Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value: $451M (98.4% shares, 1.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | HENNESSY CAP ACQUSTON CORP I | 1,541,047 | $15.7M | 3.5% | $9.89 | — | COM | 42588L105 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,514,908 | $15.24M | 3.4% | $9.80 | — | CL A | 57682V106 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 1,533,657 | $15.2M | 3.4% | $10.03 | — | CL A | G8250R103 |
| — | HAYMAKER ACQUISITION CORP | 1,219,064 | $11.9M | 2.6% | $9.66 | — | COM CLASS A | 420870107 |
| — | LEGACY ACQUISITION CORP | 1,218,953 | $11.86M | 2.6% | $9.60 | — | COM CL A | 524643103 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,153,853 | $11.7M | 2.6% | $9.96 | — | CL A | G0726L125 |
| — | MOSAIC ACQUISITION CORP | 1,083,445 | $10.56M | 2.3% | $9.71 | — | SHS CL A | G62848109 |
| PACK | ONE MADISON CORP | 1,075,400 | $10.45M | 2.3% | $3.39 | — | COM CL A | G6772P100 |
| — | MODERN MEDIA ACQUISITION | 1,030,361 | $10.39M | 2.3% | $9.89 | — | COM | 60765P103 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,000,000 | $10.16M | 2.3% | $10.16 | — | UNIT 99/99/9999 | 846784114 |
| — | CHURCHILL CAP CORP | 1,000,000 | $10.15M | 2.2% | $10.15 | — | UNIT 99/99/9999 | 17142R202 |
| — | GORES HOLDINGS III INC | 973,500 | $9.949M | 2.2% | $10.22 | — | UNIT 09/07/2024 | 38286G208 |
| — | MUDRICK CAP ACQUISITION CORP | 924,002 | $8.944M | 2.0% | $9.64 | — | COM CLASS A | 624745105 |
| HUNTF | HUNTER MARITIME ACQUISITION | 883,517 | $8.791M | 1.9% | $9.78 | +1.1% | CL A | Y37828111 |
| — | THUNDER BRIDGE ACQUISITION L | 890,200 | $8.644M | 1.9% | $9.71 | — | SHS CLASS A | G8857R100 |
| — | DFB HEALTHCARE ACQUISTION CO | 852,607 | $8.194M | 1.8% | $9.62 | — | COM | 23291E109 |
| STNL | SENTINEL ENERGY SVCS INC | 777,720 | $7.699M | 1.7% | $9.73 | — | COM CL A | G8062D102 |
| — | PURE ACQUISITION CORP | 790,000 | $7.667M | 1.7% | $9.67 | — | CL A | 74621Q106 |
| — | VANTAGE ENERGY ACQUISITION | 764,082 | $7.595M | 1.7% | $9.77 | — | COM CL A | 92211L105 |
| — | LF CAP ACQUISITION CORP | 739,075 | $7.095M | 1.6% | $9.60 | — | CL A | 50200K108 |
| — | GTY TECHNOLOGY HOLDINGS INC | 691,017 | $7.007M | 1.6% | $10.11 | — | CL A | G4182A102 |
| — | PURE ACQUISITION CORP | 669,214 | $6.943M | 1.5% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | VECTOIQ ACQUISITION CORP | 675,000 | $6.885M | 1.5% | $10.08 | — | UNIT 05/11/2023 | 92243N202 |
| — | NEW FRONTIER CORP | 658,695 | $6.719M | 1.5% | $10.06 | — | UNIT 99/99/9999 | G6485P116 |
| — | VECTOIQ ACQUISITION CORP | 700,000 | $6.671M | 1.5% | $9.55 | — | COM | 92243N103 |
| — | INDUSTREA ACQUISITION CORP | 629,125 | $6.417M | 1.4% | $9.79 | — | CL A | 45579J104 |
| — | TIBERIUS ACQUISITION CORP | 661,152 | $6.393M | 1.4% | $9.62 | — | COM | 88633A107 |
| — | FAR PT ACQUISITION CORP | 665,339 | $6.387M | 1.4% | $9.60 | — | COM CL A | 30734W109 |
| — | CAPITOL INVT CORP IV | 637,046 | $6.313M | 1.4% | $9.67 | — | CL A ORD | G18920101 |
| — | LEISURE ACQUISITION CORP | 639,813 | $6.206M | 1.4% | $9.65 | — | COM | 52539T107 |
| — | TWELVE SEAS INVESTMENT COMPA | 617,800 | $5.974M | 1.3% | $9.67 | — | SHS | G9145A107 |
| — | PENSARE ACQUISITION CORP | 596,499 | $5.941M | 1.3% | $9.73 | — | COM | 70957E105 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 600,100 | $5.893M | 1.3% | $9.81 | — | SHS CL A | G7126L100 |
| — | LEO HOLDINGS CORP | 600,020 | $5.85M | 1.3% | $9.68 | — | COM CL A | G5463L105 |
| — | NEBULA ACQUISITION CORP | 550,010 | $5.61M | 1.2% | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | ALLEGRO MERGER CORP | 553,000 | $5.292M | 1.2% | $9.57 | — | COM | 01749N103 |
| — | FEDERAL STR ACQUISITION CORP | 516,333 | $5.199M | 1.2% | $9.75 | — | CL A | 31421V107 |
| — | TPG PACE HLDGS CORP | 512,500 | $5.161M | 1.1% | $9.81 | — | CL A | G89827128 |
| — | NEBULA ACQUISITION CORP | 500,000 | $4.87M | 1.1% | $9.65 | — | COM CLASS A | 629076100 |
| — | PLATINUM EAGLE ACQUISITIN CO | 450,886 | $4.689M | 1.0% | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | SABAN CAP ACQUISITION CORP | 415,983 | $4.222M | 0.9% | $10.00 | — | COM CL A | 78516C106 |
| — | GORDON POINTE ACQUISITION CO | 415,401 | $4.104M | 0.9% | $9.82 | — | COM CLASS A | 382788107 |
| — | GS ACQUISITION HLDGS CORP | 394,100 | $4.087M | 0.9% | $10.25 | — | UNIT 06/12/2023 | 36255F201 |
| — | THUNDER BRIDGE ACQUISITION L | 400,000 | $4.064M | 0.9% | $10.04 | — | UNIT 01/01/2025 | G8857R118 |
| — | MUDRICK CAP ACQUISITION CORP | 383,200 | $3.955M | 0.9% | $10.23 | — | UNIT 02/01/2023 | 624745204 |
| — | MEGALITH FINL ACQUISITION CO | 400,000 | $3.808M | 0.8% | $9.52 | — | CL A COM | 58518F109 |
| — | GS ACQUISITION HLDGS CORP | 385,000 | $3.754M | 0.8% | $9.75 | — | COM CL A | 36255F102 |
| — | ALLEGRO MERGER CORP | 360,000 | $3.708M | 0.8% | $10.30 | — | UNIT 12/31/2023 | 01749N301 |
| — | TRINITY MERGER CORP | 355,100 | $3.484M | 0.8% | $9.78 | — | COM CL A | 89653L106 |
| TPGH/U | TPG PACE HLDGS CORP | 325,000 | $3.432M | 0.8% | $10.47 | — | UNIT 99/99/9999 | G89827102 |
| — | MTECH ACQUISITION CORP | 316,446 | $3.228M | 0.7% | $9.73 | — | COM CLASS A | 55378W107 |
| — | TWELVE SEAS INVESTMENT COMPA | 298,430 | $3.089M | 0.7% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | FORUM MERGER II CORP | 315,000 | $3.008M | 0.7% | $9.55 | — | CL A | 34986F103 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 300,000 | $2.928M | 0.6% | $9.73 | — | COM CL A | G74760102 |
| — | DRAPER OAKWOOD TECHNOLOGY | 261,838 | $2.655M | 0.6% | $9.99 | — | COM CL A | 26146L103 |
| — | FAR PT ACQUISITION CORP | 250,000 | $2.57M | 0.6% | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | EASTERLY ACQUISITION CORP | 243,604 | $2.546M | 0.6% | $9.91 | — | COM | 27616L102 |
| — | TRIDENT ACQUISITIONS CORP | 250,000 | $2.455M | 0.5% | $9.79 | — | COM | 89615T106 |
| — | NEW FRONTIER CORP | 250,000 | $2.405M | 0.5% | $9.62 | — | COM CL A | G6485P108 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 213,049 | $2.194M | 0.5% | $9.99 | — | UNIT 99/99/9999 | G74760110 |
| — | LEO HOLDINGS CORP | 200,000 | $2.056M | 0.5% | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | FORUM MERGER II CORP | 200,000 | $2.026M | 0.4% | $10.13 | — | UNIT 09/30/2025 | 34986F202 |
| — | TENZING ACQUISITION CORP | 200,000 | $2.024M | 0.4% | $10.12 | — | UNIT 08/24/2024 | G8708A124 |
| — | TKK SYMPHONY ACQUISITION COR | 200,000 | $2.018M | 0.4% | $10.09 | — | UNIT 08/15/2023 | G88950111 |
| — | CONSTELLATION ALPHA CAP CORP | 181,000 | $1.832M | 0.4% | $9.97 | — | SHS | G2379F108 |
| — | BLACK RIDGE ACQUISITION CORP | 185,300 | $1.825M | 0.4% | $9.68 | — | COM | 09216T107 |
| — | TIBERIUS ACQUISITION CORP | 155,291 | $1.592M | 0.4% | $10.10 | — | UNIT 02/28/2021 | 88633A206 |
| — | HL ACQUISITIONS CORP | 153,800 | $1.578M | 0.3% | $10.19 | — | UNIT 06/21/2023 | G4603R114 |
| — | OPES ACQUISITION CORP | 154,600 | $1.571M | 0.3% | $10.05 | — | UNIT 03/07/2023 | 68373P209 |
| — | TRINITY MERGER CORP | 151,781 | $1.56M | 0.3% | $10.13 | — | UNIT 05/11/2025 | 89653L205 |
| — | LONGEVITY ACQUISITION CORP | 150,000 | $1.536M | 0.3% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | LF CAP ACQUISITION CORP | 151,390 | $1.532M | 0.3% | $10.12 | — | UNIT 06/19/2025 | 50200K207 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $1.518M | 0.3% | $10.04 | — | UNIT 05/09/2023 | 89615T205 |
| — | BARCLAYS BK PLC | 56,800 | $1.515M | 0.3% | $37.02 | — | Put | 06746L422 |
| — | MEGALITH FINL ACQUISITION CO | 150,000 | $1.515M | 0.3% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | KBL MERGER CORP IV | 147,000 | $1.485M | 0.3% | $9.71 | — | COM | 48242A104 |
| — | HAYMAKER ACQUISITION CORP | 135,000 | $1.41M | 0.3% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | TOTTENHAM ACQUISITION I LTD | 130,000 | $1.323M | 0.3% | $10.18 | — | UNIT 05/06/2025 | G8959N130 |
| — | CM SEVEN STAR ACQUISITION CO | 125,000 | $1.258M | 0.3% | $9.89 | — | SHS | G2345N102 |
| — | HL ACQUISITIONS CORP | 130,000 | $1.243M | 0.3% | $9.56 | — | SHS | G4603R106 |
| — | GIGCAPITAL INC | 107,500 | $1.07M | 0.2% | $9.78 | — | COM | 37518N106 |
| — | UNION ACQUISITION CORP | 100,000 | $1.045M | 0.2% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | MOSAIC ACQUISITION CORP | 97,780 | $997K | 0.2% | $10.15 | — | UNIT 99/99/9999 | G62848117 |
| — | UNION ACQUISITION CORP | 100,000 | $971K | 0.2% | $9.71 | — | SHS | G9366W101 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 100,000 | $970K | 0.2% | $9.70 | — | SHS | G8959N106 |
| — | GREENLAND ACQUISITIN CORPORA | 100,000 | $967K | 0.2% | $9.67 | — | SHS | G40981139 |
| — | TWITTER INC | 1,000,000 | $919K | 0.2% | $0.92 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | HENNESSY CAP ACQUSTON CORP I | 75,522 | $838K | 0.2% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | GREENLAND ACQUISITIN CORPORA | 79,400 | $822K | 0.2% | $10.35 | — | UNIT 03/03/2025 | G40981121 |
| — | BARCLAYS BK PLC | 30,000 | $800K | 0.2% | $37.02 | — | Call | 06746L422 |
| — | ONE MADISON CORP | 75,156 | $779K | 0.2% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | DFB HEALTHCARE ACQUISTION CO | 70,784 | $750K | 0.2% | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | WRIGHT MED GROUP N V | 500,000 | $724K | 0.2% | $1.14 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | COLONY STARWOOD HOMES | 600,000 | $660K | 0.1% | $1.12 | — | NOTE 3.500% 1/1 | 19625XAB8 |
| — | SENTINEL ENERGY SVCS INC | 59,045 | $611K | 0.1% | $10.03 | — | UNIT 11/02/2022 | G8062D128 |
| — | SILICON LABORATORIES INC | 500,000 | $570K | 0.1% | $1.17 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | DRAPER OAKWOOD TECHNOLOGY | 50,300 | $553K | 0.1% | $10.16 | — | UNIT 09/30/2024 | 26146L202 |
| — | INVACARE CORP | 500,000 | $542K | 0.1% | $1.10 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | MEDICINES CO | 500,000 | $537K | 0.1% | $1.20 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | BIG ROCK PARTNERS ACQUISI CO | 53,600 | $537K | 0.1% | $9.69 | — | COM | 089482103 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $511K | 0.1% | $9.88 | — | ORD SHS | G1142P104 |
| — | BRISTOW GROUP INC | 500,000 | $506K | 0.1% | $1.01 | — | NOTE 4.500% 6/0 | 110394AF0 |
| — | ARES CAP CORP | 500,000 | $501K | 0.1% | $1.00 | — | NOTE 4.375% 1/1 | 04010LAM5 |
| — | BLACKSTONE MTG TR INC | 500,000 | $496K | 0.1% | $0.98 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | KBL MERGER CORP IV | 45,100 | $483K | 0.1% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | TESLA INC | 500,000 | $481K | 0.1% | $0.96 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | BLACK RIDGE ACQUISITION CORP | 44,900 | $467K | 0.1% | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | FIREEYE INC | 500,000 | $456K | 0.1% | $0.89 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | VEECO INSTRS INC DEL | 500,000 | $421K | 0.1% | $0.87 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | I AM CAP ACQUISITION CO | 30,900 | $315K | 0.1% | $10.17 | — | COM | 45074Q108 |
| — | REDWOOD TR INC | 300,000 | $289K | 0.1% | $0.99 | — | NOTE 4.750% 8/1 | 758075AC9 |
| NOK | NOKIA CORP | 50,000 | $279K | 0.1% | — | — | Call | 654902204 |
| — | VANTAGE ENERGY ACQUISITION | 26,210 | $273K | 0.1% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | LEISURE ACQUISITION CORP | 25,000 | $255K | 0.1% | $9.98 | — | UNIT 99/99/9999 | 52539T206 |
| — | KAYNE ANDERSON ACQUISITION | 23,565 | $238K | 0.1% | $9.75 | — | COM CL A | 48661U102 |
| — | NEBULA ACQUISITION CORP | 99,090 | $138K | 0.0% | $1.35 | — | *W EXP 03/12/202 | 629076118 |
| — | NUANCE COMMUNICATIONS INC | 141,000 | $133K | 0.0% | $0.89 | — | DBCV 1.000%12/1 | 67020YAK6 |
| — | HAYMAKER ACQUISITION CORP | 93,290 | $121K | 0.0% | $0.81 | — | *W EXP 10/27/202 | 420870115 |
| — | DFB HEALTHCARE ACQUISTION CO | 75,000 | $115K | 0.0% | $1.30 | — | *W EXP 04/11/202 | 23291E117 |
| — | MODERN MEDIA ACQUISITION | 243,430 | $114K | 0.0% | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | NEW FRONTIER CORP | 88,800 | $105K | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| — | PURE ACQUISITION CORP | 74,800 | $101K | 0.0% | $1.28 | — | *W EXP 04/17/202 | 74621Q114 |
| — | ONE MADISON CORP | 81,460 | $94,000 | 0.0% | $0.95 | — | *W EXP 99/99/999 | G6772P126 |
| — | GS ACQUISITION HLDGS CORP | 55,000 | $91,000 | 0.0% | $1.65 | — | *W EXP 06/12/202 | 36255F110 |
| — | BRISTOW GROUP INC | 7,500 | $91,000 | 0.0% | — | — | Put | 110394103 |
| — | MEGALITH FINL ACQUISITION CO | 150,000 | $90,000 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | ALLEGRO MERGER CORP | 250,000 | $88,000 | 0.0% | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| — | LEO HOLDINGS CORP | 67,673 | $86,000 | 0.0% | $1.06 | — | *W EXP 02/07/202 | G5463L113 |
| — | LEGACY ACQUISITION CORP | 188,006 | $84,000 | 0.0% | $0.37 | — | *W EXP 11/30/202 | 524643111 |
| — | MTECH ACQUISITION CORP | 50,780 | $75,000 | 0.0% | $10.38 | — | UNIT 01/19/2023 | 55378W206 |
| — | CM SEVEN STAR ACQUISITION CO | 125,000 | $69,000 | 0.0% | $0.37 | — | RIGHT 08/21/2022 | G2345N136 |
| — | MTECH ACQUISITION CORP | 53,376 | $69,000 | 0.0% | $0.61 | — | *W EXP 08/01/202 | 55378W115 |
| — | GRAN TIERRA ENERGY INC | 18,000 | $69,000 | 0.0% | — | — | Put | 38500T101 |
| — | GORES HLDGS II INC | 30,105 | $65,000 | 0.0% | $2.06 | — | *W EXP 01/13/202 | 382867117 |
| — | VANTAGE ENERGY ACQUISITION | 45,925 | $62,000 | 0.0% | $1.38 | — | *W EXP 04/12/202 | 92211L113 |
| — | MOSAIC ACQUISITION CORP | 46,900 | $61,000 | 0.0% | $1.24 | — | *W EXP 10/23/202 | G62848125 |
| — | THUNDER BRIDGE ACQUISITION L | 125,000 | $56,000 | 0.0% | $0.45 | — | *W EXP 01/01/202 | G8857R126 |
| — | ALLEGRO MERGER CORP | 147,838 | $56,000 | 0.0% | $0.38 | — | RIGHT 12/31/2023 | 01749N129 |
| — | LEISURE ACQUISITION CORP | 50,000 | $53,000 | 0.0% | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| RWT | REDWOOD TR INC | 3,200 | $52,000 | 0.0% | — | — | Put | 758075402 |
| — | WRIGHT MED GROUP N V | 1,800 | $52,000 | 0.0% | — | — | Put | N96617118 |
| — | TRINITY MERGER CORP | 100,000 | $50,000 | 0.0% | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | KBL MERGER CORP IV | 105,000 | $48,000 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | TIBERIUS ACQUISITION CORP | 75,000 | $44,000 | 0.0% | $0.55 | — | *W EXP 02/28/202 | 88633A115 |
| — | TWELVE SEAS INVESTMENT COMPA | 100,000 | $42,000 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | GORDON POINTE ACQUISITION CO | 65,000 | $42,000 | 0.0% | $0.54 | — | *W EXP 07/30/202 | 382788115 |
| — | CONSTELLATION ALPHA CAP CORP | 105,000 | $42,000 | 0.0% | $0.36 | — | RIGHT 99/99/9999 | G2379F132 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 35,173 | $38,000 | 0.0% | $1.76 | — | *W EXP 09/14/202 | G8250R129 |
| — | GREENLAND ACQUISITIN CORPORA | 98,800 | $36,000 | 0.0% | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | FAR PT ACQUISITION CORP | 20,631 | $34,000 | 0.0% | $1.65 | — | *W EXP 06/01/202 | 30734W117 |
| — | LF CAP ACQUISITION CORP | 57,308 | $32,000 | 0.0% | $0.56 | — | *W EXP 06/22/202 | 50200K116 |
| — | SENTINEL ENERGY SVCS INC | 25,000 | $32,000 | 0.0% | $0.96 | — | *W EXP 11/02/202 | G8062D110 |
| — | VECTOIQ ACQUISITION CORP | 50,000 | $31,000 | 0.0% | $0.51 | — | *W EXP 05/11/202 | 92243N111 |
| — | TPG PACE HLDGS CORP | 16,666 | $29,000 | 0.0% | $1.54 | — | *W EXP 06/27/202 | G89827110 |
| — | I AM CAP ACQUISITION CO | 56,000 | $29,000 | 0.0% | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | FEDERAL STR ACQUISITION CORP | 19,395 | $28,000 | 0.0% | $1.29 | — | *W EXP 07/24/202 | 31421V115 |
| — | PLATINUM EAGLE ACQUISITIN CO | 20,500 | $28,000 | 0.0% | $1.25 | — | *W EXP 01/17/202 | G7126L118 |
| — | GTY TECHNOLOGY HOLDINGS INC | 22,467 | $28,000 | 0.0% | $1.28 | — | *W EXP 10/25/202 | G4182A128 |
| — | MATLIN & PARTNERS ACQUISITIO | 37,168 | $28,000 | 0.0% | $0.47 | — | *W EXP 05/28/202 | 57682V114 |
| — | GREENLAND ACQUISITIN CORPORA | 100,000 | $27,000 | 0.0% | $0.27 | — | *W EXP 03/03/202 | G40981105 |
| — | GIGCAPITAL INC | 50,000 | $26,000 | 0.0% | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | FORUM MERGER II CORP | 42,696 | $25,000 | 0.0% | $0.59 | — | *W EXP 09/30/202 | 34986F111 |
| — | MUDRICK CAP ACQUISITION CORP | 31,875 | $22,000 | 0.0% | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| — | CAPITOL INVT CORP IV | 2,000 | $21,000 | 0.0% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | TOTTENHAM ACQUISITION I LTD | 50,000 | $19,000 | 0.0% | $0.38 | — | RIGHT 06/05/2020 | G8959N122 |
| — | INDUSTREA ACQUISITION CORP | 19,600 | $19,000 | 0.0% | $0.43 | — | *W EXP 08/01/202 | 45579J112 |
| — | SABAN CAP ACQUISITION CORP | 14,739 | $16,000 | 0.0% | $1.30 | — | *W EXP 09/21/202 | 78516C114 |
| — | TRIDENT ACQUISITIONS CORP | 50,000 | $15,000 | 0.0% | $0.30 | — | *W EXP 05/09/202 | 89615T114 |
| — | BLACK RIDGE ACQUISITION CORP | 40,000 | $15,000 | 0.0% | $0.35 | — | RIGHT 07/10/2019 | 09216T123 |
| — | TOTTENHAM ACQUISITION I LTD | 75,000 | $15,000 | 0.0% | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | KBL MERGER CORP IV | 68,300 | $15,000 | 0.0% | $0.19 | — | *W EXP 01/15/202 | 48242A112 |
| — | BLACK RIDGE ACQUISITION CORP | 30,000 | $14,000 | 0.0% | $0.43 | — | *W EXP 07/10/202 | 09216T115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 25,000 | $13,000 | 0.0% | $0.38 | — | RIGHT 12/01/2022 | 089482129 |
| — | HENNESSY CAP ACQUSTON CORP I | 8,756 | $13,000 | 0.0% | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| — | BISON CAP ACQUISITION CORP | 25,000 | $13,000 | 0.0% | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| ON | ON SEMICONDUCTOR CORP | 600 | $11,000 | 0.0% | $21.37 | 0.0% | COM | 682189105 |
| — | MODERN MEDIA ACQUISITION | 19,165 | $11,000 | 0.0% | $0.49 | — | *W EXP 05/17/202 | 60765P111 |
| — | CAPITOL INVT CORP IV | 4,726 | $7,000 | 0.0% | $1.14 | — | *W EXP 01/01/202 | G18920127 |
| — | KAYNE ANDERSON ACQUISITION | 4,943 | $7,000 | 0.0% | $0.95 | — | *W EXP 06/30/202 | 48661U110 |
| — | CM SEVEN STAR ACQUISITION CO | 9,500 | $5,000 | 0.0% | $0.40 | — | *W EXP 08/21/202 | G2345N110 |
| — | HUNTER MARITIME ACQUISITION | 12,521 | $4,000 | 0.0% | $0.73 | — | *W EXP 11/17/202 | Y37828129 |