866 |
| BIV | VANGUARD BD INDEX FD | 4,910,158 | $409,998 | 5.1% | $83.49 | — | INTERMED TERM | 921937819 |
| VWO | VANGUARD INTL EQUITY | 6,632,888 | $266,211 | 3.3% | $38.79 | — | FTSE EMR MKT ETF | 922042858 |
| — | SPDR SERIES TRUST | 5,929,875 | $236,276 | 2.9% | $39.49 | — | BRC HGH YLD BD | 78464A417 |
| VXF | VANGUARD INDEX FDS | 2,841,038 | $219,101 | 2.7% | $69.83 | — | EXTEND MKT ETF | 922908652 |
| VTV | VANGUARD INDEX FDS | 2,537,843 | $177,116 | 2.2% | $68.01 | — | VALUE ETF | 922908744 |
| VUG | VANGUARD INDEX FDS | 2,085,081 | $176,419 | 2.2% | $79.21 | — | GROWTH ETF | 922908736 |
| HYG | ISHARES | 1,542,632 | $141,274 | 1.7% | $90.88 | — | IBOXX HI YD ETF | 464288513 |
| SJNK | SPDR SER TR | 4,587,310 | $140,096 | 1.7% | $30.54 | — | SHT TRM HGH YLD | 78468R408 |
| VEA | VANGUARD TAX MANAGED | 3,166,938 | $125,347 | 1.5% | $37.93 | — | FTSE DEV MKT ETF | 921943858 |
| VMBS | VANGUARD SCOTTSDALE | 2,312,275 | $118,967 | 1.5% | $51.04 | — | MORTG-BACK SEC | 92206C771 |
| BLV | VANGUARD BD INDEX FD | 909,964 | $75,545 | 0.9% | $85.16 | — | LONG TERM BOND | 921937793 |
| VGSH | VANGUARD SCOTTSDALE | 991,848 | $60,404 | 0.7% | $60.84 | — | SHTRM GVT BD ETF | 92206C102 |
| RWX | SPDR INDEX SHS FDS | 1,294,977 | $54,557 | 0.7% | $41.73 | — | DJ INTL RL ETF | 78463X863 |
| CWB | SPDR SERIES TRUST | 1,198,027 | $54,151 | 0.7% | $43.19 | — | BRC CNV SECS ETF | 78464A359 |
| LQD | ISHARES | 474,551 | $53,871 | 0.7% | $113.60 | — | IBOXX INV CP ETF | 464287242 |
| VB | VANGUARD INDEX FDS | 437,000 | $44,788 | 0.6% | $94.79 | — | SMALL CP ETF | 922908751 |
| — | DYNEGY INC NEW DEL | 1,874,731 | $36,220 | 0.4% | $22.55 | — | COM | 26817R108 |
| — | GILEAD SCIENCES INC | 5,000,000 | $13,844 | 0.2% | $2.26 | — | NOTE 1.625% 5/0 | 375558AP8 |
| — | PRICELINE COM INC | 3,775,000 | $12,524 | 0.2% | $2.73 | — | NOTE 1.250% 3/1 | 741503AN6 |
| — | WELLS FARGO & CO NEW | 11,000 | $12,513 | 0.2% | $1194.00 | — | PERP PFD CNV A | 949746804 |
| — | E M C CORP MASS | 7,300,000 | $11,666 | 0.1% | $1.48 | — | NOTE 1.750%12/0 | 268648AM4 |
| — | DANAHER CORP DEL | 5,500,000 | $11,083 | 0.1% | $1.84 | — | NOTE 1/2 | 235851AF9 |
| — | INTEL CORP | 7,000,000 | $8,667 | 0.1% | $1.27 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | INTEL CORP | 7,500,000 | $8,119 | 0.1% | $1.09 | — | SDCV 2.950%12/1 | 458140AD2 |
| — | TEVA PHARMACEUTICAL | 7,500,000 | $7,777 | 0.1% | $1.05 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| UIS | UNISYS CORP | 266,684 | $6,718 | 0.1% | $19.99 | +25.5% | COM NEW | 909214306 |
| — | PROSPECT CAPITAL COR | 6,250,000 | $6,695 | 0.1% | $1.09 | — | NOTE 6.250%12/1 | 74348TAC6 |
| — | ARCHER DANIELS MIDLA | 6,500,000 | $6,614 | 0.1% | $1.01 | — | NOTE 0.875% 2/1 | 039483AW2 |
| MET | METLIFE INC | 140,008 | $6,573 | 0.1% | $26.37 | +9.2% | COM | 59156R108 |
| — | FORD MTR CO DEL | 3,060,000 | $6,045 | 0.1% | $1.81 | — | NOTE 4.250%11/1 | 345370CN8 |
| — | UNITED TECHNOLOGIES | 80,000 | $5,183 | 0.1% | $59.36 | — | UNIT 99/99/9999 | 913017117 |
| — | TRW AUTOMOTIVE INC | 1,750,000 | $4,272 | 0.1% | $2.28 | — | NOTE 3.500%12/0 | 87264MAH2 |
| — | NEWMONT MINING CORP | 3,500,000 | $3,859 | 0.0% | $1.07 | — | NOTE 1.625% 7/1 | 651639AJ5 |
| — | ALLEGHENY TECHNOLOGI | 3,500,000 | $3,631 | 0.0% | $1.03 | — | NOTE 4.250% 6/0 | 01741RAD4 |
| — | XILINX INC | 2,000,000 | $3,245 | 0.0% | $1.43 | — | NOTE 2.625% 6/1 | 983919AF8 |
| — | METLIFE INC | 110,000 | $3,153 | 0.0% | $54.79 | — | UNIT 99/99/9999 | 59156R116 |
| — | DOMINION RES INC VA | 59,000 | $3,151 | 0.0% | $50.69 | — | UNIT 04/01/2013 | 25746U703 |
| — | MYLAN INC | 1,000,000 | $2,898 | 0.0% | $2.37 | — | NOTE 3.750% 9/1 | 628530AJ6 |
| — | GILEAD SCIENCES INC | 1,000,000 | $2,784 | 0.0% | $2.27 | — | NOTE 1.000% 5/0 | 375558AN3 |
| — | WELLS FARGO & CO NEW | 158,210 | $2,221 | 0.0% | $13.69 | — | *W EXP 10/28/201 | 949746119 |
| GM | GENERAL MTRS CO | 52,750 | $1,897 | 0.0% | $23.62 | +13.2% | COM | 37045V100 |
| — | PROLOGIS | 1,500,000 | $1,698 | 0.0% | $1.15 | — | NOTE 3.250% 3/1 | 74340XAT8 |
| — | BLACKROCK CORPOR HI | 209,592 | $1,530 | 0.0% | $7.30 | — | COM | 09255M104 |
| ACWV | ISHARES | 23,940 | $1,480 | 0.0% | $61.01 | — | CNTRY MIN VL ETF | 464286525 |
| F | FORD MTR CO DEL | 85,900 | $1,449 | 0.0% | $7.61 | +18.6% | COM PAR $0.01 | 345370860 |
| — | FIDELITY NATIONAL FI | 1,000,000 | $1,416 | 0.0% | $1.31 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | LABORATORY CORP AMER | 1,036,000 | $1,375 | 0.0% | $1.34 | — | NOTE 9/1 | 50540RAG7 |
| VZ | VERIZON COMMUNICATIO | 28,000 | $1,307 | 0.0% | $27.04 | -3.4% | COM | 92343V104 |
| — | HEALTH CARE REIT INC | 20,000 | $1,151 | 0.0% | $57.55 | — | PFD PER CON I | 42217K601 |
| USMV | ISHARES | 31,368 | $1,042 | 0.0% | $32.57 | — | USA MIN VOL ETF | 46429B697 |
| SHV | ISHARES | 8,998 | $992 | 0.0% | $110.22 | — | SHRT TRS BD ETF | 464288679 |
| XLV | SELECT SECTOR SPDR T | 19,526 | $988 | 0.0% | $49.38 | — | SBI HEALTHCARE | 81369Y209 |
| — | MGM RESORTS INTERNAT | 750,000 | $955 | 0.0% | $1.12 | — | NOTE 4.250% 4/1 | 55303QAE0 |
| EFAV | ISHARES | 14,893 | $908 | 0.0% | $58.51 | — | EAFE MIN VOL ETF | 46429B689 |
| XLE | SELECT SECTOR SPDR T | 10,877 | $902 | 0.0% | $81.25 | — | SBI INT-ENERGY | 81369Y506 |
| FLOT | ISHARES | 14,971 | $759 | 0.0% | $50.60 | — | FLTG RATE BD ETF | 46429B655 |
| XLY | SELECT SECTOR SPDR T | 11,747 | $712 | 0.0% | $58.07 | — | SBI CONS DISCR | 81369Y407 |
| XLP | SELECT SECTOR SPDR T | 17,012 | $677 | 0.0% | $39.72 | — | SBI CONS STPLS | 81369Y308 |
| XLB | SELECT SECTOR SPDR T | 13,926 | $585 | 0.0% | $42.01 | — | SBI MATERIALS | 81369Y100 |
| XLI | SELECT SECTOR SPDR T | 12,516 | $581 | 0.0% | $44.61 | — | SBI INT-INDS | 81369Y704 |
| KRE | SPDR SERIES TRUST | 15,917 | $567 | 0.0% | $34.62 | — | S&P REGL BKG | 78464A698 |
| STIP | ISHARES | 4,914 | $497 | 0.0% | $100.68 | — | 0-5 YR TIPS ETF | 46429B747 |
| EEMV | ISHARES | 6,622 | $389 | 0.0% | $57.11 | — | EM MK MINVOL ETF | 464286533 |
| — | WEYERHAEUSER CO | 7,000 | $371 | 0.0% | $53.00 | — | PREF CONV SER A | 962166872 |
| XLK | SELECT SECTOR SPDR T | 10,697 | $343 | 0.0% | $30.58 | — | TECHNOLOGY | 81369Y803 |
| — | ISHARES | 16,834 | $330 | 0.0% | $19.60 | — | MSCI UK ETF | 464286699 |
| VCIT | VANGUARD SCOTTSDALE | 3,777 | $315 | 0.0% | $83.40 | — | INT-TERM CORP | 92206C870 |
| — | CLAYMORE EXCHANGE TR | 8,428 | $225 | 0.0% | $26.70 | — | GUG BLT2016 HY | 18383M415 |
| — | ISHARES | 18,670 | $223 | 0.0% | $11.51 | — | MSCI JAPAN ETF | 464286848 |