RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q3 2011 (← Previous) (Next →)

Filing Date: Sep 12, 2013

Total Value ($000): $2,316,761 (100.0% shares, 0.0% debt)

Holdings (106)

SPDR SERIES TRUST LEHMAN YLD E 10.1%
Value ($000) $233,101 Shares 6,441,039 Est. Cost $36.53 Unrealized
VWO VANGUARD INTL EQUITY INDEX FEM 6.6%
Value ($000) $153,155 Shares 4,274,494 Est. Cost $41.52 Unrealized
SPY SPDR TR UNIT SER 1 6.1%
Value ($000) $141,992 Shares 1,254,899 Est. Cost $114.69 Unrealized
POWERSHARES GLOBAL ETF TRUSTHI 5.1%
Value ($000) $118,021 Shares 6,724,832 Est. Cost $17.79 Unrealized
POWERSHARES ETF TR II S&P500 L 4.9%
Value ($000) $112,892 Shares 4,763,378 Est. Cost $23.91 Unrealized
TLT ISHARES TR 20+ YR TRS BD 3.8%
Value ($000) $87,746 Shares 726,372 Est. Cost $120.80 Unrealized
POWERSHS DB US DOLLAR INDEX DO 3.4%
Value ($000) $79,717 Shares 3,573,963 Est. Cost $22.30 Unrealized
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 3.3%
Value ($000) $76,496 Shares 985,521 Est. Cost $77.43 Unrealized
VEA VANGUARD TAX-MANAGED FD EUROPE 3.1%
Value ($000) $71,166 Shares 2,361,960 Est. Cost $34.56 Unrealized
EMB ISHARES TR JPMORGAN USD 2.6%
Value ($000) $61,269 Shares 581,136 Est. Cost $105.43 Unrealized
DLN WISDOMTREE TRUST LARGECAP DIVI 2.3%
Value ($000) $53,297 Shares 1,212,117 Est. Cost $49.06 Unrealized
XLV SELECT SECTOR SPDR TR SBI HEAL 1.8%
Value ($000) $41,345 Shares 1,303,021 Est. Cost $34.59 Unrealized
IBM I B M 1.7%
Value ($000) $39,077 Shares 223,461 Est. Cost $126.70 Unrealized
CVX CHEVRON CORP NEW 1.7%
Value ($000) $38,473 Shares 415,524 Est. Cost $85.54 Unrealized
WISDOMTREE TRUST CHINESE YUAN 1.7%
Value ($000) $38,245 Shares 1,512,865 Est. Cost $25.42 Unrealized
JPMORGAN CHASE & CO ALERIAN ML 1.6%
Value ($000) $37,453 Shares 1,099,928 Est. Cost $31.73 Unrealized
MCD MCDONALDS CORP 1.4%
Value ($000) $32,800 Shares 373,493 Est. Cost $73.83 Unrealized
DGS WISDOMTREE TRUST EMG MKTS SMCA 1.4%
Value ($000) $32,335 Shares 836,407 Est. Cost $41.40 Unrealized
PFE PFIZER INC 1.3%
Value ($000) $30,530 Shares 1,726,807 Est. Cost $20.10 Unrealized
WISDOMTREE TR ASIA LC DBT FD 1.2%
Value ($000) $27,646 Shares 559,403 Est. Cost $49.42 Unrealized
CLAYMORE EXCHANGE-TRADED FD WI 1.2%
Value ($000) $27,432 Shares 1,886,630 Est. Cost $19.20 Unrealized
QCOM QUALCOMM INC COM 1.1%
Value ($000) $26,335 Shares 541,533 Est. Cost $52.82 Unrealized
ACWX ISHARES TR MSCI ACWI EX 1.1%
Value ($000) $26,194 Shares 747,341 Est. Cost $45.44 Unrealized
BCE BCE INC COM NEW 1.1%
Value ($000) $25,138 Shares 671,066 Est. Cost $35.60 Unrealized
IRON MTN INC COM 1.1%
Value ($000) $24,671 Shares 780,232 Est. Cost $25.86 Unrealized
POWERSHARES ETF TRUST DIV ACHV 1.0%
Value ($000) $23,745 Shares 1,764,124 Est. Cost $12.22 Unrealized
VDC VANGUARD WORLD FDS CONSUM STP 1.0%
Value ($000) $23,520 Shares 308,546 Est. Cost $77.78 Unrealized
EFA ISHARES TR MSCI EAFE IDX 1.0%
Value ($000) $22,722 Shares 475,551 Est. Cost $60.08 Unrealized
VIG VANGUARD SPECIALIZED PORTFOLDI 1.0%
Value ($000) $22,245 Shares 456,221 Est. Cost $55.99 Unrealized
MSFT MICROSOFT 0.9%
Value ($000) $21,919 Shares 880,642 Est. Cost $24.89 Unrealized
WMT WAL MART STORES INC 0.9%
Value ($000) $21,539 Shares 415,009 Est. Cost $51.90 Unrealized
COP CONOCOPHILLIPS COM 0.9%
Value ($000) $20,947 Shares 330,817 Est. Cost $63.32 Unrealized
KLAC KLA-TENCOR CORP COM 0.9%
Value ($000) $20,880 Shares 545,462 Est. Cost $38.28 Unrealized
PEOPLES UNITED FINANCIAL INCCO 0.9%
Value ($000) $20,301 Shares 1,780,803 Est. Cost $12.09 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.8%
Value ($000) $19,664 Shares 534,342 Est. Cost $36.08 Unrealized
TIME WARNER CABLE INC COM 0.8%
Value ($000) $19,105 Shares 304,857 Est. Cost $77.62 Unrealized
GLD SPDR GOLD TRUST GOLD SHS 0.8%
Value ($000) $18,423 Shares 116,557 Est. Cost $130.04 Unrealized
MEADWESTVACO CORP COM 0.7%
Value ($000) $17,195 Shares 700,132 Est. Cost $33.04 Unrealized
XLY SELECT SECTOR SPDR TR SBI CONS 0.7%
Value ($000) $16,806 Shares 482,112 Est. Cost $33.29 Unrealized
MCO MOODYS CORP COM 0.7%
Value ($000) $16,255 Shares 533,820 Est. Cost $34.11 Unrealized
CAT CATERPILLAR INC COM 0.7%
Value ($000) $15,566 Shares 210,813 Est. Cost $109.96 Unrealized
AXP AMERICAN EXPRESS CO 0.7%
Value ($000) $15,561 Shares 346,566 Est. Cost $42.81 Unrealized
XLF SELECT SECTOR SPDR TR SBI INT- 0.7%
Value ($000) $15,250 Shares 1,291,310 Est. Cost $14.80 Unrealized
TIFFANY & CO NEW COM 0.6%
Value ($000) $13,887 Shares 228,325 Est. Cost $46.17 Unrealized
MDY SPDR S&P MIDCAP 400 ETF TR UTS 0.6%
Value ($000) $13,772 Shares 96,900 Est. Cost $164.41 Unrealized
EEM ISHARES TR MSCI EMERG MKT 0.5%
Value ($000) $12,190 Shares 347,333 Est. Cost $30.91 Unrealized
VGT VANGUARD WORLD FDS INF TECH ET 0.5%
Value ($000) $10,917 Shares 192,334 Est. Cost $53.13 Unrealized
ASEA GLOBAL X FDS GLB X ASEAN 40 0.5%
Value ($000) $10,758 Shares 790,467 Est. Cost $13.61 Unrealized
DRI DARDEN RESTAURANTS INC COM 0.5%
Value ($000) $10,706 Shares 250,425 Est. Cost $43.12 Unrealized
OKE ONEOK INC NEW 0.4%
Value ($000) $9,452 Shares 286,241 Est. Cost $20.96 Unrealized
CHIQ GLOBAL X FDS CHINA CONS ETF 0.4%
Value ($000) $9,037 Shares 712,157 Est. Cost $19.87 Unrealized
CAREFUSION CORP COM 0.4%
Value ($000) $8,361 Shares 349,108 Est. Cost $24.02 Unrealized
BALL BALL CORP 0.3%
Value ($000) $7,906 Shares 254,869 Est. Cost $24.40 Unrealized
HYG ISHARES TR HIGH YLD CORP 0.3%
Value ($000) $7,631 Shares 92,126 Est. Cost $88.84 Unrealized
POWERSHARES ETF TR II S&P SMCP 0.3%
Value ($000) $7,206 Shares 307,032 Est. Cost $30.11 Unrealized
AAPL APPLE COMPUTER INC 0.3%
Value ($000) $6,934 Shares 18,183 Est. Cost $147.45 Unrealized
POWERSHARES ETF TRUST DWA TECH 0.3%
Value ($000) $6,885 Shares 313,542 Est. Cost $25.09 Unrealized
XOM EXXON MOBIL CORP 0.3%
Value ($000) $6,839 Shares 94,167 Est. Cost $79.79 Unrealized
HCC INS HLDGS INC 0.3%
Value ($000) $6,131 Shares 226,648 Est. Cost $26.63 Unrealized
ESTERLINE TECHNOLOGIES CORP CO 0.2%
Value ($000) $5,708 Shares 110,101 Est. Cost $43.34 Unrealized
HSIC SCHEIN HENRY INC 0.2%
Value ($000) $5,517 Shares 88,974 Est. Cost $48.38 Unrealized
EWBC EAST WEST BANCORP INC COM 0.2%
Value ($000) $5,487 Shares 368,014 Est. Cost $19.66 Unrealized
VRSN VERISIGN INC COM 0.2%
Value ($000) $5,471 Shares 191,230 Est. Cost $32.02 Unrealized
EWC ISHARES INC MSCI CDA INDEX 0.2%
Value ($000) $5,448 Shares 213,717 Est. Cost $28.55 Unrealized
VDE VANGUARD WORLD FDS ENERGY ETF 0.2%
Value ($000) $5,447 Shares 63,091 Est. Cost $91.12 Unrealized
VIS VANGUARD WORLD FDS INDUSTRIAL 0.2%
Value ($000) $5,446 Shares 100,854 Est. Cost $51.18 Unrealized
HOLX HOLOGIC INC 0.2%
Value ($000) $5,433 Shares 357,197 Est. Cost $20.67 Unrealized
HAS HASBRO INC COM 0.2%
Value ($000) $5,423 Shares 166,292 Est. Cost $35.91 Unrealized
BMC SOFTWARE INC COM 0.2%
Value ($000) $5,330 Shares 138,214 Est. Cost $40.23 Unrealized
POWERSHARES ETF TR II S&P SMCP 0.2%
Value ($000) $5,311 Shares 192,347 Est. Cost $28.50 Unrealized
DLTR DOLLAR TREE INC 0.2%
Value ($000) $5,259 Shares 139,978 Est. Cost $16.68 Unrealized
PENN PENN NATL GAMING INC 0.2%
Value ($000) $5,110 Shares 153,486 Est. Cost $26.29 Unrealized
QABA FIRST TR NASDAQ ABA CMNTY BKUT 0.2%
Value ($000) $4,913 Shares 255,893 Est. Cost $25.07 Unrealized
MCHP MICROCHIP TECHNOLOGY INC COM 0.2%
Value ($000) $4,832 Shares 155,312 Est. Cost $30.62 Unrealized
RVTY PERKINELMER INC COM 0.2%
Value ($000) $4,585 Shares 238,657 Est. Cost $25.13 Unrealized
SUPERIOR ENERGY SVCS INC 0.2%
Value ($000) $4,548 Shares 173,328 Est. Cost $19.17 Unrealized
IJH ISHARES TR S&P MIDCAP 400 0.2%
Value ($000) $4,458 Shares 57,158 Est. Cost $72.44 Unrealized
SNA SNAP ON INC COM 0.2%
Value ($000) $4,456 Shares 100,351 Est. Cost $60.11 Unrealized
IGSB ISHARES TR LEHMAN 1-3 YR 0.2%
Value ($000) $4,419 Shares 42,498 Est. Cost $104.47 Unrealized
PSS WORLD MED INC COM 0.2%
Value ($000) $4,167 Shares 211,619 Est. Cost $22.82 Unrealized
FDM FIRST TR DJS MICROCAP INDEX CO 0.2%
Value ($000) $4,095 Shares 238,926 Est. Cost $19.34 Unrealized
POWERSHARES GLOBAL ETF TRUSTEM 0.2%
Value ($000) $4,089 Shares 214,967 Est. Cost $19.02 Unrealized
P F CHANGS CHINA BISTRO INC CO 0.2%
Value ($000) $3,544 Shares 130,090 Est. Cost $27.24 Unrealized
L-3 COMMUNICATIONS HLDGS INC 0.2%
Value ($000) $3,527 Shares 56,907 Est. Cost $75.89 Unrealized
CBRL CRACKER BARREL OLD CTRY STORCO 0.1%
Value ($000) $3,469 Shares 86,662 Est. Cost $40.03 Unrealized
UBS AG JERSEY BRH ALERIAN INFR 0.1%
Value ($000) $3,280 Shares 113,793 Est. Cost $27.44 Unrealized
CDP CORPORATE OFFICE PPTYS TR SH B 0.1%
Value ($000) $3,205 Shares 147,135 Est. Cost $34.87 Unrealized
DUPONT FABROS TECHNOLOGY INCCO 0.1%
Value ($000) $3,195 Shares 162,247 Est. Cost $21.34 Unrealized
WEINGARTEN RLTY INVS SH BEN IN 0.1%
Value ($000) $3,191 Shares 150,731 Est. Cost $20.41 Unrealized
IYR ISHARES TR DJ US REAL EST 0.1%
Value ($000) $3,159 Shares 62,462 Est. Cost $59.44 Unrealized
ACM AECOM TECHNOLOGY CORP DELAWACO 0.1%
Value ($000) $3,145 Shares 178,008 Est. Cost $27.72 Unrealized
ANIXTER INTL INC COM 0.1%
Value ($000) $3,096 Shares 65,254 Est. Cost $47.45 Unrealized
CARRIZO OIL & CO INC COM 0.1%
Value ($000) $2,943 Shares 136,526 Est. Cost $21.56 Unrealized
OIS OIL STATES INTL INC COM 0.1%
Value ($000) $2,907 Shares 57,087 Est. Cost $79.92 Unrealized
SXT SENSIENT TECHNOLOGIES CORP COM 0.1%
Value ($000) $2,869 Shares 88,150 Est. Cost $25.10 Unrealized
SMG SCOTTS MIRACLE GRO CO CL A 0.1%
Value ($000) $2,772 Shares 62,160 Est. Cost $46.32 Unrealized
COMPLETE PRODUCTION SERVICESCO 0.1%
Value ($000) $2,669 Shares 141,618 Est. Cost $33.36 Unrealized
IGIB ISHARES TR LEHMAN INTER C 0.1%
Value ($000) $2,552 Shares 23,894 Est. Cost $105.69 Unrealized
FOREST OIL CORP COM PAR $0.01 0.1%
Value ($000) $2,471 Shares 171,565 Est. Cost $19.77 Unrealized
POWERSHARES ACTIVE MNG ETF TUS 0.1%
Value ($000) $2,327 Shares 52,310 Est. Cost $43.90 Unrealized
MAN MANPOWER INC 0.1%
Value ($000) $2,290 Shares 68,127 Est. Cost $44.79 Unrealized
VOX VANGUARD WORLD FDS TELCOMM ETF 0.1%
Value ($000) $2,155 Shares 35,520 Est. Cost $60.67 Unrealized
HAL HALLIBURTON CO COM 0.1%
Value ($000) $1,902 Shares 62,327 Est. Cost $51.00 Unrealized
ENS ENERSYS COM 0.1%
Value ($000) $1,889 Shares 94,360 Est. Cost $34.42 Unrealized
POWERSHARES ETF TRUST ZACKS MC 0.1%
Value ($000) $1,404 Shares 159,694 Est. Cost $11.63 Unrealized
IJR ISHARES TR S&P SMLCAP 600 0.0%
Value ($000) $1,067 Shares 18,223 Est. Cost $70.24 Unrealized