CIK: 0001386462 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value ($000): $629,105 (98.4% shares, 1.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TLT | ISHARES TR | 1,028,000 | $147,086 | 23.4% | — | — | Put | 464287432 |
| SPY | SPDR S&P 500 ETF TR | 459,000 | $136,217 | 21.7% | — | — | Call | 78462F103 |
| EMB | ISHARES TR | 947,000 | $107,342 | 17.1% | $106.64 | — | Put | 464288281 |
| EMB | ISHARES TR | 775,393 | $87,891 | 14.0% | $106.64 | — | JPMORGAN USD EMG | 464288281 |
| AIG | AMERICAN INTL GROUP INC | 154,000 | $8,578 | 1.4% | — | — | Put | 026874784 |
| AIG | AMERICAN INTL GROUP INC | 150,000 | $8,355 | 1.3% | — | — | Call | 026874784 |
| — | HIGHLAND INCOME FUND | 412,265 | $5,504 | 0.9% | $15.61 | — | HIGHLAND INCOME | 43010E404 |
| GDX | VANECK VECTORS ETF TR | 200,000 | $5,342 | 0.8% | $22.85 | — | Put | 92189F106 |
| ZION | ZIONS BANCORPORATION N A | 100,000 | $4,452 | 0.7% | — | — | Put | 989701107 |
| ZION | ZIONS BANCORPORATION N A | 100,000 | $4,452 | 0.7% | — | — | Call | 989701107 |
| — | AMERICAN INTL GROUP INC | 269,445 | $3,843 | 0.6% | $12.90 | — | *W EXP 01/19/202 | 026874156 |
| — | ASA GOLD AND PRECIOUS MTLS L | 313,693 | $3,771 | 0.6% | $10.72 | — | SHS | G3156P103 |
| — | ZIONS BANCORPORATION N A | 264,996 | $3,163 | 0.5% | $8.06 | — | *W EXP 05/21/202 | 989701115 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 3,600 | $3,026 | 0.5% | — | — | Put | 169656105 |
| SHAK | SHAKE SHACK INC | 29,000 | $2,843 | 0.5% | — | — | Put | 819047101 |
| VAC | MARRIOTT VACTINS WORLDWID CO | 27,060 | $2,804 | 0.4% | $88.35 | +11.3% | COM | 57164Y107 |
| GLD | SPDR GOLD TRUST | 20,000 | $2,777 | 0.4% | $122.01 | — | Put | 78463V107 |
| — | ZAYO GROUP HLDGS INC | 75,279 | $2,552 | 0.4% | $28.36 | — | COM | 98919V105 |
| TSLA | TESLA INC | 10,000 | $2,409 | 0.4% | — | — | Put | 88160R101 |
| — | UNITED STATES STL CORP NEW | 200,000 | $2,310 | 0.4% | — | — | Put | 912909108 |
| CCK | CROWN HOLDINGS INC | 33,580 | $2,218 | 0.4% | $45.50 | +33.8% | COM | 228368106 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 152,580 | $2,168 | 0.3% | $10.10 | -11.8% | SHS USD | G4863A108 |
| GLD | SPDR GOLD TRUST | 15,000 | $2,083 | 0.3% | $122.01 | — | GOLD SHS | 78463V107 |
| — | WILLSCOT CORP | 133,280 | $2,077 | 0.3% | $10.22 | — | COM | 971375126 |
| QSR | RESTAURANT BRANDS INTL INC | 27,400 | $1,949 | 0.3% | — | — | Put | 76131D103 |
| PDD | PINDUODUO INC | 59,500 | $1,917 | 0.3% | — | — | Call | 722304102 |
| NEM | NEWMONT GOLDCORP CORPORATION | 50,000 | $1,896 | 0.3% | — | — | Call | 651639106 |
| PRKS | SEAWORLD ENTMT INC | 70,300 | $1,850 | 0.3% | $29.00 | +5.0% | COM | 81282V100 |
| PFE | PFIZER INC | 50,500 | $1,814 | 0.3% | — | — | Call | 717081103 |
| GDX | VANECK VECTORS ETF TR | 66,543 | $1,777 | 0.3% | $22.85 | — | GOLD MINERS ETF | 92189F106 |
| IWM | ISHARES TR | 10,628 | $1,608 | 0.3% | $133.91 | — | RUSSELL 2000 ETF | 464287655 |
| — | MARRIOTT VACTINS WORLDWID CO | 1,521,000 | $1,532 | 0.2% | $0.97 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| OSW | ONESPAWORLD HOLDINGS LIMITED | 97,000 | $1,506 | 0.2% | $11.09 | +39.1% | COM | P73684113 |
| FOX | FOX CORP | 47,266 | $1,491 | 0.2% | $33.52 | -5.9% | CL B COM | 35137L204 |
| — | NEW RELIC INC | 1,520,000 | $1,441 | 0.2% | $0.95 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| — | MAG SILVER CORP | 100,000 | $1,408 | 0.2% | — | — | Call | 55903Q104 |
| USFD | US FOODS HLDG CORP | 33,585 | $1,380 | 0.2% | $30.84 | +25.2% | COM | 912008109 |
| — | REDFIN CORP | 1,500,000 | $1,380 | 0.2% | $0.92 | — | NOTE 1.750% 7/1 | 75737FAA6 |
| — | JAZZ INVESTMENTS I LTD | 1,400,000 | $1,350 | 0.2% | $0.97 | — | NOTE 1.500% 8/1 | 472145AD3 |
| HGV | HILTON GRAND VACATIONS INC | 41,230 | $1,319 | 0.2% | $29.67 | +6.0% | COM | 43283X105 |
| LOW | LOWES COS INC | 11,600 | $1,276 | 0.2% | — | — | Put | 548661107 |
| — | ALTAIR ENGR INC | 1,255,000 | $1,266 | 0.2% | $1.09 | — | NOTE 0.250% 6/0 | 021369AA1 |
| CUK | CARNIVAL PLC | 30,077 | $1,265 | 0.2% | $49.27 | — | ADR | 14365C103 |
| HLT | HILTON WORLDWIDE HLDGS INC | 13,400 | $1,248 | 0.2% | — | — | Put | 43300A203 |
| SBUX | STARBUCKS CORP | 14,000 | $1,238 | 0.2% | — | — | Put | 855244109 |
| — | PGIM HIGH YIELD BOND FUND IN | 80,025 | $1,196 | 0.2% | $13.33 | — | COM | 69346H100 |
| GDXJ | VANECK VECTORS ETF TR | 31,957 | $1,159 | 0.2% | $32.88 | — | JR GOLD MINERS E | 92189F791 |
| — | MYLAN N V | 57,800 | $1,143 | 0.2% | — | — | Call | N59465109 |
| DLTR | DOLLAR TREE INC | 10,000 | $1,142 | 0.2% | $104.62 | 0.0% | COM | 256746108 |
| — | ADAM NAT RES FD INC | 69,400 | $1,099 | 0.2% | $16.72 | — | Call | 00548F105 |
| — | CONSTELLIUM SE | 82,873 | $1,053 | 0.2% | $8.83 | — | CL A | N22035104 |
| — | TWITTER INC | 988,000 | $1,049 | 0.2% | $0.98 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | VOYA PRIME RATE TR | 222,176 | $1,046 | 0.2% | $5.00 | — | SH BEN INT | 92913A100 |
| — | APEX TECHNOLOGY ACQUISITN CO | 100,000 | $1,019 | 0.2% | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | EXPERIENCE INVESTMENT CORP | 100,000 | $1,001 | 0.2% | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| BMY | BRISTOL MYERS SQUIBB CO | 19,600 | $994 | 0.2% | $38.72 | -5.0% | COM | 110122108 |
| — | REALPAGE INC | 15,445 | $971 | 0.2% | $48.17 | — | COM | 75606N109 |
| T | AT&T INC | 25,000 | $946 | 0.2% | — | — | Call | 00206R102 |
| — | ADAM NAT RES FD INC | 57,221 | $906 | 0.1% | $16.72 | — | COM | 00548F105 |
| — | ALTERYX INC | 910,000 | $883 | 0.1% | $0.97 | — | NOTE 0.500% 6/0 | 02156BAB9 |
| — | CAESARS ENTMT CORP | 75,600 | $881 | 0.1% | $11.65 | — | COM | 127686103 |
| — | ZILLOW GROUP INC | 870,000 | $864 | 0.1% | $1.13 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | SILVER SPIKE ACQUISITION COR | 85,500 | $863 | 0.1% | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| DAL | DELTA AIR LINES INC DEL | 14,750 | $850 | 0.1% | $47.08 | +20.5% | COM NEW | 247361702 |
| — | UBS AG LONDON BRH | 59,620 | $842 | 0.1% | $12.03 | — | ETRACS MTH 2XLV | 90270L842 |
| LYFT | LYFT INC | 20,600 | $841 | 0.1% | $54.63 | 0.0% | Put | 55087P104 |
| — | ABERDEEN ASIA PACIFIC INCOM | 200,000 | $838 | 0.1% | $4.18 | — | COM | 003009107 |
| HYG | ISHARES TR | 9,000 | $785 | 0.1% | — | — | Put | 464288513 |
| HYG | ISHARES TR | 9,000 | $785 | 0.1% | — | — | Call | 464288513 |
| — | HOSTESS BRANDS INC | 451,807 | $773 | 0.1% | $2.32 | — | *W EXP 11/04/202 | 44109J114 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 73,812 | $695 | 0.1% | $10.61 | — | COM SER A | 531465102 |
| UBER | UBER TECHNOLOGIES INC | 21,400 | $652 | 0.1% | $37.63 | 0.0% | Put | 90353T100 |
| MO | ALTRIA GROUP INC | 15,000 | $614 | 0.1% | — | — | Call | 02209S103 |
| AXTA | AXALTA COATING SYS LTD | 20,000 | $603 | 0.1% | $29.51 | 0.0% | Call | G0750C108 |
| — | GX ACQUISITION CORP | 52,747 | $585 | 0.1% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | VONAGE HLDGS CORP | 51,600 | $583 | 0.1% | — | — | Put | 92886T201 |
| — | GIGCAPITAL2 INC | 50,500 | $520 | 0.1% | $10.04 | — | UNIT 02/28/2026 | 375036209 |
| — | AGBA ACQUISITION LTD | 50,691 | $516 | 0.1% | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | PIVOTAL INVT CORP II | 50,014 | $509 | 0.1% | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| CRESY | CRESUD S A C I F Y A | 85,200 | $504 | 0.1% | — | — | Call | 226406106 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 51,682 | $493 | 0.1% | $9.74 | — | COM SHS | 6706EN100 |
| MSFT | MICROSOFT CORP | 3,540 | $492 | 0.1% | $77.67 | +67.3% | COM | 594918104 |
| — | GREENLIGHT CAP RE LTD | 513,000 | $484 | 0.1% | $0.94 | — | NOTE 4.000% 8/0 | 395366AB3 |
| PDD | PINDUODUO INC | 15,000 | $483 | 0.1% | — | — | Put | 722304102 |
| BMA | BANCO MACRO SA | 18,300 | $476 | 0.1% | — | — | Call | 05961W105 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 26,119 | $468 | 0.1% | $17.92 | — | COM NEW | 65340G205 |
| — | CRESCENT ACQUISITION CORP | 43,009 | $437 | 0.1% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | CLOUDERA INC | 48,200 | $427 | 0.1% | $5.26 | — | COM | 18914U100 |
| — | ACT II GLOBAL ACQUISITION CO | 40,700 | $422 | 0.1% | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| IP | INTL PAPER CO | 10,000 | $418 | 0.1% | $39.21 | -25.2% | COM | 460146103 |
| — | HAYMAKER ACQUISITION CORP II | 40,000 | $413 | 0.1% | $10.22 | — | UNIT 10/31/2026 | 42087L200 |
| NOMD | NOMAD FOODS LTD | 20,000 | $410 | 0.1% | $21.32 | 0.0% | USD ORD SHS | G6564A105 |
| AAL | AMERICAN AIRLS GROUP INC | 15,000 | $405 | 0.1% | — | — | Put | 02376R102 |
| — | NEW PROVIDENCE ACQUISITIN CO | 40,000 | $404 | 0.1% | $10.10 | — | UNIT 09/01/2024 | 64822P205 |
| — | TUSCAN HLDGS CORP II | 40,000 | $402 | 0.1% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| BMA | BANCO MACRO SA | 15,300 | $398 | 0.1% | — | — | Put | 05961W105 |
| — | CAESARS ENTMT CORP | 31,600 | $368 | 0.1% | $11.65 | — | Put | 127686103 |
| — | FELLAZO INC | 36,393 | $362 | 0.1% | $9.95 | — | UNIT 99/99/9999 | G3362K104 |
| RPLA/U | REPLAY ACQUISITION CORP | 35,000 | $359 | 0.1% | $10.02 | — | UNIT 03/01/2024 | G75130123 |
| — | OAKTREE ACQUISITION CORP | 35,000 | $356 | 0.1% | $10.17 | — | UNIT 99/99/9999 | G67145121 |
| — | ROYAL DUTCH SHELL PLC | 5,500 | $329 | 0.1% | $59.82 | — | SPON ADR B | 780259107 |
| YPF | YPF SOCIEDAD ANONIMA | 33,800 | $313 | 0.0% | — | — | Call | 984245100 |
| — | DEL TACO RESTAURANTS INC | 423,396 | $292 | 0.0% | $2.26 | — | *W EXP 06/30/202 | 245496112 |
| TEO | TELECOM ARGENTINA S A | 28,800 | $288 | 0.0% | — | — | Call | 879273209 |
| FCX | FREEPORT-MCMORAN INC | 30,000 | $287 | 0.0% | $15.42 | -38.3% | CL B | 35671D857 |
| LOMA | LOMA NEGRA CORP | 49,800 | $286 | 0.0% | — | — | Call | 54150E104 |
| CENT | CENTRAL GARDEN & PET CO | 9,706 | $284 | 0.0% | $21.19 | 0.0% | COM | 153527106 |
| — | YY INC | 5,000 | $281 | 0.0% | — | — | Call | 98426T106 |
| TEO | TELECOM ARGENTINA S A | 27,300 | $273 | 0.0% | — | — | Put | 879273209 |
| SOHU | SOHU COM LTD | 26,114 | $265 | 0.0% | $13.99 | — | SPONSORED ADS | 83410S108 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 27,700 | $261 | 0.0% | $10.61 | — | Call | 531465102 |
| — | NEW RELIC INC | 4,000 | $246 | 0.0% | — | — | Call | 64829B100 |
| — | NUVEEN CR STRATEGIES INCM FD | 31,986 | $239 | 0.0% | $8.19 | — | COM SHS | 67073D102 |
| LOMA | LOMA NEGRA CORP | 40,100 | $231 | 0.0% | — | — | Put | 54150E104 |
| WK | WORKIVA INC | 5,000 | $219 | 0.0% | — | — | Call | 98139A105 |
| — | CONYERS PK II ACQUISITION CO | 20,000 | $213 | 0.0% | $10.65 | — | UNIT 99/99/9999 | 212896203 |
| CRD/B | CRAWFORD & CO | 17,671 | $178 | 0.0% | $7.30 | +7.1% | CL B | 224633107 |
| — | REDFIN CORP | 10,000 | $168 | 0.0% | — | — | Call | 75737F108 |
| — | ELECTRAMECCANICA VEHS CORP | 78,800 | $160 | 0.0% | $2.51 | — | Put | 284849205 |
| AXTA | AXALTA COATING SYS LTD | 5,000 | $151 | 0.0% | $29.51 | 0.0% | Put | G0750C108 |
| AXTA | AXALTA COATING SYS LTD | 5,000 | $151 | 0.0% | $29.51 | 0.0% | COM | G0750C108 |
| — | U S WELL SVCS INC | 499,000 | $150 | 0.0% | $0.30 | — | *W EXP 03/15/202 | 91274U119 |
| NESRW | NATIONAL ENERGY SERVICES REU | 200,500 | $80 | 0.0% | $0.40 | — | *W EXP 05/05/202 | G6375R115 |
| — | VONAGE HLDGS CORP | 6,000 | $68 | 0.0% | — | — | Call | 92886T201 |
| — | ELECTRAMECCANICA VEHS CORP | 135,126 | $61 | 0.0% | $0.55 | — | *W EXP 08/03/202 | 284849114 |
| YPF | YPF SOCIEDAD ANONIMA | 5,700 | $53 | 0.0% | — | — | Put | 984245100 |
| — | NRC GROUP HLDGS CORP | 20,000 | $47 | 0.0% | $1.16 | — | *W EXP 10/17/202 | 629375114 |
| BLNK | BLINK CHARGING CO | 12,636 | $33 | 0.0% | $2.72 | -1.0% | COM | 09354A100 |
| GLRE | GREENLIGHT CAPITAL RE LTD | 3,014 | $32 | 0.0% | $9.42 | 0.0% | CLASS A | G4095J109 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 2,200 | $21 | 0.0% | $10.61 | — | Put | 531465102 |
| LYFT | LYFT INC | 500 | $20 | 0.0% | $54.63 | 0.0% | CL A COM | 55087P104 |
| — | FALCON MINERALS CORP | 46,731 | $16 | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | BLINK CHARGING CO | 33,628 | $15 | 0.0% | $1.22 | — | *W EXP 01/31/202 | 09354A118 |
| UBER | UBER TECHNOLOGIES INC | 500 | $15 | 0.0% | $37.63 | 0.0% | COM | 90353T100 |
| — | VERB TECHNOLOGY CO INC | 24,117 | $9 | 0.0% | $0.37 | — | *W EXP 03/14/202 | 92337U112 |
| — | ELECTRAMECCANICA VEHS CORP | 2,500 | $5 | 0.0% | $2.51 | — | Call | 284849205 |
| CRESY | CRESUD S A C I F Y A | 700 | $4 | 0.0% | — | — | Put | 226406106 |
| — | CAESARS ENTMT CORP | 82 | $0 | 0.0% | — | — | NOTE 5.000%10/0 | 127686AA1 |