RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q4 2011 (← Previous) (Next →)

Filing Date: Sep 12, 2013

Total Value ($000): $2,414,426 (100.0% shares, 0.0% debt)

Holdings (110)

— SPDR SERIES TRUST LEHMAN YLD E 10.6%
Value ($000) $255,099 Shares 6,634,556 Est. Cost $36.58 Unrealized —
— POWERSHARES ETF TR II S&P500 L 5.3%
Value ($000) $128,237 Shares 4,945,523 Est. Cost $23.98 Unrealized —
— POWERSHARES GLOBAL ETF TRUSTHI 5.2%
Value ($000) $125,240 Shares 6,780,738 Est. Cost $17.79 Unrealized —
VWO VANGUARD INTL EQUITY INDEX FEM 4.1%
Value ($000) $99,581 Shares 2,606,142 Est. Cost $41.52 Unrealized —
RWR SPDR SERIES TRUST DJ WLSH REIT 3.8%
Value ($000) $91,533 Shares 1,421,330 Est. Cost $64.40 Unrealized —
— ISHARES INC MSCI UTD KINGD 3.3%
Value ($000) $79,470 Shares 4,917,737 Est. Cost $16.16 Unrealized —
EMB ISHARES TR JPMORGAN USD 2.6%
Value ($000) $63,814 Shares 581,453 Est. Cost $105.43 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOLDI 2.4%
Value ($000) $58,704 Shares 1,074,182 Est. Cost $55.22 Unrealized —
IJR ISHARES TR S&P SMLCAP 600 2.2%
Value ($000) $52,773 Shares 772,674 Est. Cost $68.34 Unrealized —
TLT ISHARES TR 20+ YR TRS BD 2.1%
Value ($000) $49,918 Shares 411,691 Est. Cost $120.80 Unrealized —
HYG ISHARES TR HIGH YLD CORP 2.0%
Value ($000) $49,212 Shares 550,288 Est. Cost $89.33 Unrealized —
CVX CHEVRON CORP NEW 1.9%
Value ($000) $45,967 Shares 432,024 Est. Cost $86.34 Unrealized —
— JPMORGAN CHASE & CO ALERIAN ML 1.8%
Value ($000) $44,560 Shares 1,143,445 Est. Cost $32.00 Unrealized —
DLN WISDOMTREE TRUST LARGECAP DIVI 1.8%
Value ($000) $43,287 Shares 882,870 Est. Cost $49.06 Unrealized —
VEA VANGUARD TAX-MANAGED FD EUROPE 1.7%
Value ($000) $41,131 Shares 1,342,858 Est. Cost $34.56 Unrealized —
XLV SELECT SECTOR SPDR TR SBI HEAL 1.7%
Value ($000) $40,187 Shares 1,158,484 Est. Cost $34.59 Unrealized —
MCD MCDONALDS CORP 1.6%
Value ($000) $38,332 Shares 382,058 Est. Cost $74.42 Unrealized —
PFE PFIZER INC 1.6%
Value ($000) $37,808 Shares 1,747,176 Est. Cost $20.12 Unrealized —
IYE ISHARES TR DJ US ENERGY 1.5%
Value ($000) $35,746 Shares 897,469 Est. Cost $39.83 Unrealized —
PNC PNC FINANCIAL CORP 1.4%
Value ($000) $34,453 Shares 597,425 Est. Cost $57.67 Unrealized —
DGS WISDOMTREE TRUST EMG MKTS SMCA 1.4%
Value ($000) $33,016 Shares 798,656 Est. Cost $41.40 Unrealized —
QCOM QUALCOMM INC COM 1.3%
Value ($000) $31,962 Shares 584,328 Est. Cost $52.96 Unrealized —
— POWERSHARES ETF TRUST INTL DIV 1.3%
Value ($000) $31,499 Shares 2,161,935 Est. Cost $14.57 Unrealized —
— POWERSHARES ETF TRUST DIV ACHV 1.2%
Value ($000) $29,803 Shares 1,992,226 Est. Cost $12.53 Unrealized —
BCE BCE INC COM NEW 1.2%
Value ($000) $29,307 Shares 703,340 Est. Cost $35.88 Unrealized —
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 1.1%
Value ($000) $27,470 Shares 352,817 Est. Cost $77.43 Unrealized —
KLAC KLA-TENCOR CORP COM 1.1%
Value ($000) $26,563 Shares 550,549 Est. Cost $38.28 Unrealized —
WMT WAL MART STORES INC 1.0%
Value ($000) $25,159 Shares 421,002 Est. Cost $52.01 Unrealized —
COP CONOCOPHILLIPS COM 1.0%
Value ($000) $24,416 Shares 335,080 Est. Cost $63.44 Unrealized —
XLE SELECT SECTOR SPDR TR SBI INT- 1.0%
Value ($000) $23,759 Shares 343,687 Est. Cost $69.13 Unrealized —
— GENERAL ELEC CO 1.0%
Value ($000) $23,272 Shares 1,299,414 Est. Cost $17.91 Unrealized —
MSFT MICROSOFT 1.0%
Value ($000) $23,111 Shares 890,269 Est. Cost $24.90 Unrealized —
AAPL APPLE COMPUTER INC 1.0%
Value ($000) $23,031 Shares 56,869 Est. Cost $322.64 Unrealized —
MRK MERCK & COMPANY 0.9%
Value ($000) $22,831 Shares 605,591 Est. Cost $37.70 Unrealized —
— PEOPLES UNITED FINANCIAL INCCO 0.9%
Value ($000) $22,363 Shares 1,740,366 Est. Cost $12.09 Unrealized —
IBM I B M 0.9%
Value ($000) $22,237 Shares 120,934 Est. Cost $126.70 Unrealized —
VZ VERIZON COMMUNICATIONS INC 0.9%
Value ($000) $21,800 Shares 543,391 Est. Cost $36.15 Unrealized —
— MEADWESTVACO CORP COM 0.9%
Value ($000) $21,697 Shares 724,446 Est. Cost $32.94 Unrealized —
— WELLPOINT INC COM 0.9%
Value ($000) $21,586 Shares 325,836 Est. Cost $66.25 Unrealized —
— UBS AG JERSEY BRH ALERIAN INFR 0.9%
Value ($000) $21,501 Shares 649,577 Est. Cost $32.11 Unrealized —
DBEF DBX ETF TR EAFE CURR HDG 0.9%
Value ($000) $21,142 Shares 967,590 Est. Cost $21.85 Unrealized —
MCO MOODYS CORP COM 0.8%
Value ($000) $20,121 Shares 597,437 Est. Cost $34.07 Unrealized —
CMI CUMMINS ENGINE INC COM 0.8%
Value ($000) $19,185 Shares 217,965 Est. Cost $88.02 Unrealized —
GLD SPDR GOLD TRUST GOLD SHS 0.8%
Value ($000) $18,474 Shares 121,549 Est. Cost $130.94 Unrealized —
VGT VANGUARD WORLD FDS INF TECH ET 0.7%
Value ($000) $17,754 Shares 289,302 Est. Cost $55.89 Unrealized —
XLU SELECT SECTOR SPDR TR SBI INT- 0.7%
Value ($000) $17,607 Shares 489,359 Est. Cost $35.98 Unrealized —
XLY SELECT SECTOR SPDR TR SBI CONS 0.7%
Value ($000) $17,578 Shares 450,520 Est. Cost $33.29 Unrealized —
ACWX ISHARES TR MSCI ACWI EX 0.7%
Value ($000) $16,791 Shares 456,189 Est. Cost $45.44 Unrealized —
AXP AMERICAN EXPRESS CO 0.7%
Value ($000) $16,108 Shares 341,501 Est. Cost $42.81 Unrealized —
VTI VANGUARD INDEX FDS STK MRK ETF 0.6%
Value ($000) $15,263 Shares 237,379 Est. Cost $64.30 Unrealized —
— NORDSTROM INC COM 0.6%
Value ($000) $13,402 Shares 269,617 Est. Cost $49.71 Unrealized —
OKE ONEOK INC NEW 0.5%
Value ($000) $12,899 Shares 297,584 Est. Cost $21.82 Unrealized —
VDC VANGUARD WORLD FDS CONSUM STP 0.5%
Value ($000) $12,641 Shares 155,163 Est. Cost $77.78 Unrealized —
GAP G A P INC 0.5%
Value ($000) $12,403 Shares 668,677 Est. Cost $18.55 Unrealized —
EEM ISHARES TR MSCI EMERG MKT 0.5%
Value ($000) $11,846 Shares 312,243 Est. Cost $30.91 Unrealized —
DRI DARDEN RESTAURANTS INC COM 0.5%
Value ($000) $11,336 Shares 248,720 Est. Cost $43.12 Unrealized —
ASEA GLOBAL X FDS GLB X ASEAN 40 0.4%
Value ($000) $10,393 Shares 723,251 Est. Cost $13.61 Unrealized —
— TIFFANY & CO NEW COM 0.4%
Value ($000) $9,026 Shares 136,226 Est. Cost $46.17 Unrealized —
AGG ISHARES TR LEHMAN AGG BND 0.4%
Value ($000) $8,765 Shares 79,505 Est. Cost $110.24 Unrealized —
BALL BALL CORP 0.3%
Value ($000) $8,376 Shares 234,561 Est. Cost $24.40 Unrealized —
IJH ISHARES TR S&P MIDCAP 400 0.3%
Value ($000) $8,012 Shares 91,453 Est. Cost $78.13 Unrealized —
XOM EXXON MOBIL CORP 0.3%
Value ($000) $7,471 Shares 88,141 Est. Cost $79.79 Unrealized —
— CLAYMORE EXCHANGE-TRADED FD WI 0.3%
Value ($000) $7,418 Shares 486,432 Est. Cost $19.20 Unrealized —
— POWERSHARES ETF TRUST DWA TECH 0.3%
Value ($000) $7,044 Shares 295,613 Est. Cost $25.09 Unrealized —
EWBC EAST WEST BANCORP INC COM 0.3%
Value ($000) $6,681 Shares 338,317 Est. Cost $19.66 Unrealized —
VRSN VERISIGN INC COM 0.3%
Value ($000) $6,224 Shares 174,251 Est. Cost $32.02 Unrealized —
— ANIXTER INTL INC COM 0.3%
Value ($000) $6,177 Shares 103,575 Est. Cost $51.96 Unrealized —
VDE VANGUARD WORLD FDS ENERGY ETF 0.3%
Value ($000) $6,038 Shares 59,898 Est. Cost $91.12 Unrealized —
— HCC INS HLDGS INC 0.2%
Value ($000) $5,707 Shares 207,517 Est. Cost $26.63 Unrealized —
HOLX HOLOGIC INC 0.2%
Value ($000) $5,651 Shares 322,810 Est. Cost $20.67 Unrealized —
— POWERSHARES ETF TR II S&P SMCP 0.2%
Value ($000) $5,591 Shares 177,332 Est. Cost $28.50 Unrealized —
IVZ INVESCO LTD SHS 0.2%
Value ($000) $5,584 Shares 277,946 Est. Cost $20.09 Unrealized —
QABA FIRST TR NASDAQ ABA CMNTY BKUT 0.2%
Value ($000) $5,531 Shares 240,878 Est. Cost $25.07 Unrealized —
PENN PENN NATL GAMING INC 0.2%
Value ($000) $5,375 Shares 141,196 Est. Cost $26.29 Unrealized —
MCHP MICROCHIP TECHNOLOGY INC COM 0.2%
Value ($000) $5,225 Shares 142,660 Est. Cost $30.62 Unrealized —
EWC ISHARES INC MSCI CDA INDEX 0.2%
Value ($000) $5,202 Shares 195,603 Est. Cost $28.55 Unrealized —
HAS HASBRO INC COM 0.2%
Value ($000) $4,795 Shares 150,406 Est. Cost $35.91 Unrealized —
VV VANGUARD INDEX FDS LARGE CAP E 0.2%
Value ($000) $4,728 Shares 82,520 Est. Cost $57.30 Unrealized —
CAT CATERPILLAR INC COM 0.2%
Value ($000) $4,719 Shares 52,088 Est. Cost $109.96 Unrealized —
— PSS WORLD MED INC COM 0.2%
Value ($000) $4,701 Shares 194,350 Est. Cost $22.82 Unrealized —
SNPS SYNOPSYS INC COM 0.2%
Value ($000) $4,569 Shares 168,007 Est. Cost $27.20 Unrealized —
— SUPERIOR ENERGY SVCS INC 0.2%
Value ($000) $4,513 Shares 158,693 Est. Cost $19.17 Unrealized —
— FAMILY DLR STORES INC COM 0.2%
Value ($000) $4,411 Shares 76,513 Est. Cost $57.65 Unrealized —
IGSB ISHARES TR LEHMAN 1-3 YR 0.2%
Value ($000) $4,285 Shares 41,120 Est. Cost $104.47 Unrealized —
FDM FIRST TR DJS MICROCAP INDEX CO 0.2%
Value ($000) $4,259 Shares 212,128 Est. Cost $19.34 Unrealized —
— BMC SOFTWARE INC COM 0.2%
Value ($000) $4,087 Shares 124,700 Est. Cost $40.23 Unrealized —
SNA SNAP ON INC COM 0.2%
Value ($000) $4,087 Shares 80,744 Est. Cost $60.11 Unrealized —
CBRL CRACKER BARREL OLD CTRY STORCO 0.2%
Value ($000) $4,054 Shares 80,440 Est. Cost $40.03 Unrealized —
OIS OIL STATES INTL INC COM 0.2%
Value ($000) $3,999 Shares 52,380 Est. Cost $79.92 Unrealized —
— POWERSHARES GLOBAL ETF TRUSTEM 0.2%
Value ($000) $3,825 Shares 189,080 Est. Cost $19.02 Unrealized —
— P F CHANGS CHINA BISTRO INC CO 0.2%
Value ($000) $3,713 Shares 120,156 Est. Cost $27.24 Unrealized —
IYR ISHARES TR DJ US REAL EST 0.2%
Value ($000) $3,631 Shares 63,916 Est. Cost $59.38 Unrealized —
— CIMAREX ENERGY CO 0.1%
Value ($000) $3,594 Shares 58,064 Est. Cost $61.90 Unrealized —
— DUPONT FABROS TECHNOLOGY INCCO 0.1%
Value ($000) $3,589 Shares 148,210 Est. Cost $21.34 Unrealized —
— L-3 COMMUNICATIONS HLDGS INC 0.1%
Value ($000) $3,433 Shares 51,497 Est. Cost $75.89 Unrealized —
MDY SPDR S&P MIDCAP 400 ETF TR UTS 0.1%
Value ($000) $3,238 Shares 20,299 Est. Cost $164.41 Unrealized —
SXT SENSIENT TECHNOLOGIES CORP COM 0.1%
Value ($000) $3,088 Shares 81,477 Est. Cost $25.10 Unrealized —
— WEINGARTEN RLTY INVS SH BEN IN 0.1%
Value ($000) $2,995 Shares 137,288 Est. Cost $20.41 Unrealized —
— SPX CORP COM 0.1%
Value ($000) $2,735 Shares 45,391 Est. Cost $60.25 Unrealized —
DLTR DOLLAR TREE INC 0.1%
Value ($000) $2,700 Shares 64,323 Est. Cost $16.68 Unrealized —
VIS VANGUARD WORLD FDS INDUSTRIAL 0.1%
Value ($000) $2,359 Shares 38,000 Est. Cost $51.18 Unrealized —
ENS ENERSYS COM 0.1%
Value ($000) $2,201 Shares 84,753 Est. Cost $34.42 Unrealized —
MAN MANPOWER INC 0.1%
Value ($000) $2,194 Shares 61,392 Est. Cost $44.79 Unrealized —
IGIB ISHARES TR LEHMAN INTER C 0.0%
Value ($000) $909 Shares 8,480 Est. Cost $105.69 Unrealized —
— ESTERLINE TECHNOLOGIES CORP CO 0.0%
Value ($000) $312 Shares 5,568 Est. Cost $43.34 Unrealized —
— POWERSHARES ACTIVE MNG ETF TME 0.0%
Value ($000) $296 Shares 11,220 Est. Cost $26.38 Unrealized —
HSIC SCHEIN HENRY INC 0.0%
Value ($000) $267 Shares 4,139 Est. Cost $48.38 Unrealized —
MDRX ALLSCRIPTS HEALTHCARE SOLUTION 0.0%
Value ($000) $236 Shares 12,472 Est. Cost $18.92 Unrealized —
— SOTHEBY HLDGS INC CL A 0.0%
Value ($000) $217 Shares 7,603 Est. Cost $28.54 Unrealized —
PTEN PATTERSON UTI ENERGY INC 0.0%
Value ($000) $211 Shares 10,559 Est. Cost $19.98 Unrealized —