Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 7, 2014
Total Value: $9.214B (98.6% shares, 1.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BND | VANGUARD BD INDEX FD | 31,817,407 | $2.547B | 27.6% | $80.51 | — | TOTAL BND MRKT | 921937835 |
| VTI | VANGUARD INDEX FDS | 16,181,596 | $1.552B | 16.8% | $83.65 | — | TOTAL STK MKT | 922908769 |
| VOO | VANGUARD INDEX FDS | 5,933,828 | $1.004B | 10.9% | $169.15 | — | S&P 500 ETF SHS | 922908363 |
| VGK | VANGUARD INTL EQUITY | 11,616,023 | $683M | 7.4% | $50.21 | — | FTSE EUROPE ETF | 922042874 |
| BSV | VANGUARD BD INDEX FD | 5,793,725 | $463M | 5.0% | $80.07 | — | SHORT TRM BOND | 921937827 |
| BIV | VANGUARD BD INDEX FD | 5,603,702 | $458M | 5.0% | $83.27 | — | INTERMED TERM | 921937819 |
| VPL | VANGUARD INTL EQUITY | 7,199,806 | $441M | 4.8% | $57.45 | — | MEGA CAP GRO ETF | 922042866 |
| VWO | VANGUARD INTL EQUITY | 6,614,603 | $272M | 3.0% | $38.79 | — | FTSE EMR MKT ETF | 922042858 |
| VXF | VANGUARD INDEX FDS | 2,790,669 | $231M | 2.5% | $69.83 | — | EXTEND MKT ETF | 922908652 |
| — | SPDR SERIES TRUST | 5,571,563 | $226M | 2.5% | $39.49 | — | BRC HGH YLD BD | 78464A417 |
| VTV | VANGUARD INDEX FDS | 2,441,801 | $187M | 2.0% | $68.01 | — | VALUE ETF | 922908744 |
| VUG | VANGUARD INDEX FDS | 1,996,137 | $186M | 2.0% | $79.21 | — | GROWTH ETF | 922908736 |
| HYG | ISHARES | 1,454,967 | $135M | 1.5% | $90.88 | — | IBOXX HI YD ETF | 464288513 |
| SJNK | SPDR SER TR | 4,348,592 | $134M | 1.5% | $30.54 | — | SHT TRM HGH YLD | 78468R408 |
| VEA | VANGUARD TAX MANAGED | 2,869,573 | $120M | 1.3% | $37.93 | — | FTSE DEV MKT ETF | 921943858 |
| VGSH | VANGUARD SCOTTSDALE | 1,281,452 | $78.02M | 0.8% | $60.85 | — | SHTRM GVT BD ETF | 92206C102 |
| RWX | SPDR INDEX SHS FDS | 1,273,170 | $52.45M | 0.6% | $41.73 | — | DJ INTL RL ETF | 78463X863 |
| CWB | SPDR SERIES TRUST | 1,108,948 | $51.82M | 0.6% | $43.19 | — | BRC CNV SECS ETF | 78464A359 |
| LQD | ISHARES | 451,543 | $51.56M | 0.6% | $113.60 | — | IBOXX INV CP ETF | 464287242 |
| VB | VANGUARD INDEX FDS | 443,583 | $48.77M | 0.5% | $95.02 | — | SMALL CP ETF | 922908751 |
| VMBS | VANGUARD SCOTTSDALE | 941,327 | $48.04M | 0.5% | $51.04 | — | MORTG-BACK SEC | 92206C771 |
| BLV | VANGUARD BD INDEX FD | 319,020 | $26.05M | 0.3% | $85.16 | — | LONG TERM BOND | 921937793 |
| — | DYNEGY INC NEW DEL | 936,897 | $20.16M | 0.2% | $22.55 | — | COM | 26817R108 |
| — | GILEAD SCIENCES INC | 5,000,000 | $16.49M | 0.2% | $2.26 | — | NOTE 1.625% 5/0 | 375558AP8 |
| — | PRICELINE COM INC | 3,775,000 | $14.4M | 0.2% | $2.73 | — | NOTE 1.250% 3/1 | 741503AN6 |
| — | DANAHER CORP DEL | 5,500,000 | $12.34M | 0.1% | $1.84 | — | NOTE 1/2 | 235851AF9 |
| — | WELLS FARGO & CO NEW | 11,000 | $12.21M | 0.1% | $1194.00 | — | PERP PFD CNV A | 949746804 |
| — | E M C CORP MASS | 7,300,000 | $10.83M | 0.1% | $1.48 | — | NOTE 1.750%12/0 | 268648AM4 |
| UIS | UNISYS CORP | 266,684 | $8.953M | 0.1% | $19.99 | +38.7% | COM NEW | 909214306 |
| — | INTEL CORP | 6,500,000 | $8.836M | 0.1% | $1.27 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | TEVA PHARMACEUTICAL | 7,500,000 | $7.964M | 0.1% | $1.05 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | INTEL CORP | 6,500,000 | $7.28M | 0.1% | $1.09 | — | SDCV 2.950%12/1 | 458140AD2 |
| — | ARCHER DANIELS MIDLA | 6,500,000 | $6.878M | 0.1% | $1.01 | — | NOTE 0.875% 2/1 | 039483AW2 |
| — | PROSPECT CAPITAL COR | 6,250,000 | $6.77M | 0.1% | $1.09 | — | NOTE 6.250%12/1 | 74348TAC6 |
| — | FORD MTR CO DEL | 3,560,000 | $6.568M | 0.1% | $1.81 | — | NOTE 4.250%11/1 | 345370CN8 |
| — | UNITED TECHNOLOGIES | 80,000 | $5.238M | 0.1% | $59.36 | — | UNIT 99/99/9999 | 913017117 |
| — | WELLPOINT INC | 3,750,000 | $5.077M | 0.1% | $1.35 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | TRW AUTOMOTIVE INC | 1,750,000 | $4.438M | 0.0% | $2.28 | — | NOTE 3.500%12/0 | 87264MAH2 |
| — | ALLEGHENY TECHNOLOGI | 3,500,000 | $3.618M | 0.0% | $1.03 | — | NOTE 4.250% 6/0 | 01741RAD4 |
| — | NEWMONT MINING CORP | 3,500,000 | $3.57M | 0.0% | $1.07 | — | NOTE 1.625% 7/1 | 651639AJ5 |
| — | BLACKROCK CORPOR HI | 292,625 | $3.561M | 0.0% | $12.17 | — | COM | 09255P107 |
| — | METLIFE INC | 110,000 | $3.469M | 0.0% | $54.79 | — | UNIT 99/99/9999 | 59156R116 |
| MET | METLIFE INC | 62,370 | $3.363M | 0.0% | $26.37 | +14.2% | COM | 59156R108 |
| — | NOVELLUS SYS INC | 2,000,000 | $3.343M | 0.0% | $1.67 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | MYLAN INC | 1,000,000 | $3.279M | 0.0% | $2.37 | — | NOTE 3.750% 9/1 | 628530AJ6 |
| — | DOMINION RES INC VA | 59,000 | $3.193M | 0.0% | $50.69 | — | UNIT 04/01/2013 | 25746U703 |
| — | XILINX INC | 2,000,000 | $3.19M | 0.0% | $1.43 | — | NOTE 2.625% 6/1 | 983919AF8 |
| GM | GENERAL MTRS CO | 68,538 | $2.801M | 0.0% | $24.67 | +14.2% | COM | 37045V100 |
| — | WELLS FARGO & CO NEW | 160,460 | $2.551M | 0.0% | $13.72 | — | *W EXP 10/28/201 | 949746119 |
| — | PROLOGIS | 1,500,000 | $1.674M | 0.0% | $1.15 | — | NOTE 3.250% 3/1 | 74340XAT8 |
| — | FIDELITY NATIONAL FI | 1,000,000 | $1.635M | 0.0% | $1.31 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | HEALTH CARE REIT INC | 30,000 | $1.538M | 0.0% | $55.46 | — | PFD PER CON I | 42217K601 |
| XLV | SELECT SECTOR SPDR T | 27,471 | $1.523M | 0.0% | $51.13 | — | SBI HEALTHCARE | 81369Y209 |
| XXHYBXX | NEW AMER HIGH INCOME | 150,922 | $1.456M | 0.0% | $9.65 | — | COM NEW | 641876800 |
| ACWV | ISHARES | 22,676 | $1.444M | 0.0% | $61.01 | — | CNTRY MIN VL ETF | 464286525 |
| VZ | VERIZON COMMUNICATIO | 28,450 | $1.398M | 0.0% | $27.03 | -1.5% | COM | 92343V104 |
| XLE | SELECT SECTOR SPDR T | 15,454 | $1.368M | 0.0% | $83.41 | — | SBI INT-ENERGY | 81369Y506 |
| F | FORD MTR CO DEL | 85,900 | $1.325M | 0.0% | $7.61 | +18.4% | COM PAR $0.01 | 345370860 |
| — | LABORATORY CORP AMER | 1,036,000 | $1.267M | 0.0% | $1.34 | — | NOTE 9/1 | 50540RAG7 |
| EFAV | ISHARES | 18,505 | $1.14M | 0.0% | $59.11 | — | EAFE MIN VOL ETF | 46429B689 |
| XLY | SELECT SECTOR SPDR T | 16,840 | $1.125M | 0.0% | $60.71 | — | SBI CONS DISCR | 81369Y407 |
| USMV | ISHARES | 31,094 | $1.104M | 0.0% | $32.57 | — | USA MIN VOL ETF | 46429B697 |
| XLP | SELECT SECTOR SPDR T | 24,042 | $1.033M | 0.0% | $40.67 | — | SBI CONS STPLS | 81369Y308 |
| — | MGM RESORTS INTERNAT | 750,000 | $1.031M | 0.0% | $1.12 | — | NOTE 4.250% 4/1 | 55303QAE0 |
| XLB | SELECT SECTOR SPDR T | 20,053 | $927K | 0.0% | $43.30 | — | SBI MATERIALS | 81369Y100 |
| XLI | SELECT SECTOR SPDR T | 17,534 | $916K | 0.0% | $46.80 | — | SBI INT-INDS | 81369Y704 |
| KRE | SPDR SERIES TRUST | 21,730 | $882K | 0.0% | $36.22 | — | S&P REGL BKG | 78464A698 |
| SHV | ISHARES | 6,266 | $691K | 0.0% | $110.22 | — | SHRT TRS BD ETF | 464288679 |
| FLOT | ISHARES | 12,312 | $624K | 0.0% | $50.60 | — | FLTG RATE BD ETF | 46429B655 |
| — | ISHARES | 25,844 | $540K | 0.0% | $20.05 | — | MSCI UK ETF | 464286699 |
| XLK | SELECT SECTOR SPDR T | 14,920 | $533K | 0.0% | $32.04 | — | TECHNOLOGY | 81369Y803 |
| — | STANLEY BLACK & DECK | 5,000 | $515K | 0.0% | $103.00 | — | UNIT 99/99/9999 | 854502804 |
| EEMV | ISHARES | 8,380 | $488K | 0.0% | $57.35 | — | EM MK MINVOL ETF | 464286533 |
| — | WEYERHAEUSER CO | 7,450 | $417K | 0.0% | $53.18 | — | PREF CONV SER A | 962166872 |
| — | ISHARES | 32,171 | $391K | 0.0% | $11.78 | — | MSCI JAPAN ETF | 464286848 |
| STIP | ISHARES | 3,406 | $344K | 0.0% | $100.68 | — | 0-5 YR TIPS ETF | 46429B747 |
| XLU | SELECT SECTOR SPDR T | 7,445 | $283K | 0.0% | $38.01 | — | SBI INT-UTILS | 81369Y886 |
| EWA | ISHARES | 11,049 | $269K | 0.0% | $24.35 | — | MSCI AUST ETF | 464286103 |
| EWG | ISHARES | 8,273 | $263K | 0.0% | $31.79 | — | MSCI GERMANY ETF | 464286806 |
| TIP | ISHARES | 1,879 | $207K | 0.0% | $110.16 | — | TIPS BD ETF | 464287176 |
| — | CLAYMORE EXCHANGE TR | 7,579 | $205K | 0.0% | $26.70 | — | GUG BLT2016 HY | 18383M415 |