Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
HQY	HEALTHEQUITY INC	6,404,562	$299M	32.0%	$19.20	+157.9%	—	42226A107
JNJ	JOHNSON & JOHNSON	389,200	$54.38M	5.8%	$110.98	0.0%	PUT	478160104
JNJ	JOHNSON & JOHNSON	389,200	$54.38M	5.8%	$110.98	0.0%	—	478160104
WFC	WELLS FARGO CO NEW	486,600	$29.52M	3.2%	$45.09	0.0%	—	949746101
WFC	WELLS FARGO CO NEW	486,600	$29.52M	3.2%	$45.09	0.0%	PUT	949746101
SPY	SPDR S&P 500 ETF TR	97,300	$25.96M	2.8%	$266.86	—	PUT	78462F103
SPY	SPDR S&P 500 ETF TR	97,300	$25.96M	2.8%	$266.86	—	—	78462F103
—	AGRIUM INC	196,000	$22.54M	2.4%	$100.55	—	—	008916108
—	PENSARE ACQUISITION CORP	1,839,141	$17.77M	1.9%	$9.67	—	—	70957E105
—	SILVER RUN ACQUISITION	1,734,669	$17.19M	1.8%	$9.94	—	—	82812A103
—	MATLIN & PARTNERS ACQUISITIO	1,532,233	$14.96M	1.6%	$9.71	—	—	57682V106
—	CALATLANTIC GROUP INC	238,742	$13.46M	1.4%	$56.39	—	—	128195104
—	FEDERAL STR ACQUISITION CORP	1,209,437	$11.74M	1.3%	$9.74	—	—	31421V107
—	ELECTRUM SPL ACQUISITION COR	1,131,190	$11.67M	1.2%	$9.83	—	—	G3105C104
INTC	INTEL CORP	243,300	$11.23M	1.2%	$36.55	0.0%	PUT	458140100
INTC	INTEL CORP	243,300	$11.23M	1.2%	$36.55	0.0%	—	458140100
—	KAYNE ANDERSON ACQUISITION	1,130,067	$10.97M	1.2%	$9.72	—	—	48661U102
—	TPG PACE ENERGY HLDGS CORP	1,073,365	$10.46M	1.1%	$9.74	—	—	872656103
—	HENNESSY CAP ACQUSTON CORP I	1,042,831	$10.22M	1.1%	$9.85	—	—	42588L105
—	IXYS CORP	422,469	$10.12M	1.1%	$23.74	—	—	46600W106
—	MODERN MEDIA ACQUISITION	988,277	$9.705M	1.0%	$9.77	—	—	60765P103
—	VANTAGE ENERGY ACQUISITION	960,051	$9.332M	1.0%	$9.74	—	—	92211L105
—	M III ACQUISITION CORP	911,229	$9.038M	1.0%	$9.84	—	—	55378T104
RWGE/U	REGALWOOD GLOBAL ENERGY LTD	865,470	$8.611M	0.9%	$9.95	—	—	G74760110
—	GORES HLDGS II INC	858,892	$8.537M	0.9%	$9.95	—	—	382867109
—	XENITH BANKSHARES INC NEW	250,084	$8.461M	0.9%	$33.00	—	—	984102202
—	OSPREY ENERGY ACQUISITION CO	776,397	$7.453M	0.8%	$9.65	—	—	688397108
—	LANDCADIA HLDGS INC	709,857	$7.056M	0.8%	$9.92	—	—	51476W107
—	GTY TECHNOLOGY HOLDINGS INC	698,467	$6.936M	0.7%	$9.97	—	—	G4182A102
—	AVISTA HEALTHCARE PUB ACQ CO	651,732	$6.465M	0.7%	$9.85	—	—	G0726L125
—	ORBITAL ATK INC	48,100	$6.325M	0.7%	$133.15	—	CALL	68557N103
—	CAPITOL INVT CORP IV	630,824	$6.113M	0.7%	$9.69	—	—	G18920101
—	TPG PACE HLDGS CORP	595,145	$5.791M	0.6%	$9.72	—	—	G89827128
—	LEGACY ACQUISITION CORP	582,300	$5.788M	0.6%	$9.94	—	—	524643202
—	FINTECH ACQUISITION CORP II	581,340	$5.767M	0.6%	$9.83	—	—	31810G109
—	LIBERTY GLOBAL PLC	170,296	$5.763M	0.6%	$32.78	—	—	G5480U120
NXPI	NXP SEMICONDUCTORS N V	48,200	$5.644M	0.6%	—	—	CALL	N6596X109
—	HSN INC	139,692	$5.629M	0.6%	$39.05	—	—	404303109
—	BLACK RIDGE ACQUISITION CORP	572,595	$5.531M	0.6%	$9.66	—	—	09216T107
—	INDUSTREA ACQUISITION CORP	567,665	$5.518M	0.6%	$9.74	—	—	45579J104
—	GENERAL CABLE CORP DEL NEW	168,954	$5.001M	0.5%	$29.60	—	—	369300108
—	STRAIGHT PATH COMMUNICATNS I	26,333	$4.787M	0.5%	$181.01	—	—	862578101
NESR	NATIONAL ENERGY SERVICES REU	436,005	$4.338M	0.5%	$9.56	—	—	G6375R107
—	HAYMAKER ACQUISITION CORP	436,726	$4.149M	0.4%	$9.50	—	—	420870107
—	GLOBAL PARTNER ACQUISITION C	406,445	$4.085M	0.4%	$10.01	—	—	37954X105
—	EASTERLY ACQUISITION CORP	401,734	$4.058M	0.4%	$10.07	—	—	27616L102
—	LEISURE ACQUISITION CORP	388,200	$3.843M	0.4%	$9.90	—	—	52539T206
—	IGNYTA INC	138,587	$3.7M	0.4%	$26.70	—	—	451731103
—	GIGCAPITAL INC	363,936	$3.639M	0.4%	$10.00	—	—	37518N205
—	CONSTELLATION ALPHA CAP CORP	363,337	$3.532M	0.4%	$9.71	—	—	G2379F108
—	ENZYMOTEC LTD	275,475	$3.264M	0.3%	$11.85	—	—	M4059L101
—	ORBITAL ATK INC	24,548	$3.228M	0.3%	$133.15	—	—	68557N103
—	WASHINGTONFIRST BANKSHARES I	90,696	$3.107M	0.3%	$34.53	—	—	940730104
—	FORUM MERGER CORP	307,648	$3.07M	0.3%	$9.74	—	—	34985B103
—	SABAN CAP ACQUISITION CORP	291,150	$2.891M	0.3%	$9.93	—	—	78516C106
—	DRAPER OAKWOOD TECHNOLOGY	291,148	$2.845M	0.3%	$9.77	—	—	26146L103
—	IGNYTA INC	104,200	$2.782M	0.3%	$26.70	—	PUT	451731103
—	UNILEVER PLC	48,355	$2.676M	0.3%	$49.34	—	—	904767704
—	SOCIAL CAP HEDOSOPHIA HLDGS	254,355	$2.566M	0.3%	$10.09	—	—	G8250R103
—	I AM CAP ACQUISITION CO	252,330	$2.485M	0.3%	$9.85	—	—	45074Q108
—	DISCOVERY COMMUNICATNS NEW	111,906	$2.369M	0.3%	$21.17	—	—	25470F302
—	KBL MERGER CORP IV	242,244	$2.352M	0.3%	$9.70	—	—	48242A104
—	CLIFTON BANCORP INC	114,821	$1.963M	0.2%	$17.10	—	—	186873105
—	M I ACQUISITIONS INC	189,735	$1.933M	0.2%	$10.04	—	—	55304A104
—	SUCAMPO PHARMACEUTICALS INC	99,028	$1.778M	0.2%	$17.95	—	—	864909106
—	STRAIGHT PATH COMMUNICATNS I	9,700	$1.763M	0.2%	$181.01	—	PUT	862578101
HUNTF	HUNTER MARITIME ACQUISITION	179,716	$1.754M	0.2%	$9.83	-0.4%	—	Y37828111
—	SCRIPPS NETWORKS INTERACT IN	20,542	$1.754M	0.2%	$85.87	—	—	811065101
—	BIG ROCK PARTNERS ACQUISI CO	168,240	$1.682M	0.2%	$10.00	—	—	089482103
—	ANDINA ACQUISITION CORP II	144,186	$1.485M	0.2%	$9.76	—	—	G0441P104
—	SILVER SPRING NETWORKS INC	90,700	$1.473M	0.2%	$16.17	—	—	82817Q103
—	BISON CAP ACQUISITION CORP	145,573	$1.437M	0.2%	$9.87	—	—	G1142P104
BAC	BANK AMER CORP	35,800	$1.057M	0.1%	$22.78	0.0%	—	060505104
BAC	BANK AMER CORP	35,800	$1.057M	0.1%	$22.78	0.0%	PUT	060505104
—	TIME INC NEW	56,968	$1.051M	0.1%	$18.45	—	—	887228104
—	MAINSOURCE FINANCIAL GP INC	28,945	$1.051M	0.1%	$35.86	—	—	56062Y102
GOOGL	ALPHABET INC	973	$1.025M	0.1%	$51.24	0.0%	—	02079K305
PHUN	STELLAR ACQUISITION III INC	96,300	$983K	0.1%	$10.17	—	—	Y8172W107
PCH	POTLATCH CORP NEW	17,516	$874K	0.1%	$49.90	—	—	737630103
—	CAVIUM INC	9,705	$814K	0.1%	$83.87	—	—	14964U108
AXTA	AXALTA COATING SYS LTD	24,300	$786K	0.1%	—	—	CALL	G0750C108
—	SNYDERS-LANCE INC	15,500	$776K	0.1%	$50.06	—	—	833551104
XPO	XPO LOGISTICS INC	4,900	$449K	0.0%	$25.57	0.0%	—	983793100
—	SUCAMPO PHARMACEUTICALS INC	17,500	$314K	0.0%	$17.95	—	PUT	864909106
CNA	CNA FINL CORP	5,353	$284K	0.0%	$29.26	0.0%	—	126117100
—	ORIGO ACQUISITION CORP	25,555	$272K	0.0%	$10.64	—	—	G67789126
—	MOSAIC ACQUISITION CORP	24,262	$245K	0.0%	$10.10	—	—	G62848117
—	HAYMAKER ACQUISITION CORP	173,903	$139K	0.0%	$0.80	—	—	420870115
—	SENTINEL ENERGY SVCS INC	9,706	$97,000	0.0%	$9.99	—	—	G8062D128
—	SOCIAL CAP HEDOSOPHIA HLDGS	48,447	$85,000	0.0%	$1.75	—	—	G8250R129
—	OSPREY ENERGY ACQUISITION CO	43,693	$31,000	0.0%	$0.71	—	—	688397116
—	STELLAR ACQUISITION III INC	92,545	$29,000	0.0%	$0.37	—	—	Y8172W115
—	CONSTELLATION ALPHA CAP CORP	121,123	$29,000	0.0%	$0.23	—	—	G2379F116
—	HUNTER MARITIME ACQUISITION	89,858	$27,000	0.0%	$0.59	—	—	Y37828129
—	KBL MERGER CORP IV	145,346	$26,000	0.0%	$0.18	—	—	48242A112
—	COBALT INTERNATIONAL ENERGY INC	18,360	$17,000	0.0%	$2.45	—	—	19075F304
—	BIG ROCK PARTNERS ACQUISI CO	36,393	$15,000	0.0%	$0.41	—	—	089482111
—	BLACK RIDGE ACQUISITION CORP	38,820	$13,000	0.0%	$0.33	—	—	09216T115