CIK: 0000011544 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2018
Total Value ($000): $934,929
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HQY | HEALTHEQUITY INC | 6,404,562 | $298,837 | 32.0% | $19.20 | +157.9% | — | 42226A107 |
| JNJ | JOHNSON & JOHNSON | 389,200 | $54,379 | 5.8% | $110.98 | 0.0% | PUT | 478160104 |
| JNJ | JOHNSON & JOHNSON | 389,200 | $54,379 | 5.8% | $110.98 | 0.0% | — | 478160104 |
| WFC | WELLS FARGO CO NEW | 486,600 | $29,522 | 3.2% | $45.09 | 0.0% | — | 949746101 |
| WFC | WELLS FARGO CO NEW | 486,600 | $29,522 | 3.2% | $45.09 | 0.0% | PUT | 949746101 |
| SPY | SPDR S&P 500 ETF TR | 97,300 | $25,965 | 2.8% | $266.86 | — | PUT | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 97,300 | $25,965 | 2.8% | $266.86 | — | — | 78462F103 |
| — | AGRIUM INC | 196,000 | $22,540 | 2.4% | $100.55 | — | — | 008916108 |
| — | PENSARE ACQUISITION CORP | 1,839,141 | $17,766 | 1.9% | $9.67 | — | — | 70957E105 |
| — | SILVER RUN ACQUISITION | 1,734,669 | $17,191 | 1.8% | $9.94 | — | — | 82812A103 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,532,233 | $14,955 | 1.6% | $9.71 | — | — | 57682V106 |
| — | CALATLANTIC GROUP INC | 238,742 | $13,463 | 1.4% | $56.39 | — | — | 128195104 |
| — | FEDERAL STR ACQUISITION CORP | 1,209,437 | $11,745 | 1.3% | $9.74 | — | — | 31421V107 |
| — | ELECTRUM SPL ACQUISITION COR | 1,131,190 | $11,674 | 1.2% | $9.83 | — | — | G3105C104 |
| INTC | INTEL CORP | 243,300 | $11,231 | 1.2% | $36.55 | 0.0% | PUT | 458140100 |
| INTC | INTEL CORP | 243,300 | $11,231 | 1.2% | $36.55 | 0.0% | — | 458140100 |
| — | KAYNE ANDERSON ACQUISITION | 1,130,067 | $10,973 | 1.2% | $9.72 | — | — | 48661U102 |
| — | TPG PACE ENERGY HLDGS CORP | 1,073,365 | $10,455 | 1.1% | $9.74 | — | — | 872656103 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,042,831 | $10,220 | 1.1% | $9.85 | — | — | 42588L105 |
| — | IXYS CORP | 422,469 | $10,118 | 1.1% | $23.74 | — | — | 46600W106 |
| — | MODERN MEDIA ACQUISITION | 988,277 | $9,705 | 1.0% | $9.77 | — | — | 60765P103 |
| — | VANTAGE ENERGY ACQUISITION | 960,051 | $9,332 | 1.0% | $9.74 | — | — | 92211L105 |
| — | M III ACQUISITION CORP | 911,229 | $9,038 | 1.0% | $9.84 | — | — | 55378T104 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 865,470 | $8,611 | 0.9% | $9.95 | — | — | G74760110 |
| — | GORES HLDGS II INC | 858,892 | $8,537 | 0.9% | $9.95 | — | — | 382867109 |
| — | XENITH BANKSHARES INC NEW | 250,084 | $8,461 | 0.9% | $33.00 | — | — | 984102202 |
| — | OSPREY ENERGY ACQUISITION CO | 776,397 | $7,453 | 0.8% | $9.65 | — | — | 688397108 |
| — | LANDCADIA HLDGS INC | 709,857 | $7,056 | 0.8% | $9.92 | — | — | 51476W107 |
| — | GTY TECHNOLOGY HOLDINGS INC | 698,467 | $6,936 | 0.7% | $9.97 | — | — | G4182A102 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 651,732 | $6,465 | 0.7% | $9.85 | — | — | G0726L125 |
| — | ORBITAL ATK INC | 48,100 | $6,325 | 0.7% | $133.15 | — | CALL | 68557N103 |
| — | CAPITOL INVT CORP IV | 630,824 | $6,113 | 0.7% | $9.69 | — | — | G18920101 |
| — | TPG PACE HLDGS CORP | 595,145 | $5,791 | 0.6% | $9.72 | — | — | G89827128 |
| — | LEGACY ACQUISITION CORP | 582,300 | $5,788 | 0.6% | $9.94 | — | — | 524643202 |
| — | FINTECH ACQUISITION CORP II | 581,340 | $5,767 | 0.6% | $9.83 | — | — | 31810G109 |
| — | LIBERTY GLOBAL PLC | 170,296 | $5,763 | 0.6% | $32.78 | — | — | G5480U120 |
| NXPI | NXP SEMICONDUCTORS N V | 48,200 | $5,644 | 0.6% | — | — | CALL | N6596X109 |
| — | HSN INC | 139,692 | $5,629 | 0.6% | $39.05 | — | — | 404303109 |
| — | BLACK RIDGE ACQUISITION CORP | 572,595 | $5,531 | 0.6% | $9.66 | — | — | 09216T107 |
| — | INDUSTREA ACQUISITION CORP | 567,665 | $5,518 | 0.6% | $9.74 | — | — | 45579J104 |
| — | GENERAL CABLE CORP DEL NEW | 168,954 | $5,001 | 0.5% | $29.60 | — | — | 369300108 |
| — | STRAIGHT PATH COMMUNICATNS I | 26,333 | $4,787 | 0.5% | $181.01 | — | — | 862578101 |
| NESR | NATIONAL ENERGY SERVICES REU | 436,005 | $4,338 | 0.5% | $9.56 | — | — | G6375R107 |
| — | HAYMAKER ACQUISITION CORP | 436,726 | $4,149 | 0.4% | $9.50 | — | — | 420870107 |
| — | GLOBAL PARTNER ACQUISITION C | 406,445 | $4,085 | 0.4% | $10.01 | — | — | 37954X105 |
| — | EASTERLY ACQUISITION CORP | 401,734 | $4,058 | 0.4% | $10.07 | — | — | 27616L102 |
| — | LEISURE ACQUISITION CORP | 388,200 | $3,843 | 0.4% | $9.90 | — | — | 52539T206 |
| — | IGNYTA INC | 138,587 | $3,700 | 0.4% | $26.70 | — | — | 451731103 |
| — | GIGCAPITAL INC | 363,936 | $3,639 | 0.4% | $10.00 | — | — | 37518N205 |
| — | CONSTELLATION ALPHA CAP CORP | 363,337 | $3,532 | 0.4% | $9.71 | — | — | G2379F108 |
| — | ENZYMOTEC LTD | 275,475 | $3,264 | 0.3% | $11.85 | — | — | M4059L101 |
| — | ORBITAL ATK INC | 24,548 | $3,228 | 0.3% | $133.15 | — | — | 68557N103 |
| — | WASHINGTONFIRST BANKSHARES I | 90,696 | $3,107 | 0.3% | $34.53 | — | — | 940730104 |
| — | FORUM MERGER CORP | 307,648 | $3,070 | 0.3% | $9.74 | — | — | 34985B103 |
| — | SABAN CAP ACQUISITION CORP | 291,150 | $2,891 | 0.3% | $9.93 | — | — | 78516C106 |
| — | DRAPER OAKWOOD TECHNOLOGY | 291,148 | $2,845 | 0.3% | $9.77 | — | — | 26146L103 |
| — | IGNYTA INC | 104,200 | $2,782 | 0.3% | $26.70 | — | PUT | 451731103 |
| — | UNILEVER PLC | 48,355 | $2,676 | 0.3% | $49.34 | — | — | 904767704 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 254,355 | $2,566 | 0.3% | $10.09 | — | — | G8250R103 |
| — | I AM CAP ACQUISITION CO | 252,330 | $2,485 | 0.3% | $9.85 | — | — | 45074Q108 |
| — | DISCOVERY COMMUNICATNS NEW | 111,906 | $2,369 | 0.3% | $21.17 | — | — | 25470F302 |
| — | KBL MERGER CORP IV | 242,244 | $2,352 | 0.3% | $9.70 | — | — | 48242A104 |
| — | CLIFTON BANCORP INC | 114,821 | $1,963 | 0.2% | $17.10 | — | — | 186873105 |
| — | M I ACQUISITIONS INC | 189,735 | $1,933 | 0.2% | $10.04 | — | — | 55304A104 |
| — | SUCAMPO PHARMACEUTICALS INC | 99,028 | $1,778 | 0.2% | $17.95 | — | — | 864909106 |
| — | STRAIGHT PATH COMMUNICATNS I | 9,700 | $1,763 | 0.2% | $181.01 | — | PUT | 862578101 |
| HUNTF | HUNTER MARITIME ACQUISITION | 179,716 | $1,754 | 0.2% | $9.83 | -0.4% | — | Y37828111 |
| — | SCRIPPS NETWORKS INTERACT IN | 20,542 | $1,754 | 0.2% | $85.87 | — | — | 811065101 |
| — | BIG ROCK PARTNERS ACQUISI CO | 168,240 | $1,682 | 0.2% | $10.00 | — | — | 089482103 |
| — | ANDINA ACQUISITION CORP II | 144,186 | $1,485 | 0.2% | $9.76 | — | — | G0441P104 |
| — | SILVER SPRING NETWORKS INC | 90,700 | $1,473 | 0.2% | $16.17 | — | — | 82817Q103 |
| — | BISON CAP ACQUISITION CORP | 145,573 | $1,437 | 0.2% | $9.87 | — | — | G1142P104 |
| BAC | BANK AMER CORP | 35,800 | $1,057 | 0.1% | $22.78 | 0.0% | — | 060505104 |
| BAC | BANK AMER CORP | 35,800 | $1,057 | 0.1% | $22.78 | 0.0% | PUT | 060505104 |
| — | TIME INC NEW | 56,968 | $1,051 | 0.1% | $18.45 | — | — | 887228104 |
| — | MAINSOURCE FINANCIAL GP INC | 28,945 | $1,051 | 0.1% | $35.86 | — | — | 56062Y102 |
| GOOGL | ALPHABET INC | 973 | $1,025 | 0.1% | $51.24 | 0.0% | — | 02079K305 |
| PHUN | STELLAR ACQUISITION III INC | 96,300 | $983 | 0.1% | $10.17 | — | — | Y8172W107 |
| PCH | POTLATCH CORP NEW | 17,516 | $874 | 0.1% | $49.90 | — | — | 737630103 |
| — | CAVIUM INC | 9,705 | $814 | 0.1% | $83.87 | — | — | 14964U108 |
| AXTA | AXALTA COATING SYS LTD | 24,300 | $786 | 0.1% | — | — | CALL | G0750C108 |
| — | SNYDERS-LANCE INC | 15,500 | $776 | 0.1% | $50.06 | — | — | 833551104 |
| XPO | XPO LOGISTICS INC | 4,900 | $449 | 0.0% | $25.57 | 0.0% | — | 983793100 |
| — | SUCAMPO PHARMACEUTICALS INC | 17,500 | $314 | 0.0% | $17.95 | — | PUT | 864909106 |
| CNA | CNA FINL CORP | 5,353 | $284 | 0.0% | $29.26 | 0.0% | — | 126117100 |
| — | ORIGO ACQUISITION CORP | 25,555 | $272 | 0.0% | $10.64 | — | — | G67789126 |
| — | MOSAIC ACQUISITION CORP | 24,262 | $245 | 0.0% | $10.10 | — | — | G62848117 |
| — | HAYMAKER ACQUISITION CORP | 173,903 | $139 | 0.0% | $0.80 | — | — | 420870115 |
| — | SENTINEL ENERGY SVCS INC | 9,706 | $97 | 0.0% | $9.99 | — | — | G8062D128 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 48,447 | $85 | 0.0% | $1.75 | — | — | G8250R129 |
| — | OSPREY ENERGY ACQUISITION CO | 43,693 | $31 | 0.0% | $0.71 | — | — | 688397116 |
| — | STELLAR ACQUISITION III INC | 92,545 | $29 | 0.0% | $0.37 | — | — | Y8172W115 |
| — | CONSTELLATION ALPHA CAP CORP | 121,123 | $29 | 0.0% | $0.23 | — | — | G2379F116 |
| — | HUNTER MARITIME ACQUISITION | 89,858 | $27 | 0.0% | $0.59 | — | — | Y37828129 |
| — | KBL MERGER CORP IV | 145,346 | $26 | 0.0% | $0.18 | — | — | 48242A112 |
| — | COBALT INTERNATIONAL ENERGY INC | 18,360 | $17 | 0.0% | $2.45 | — | — | 19075F304 |
| — | BIG ROCK PARTNERS ACQUISI CO | 36,393 | $15 | 0.0% | $0.41 | — | — | 089482111 |
| — | BLACK RIDGE ACQUISITION CORP | 38,820 | $13 | 0.0% | $0.33 | — | — | 09216T115 |