RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 13, 2013

Total Value ($000): $3,259,482 (100.0% shares, 0.0% debt)

Holdings (75)

POWERSHARES ETF TR II S&P500 H 10.0%
Value ($000) $324,498 Shares 12,009,561 Est. Cost $23.72 Unrealized
VGK VANGUARD INTL EQUITY INDEX FEU 9.2%
Value ($000) $298,258 Shares 5,472,642 Est. Cost $51.29 Unrealized
DLN WISDOMTREE TRUST LARGECAP DIVI 8.5%
Value ($000) $276,217 Shares 4,512,619 Est. Cost $57.54 Unrealized
HYS PIMCO ETF TR 0-5 HIGH YIELD 5.7%
Value ($000) $185,364 Shares 1,767,058 Est. Cost $104.86 Unrealized
SJNK SPDR SER TR CAP S/T HI YLD 5.6%
Value ($000) $182,914 Shares 5,989,348 Est. Cost $30.58 Unrealized
AAXJ ISHARES TR MSCI ACJPN IDX 4.7%
Value ($000) $154,669 Shares 2,653,894 Est. Cost $58.16 Unrealized
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 4.4%
Value ($000) $142,278 Shares 1,787,420 Est. Cost $79.88 Unrealized
EFA ISHARES TR MSCI EAFE IDX 4.2%
Value ($000) $136,935 Shares 2,146,291 Est. Cost $58.35 Unrealized
ISHARES INC MSCI JAPAN 3.7%
Value ($000) $120,988 Shares 10,150,054 Est. Cost $11.75 Unrealized
POWERSHARES S&P BANK LOAN PORT 3.4%
Value ($000) $110,137 Shares 4,462,629 Est. Cost $24.83 Unrealized
IGSB ISHARES TR LEHMAN 1-3 YR 3.3%
Value ($000) $106,692 Shares 1,013,410 Est. Cost $105.52 Unrealized
EZU ISHARES INC MSCI EMU INDEX 2.7%
Value ($000) $88,539 Shares 2,346,638 Est. Cost $36.26 Unrealized
ILCV ISHARES TR LARGE VAL INDX 2.6%
Value ($000) $85,074 Shares 1,159,052 Est. Cost $72.73 Unrealized
FDM FIRST TR DJS MICROCAP INDEX CO 2.3%
Value ($000) $76,203 Shares 2,627,715 Est. Cost $25.58 Unrealized
POWERSHARES GLOBAL ETF TRUSTDE 1.8%
Value ($000) $59,221 Shares 1,426,700 Est. Cost $37.03 Unrealized
POWERSHARES ETF TRUST DYNA BUY 1.7%
Value ($000) $57,028 Shares 1,459,663 Est. Cost $34.69 Unrealized
VV VANGUARD INDEX FDS LARGE CAP E 1.5%
Value ($000) $48,895 Shares 632,213 Est. Cost $62.70 Unrealized
VIS VANGUARD WORLD FDS INDUSTRIAL 1.3%
Value ($000) $42,156 Shares 471,610 Est. Cost $89.22 Unrealized
VEA VANGUARD TAX-MANAGED FD EUROPE 1.3%
Value ($000) $41,231 Shares 1,041,736 Est. Cost $33.94 Unrealized
EFV ISHARES TR MSCI VAL IDX 1.2%
Value ($000) $39,648 Shares 728,700 Est. Cost $48.38 Unrealized
DXJ WISDOMTREE TRUST JP TOTAL DIVI 1.2%
Value ($000) $38,750 Shares 808,492 Est. Cost $41.16 Unrealized
EWC ISHARES INC MSCI CDA INDEX 1.1%
Value ($000) $35,900 Shares 1,268,129 Est. Cost $28.51 Unrealized
RYDEX ETF TRUST TECHNOLOGY ETF 1.1%
Value ($000) $34,525 Shares 494,772 Est. Cost $64.14 Unrealized
RYDEX ETF TRUST HEALTH CARE 1.0%
Value ($000) $31,193 Shares 310,443 Est. Cost $89.32 Unrealized
VGT VANGUARD WORLD FDS INF TECH ET 0.9%
Value ($000) $30,958 Shares 383,622 Est. Cost $68.26 Unrealized
DFJ WISDOMTREE TRUST JP SMALLCP DI 0.9%
Value ($000) $30,178 Shares 589,187 Est. Cost $51.22 Unrealized
EPP ISHARES INC MSCI PAC J IDX 0.9%
Value ($000) $28,622 Shares 600,662 Est. Cost $44.80 Unrealized
IEMG ISHARES INC CORE MSCI EMKT 0.8%
Value ($000) $26,656 Shares 547,928 Est. Cost $46.18 Unrealized
CREDIT SUISSE NASSAU BRH ETN L 0.8%
Value ($000) $26,471 Shares 903,440 Est. Cost $26.57 Unrealized
DLTR DOLLAR TREE INC 0.8%
Value ($000) $26,138 Shares 457,290 Est. Cost $42.17 Unrealized +28.0%
CLAYMORE EXCHANGE-TRADED FD WI 0.8%
Value ($000) $26,117 Shares 1,055,266 Est. Cost $20.59 Unrealized
EWY ISHARES INC MSCI S KOREA 0.8%
Value ($000) $25,082 Shares 407,854 Est. Cost $61.50 Unrealized
ISHARES INC MSCI UTD KINGD 0.7%
Value ($000) $23,936 Shares 1,219,998 Est. Cost $17.17 Unrealized
KIE SPDR SERIES TRUST KBW INS ETF 0.7%
Value ($000) $23,893 Shares 420,954 Est. Cost $53.98 Unrealized
IJR ISHARES TR S&P SMLCAP 600 0.7%
Value ($000) $23,578 Shares 236,263 Est. Cost $72.57 Unrealized
A AGILENT TECHNOLOGIES INC COM 0.7%
Value ($000) $22,834 Shares 445,556 Est. Cost $27.97 Unrealized +8.8%
EWG ISHARES INC MSCI GERMAN 0.7%
Value ($000) $22,000 Shares 791,134 Est. Cost $23.28 Unrealized
ABT ABBOTT LABS 0.6%
Value ($000) $21,087 Shares 635,375 Est. Cost $27.71 Unrealized 0.0%
EEM ISHARES TR MSCI EMERG MKT 0.6%
Value ($000) $20,486 Shares 502,688 Est. Cost $41.87 Unrealized
SPDR SERIES TRUST LEHMAN YLD E 0.6%
Value ($000) $20,036 Shares 502,848 Est. Cost $36.69 Unrealized
HYG ISHARES TR HIGH YLD CORP 0.6%
Value ($000) $19,986 Shares 218,240 Est. Cost $90.40 Unrealized
DISCOVER FINL SVCS COM 0.6%
Value ($000) $19,118 Shares 378,292 Est. Cost $47.64 Unrealized
ACWX ISHARES TR MSCI ACWI EX 0.5%
Value ($000) $17,087 Shares 381,242 Est. Cost $45.44 Unrealized
FOOT LOCKER INC COM 0.5%
Value ($000) $16,648 Shares 490,540 Est. Cost $33.94 Unrealized
GLOBAL X MLP & ENERGY INFRASTR 0.4%
Value ($000) $12,815 Shares 854,357 Est. Cost $15.00 Unrealized
EWL ISHARES INC MSCI SWITZERLD 0.3%
Value ($000) $10,251 Shares 327,711 Est. Cost $26.82 Unrealized
POWERSHARES ETF TRUST DWA TECH 0.3%
Value ($000) $9,126 Shares 269,608 Est. Cost $26.80 Unrealized
OMNICARE INC COM 0.2%
Value ($000) $7,191 Shares 129,581 Est. Cost $47.71 Unrealized
FDN FIRST TR EXCHANGE TRADED FD DJ 0.2%
Value ($000) $6,146 Shares 114,301 Est. Cost $39.03 Unrealized
MARKET VECTORS ETF TR OIL SVCS 0.2%
Value ($000) $5,912 Shares 125,576 Est. Cost $42.91 Unrealized
DHR DANAHER CORP DEL COM 0.2%
Value ($000) $5,836 Shares 84,208 Est. Cost $24.66 Unrealized +11.1%
XLB SELECT SECTOR SPDR TR SBI MATE 0.1%
Value ($000) $4,144 Shares 98,646 Est. Cost $42.01 Unrealized
SOTHEBY HLDGS INC CL A 0.0%
Value ($000) $706 Shares 14,374 Est. Cost $36.41 Unrealized
IVZ INVESCO LTD SHS 0.0%
Value ($000) $642 Shares 20,131 Est. Cost $19.67 Unrealized -3.6%
POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $634 Shares 15,562 Est. Cost $29.90 Unrealized
POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $609 Shares 12,413 Est. Cost $29.05 Unrealized
POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $588 Shares 15,929 Est. Cost $32.95 Unrealized
MCHP MICROCHIP TECHNOLOGY INC COM 0.0%
Value ($000) $499 Shares 12,395 Est. Cost $22.28 Unrealized -32.0%
EWBC EAST WEST BANCORP INC COM 0.0%
Value ($000) $460 Shares 14,389 Est. Cost $19.64 Unrealized +16.6%
SPDR SERIES TRUST OILGAS EQUIP 0.0%
Value ($000) $460 Shares 10,956 Est. Cost $39.14 Unrealized
POWERSHARESETF TRUST DYN SFTWR 0.0%
Value ($000) $453 Shares 13,665 Est. Cost $27.21 Unrealized
AMERICAN CAMPUS CMNTYS INC COM 0.0%
Value ($000) $445 Shares 13,037 Est. Cost $39.62 Unrealized
INTERPUBLIC GROUP COS INC COM 0.0%
Value ($000) $444 Shares 25,873 Est. Cost $11.06 Unrealized -4.8%
ESTERLINE TECHNOLOGIES CORP CO 0.0%
Value ($000) $421 Shares 5,269 Est. Cost $46.20 Unrealized
ANIXTER INTL INC COM 0.0%
Value ($000) $415 Shares 4,736 Est. Cost $52.88 Unrealized
HSIC SCHEIN HENRY INC 0.0%
Value ($000) $407 Shares 3,925 Est. Cost $49.50 Unrealized -18.2%
SNA SNAP ON INC COM 0.0%
Value ($000) $397 Shares 3,989 Est. Cost $60.34 Unrealized +20.9%
CBRL CRACKER BARREL OLD CTRY STORCO 0.0%
Value ($000) $376 Shares 3,644 Est. Cost $40.45 Unrealized +46.0%
POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $365 Shares 11,120 Est. Cost $30.46 Unrealized
SIRONA DENTAL SYSTEMS INC COM 0.0%
Value ($000) $331 Shares 4,950 Est. Cost $52.03 Unrealized
R RYDER SYS INC COM 0.0%
Value ($000) $310 Shares 5,190 Est. Cost $53.16 Unrealized +12.9%
CARRIZO OIL & CO INC COM 0.0%
Value ($000) $227 Shares 6,096 Est. Cost $37.24 Unrealized
BIOMED RLTY TR INC COM 0.0%
Value ($000) $225 Shares 12,114 Est. Cost $19.04 Unrealized
PTEN PATTERSON UTI ENERGY INC 0.0%
Value ($000) $213 Shares 9,972 Est. Cost $20.54 Unrealized 0.0%
SUPERIOR ENERGY SVCS INC 0.0%
Value ($000) $210 Shares 8,400 Est. Cost $26.00 Unrealized