CIK: 0001386462 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value ($000): $194,635 (96.4% shares, 3.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TLT | ISHARES TR | 150,000 | $20,322 | 10.4% | — | — | Put | 464287432 |
| EMB | ISHARES TR | 151,902 | $17,402 | 8.9% | $106.64 | — | JPMORGAN USD EMG | 464288281 |
| TSLA | TESLA INC | 15,000 | $6,275 | 3.2% | — | — | Put | 88160R101 |
| GDX | VANECK VECTORS ETF TRUST | 200,000 | $5,856 | 3.0% | $26.93 | — | Put | 92189F106 |
| GDX | VANECK VECTORS ETF TRUST | 182,319 | $5,338 | 2.7% | $26.93 | — | GOLD MINERS ETF | 92189F106 |
| — | HIGHLAND INCOME FUND | 419,994 | $5,221 | 2.7% | $15.55 | — | HIGHLAND INCOME | 43010E404 |
| ZION | ZIONS BANCORPORATION N A | 100,000 | $5,192 | 2.7% | — | — | Put | 989701107 |
| AIG | AMERICAN INTL GROUP INC | 100,000 | $5,133 | 2.6% | — | — | Call | 026874784 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 6,000 | $5,023 | 2.6% | — | — | Put | 169656105 |
| GLD | SPDR GOLD TRUST | 33,500 | $4,787 | 2.5% | $133.54 | — | GOLD SHS | 78463V107 |
| AIG | AMERICAN INTL GROUP INC | 92,500 | $4,748 | 2.4% | — | — | Put | 026874784 |
| — | ZIONS BANCORPORATION N A | 195,129 | $3,818 | 2.0% | $8.06 | — | *W EXP 05/21/202 | 989701115 |
| HLT | HILTON WORLDWIDE HLDGS INC | 34,000 | $3,771 | 1.9% | — | — | Put | 43300A203 |
| — | RIVERNORTH DOUBLELINE STRATE | 215,302 | $3,537 | 1.8% | $16.43 | — | COM | 76882G107 |
| LOW | LOWES COS INC | 29,000 | $3,473 | 1.8% | — | — | Put | 548661107 |
| — | GABELLI DIVD & INCOME TR | 145,299 | $3,189 | 1.6% | $21.95 | — | COM | 36242H104 |
| GLD | SPDR GOLD TRUST | 20,000 | $2,858 | 1.5% | $133.54 | — | Put | 78463V107 |
| — | ZAYO GROUP HLDGS INC | 75,279 | $2,608 | 1.3% | $28.36 | — | COM | 98919V105 |
| VAC | MARRIOTT VACTINS WORLDWID CO | 20,064 | $2,583 | 1.3% | $88.35 | +32.5% | COM | 57164Y107 |
| — | IAC INTERACTIVECORP | 10,000 | $2,491 | 1.3% | $249.10 | — | COM | 44919P508 |
| SBUX | STARBUCKS CORP | 28,000 | $2,462 | 1.3% | — | — | Put | 855244109 |
| NOMD | NOMAD FOODS LTD | 104,857 | $2,346 | 1.2% | $20.55 | -0.9% | USD ORD SHS | G6564A105 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 152,580 | $2,284 | 1.2% | $10.10 | -4.1% | SHS USD | G4863A108 |
| — | WILLSCOT CORP | 121,619 | $2,249 | 1.2% | $10.22 | — | COM | 971375126 |
| PRKS | SEAWORLD ENTMT INC | 70,300 | $2,229 | 1.1% | $29.00 | -0.5% | COM | 81282V100 |
| QSR | RESTAURANT BRANDS INTL INC | 34,800 | $2,219 | 1.1% | — | — | Put | 76131D103 |
| — | VIACOMCBS INC | 50,000 | $2,099 | 1.1% | — | — | Call | 92556H206 |
| — | UNILEVER N V | 35,000 | $2,011 | 1.0% | — | — | Call | 904784709 |
| PFE | PFIZER INC | 50,500 | $1,979 | 1.0% | — | — | Call | 717081103 |
| CCK | CROWN HOLDINGS INC | 27,080 | $1,964 | 1.0% | $45.50 | +48.9% | COM | 228368106 |
| — | TWITTER INC | 1,988,000 | $1,925 | 1.0% | $0.97 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| IWM | ISHARES TR | 10,628 | $1,761 | 0.9% | $133.91 | — | RUSSELL 2000 ETF | 464287655 |
| HGV | HILTON GRAND VACATIONS INC | 50,130 | $1,724 | 0.9% | $30.51 | +12.7% | COM | 43283X105 |
| OSW | ONESPAWORLD HOLDINGS LIMITED | 97,000 | $1,633 | 0.8% | $11.09 | +39.7% | COM | P73684113 |
| CUK | CARNIVAL PLC | 32,577 | $1,569 | 0.8% | $49.18 | — | ADR | 14365C103 |
| — | CLARIVATE ANALYTICS PLC | 246,817 | $1,543 | 0.8% | $6.25 | — | *W EXP 05/13/202 | G21810117 |
| — | REDFIN CORP | 1,500,000 | $1,485 | 0.8% | $0.92 | — | NOTE 1.750% 7/1 | 75737FAA6 |
| — | JAZZ INVESTMENTS I LTD | 1,400,000 | $1,411 | 0.7% | $0.97 | — | NOTE 1.500% 8/1 | 472145AD3 |
| USFD | US FOODS HLDG CORP | 33,585 | $1,407 | 0.7% | $30.84 | +30.1% | COM | 912008109 |
| BMA | BANCO MACRO SA | 37,800 | $1,370 | 0.7% | — | — | Call | 05961W105 |
| CSTM | CONSTELLIUM SE | 98,873 | $1,325 | 0.7% | $13.80 | 0.0% | CL A SHS | F21107101 |
| A | AGILENT TECHNOLOGIES INC | 15,000 | $1,280 | 0.7% | — | — | Put | 00846U101 |
| GDXJ | VANECK VECTORS ETF TRUST | 29,317 | $1,239 | 0.6% | $32.88 | — | JR GOLD MINERS E | 92189F791 |
| — | PGIM HIGH YIELD BOND FUND IN | 80,025 | $1,232 | 0.6% | $13.33 | — | COM | 69346H100 |
| PDD | PINDUODUO INC | 32,200 | $1,218 | 0.6% | — | — | Call | 722304102 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 164,215 | $1,207 | 0.6% | $8.82 | — | COM SER A | 531465102 |
| — | VOYA GLBL EQTY DIV & PREM OP | 191,954 | $1,188 | 0.6% | $6.19 | — | COM | 92912T100 |
| — | AMERICAN INTL GROUP INC | 114,537 | $1,177 | 0.6% | $12.90 | — | *W EXP 01/19/202 | 026874156 |
| — | MYLAN N V | 57,800 | $1,162 | 0.6% | — | — | Call | N59465109 |
| CLVT | CLARIVATE ANALYTICS PLC | 67,900 | $1,141 | 0.6% | — | — | Call | G21810109 |
| — | SYNAPTICS INC | 1,000,000 | $1,113 | 0.6% | $1.11 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | MESA LABS INC | 1,000,000 | $1,097 | 0.6% | $1.10 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| — | US ECOLOGY INC | 82,273 | $954 | 0.5% | $11.60 | — | *W EXP 10/17/202 | 91734M111 |
| DLTR | DOLLAR TREE INC | 10,000 | $941 | 0.5% | $104.62 | +0.3% | COM | 256746108 |
| AXTA | AXALTA COATING SYS LTD | 30,000 | $912 | 0.5% | $29.48 | -0.0% | COM | G0750C108 |
| AXTA | AXALTA COATING SYS LTD | 30,000 | $912 | 0.5% | $29.48 | -0.0% | Put | G0750C108 |
| — | VOYA NAT RES EQUITY INCOME F | 219,959 | $906 | 0.5% | $4.12 | — | COM | 92913C106 |
| — | HOSTESS BRANDS INC | 451,807 | $890 | 0.5% | $2.32 | — | *W EXP 11/04/202 | 44109J114 |
| — | LIV CAP ACQUISITION CORP | 85,000 | $855 | 0.4% | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| — | ABERDEEN ASIA PACIFIC INCOM | 200,000 | $850 | 0.4% | $4.18 | — | COM | 003009107 |
| — | REALPAGE INC | 15,445 | $830 | 0.4% | $48.17 | — | COM | 75606N109 |
| — | RMR REAL ESTATE INCOME FUND | 39,942 | $807 | 0.4% | $20.20 | — | COM | 76970B101 |
| — | ALLERGAN PLC | 3,636 | $695 | 0.4% | $191.14 | — | SHS | G0177J108 |
| — | WELLS FARGO CO NEW | 450 | $653 | 0.3% | $1451.11 | — | PERP PFD CNV A | 949746804 |
| KOF | COCA COLA FEMSA S A B DE C V | 10,000 | $606 | 0.3% | — | — | Call | 191241108 |
| CRESY | CRESUD S A C I F Y A | 85,200 | $600 | 0.3% | — | — | Call | 226406106 |
| SPB | SPECTRUM BRANDS HLDGS INC NE | 9,000 | $579 | 0.3% | $56.67 | 0.0% | COM | 84790A105 |
| PDD | PINDUODUO INC | 15,000 | $567 | 0.3% | — | — | Put | 722304102 |
| — | VOYA PRIME RATE TR | 111,176 | $557 | 0.3% | $5.00 | — | SH BEN INT | 92913A100 |
| BMA | BANCO MACRO SA | 15,300 | $555 | 0.3% | — | — | Put | 05961W105 |
| — | VIRGIN GALACTIC HOLDINGS INC | 163,017 | $546 | 0.3% | $3.35 | — | *W EXP 11/25/202 | 92766K114 |
| — | HEALTHCARE MERGER CORP | 52,050 | $539 | 0.3% | $10.36 | — | UNIT 12/17/2021 | 42227L201 |
| — | GX ACQUISITION CORP | 50,000 | $520 | 0.3% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 51,682 | $516 | 0.3% | $9.74 | — | COM SHS | 6706EN100 |
| — | ASA GOLD AND PRECIOUS MTLS L | 34,465 | $470 | 0.2% | $10.72 | — | SHS | G3156P103 |
| AAL | AMERICAN AIRLS GROUP INC | 15,000 | $430 | 0.2% | — | — | Put | 02376R102 |
| SNAP | SNAP INC | 25,000 | $408 | 0.2% | — | — | Put | 83304A106 |
| — | ACACIA COMMUNICATIONS INC | 5,008 | $340 | 0.2% | $67.89 | — | COM | 00401C108 |
| TEO | TELECOM ARGENTINA S A | 28,800 | $327 | 0.2% | — | — | Call | 879273209 |
| — | LATAM AIRLS GROUP S A | 31,683 | $322 | 0.2% | $10.16 | — | SPONSORED ADR | 51817R106 |
| LOMA | LOMA NEGRA CORP | 40,100 | $314 | 0.2% | — | — | Put | 54150E104 |
| LOMA | LOMA NEGRA CORP | 40,000 | $313 | 0.2% | — | — | Call | 54150E104 |
| TEO | TELECOM ARGENTINA S A | 27,300 | $310 | 0.2% | — | — | Put | 879273209 |
| — | CLOUDERA INC | 25,200 | $293 | 0.2% | $5.26 | — | COM | 18914U100 |
| SOHU | SOHU COM LTD | 26,114 | $292 | 0.2% | $13.99 | — | SPONSORED ADS | 83410S108 |
| JOYY | JOYY INC | 5,000 | $264 | 0.1% | — | — | Call | 46591M109 |
| — | SPRINT CORPORATION | 50,000 | $261 | 0.1% | $5.22 | — | COM | 85207U105 |
| — | MELLANOX TECHNOLOGIES LTD | 2,206 | $258 | 0.1% | $116.95 | — | SHS | M51363113 |
| — | LATAM AIRLS GROUP S A | 25,000 | $254 | 0.1% | $10.16 | — | Put | 51817R106 |
| — | WESTERN ASSET HIGH INCM OPP | 50,000 | $254 | 0.1% | $5.08 | — | COM | 95766K109 |
| — | NUVEEN CR STRATEGIES INCM FD | 31,986 | $245 | 0.1% | $8.19 | — | COM SHS | 67073D102 |
| — | CIIG MERGER CORP | 23,500 | $239 | 0.1% | $10.17 | — | UNIT 12/31/2026 | 12559C202 |
| — | ACT II GLOBAL ACQUISITION CO | 20,000 | $238 | 0.1% | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| YPF | YPF SOCIEDAD ANONIMA | 25,600 | $237 | 0.1% | — | — | Call | 984245100 |
| — | WESTERN ASSET GLB HI INCOME | 23,527 | $236 | 0.1% | $10.03 | — | COM | 95766B109 |
| Z | ZILLOW GROUP INC | 5,000 | $230 | 0.1% | — | — | Put | 98954M200 |
| — | HAYMAKER ACQUISITION CORP II | 20,000 | $211 | 0.1% | $10.22 | — | UNIT 10/31/2026 | 42087L200 |
| — | REDFIN CORP | 10,000 | $211 | 0.1% | — | — | Call | 75737F108 |
| WK | WORKIVA INC | 5,000 | $210 | 0.1% | — | — | Call | 98139A105 |
| — | APEX TECHNOLOGY ACQUISITN CO | 20,000 | $209 | 0.1% | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | GIGCAPITAL2 INC | 20,000 | $209 | 0.1% | $10.04 | — | UNIT 02/28/2026 | 375036209 |
| RPLA/U | REPLAY ACQUISITION CORP | 20,000 | $208 | 0.1% | $10.02 | — | UNIT 03/01/2024 | G75130123 |
| — | CRESCENT ACQUISITION CORP | 20,000 | $207 | 0.1% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | AGBA ACQUISITION LTD | 20,000 | $206 | 0.1% | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | GALILEO ACQUISITION CORP | 20,000 | $206 | 0.1% | $10.30 | — | UNIT 99/99/9999 | G3770A128 |
| — | STABLE RD ACQUISITION CORP | 20,000 | $206 | 0.1% | $10.30 | — | UNIT 05/15/2026 | 85236Q208 |
| — | NEW PROVIDENCE ACQUISITIN CO | 20,000 | $205 | 0.1% | $10.10 | — | UNIT 09/01/2024 | 64822P205 |
| — | FINSERV ACQUISITION CORP | 20,000 | $205 | 0.1% | $10.25 | — | UNIT 12/31/2026 | 318085206 |
| — | JUNIPER INDL HLDGS INC | 20,000 | $204 | 0.1% | $10.20 | — | UNIT 11/13/2026 | 48205G205 |
| — | OAKTREE ACQUISITION CORP | 20,000 | $204 | 0.1% | $10.17 | — | UNIT 99/99/9999 | G67145121 |
| — | OSPREY TECHNLGY AQUISTION CO | 20,000 | $204 | 0.1% | $10.20 | — | UNIT 10/30/2024 | 68839R401 |
| — | PIVOTAL INVT CORP II | 20,000 | $204 | 0.1% | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | SILVER SPIKE ACQUISITION COR | 20,000 | $204 | 0.1% | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| — | UNION ACQUISITION CORP II | 20,000 | $204 | 0.1% | $10.20 | — | UNIT 99/99/9999 | G9402Q118 |
| — | EXPERIENCE INVESTMENT CORP | 20,000 | $203 | 0.1% | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| — | CHP MERGER CORP | 20,000 | $203 | 0.1% | $10.15 | — | UNIT 11/22/2024 | 12558Y205 |
| — | FELLAZO INC | 20,000 | $202 | 0.1% | $9.95 | — | UNIT 99/99/9999 | G3362K104 |
| — | GREENVISION ACQUISITION CORP | 20,000 | $202 | 0.1% | $10.10 | — | UNIT 10/28/2024 | 39678G202 |
| — | TUSCAN HLDGS CORP II | 20,000 | $202 | 0.1% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 20,000 | $201 | 0.1% | $10.05 | — | UNIT 12/01/2026 | 03212A204 |
| — | MERIDA MERGER CORP I | 20,000 | $195 | 0.1% | $9.75 | — | COM | 58953M106 |
| NESRW | NATIONAL ENERGY SERVICES REU | 190,500 | $171 | 0.1% | $0.40 | — | *W EXP 05/05/202 | G6375R115 |
| AXTA | AXALTA COATING SYS LTD | 5,000 | $152 | 0.1% | $29.48 | -0.0% | Call | G0750C108 |
| — | BRISTOL MYERS SQUIBB CO | 50,000 | $151 | 0.1% | $3.02 | — | RIGHT 99/99/9999 | 110122157 |
| — | CONYERS PK II ACQUISITION CO | 13,662 | $149 | 0.1% | $10.65 | — | UNIT 99/99/9999 | 212896203 |
| GNW | GENWORTH FINL INC | 29,590 | $130 | 0.1% | $4.20 | 0.0% | COM CL A | 37247D106 |
| AHCO | ADAPTHEALTH CORP | 10,000 | $110 | 0.1% | $9.95 | 0.0% | COM CL A | 00653Q102 |
| — | FITBIT INC | 16,575 | $109 | 0.1% | $6.58 | — | CL A | 33812L102 |
| — | BROADMARK RLTY CAP INC | 285,200 | $108 | 0.1% | $0.38 | — | *W EXP 11/15/202 | 11135B118 |
| — | RANPAK HLDGS CORP | 50,000 | $57 | 0.0% | $1.14 | — | *W EXP 06/03/202 | 75321W111 |
| — | DEL TACO RESTAURANTS INC | 483,855 | $48 | 0.0% | $1.99 | — | *W EXP 06/30/202 | 245496112 |
| — | AKAZOO SA | 94,332 | $47 | 0.0% | $0.50 | — | *W EXP 09/11/202 | L0164E116 |
| — | ELECTRAMECCANICA VEHS CORP | 135,126 | $43 | 0.0% | $0.55 | — | *W EXP 08/03/202 | 284849114 |
| — | BROOGE HLDGS LTD | 50,000 | $37 | 0.0% | $0.74 | — | *W EXP 12/20/202 | G1611B115 |
| AGAE | ALLIED ESPORTS ENTMT INC | 10,000 | $26 | 0.0% | $3.77 | 0.0% | COM | 019170109 |
| — | INFRA AND ENERGY ALTRNTIVE I | 295,341 | $25 | 0.0% | $0.08 | — | *W EXP 05/20/202 | 45686J112 |
| — | ELECTRAMECCANICA VEHS CORP | 11,200 | $24 | 0.0% | — | — | Call | 284849205 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 2,700 | $20 | 0.0% | $8.82 | — | Call | 531465102 |
| — | ALLEGRO MERGER CORP | 102,000 | $18 | 0.0% | $0.18 | — | *W EXP 01/06/202 | 01749N111 |
| — | TKK SYMPHONY ACQUISITION COR | 289,622 | $17 | 0.0% | $0.06 | — | *W EXP 02/20/202 | G88950129 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 2,200 | $16 | 0.0% | $8.82 | — | Put | 531465102 |
| — | BLINK CHARGING CO | 33,628 | $14 | 0.0% | $1.22 | — | *W EXP 01/31/202 | 09354A118 |
| — | DASEKE INC | 113,400 | $13 | 0.0% | $0.11 | — | *W EXP 02/27/202 | 23753F115 |
| — | VERB TECHNOLOGY CO INC | 24,117 | $11 | 0.0% | $0.37 | — | *W EXP 03/14/202 | 92337U112 |
| — | ELECTRAMECCANICA VEHS CORP | 4,500 | $10 | 0.0% | — | — | Put | 284849205 |
| — | MERIDA MERGER CORP I | 10,000 | $5 | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |