RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 24, 2023

Total Value ($000): $440,521 (100.0% shares, 0.0% debt)

Holdings (103)

IVV ISHARES TR S&P 500 INDEX 6.5%
Value ($000) $28,721 Shares 618,348 Est. Cost $337.45 Unrealized —
RFDA ALPS ETF TR RIVERFRNT DYMC 6.3%
Value ($000) $27,798 Shares 662,960 Est. Cost $31.72 Unrealized —
SHYG ISHARES TR 0-5YR HI YL CP 5.1%
Value ($000) $22,385 Shares 1,687,550 Est. Cost $41.26 Unrealized —
GSLC GOLDMAN SACHS ETF TR EQUITY ET 4.9%
Value ($000) $21,598 Shares 2,378,390 Est. Cost $58.08 Unrealized —
RFDI FIRST TR EXCH TRADED FD III RI 4.7%
Value ($000) $20,583 Shares 387,193 Est. Cost $62.49 Unrealized —
AGG ISHARES TR LEHMAN AGG BND 4.6%
Value ($000) $20,168 Shares 263,793 Est. Cost $102.50 Unrealized —
JEPI J P MORGAN EXCHANGE-TRADED FEQ 4.4%
Value ($000) $19,318 Shares 814,658 Est. Cost $59.34 Unrealized —
BND VANGUARD BD INDEX FD INC TOTAL 4.0%
Value ($000) $17,729 Shares 2,286,998 Est. Cost $81.06 Unrealized —
SPAB SPDR SERIES TRUST PORTFOLIO AG 3.0%
Value ($000) $13,320 Shares 6,935,604 Est. Cost $29.99 Unrealized —
IEFA ISHARES TR CORE MSCI EAFE 2.9%
Value ($000) $12,769 Shares 2,823,829 Est. Cost $10.16 Unrealized —
RFCI ALPS ETF TR RIVERFRONT DYM 2.4%
Value ($000) $10,637 Shares 480,874 Est. Cost $24.33 Unrealized —
EFV ISHARES TR MSCI VAL IDX 2.2%
Value ($000) $9,563 Shares 972,539 Est. Cost $40.05 Unrealized —
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 2.1%
Value ($000) $9,200 Shares 1,526,493 Est. Cost $79.74 Unrealized —
SRLN SSGA ACTIVE ETF TR BLKSTN GSOS 2.1%
Value ($000) $9,170 Shares 2,280,590 Est. Cost $43.40 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS INT-TE 2.0%
Value ($000) $8,844 Shares 1,411,843 Est. Cost $88.08 Unrealized —
RFFC ALPS ETF TR RIVERFRNT FLEX 1.9%
Value ($000) $8,413 Shares 208,926 Est. Cost $36.16 Unrealized —
IYW ISHARES TR DJ US TECH SEC 1.9%
Value ($000) $8,394 Shares 674,590 Est. Cost $98.25 Unrealized —
IYG ISHARES TR DJ US FINL SVC 1.7%
Value ($000) $7,403 Shares 515,569 Est. Cost $169.22 Unrealized —
TLH ISHARES TR LEHMAN 10-20YR 1.6%
Value ($000) $7,223 Shares 618,568 Est. Cost $107.20 Unrealized —
MSFT MICROSOFT CORP COM 1.5%
Value ($000) $6,640 Shares 134,876 Est. Cost $234.57 Unrealized -0.2%
XLK SELECT SECTOR SPDR TR SBI INT- 1.4%
Value ($000) $5,965 Shares 603,563 Est. Cost $69.77 Unrealized —
XLV SELECT SECTOR SPDR TR SBI HEAL 1.3%
Value ($000) $5,933 Shares 517,687 Est. Cost $82.22 Unrealized —
XLE SELECT SECTOR SPDR TR SBI INT- 1.3%
Value ($000) $5,838 Shares 643,718 Est. Cost $68.21 Unrealized —
JEPQ J P MORGAN EXCHANGE TRADED FD 1.3%
Value ($000) $5,527 Shares 900,702 Est. Cost $42.92 Unrealized —
FTHI FIRST TR EXCHANGE TRADED FD HI 1.2%
Value ($000) $5,263 Shares 272,260 Est. Cost $19.33 Unrealized —
SPSB SPDR SERIES TRUST BARC CAPTL E 1.2%
Value ($000) $5,230 Shares 2,302,218 Est. Cost $29.14 Unrealized —
RFEM FIRST TR EXCH TRADED FD III RI 1.2%
Value ($000) $5,187 Shares 102,321 Est. Cost $66.67 Unrealized —
RIGS ALPS ETF TR RIVERFRNT STR INC 1.1%
Value ($000) $4,816 Shares 212,820 Est. Cost $24.40 Unrealized —
IEMG ISHARES INC CORE MSCI EMKT 1.1%
Value ($000) $4,765 Shares 667,391 Est. Cost $48.86 Unrealized —
IJR ISHARES TR S&P SMLCAP 600 1.0%
Value ($000) $4,473 Shares 218,324 Est. Cost $20.49 Unrealized —
QQQ Invesco QQQ Trust 0.9%
Value ($000) $4,117 Shares 73,079 Est. Cost $191.77 Unrealized —
AAPL APPLE COMPUTER INC 0.9%
Value ($000) $3,823 Shares 189,787 Est. Cost $139.05 Unrealized +1.2%
VGIT VANGUARD SCOTTSDALE FDS INT-TE 0.9%
Value ($000) $3,793 Shares 866,461 Est. Cost $65.36 Unrealized —
MBB ISHARES TR MBS FIXED BDFD 0.8%
Value ($000) $3,743 Shares 593,307 Est. Cost $104.46 Unrealized —
EMXC ISHARES INC MSCI EMRG CHN 0.8%
Value ($000) $3,453 Shares 284,547 Est. Cost $58.11 Unrealized —
FTSL FIRST TR EXCHANGE TRADED FD SE 0.8%
Value ($000) $3,308 Shares 74,188 Est. Cost $44.59 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.7%
Value ($000) $3,044 Shares 9,855 Est. Cost $288.62 Unrealized +2.9%
SJNK SPDR SER TR CAP S/T HI YLD 0.7%
Value ($000) $2,920 Shares 566,220 Est. Cost $25.88 Unrealized —
BBCA J P MORGAN EXCHANGE-TRADED FD 0.7%
Value ($000) $2,901 Shares 320,520 Est. Cost $63.52 Unrealized —
IGLB ISHARES TR 10 YR CR BD E 0.6%
Value ($000) $2,657 Shares 167,725 Est. Cost $15.84 Unrealized —
PLD PROLOGIS INC. COM 0.6%
Value ($000) $2,529 Shares 168,517 Est. Cost $88.68 Unrealized +13.0%
EOG EOG RES INC COM 0.5%
Value ($000) $2,325 Shares 84,448 Est. Cost $79.41 Unrealized +48.4%
XLY SELECT SECTOR SPDR TR SBI CONS 0.5%
Value ($000) $2,317 Shares 232,358 Est. Cost $105.74 Unrealized —
XYLD GLOBAL X S&P 500 COVERED CALL 0.5%
Value ($000) $2,268 Shares 57,598 Est. Cost $39.37 Unrealized —
XLP SELECT SECTOR SPDR TR SBI CONS 0.5%
Value ($000) $2,258 Shares 418,845 Est. Cost $60.80 Unrealized —
EWG ISHARES INC MSCI GERMAN 0.5%
Value ($000) $2,216 Shares 89,601 Est. Cost $29.03 Unrealized —
SYK STRYKER CORP COM 0.5%
Value ($000) $2,019 Shares 8,257 Est. Cost $243.53 Unrealized -9.8%
UNH UNITEDHEALTH GROUP INC COM 0.5%
Value ($000) $1,994 Shares 17,496 Est. Cost $356.19 Unrealized +40.5%
CAT CATERPILLAR INC COM 0.4%
Value ($000) $1,820 Shares 50,161 Est. Cost $193.30 Unrealized +6.9%
XLF SELECT SECTOR SPDR TR SBI INT- 0.4%
Value ($000) $1,694 Shares 49,545 Est. Cost $34.20 Unrealized —
IHI ISHARES TR DJ MED DEVICES 0.4%
Value ($000) $1,666 Shares 207,250 Est. Cost $95.25 Unrealized —
XLI SELECT SECTOR SPDR TR SBI INT- 0.4%
Value ($000) $1,648 Shares 230,348 Est. Cost $70.08 Unrealized —
ABBV ABBVIE INC COM 0.4%
Value ($000) $1,642 Shares 49,020 Est. Cost $134.11 Unrealized +2.3%
WMT WAL MART STORES INC 0.4%
Value ($000) $1,636 Shares 56,137 Est. Cost $44.03 Unrealized +3.7%
GOOG ALPHABET CLASS C 0.4%
Value ($000) $1,615 Shares 92,983 Est. Cost $107.12 Unrealized -11.6%
KBWB INVESCO EXCHNG TRADED FD TR KB 0.3%
Value ($000) $1,538 Shares 157,383 Est. Cost $32.61 Unrealized —
FLJP FRANKLIN TEMPLETON ETF TR FTSE 0.3%
Value ($000) $1,522 Shares 290,861 Est. Cost $5.23 Unrealized —
WHR WHIRLPOOL CORP 0.3%
Value ($000) $1,415 Shares 10,000 Est. Cost $159.20 Unrealized -10.7%
HEDJ WISDOMTREE TR EUROPE HEDGED 0.3%
Value ($000) $1,329 Shares 18,996 Est. Cost $74.82 Unrealized —
JMUB J P MORGAN EXCHANGE TRADED FD 0.3%
Value ($000) $1,318 Shares 26,516 Est. Cost $49.69 Unrealized —
DGRO ISHARES CORE DIVIDEND GROWTH E 0.3%
Value ($000) $1,265 Shares 397,147 Est. Cost $40.00 Unrealized —
AMZN AMAZON COM INC COM 0.3%
Value ($000) $1,257 Shares 89,054 Est. Cost $125.70 Unrealized -21.4%
XLC COMMUNICATION SERVICES SELECT 0.3%
Value ($000) $1,241 Shares 339,351 Est. Cost $51.28 Unrealized —
HDEF DBX ETF TR XTRACK MSCI EAFE 0.3%
Value ($000) $1,219 Shares 55,888 Est. Cost $21.81 Unrealized —
PFF ISHARES TR US PFD STK IDX 0.3%
Value ($000) $1,218 Shares 39,906 Est. Cost $35.41 Unrealized —
QQQM INVESCO NASDAQ 100 ETF 0.3%
Value ($000) $1,190 Shares 10,862 Est. Cost $113.05 Unrealized —
T A T & T INC (NEW) 0.3%
Value ($000) $1,163 Shares 239,659 Est. Cost $15.31 Unrealized -1.4%
IDNA ISHARES GENOMICS IMMUNOLOGY AN 0.3%
Value ($000) $1,148 Shares 45,602 Est. Cost $32.42 Unrealized —
XLB SELECT SECTOR SPDR TR SBI MATE 0.3%
Value ($000) $1,141 Shares 226,071 Est. Cost $58.83 Unrealized —
KMI KINDER MORGAN INC DEL COM 0.2%
Value ($000) $1,064 Shares 308,801 Est. Cost $14.42 Unrealized +5.3%
HIG HARTFORD FINL SVCS GROUP INC C 0.2%
Value ($000) $1,052 Shares 63,496 Est. Cost $65.18 Unrealized +3.8%
VFIAX VANGUARD 500 INDEX FUND 0.2%
Value ($000) $1,046 Shares 2,954 Est. Cost $346.55 Unrealized —
NORW GLOBAL X FDS FTSE NORDIC RE 0.2%
Value ($000) $927 Shares 200,253 Est. Cost $31.24 Unrealized —
ABT ABBOTT LABS 0.2%
Value ($000) $904 Shares 8,232 Est. Cost $106.95 Unrealized -8.7%
MUB ISHARES TR S&P NATL MUN B 0.2%
Value ($000) $770 Shares 7,298 Est. Cost $106.33 Unrealized —
PEP PEPSICO INC COM 0.2%
Value ($000) $688 Shares 3,811 Est. Cost $132.72 Unrealized +21.2%
RIO RIO TINTO PLC SPONSORED ADR 0.2%
Value ($000) $678 Shares 60,596 Est. Cost $77.74 Unrealized —
MCD MCDONALDS CORP COM 0.1%
Value ($000) $654 Shares 2,482 Est. Cost $210.49 Unrealized +16.5%
FLOT ISHARES TR FLTG RATE NT 0.1%
Value ($000) $606 Shares 12,042 Est. Cost $50.70 Unrealized —
TLT ISHARES TR 20 YR TRS BD 0.1%
Value ($000) $498 Shares 4,997 Est. Cost $130.82 Unrealized —
ILF ISHARES TR S&P LTN AM 40 0.1%
Value ($000) $477 Shares 202,211 Est. Cost $29.98 Unrealized —
BKLN INVESCO EXCHNG TRADED FD TR II 0.1%
Value ($000) $467 Shares 22,743 Est. Cost $20.53 Unrealized —
IWF ISHARES TR RUSSELL1000GRW 0.1%
Value ($000) $434 Shares 2,028 Est. Cost $240.90 Unrealized —
RSP INVESCO EXCHANGE TRADED FD TR 0.1%
Value ($000) $421 Shares 2,982 Est. Cost $141.25 Unrealized —
DIS DISNEY WALT PRODTNS 0.1%
Value ($000) $417 Shares 4,800 Est. Cost $175.71 Unrealized -46.8%
BA BOEING CO COM 0.1%
Value ($000) $381 Shares 2,000 Est. Cost $241.76 Unrealized -32.3%
HYG ISHARES TR HIGH YLD CORP 0.1%
Value ($000) $381 Shares 5,168 Est. Cost $73.63 Unrealized —
VEA VANGUARD TAX-MANAGED FD EUROPE 0.1%
Value ($000) $354 Shares 8,438 Est. Cost $41.97 Unrealized —
EFA ISHARES TR MSCI EAFE IDX 0.1%
Value ($000) $352 Shares 5,360 Est. Cost $62.50 Unrealized —
LQD ISHARES TR IBOXX INV CPBD 0.1%
Value ($000) $340 Shares 3,221 Est. Cost $105.43 Unrealized —
VCLT VANGUARD SCOTTSDALE FDS LG-TER 0.1%
Value ($000) $333 Shares 4,396 Est. Cost $75.71 Unrealized —
VMBS VANGUARD SCOTTSDALE FDS MORTG- 0.1%
Value ($000) $328 Shares 7,210 Est. Cost $52.55 Unrealized —
KO COCA COLA CO 0.1%
Value ($000) $318 Shares 4,994 Est. Cost $47.57 Unrealized +15.4%
SGOV ISHARES TR 0-3 MNTH TREASRY 0.1%
Value ($000) $315 Shares 3,150 Est. Cost $100.05 Unrealized —
BALFX AMERICAN BALANCED FD CL F-1 0.1%
Value ($000) $294 Shares 10,247 Est. Cost $28.73 Unrealized —
VTI VANGUARD INDEX FDS STK MRK ETF 0.1%
Value ($000) $255 Shares 14,983 Est. Cost $17.01 Unrealized —
JPM JPMORGAN CHASE & CO COM 0.1%
Value ($000) $247 Shares 1,845 Est. Cost $117.65 Unrealized 0.0%
EEM ISHARES TR MSCI EMERG MKT 0.1%
Value ($000) $242 Shares 6,394 Est. Cost $53.34 Unrealized —
EFG ISHARES TR MSCI GRW IDX 0.0%
Value ($000) $216 Shares 2,578 Est. Cost $69.74 Unrealized —
IEUR ISHARES TR CORE MSCI EURO 0.0%
Value ($000) $213 Shares 4,479 Est. Cost $47.50 Unrealized —
PAVE GLOBAL X FDS US INFR DEV ET 0.0%
Value ($000) $211 Shares 7,952 Est. Cost $19.67 Unrealized —
IGSB ISHARES TR LEHMAN 1-3 YR 0.0%
Value ($000) $200 Shares 4,005 Est. Cost $49.94 Unrealized —
HBAN HUNTINGTON BANCSHARES INC COM 0.0%
Value ($000) $193 Shares 13,710 Est. Cost $12.39 Unrealized +0.8%