Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 14, 2018
Total Value: $525M (70.6% shares, 29.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HENNESSY CAP ACQUSTON CORP I | 1,346,747 | $13.66M | 2.6% | $10.14 | $9.84 | — | COM | 42588L105 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,301,778 | $12.86M | 2.4% | $9.88 | $9.76 | — | CL A | 57682V106 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,200,000 | $12.04M | 2.3% | $10.03 | $9.96 | — | CL A | G0726L125 |
| — | HAYMAKER ACQUISITION CORP | 1,219,064 | $11.97M | 2.3% | $9.82 | $9.66 | — | COM CLASS A | 420870107 |
| — | LEGACY ACQUISITION CORP | 1,217,206 | $11.71M | 2.2% | $9.62 | $9.60 | — | COM CL A | 524643103 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 1,114,499 | $11.2M | 2.1% | $10.05 | $10.07 | — | CL A | G8250R103 |
| — | SHIP FIN INTL LTD | 10,300,000 | $10.66M | 2.0% | $1.04 | $1.04 | — | NOTE 4.875% 5/0 | 824689AG8 |
| — | MOSAIC ACQUISITION CORP | 1,083,445 | $10.49M | 2.0% | $9.68 | $9.71 | — | SHS CL A | G62848109 |
| — | KAYNE ANDERSON ACQUISITION | 1,042,767 | $10.32M | 2.0% | $9.90 | $9.75 | — | COM CL A | 48661U102 |
| — | MODERN MEDIA ACQUISITION | 967,861 | $9.65M | 1.8% | $9.97 | $9.88 | — | COM | 60765P103 |
| — | FEDERAL STR ACQUISITION CORP | 958,551 | $9.413M | 1.8% | $9.82 | $9.75 | — | CL A | 31421V107 |
| HUNTF | HUNTER MARITIME ACQUISITION | 883,517 | $8.729M | 1.7% | $9.88 | $9.78 | +0.6% | CL A | Y37828111 |
| — | APOLLO COML REAL EST FIN INC | 8,680,000 | $8.658M | 1.6% | $1.00 | $1.01 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | J2 GLOBAL INC | 6,307,000 | $8.526M | 1.6% | $1.35 | $1.16 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | FINTECH ACQUISITION CORP II | 794,657 | $7.986M | 1.5% | $10.05 | $9.86 | — | COM | 31810G109 |
| — | VANTAGE ENERGY ACQUISITION | 764,082 | $7.541M | 1.4% | $9.87 | $9.77 | — | COM CL A | 92211L105 |
| STNL | SENTINEL ENERGY SVCS INC | 750,020 | $7.388M | 1.4% | $9.85 | $9.72 | — | COM CL A | G8062D102 |
| — | ON SEMICONDUCTOR CORP | 5,624,000 | $7.378M | 1.4% | $1.31 | $1.42 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | GORES HLDGS II INC | 724,805 | $7.371M | 1.4% | $10.17 | $10.15 | — | COM CL A | 382867109 |
| — | MUDRICK CAP ACQUISITION CORP | 750,902 | $7.239M | 1.4% | $9.64 | $9.63 | — | COM CLASS A | 624745105 |
| — | GTY TECHNOLOGY HOLDINGS INC | 691,017 | $6.979M | 1.3% | $10.10 | $10.11 | — | CL A | G4182A102 |
| — | PURE ACQUISITION CORP | 669,214 | $6.859M | 1.3% | $10.25 | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | NICE SYS INC | 5,097,000 | $6.747M | 1.3% | $1.32 | $1.24 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | VECTOIQ ACQUISITION CORP | 650,000 | $6.552M | 1.2% | $10.08 | $10.08 | — | UNIT 05/11/2023 | 92243N202 |
| — | CAPITOL INVT CORP IV | 637,046 | $6.288M | 1.2% | $9.87 | $9.67 | — | CL A ORD | G18920101 |
| — | INTERDIGITAL INC | 5,122,000 | $6.21M | 1.2% | $1.21 | $1.16 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | BLACKSTONE MTG TR INC | 6,328,000 | $6.138M | 1.2% | $0.97 | $0.98 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | NEW FRONTIER CORP | 602,750 | $6.058M | 1.2% | $10.05 | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| — | GS ACQUISITION HLDGS CORP | 584,100 | $5.987M | 1.1% | $10.25 | $10.25 | — | UNIT 06/12/2023 | 36255F201 |
| — | INDUSTREA ACQUISITION CORP | 602,800 | $5.944M | 1.1% | $9.86 | $9.78 | — | CL A | 45579J104 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 600,100 | $5.881M | 1.1% | $9.80 | $9.81 | — | SHS CL A | G7126L100 |
| — | TPG PACE ENERGY HLDGS CORP | 535,215 | $5.818M | 1.1% | $10.87 | $9.95 | — | CL A | 872656103 |
| — | LEO HOLDINGS CORP | 600,000 | $5.808M | 1.1% | $9.68 | $9.68 | — | COM CL A | G5463L105 |
| — | REDWOOD TR INC | 5,887,000 | $5.718M | 1.1% | $0.97 | $0.99 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | LANDCADIA HLDGS INC | 563,195 | $5.705M | 1.1% | $10.13 | $9.98 | — | CL A | 51476W107 |
| — | NEBULA ACQUISITION CORP | 550,000 | $5.539M | 1.1% | $10.07 | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | THUNDER BRIDGE ACQUISITION L | 550,000 | $5.522M | 1.1% | $10.04 | $10.04 | — | UNIT 01/01/2025 | G8857R118 |
| — | TIBERIUS ACQUISITION CORP | 561,152 | $5.393M | 1.0% | $9.61 | $9.61 | — | COM | 88633A107 |
| — | OSPREY ENERGY ACQUISITION CO | 492,340 | $4.997M | 1.0% | $10.15 | $9.61 | — | CL A COM | 688397108 |
| — | HANNON ARMSTRONG SUST INFR C | 5,224,000 | $4.93M | 0.9% | $0.94 | $1.03 | — | NOTE 4.125% 9/0 | 41068XAB6 |
| — | NEBULA ACQUISITION CORP | 500,000 | $4.825M | 0.9% | $9.65 | $9.65 | — | COM CLASS A | 629076100 |
| — | PENSARE ACQUISITION CORP | 478,499 | $4.742M | 0.9% | $9.91 | $9.67 | — | COM | 70957E105 |
| — | MEDICINES CO | 3,841,000 | $4.662M | 0.9% | $1.21 | $1.20 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | PLATINUM EAGLE ACQUISITIN CO | 450,886 | $4.531M | 0.9% | $10.05 | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | TERADYNE INC | 3,399,000 | $4.517M | 0.9% | $1.33 | $1.33 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | SABAN CAP ACQUISITION CORP | 440,983 | $4.454M | 0.8% | $10.10 | $10.00 | — | COM CL A | 78516C106 |
| — | PURE ACQUISITION CORP | 450,000 | $4.338M | 0.8% | $9.64 | $9.64 | — | CL A | 74621Q106 |
| — | TPG PACE HLDGS CORP | 425,000 | $4.22M | 0.8% | $9.93 | $9.76 | — | CL A | G89827128 |
| — | THERAVANCE INC | 4,342,000 | $4.186M | 0.8% | $0.96 | $0.94 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | WRIGHT MED GROUP N V | 3,116,000 | $4.16M | 0.8% | $1.34 | $1.14 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | FIREEYE INC | 4,500,000 | $4.101M | 0.8% | $0.91 | $0.89 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | FAR PT ACQUISITION CORP | 400,000 | $4.076M | 0.8% | $10.19 | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| TPGH/U | TPG PACE HLDGS CORP | 375,000 | $3.938M | 0.7% | $10.50 | $10.47 | — | UNIT 99/99/9999 | G89827102 |
| — | MUDRICK CAP ACQUISITION CORP | 383,200 | $3.928M | 0.7% | $10.25 | $10.23 | — | UNIT 02/01/2023 | 624745204 |
| — | REPLIGEN CORP | 2,500,000 | $3.871M | 0.7% | $1.55 | $1.55 | — | NOTE 2.125% 6/0 | 759916AA7 |
| — | DFB HEALTHCARE ACQUISTION CO | 370,784 | $3.763M | 0.7% | $10.15 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | INVACARE CORP | 2,860,000 | $3.688M | 0.7% | $1.29 | $1.10 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | DISH NETWORK CORP | 4,150,000 | $3.647M | 0.7% | $0.88 | $0.88 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | INTEGRATED DEVICE TECHNOLOGY | 3,185,000 | $3.618M | 0.7% | $1.14 | $1.13 | — | NOTE 0.875%11/1 | 458118AC0 |
| — | LF CAP ACQUISITION CORP | 361,808 | $3.618M | 0.7% | $10.00 | $10.00 | — | UNIT 06/19/2025 | 50200k207 |
| — | TWELVE SEAS INVESTMENT COMPA | 353,444 | $3.556M | 0.7% | $10.06 | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | GUIDEWIRE SOFTWARE INC | 3,340,000 | $3.378M | 0.6% | $1.01 | $0.99 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | YAHOO INC | 2,469,000 | $3.37M | 0.6% | $1.36 | $1.08 | — | NOTE 12/0 | 984332AF3 |
| — | ACORDA THERAPEUTICS INC | 3,380,000 | $3.249M | 0.6% | $0.96 | $0.96 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | LIBERTY MEDIA CORP DELAWARE | 2,694,000 | $3.157M | 0.6% | $1.17 | $1.05 | — | NOTE 1.000% 1/3 | 531229AF9 |
| — | COLONY STARWOOD HOMES | 2,735,000 | $3.053M | 0.6% | $1.12 | $1.12 | — | NOTE 3.500% 1/1 | 19625XAB8 |
| — | TESLA INC | 2,485,000 | $3.016M | 0.6% | $1.21 | $1.17 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | TRIDENT ACQUISITIONS CORP | 300,000 | $3.012M | 0.6% | $10.04 | $10.04 | — | UNIT 05/09/2023 | 89615T205 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 300,000 | $2.928M | 0.6% | $9.76 | $9.73 | — | COM CL A | G74760102 |
| — | ZILLOW GROUP INC | 2,310,000 | $2.916M | 0.6% | $1.26 | $1.26 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | DFB HEALTHCARE ACQUISTION CO | 300,000 | $2.895M | 0.6% | $9.65 | $9.65 | — | COM | 23291E109 |
| — | VECTOIQ ACQUISITION CORP | 300,000 | $2.874M | 0.5% | $9.58 | $9.58 | — | COM | 92243N103 |
| — | MTECH ACQUISITION CORP | 294,336 | $2.873M | 0.5% | $9.76 | $9.70 | — | COM CLASS A | 55378W107 |
| — | SILICON LABORATORIES INC | 2,367,000 | $2.87M | 0.5% | $1.21 | $1.17 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | NUANCE COMMUNICATIONS INC | 3,200,000 | $2.858M | 0.5% | $0.89 | $0.89 | — | DBCV 1.000%12/1 | 67020YAK6 |
| — | LEISURE ACQUISITION CORP | 289,813 | $2.8M | 0.5% | $9.66 | $9.60 | — | COM | 52539T107 |
| — | EASTERLY ACQUISITION CORP | 258,809 | $2.666M | 0.5% | $10.30 | $9.91 | — | COM | 27616L102 |
| — | VECTOR GROUP LTD | 2,500,000 | $2.654M | 0.5% | $1.06 | $1.06 | — | FRNT 4/1 | 92240MBC1 |
| — | ENVESTNET INC | 2,390,000 | $2.521M | 0.5% | $1.05 | $1.05 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | REDWOOD TR INC | 2,500,000 | $2.462M | 0.5% | $0.98 | $0.98 | — | NOTE 5.625% 7/1 | 758075AD7 |
| — | TRINITY MERGER CORP | 249,900 | $2.442M | 0.5% | $9.77 | $9.77 | — | COM CL A | 89653L106 |
| — | FINISAR CORP | 2,484,000 | $2.242M | 0.4% | $0.90 | $0.90 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | CITRIX SYS INC | 1,520,000 | $2.208M | 0.4% | $1.45 | $1.45 | — | NOTE 0.500% 4/1 | 177376AD2 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 213,049 | $2.162M | 0.4% | $10.15 | $9.99 | — | UNIT 99/99/9999 | G74760110 |
| — | WORKDAY INC | 1,339,000 | $2.06M | 0.4% | $1.54 | $1.35 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| TSLA | TESLA INC | 6,000 | $2.058M | 0.4% | $343.00 * | $22.00 | +3.9% | Put | 88160R101 |
| — | BARCLAYS BK PLC | 55,000 | $2.035M | 0.4% | $37.00 | $37.02 | — | Put | 06746L422 |
| — | LEO HOLDINGS CORP | 200,000 | $2.034M | 0.4% | $10.17 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | ARBOR RLTY TR INC | 1,760,000 | $1.952M | 0.4% | $1.11 | $1.11 | — | NOTE 5.375%11/1 | 038923AB4 |
| — | BLACK RIDGE ACQUISITION CORP | 185,300 | $1.816M | 0.3% | $9.80 | $9.68 | — | COM | 09216T107 |
| — | CORENERGY INFRASTRUCTURE TR | 1,518,000 | $1.764M | 0.3% | $1.16 | $0.97 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | LEISURE ACQUISITION CORP | 175,000 | $1.757M | 0.3% | $10.04 | $9.98 | — | UNIT 99/99/9999 | 52539T206 |
| — | CARBONITE INC | 1,125,000 | $1.672M | 0.3% | $1.49 | $1.49 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | VEECO INSTRS INC DEL | 1,879,000 | $1.654M | 0.3% | $0.88 | $0.87 | — | NOTE 2.700% 1/1 | 922417AD2 |
| RWT | REDWOOD TR INC | 100,000 | $1.647M | 0.3% | $16.47 | — | — | Put | 758075402 |
| — | TIBERIUS ACQUISITION CORP | 155,291 | $1.576M | 0.3% | $10.15 | $10.10 | — | UNIT 02/28/2021 | 88633A206 |
| — | OPES ACQUISITION CORP | 154,600 | $1.561M | 0.3% | $10.10 | $10.05 | — | UNIT 03/07/2023 | 68373P209 |
| — | GORES HLDGS II INC | 138,206 | $1.472M | 0.3% | $10.65 | $10.48 | — | UNIT 99/99/9999 | 382867208 |
| — | KBL MERGER CORP IV | 147,000 | $1.461M | 0.3% | $9.94 | $9.71 | — | COM | 48242A104 |
| TDOC | TELADOC INC | 25,000 | $1.451M | 0.3% | $58.04 | — | — | Put | 87918A105 |
| — | APOLLO COML REAL EST FIN INC | 1,333,000 | $1.423M | 0.3% | $1.07 | $1.07 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | OSPREY ENERGY ACQUISITION CO | 127,115 | $1.397M | 0.3% | $10.99 | $9.93 | — | UNIT 07/21/2022 | 688397207 |
| — | HAYMAKER ACQUISITION CORP | 135,000 | $1.365M | 0.3% | $10.11 | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | GORDON POINTE ACQUISITION CO | 140,000 | $1.361M | 0.3% | $9.72 | $9.71 | — | COM CLASS A | 382788107 |
| — | AEROJET ROCKETDYNE HLDGS INC | 1,040,000 | $1.353M | 0.3% | $1.30 | $1.37 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | WRIGHT MED GROUP N V | 50,000 | $1.298M | 0.2% | $25.96 | — | — | Put | N96617118 |
| — | CTRIP COM INTL LTD | 1,155,000 | $1.216M | 0.2% | $1.05 | $1.12 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | DRAPER OAKWOOD TECHNOLOGY | 121,838 | $1.215M | 0.2% | $9.97 | $9.82 | — | COM CL A | 26146L103 |
| — | ATLANTIC ACQUISITION CORP | 107,678 | $1.093M | 0.2% | $10.15 | $9.91 | — | COM | 048206106 |
| — | CONSTELLATION ALPHA CAP CORP | 106,000 | $1.056M | 0.2% | $9.96 | $9.86 | — | SHS | G2379F108 |
| — | TRINITY MERGER CORP | 103,782 | $1.044M | 0.2% | $10.06 | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | UNION ACQUISITION CORP | 100,000 | $1.028M | 0.2% | $10.28 | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | GIGCAPITAL INC | 100,000 | $986K | 0.2% | $9.86 | $9.77 | — | COM | 37518N106 |
| — | CM SEVEN STAR ACQUISITION CO | 100,000 | $985K | 0.2% | $9.85 | $9.85 | — | SHS | G2345N102 |
| — | MOSAIC ACQUISITION CORP | 97,780 | $980K | 0.2% | $10.02 | $10.15 | — | UNIT 99/99/9999 | G62848117 |
| — | TRIDENT ACQUISITIONS CORP | 100,000 | $975K | 0.2% | $9.75 | $9.75 | — | COM | 89615T106 |
| — | BARCLAYS BK PLC | 24,800 | $918K | 0.2% | $37.02 | $37.02 | — | IPATH S&P500 VIX | 06746L422 |
| — | I AM CAP ACQUISITION CO | 81,100 | $877K | 0.2% | $10.81 | $10.17 | — | COM | 45074Q108 |
| WIX | WIX COM LTD | 8,400 | $843K | 0.2% | $100.36 | $89.15 | +12.5% | SHS | M98068105 |
| — | HENNESSY CAP ACQUSTON CORP I | 75,522 | $842K | 0.2% | $11.15 | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | ONE MADISON CORP | 75,156 | $759K | 0.1% | $10.10 | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| INVA | INNOVIVA INC | 50,000 | $690K | 0.1% | $13.80 | — | — | Put | 45781M101 |
| — | SENTINEL ENERGY SVCS INC | 59,045 | $596K | 0.1% | $10.09 | $10.03 | — | UNIT 11/02/2022 | G8062D128 |
| BKNG | BOOKING HLDGS INC | 275 | $557K | 0.1% | $2025.45 | $1933.58 | +3.1% | COM | 09857L108 |
| — | DRAPER OAKWOOD TECHNOLOGY | 50,300 | $539K | 0.1% | $10.72 | $10.16 | — | UNIT 09/30/2024 | 26146L202 |
| — | BIG ROCK PARTNERS ACQUISI CO | 53,600 | $531K | 0.1% | $9.91 | $9.69 | — | COM | 089482103 |
| — | MTECH ACQUISITION CORP | 50,780 | $527K | 0.1% | $10.38 | $10.38 | — | UNIT 01/19/2023 | 55378W206 |
| — | HL ACQUISITIONS CORP | 51,400 | $517K | 0.1% | $10.06 | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $501K | 0.1% | $10.02 | $9.88 | — | ORD SHS | G1142P104 |
| — | KBL MERGER CORP IV | 45,100 | $471K | 0.1% | $10.44 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | BLACK RIDGE ACQUISITION CORP | 44,900 | $469K | 0.1% | $10.45 | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | DERMIRA INC | 50,000 | $460K | 0.1% | $9.20 | — | — | Put | 24983L104 |
| — | VANTAGE ENERGY ACQUISITION | 26,210 | $273K | 0.1% | $10.42 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | CM SEVEN STAR ACQUISITION CO | 25,000 | $259K | 0.0% | $10.36 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| — | GRAN TIERRA ENERGY INC | 68,000 | $235K | 0.0% | $3.46 | — | — | Put | 38500T101 |
| — | ATLANTIC ACQUISITION CORP | 17,500 | $188K | 0.0% | $10.74 | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | MODERN MEDIA ACQUISITION | 328,330 | $171K | 0.0% | $0.52 | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | NEBULA ACQUISITION CORP | 99,700 | $150K | 0.0% | $1.50 | $1.35 | — | *W EXP 03/12/202 | 629076118 |
| — | PENSARE ACQUISITION CORP | 250,000 | $103K | 0.0% | $0.41 | $0.43 | — | RIGHT 99/99/9999 | 70957E121 |
| — | PURE ACQUISITION CORP | 75,000 | $96,000 | 0.0% | $1.28 | $1.28 | — | *W EXP 04/17/202 | 74621Q114 |
| — | DFB HEALTHCARE ACQUISTION CO | 74,100 | $96,000 | 0.0% | $1.30 | $1.30 | — | *W EXP 04/11/202 | 23291E117 |
| — | LEGACY ACQUISITION CORP | 213,006 | $92,000 | 0.0% | $0.43 | $0.37 | — | *W EXP 11/30/202 | 524643111 |
| — | MOSAIC ACQUISITION CORP | 76,900 | $92,000 | 0.0% | $1.20 | $1.24 | — | *W EXP 10/23/202 | G62848125 |
| PACK | ONE MADISON CORP | 1,050,000 | $83,000 | 0.0% | $0.08 | $3.24 | — | COM CL A | G6772P100 |
| — | TEEKAY CORPORATION | 10,500 | $81,000 | 0.0% | $7.71 | — | — | Put | Y8564W103 |
| — | HAYMAKER ACQUISITION CORP | 93,290 | $77,000 | 0.0% | $0.83 | $0.81 | — | *W EXP 10/27/202 | 420870115 |
| — | ONE MADISON CORP | 81,460 | $77,000 | 0.0% | $0.95 | $0.95 | — | *W EXP 99/99/999 | G6772P126 |
| — | TPG PACE ENERGY HLDGS CORP | 27,373 | $75,000 | 0.0% | $2.74 | $1.34 | — | *W EXP 99/99/999 | 872656111 |
| — | LEO HOLDINGS CORP | 67,677 | $72,000 | 0.0% | $1.06 | $1.06 | — | *W EXP 02/07/202 | G5463L113 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $69,000 | 0.0% | $0.55 | $0.55 | — | *W EXP 02/28/202 | 88633A115 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 35,173 | $63,000 | 0.0% | $1.79 | $1.76 | — | *W EXP 09/14/202 | G8250R129 |
| — | MATLIN & PARTNERS ACQUISITIO | 92,168 | $60,000 | 0.0% | $0.65 | $0.47 | — | *W EXP 05/28/202 | 57682V114 |
| — | VANTAGE ENERGY ACQUISITION | 45,925 | $60,000 | 0.0% | $1.31 | $1.38 | — | *W EXP 04/12/202 | 92211L113 |
| — | OSPREY ENERGY ACQUISITION CO | 37,014 | $59,000 | 0.0% | $1.59 | $0.76 | — | *W EXP 07/21/202 | 688397116 |
| — | FEDERAL STR ACQUISITION CORP | 44,395 | $58,000 | 0.0% | $1.31 | $1.29 | — | *W EXP 07/24/202 | 31421V115 |
| — | REGALWOOD GLOBAL ENERGY LTD | 41,500 | $52,000 | 0.0% | $1.25 | $1.10 | — | *W EXP 12/05/202 | G74760128 |
| — | VECTOIQ ACQUISITION CORP | 100,000 | $51,000 | 0.0% | $0.51 | $0.51 | — | *W EXP 05/16/202 | 92243N111 |
| — | CONSTELLATION ALPHA CAP CORP | 105,000 | $44,000 | 0.0% | $0.42 | $0.36 | — | RIGHT 99/99/9999 | G2379F132 |
| — | TPG PACE HLDGS CORP | 25,000 | $42,000 | 0.0% | $1.68 | $1.54 | — | *W EXP 06/27/202 | G89827110 |
| — | INDUSTREA ACQUISITION CORP | 69,600 | $42,000 | 0.0% | $0.60 | $0.43 | — | *W EXP 08/01/202 | 45579J112 |
| — | TRINITY MERGER CORP | 100,000 | $40,000 | 0.0% | $0.40 | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | KBL MERGER CORP IV | 105,000 | $39,000 | 0.0% | $0.37 | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | MTECH ACQUISITION CORP | 53,376 | $36,000 | 0.0% | $0.67 | $0.61 | — | *W EXP 08/01/202 | 55378W115 |
| — | LEISURE ACQUISITION CORP | 50,000 | $36,000 | 0.0% | $0.72 | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| — | GORDON POINTE ACQUISITION CO | 65,000 | $36,000 | 0.0% | $0.55 | $0.54 | — | *W EXP 07/30/202 | 382788115 |
| — | CM SEVEN STAR ACQUISITION CO | 100,000 | $32,000 | 0.0% | $0.32 | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | PLATINUM EAGLE ACQUISITIN CO | 20,500 | $30,000 | 0.0% | $1.46 | $1.25 | — | *W EXP 01/17/202 | G7126L118 |
| — | GTY TECHNOLOGY HOLDINGS INC | 22,467 | $28,000 | 0.0% | $1.25 | $1.28 | — | *W EXP 10/25/202 | G4182A128 |
| — | SENTINEL ENERGY SVCS INC | 25,000 | $26,000 | 0.0% | $1.04 | $0.96 | — | *W EXP 11/02/202 | G8062D110 |
| — | BIG ROCK PARTNERS ACQUISI CO | 50,000 | $23,000 | 0.0% | $0.46 | $0.38 | — | RIGHT 12/01/2022 | 089482129 |
| — | GIGCAPITAL INC | 50,000 | $23,000 | 0.0% | $0.46 | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | CAPITOL INVT CORP IV | 2,000 | $21,000 | 0.0% | $10.50 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | I AM CAP ACQUISITION CO | 56,000 | $21,000 | 0.0% | $0.38 | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | MUDRICK CAP ACQUISITION CORP | 29,400 | $19,000 | 0.0% | $0.65 | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| — | SABAN CAP ACQUISITION CORP | 14,739 | $18,000 | 0.0% | $1.22 | $1.30 | — | *W EXP 09/21/202 | 78516C114 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $17,000 | 0.0% | $0.34 | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| — | ATLANTIC ACQUISITION CORP | 30,000 | $17,000 | 0.0% | $0.57 | $0.50 | — | RIGHT 02/08/2019 | 048206304 |
| — | KBL MERGER CORP IV | 68,300 | $16,000 | 0.0% | $0.23 | $0.19 | — | *W EXP 01/15/202 | 48242A112 |
| — | LANDCADIA HLDGS INC | 19,200 | $16,000 | 0.0% | $0.83 | $0.68 | — | *W EXP 06/01/202 | 51476W115 |
| — | BLACK RIDGE ACQUISITION CORP | 40,000 | $14,000 | 0.0% | $0.35 | $0.35 | — | RIGHT 07/10/2019 | 09216T123 |
| — | BLACK RIDGE ACQUISITION CORP | 30,000 | $13,000 | 0.0% | $0.43 | $0.43 | — | *W EXP 07/10/202 | 09216T115 |
| — | HENNESSY CAP ACQUSTON CORP I | 8,756 | $13,000 | 0.0% | $1.48 | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| — | MODERN MEDIA ACQUISITION | 19,165 | $12,000 | 0.0% | $0.63 | $0.49 | — | *W EXP 05/17/202 | 60765P111 |
| — | CM SEVEN STAR ACQUISITION CO | 25,000 | $10,000 | 0.0% | $0.40 | $0.40 | — | *W EXP 08/21/202 | G2345N110 |
| — | CAPITOL INVT CORP IV | 4,726 | $7,000 | 0.0% | $1.48 | $1.14 | — | *W EXP 01/01/202 | G18920127 |
| — | GORES HLDGS II INC | 4,037 | $7,000 | 0.0% | $1.73 | $1.39 | — | *W EXP 01/13/202 | 382867117 |
| — | KAYNE ANDERSON ACQUISITION | 5,244 | $6,000 | 0.0% | $1.14 | $0.95 | — | *W EXP 06/30/202 | 48661U110 |
| — | CONSTELLATION ALPHA CAP CORP | 17,500 | $6,000 | 0.0% | $0.34 | $0.25 | — | *W EXP 03/23/202 | G2379F116 |
| — | HUNTER MARITIME ACQUISITION | 12,521 | $5,000 | 0.0% | $0.40 | $0.73 | — | *W EXP 11/17/202 | Y37828129 |
| — | I AM CAP ACQUISITION CO | 12,700 | $5,000 | 0.0% | $0.39 | $0.32 | — | *W EXP 05/22/202 | 45074Q116 |
| — | BIG ROCK PARTNERS ACQUISI CO | 10,000 | $4,000 | 0.0% | $0.40 | $0.40 | — | *W EXP 12/01/202 | 089482111 |