CIK: 0001386462 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value ($000): $123,143 (88.2% shares, 11.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EMB | ISHARES TR | 129,952 | $12,564 | 10.2% | $106.64 | — | JPMORGAN USD EMG | 464288281 |
| LQD | ISHARES TR | 80,000 | $9,881 | 8.0% | $123.51 | — | IBOXX INV CP ETF | 464287242 |
| — | TWITTER INC | 10,366,000 | $9,303 | 7.6% | $0.91 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| SPY | SPDR S&P 500 ETF TR | 21,500 | $5,542 | 4.5% | $257.83 | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 21,500 | $5,542 | 4.5% | $257.83 | — | Put | 78462F103 |
| LOW | LOWES COS INC | 58,000 | $4,991 | 4.1% | — | — | Put | 548661107 |
| GDX | VANECK VECTORS ETF TR | 166,907 | $3,846 | 3.1% | $26.93 | — | GOLD MINERS ETF | 92189F106 |
| — | GABELLI DIVID & INCOME TR | 250,257 | $3,706 | 3.0% | $18.95 | — | COM | 36242H104 |
| — | HIGHLAND INCOME FD | 368,594 | $3,144 | 2.6% | $15.55 | — | HIGHLAND INCOME | 43010E404 |
| — | COHEN & STEERS QUALITY INCOM | 275,069 | $2,487 | 2.0% | $9.04 | — | COM | 19247L106 |
| — | VIACOMCBS INC | 163,800 | $2,295 | 1.9% | $14.02 | — | Call | 92556H206 |
| — | NUVEEN DOW 30 DYNAMIC OVERWR | 182,023 | $2,279 | 1.9% | $12.52 | — | SHS | 67075F105 |
| SE | SEA LTD | 50,000 | $2,216 | 1.8% | — | — | Put | 81141R100 |
| — | EXACT SCIENCES CORP | 2,500,000 | $1,980 | 1.6% | $0.79 | — | NOTE 0.375% 3/0 | 30063PAC9 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 3,000 | $1,963 | 1.6% | — | — | Put | 169656105 |
| — | CREE INC | 2,000,000 | $1,848 | 1.5% | $0.92 | — | NOTE 0.875% 9/0 | 225447AB7 |
| — | IAC INTERACTIVECORP | 10,000 | $1,792 | 1.5% | $249.10 | — | COM | 44919P508 |
| GDX | VANECK VECTORS ETF TR | 75,000 | $1,728 | 1.4% | $26.93 | — | Put | 92189F106 |
| NEM | NEWMONT CORP | 36,700 | $1,662 | 1.3% | $37.89 | 0.0% | Call | 651639106 |
| CCK | CROWN HLDGS INC | 26,180 | $1,519 | 1.2% | $45.50 | +45.4% | COM | 228368106 |
| — | RIVERNORTH / DOUBLELINE STRA | 114,059 | $1,460 | 1.2% | $16.43 | — | COM | 76882G107 |
| QSR | RESTAURANT BRANDS INTL INC | 36,000 | $1,441 | 1.2% | $56.59 | 0.0% | Put | 76131D103 |
| — | IAA INC | 47,840 | $1,433 | 1.2% | $29.95 | — | COM | 449253103 |
| — | REDFIN CORP | 1,500,000 | $1,373 | 1.1% | $0.92 | — | NOTE 1.750% 7/1 | 75737FAA6 |
| — | NUANCE COMMUNICATIONS INC | 80,000 | $1,342 | 1.1% | $16.77 | — | COM | 67020Y100 |
| GDXJ | VANECK VECTORS ETF TR | 46,405 | $1,304 | 1.1% | $31.12 | — | JR GOLD MINERS E | 92189F791 |
| AAPL | APPLE INC | 5,000 | $1,271 | 1.0% | — | — | Put | 037833100 |
| — | VERTIV HOLDINGS CO | 679,273 | $1,223 | 1.0% | $1.80 | — | *W EXP 06/12/202 | 92537N116 |
| IWM | ISHARES TR | 10,628 | $1,216 | 1.0% | $133.91 | — | RUSSELL 2000 ETF | 464287655 |
| EXAS | EXACT SCIENCES CORP | 20,000 | $1,160 | 0.9% | — | — | Call | 30063P105 |
| PDD | PINDUODUO INC | 30,000 | $1,081 | 0.9% | — | — | Put | 722304102 |
| — | DIREXION SHS ETF TR | 350,700 | $1,056 | 0.9% | $3.01 | — | Put | 25490K133 |
| — | VOYA GLBL EQTY DIV & PREM OP | 211,141 | $963 | 0.8% | $6.04 | — | COM | 92912T100 |
| LULU | LULULEMON ATHLETICA INC | 5,000 | $948 | 0.8% | — | — | Put | 550021109 |
| — | DIREXION SHS ETF TR | 300,500 | $905 | 0.7% | $3.01 | — | DAILY GOLD MINER | 25490K133 |
| — | WILLSCOT CORP | 87,286 | $884 | 0.7% | $10.22 | — | COM | 971375126 |
| SMPL | SIMPLY GOOD FOODS CO | 42,300 | $815 | 0.7% | $21.88 | 0.0% | COM | 82900L102 |
| — | YUNHONG INTL | 83,219 | $807 | 0.7% | $9.70 | — | UNIT 99/99/9999 | G98882114 |
| — | ADAMS DIVERSIFIED EQUITY FD | 63,018 | $793 | 0.6% | $12.58 | — | COM | 006212104 |
| EEM | ISHARES TR | 23,093 | $788 | 0.6% | $34.12 | — | MSCI EMG MKT ETF | 464287234 |
| — | VOYA NAT RES EQUITY INCOME F | 350,207 | $756 | 0.6% | $3.39 | — | COM | 92913C106 |
| — | MYLAN NV | 47,800 | $713 | 0.6% | — | — | Call | N59465109 |
| NOMD | NOMAD FOODS LTD | 36,828 | $684 | 0.6% | $20.55 | -5.3% | USD ORD SHS | G6564A105 |
| — | NUVEEN S&P 500 DYNAMIC OVERW | 58,063 | $672 | 0.5% | $11.57 | — | COM | 6706EW100 |
| SBUX | STARBUCKS CORP | 10,000 | $657 | 0.5% | — | — | Put | 855244109 |
| — | IMMUNOVANT INC | 270,566 | $649 | 0.5% | $2.40 | — | *W EXP 12/18/202 | 45258J110 |
| — | ALLERGAN PLC | 3,636 | $644 | 0.5% | $191.14 | — | SHS | G0177J108 |
| — | PGIM HIGH YIELD BOND FUND IN | 55,025 | $637 | 0.5% | $13.33 | — | COM | 69346H100 |
| JOYY | JOYY INC | 11,400 | $607 | 0.5% | — | — | Call | 46591M109 |
| SPY | SPDR S&P 500 ETF TR | 2,300 | $593 | 0.5% | $257.83 | — | TR UNIT | 78462F103 |
| — | RMR REAL ESTATE INCOME FD | 56,432 | $573 | 0.5% | $17.27 | — | COM | 76970B101 |
| NEM | NEWMONT CORP | 12,500 | $566 | 0.5% | $37.89 | 0.0% | Put | 651639106 |
| — | TRI CONTL CORP | 26,948 | $563 | 0.5% | $20.89 | — | COM | 895436103 |
| ORLY | O REILLY AUTOMOTIVE INC NEW | 1,800 | $542 | 0.4% | $25.56 | 0.0% | COM | 67103H107 |
| PDD | PINDUODUO INC | 15,000 | $540 | 0.4% | — | — | Call | 722304102 |
| XPO | XPO LOGISTICS INC | 9,800 | $478 | 0.4% | $26.73 | 0.0% | COM | 983793100 |
| — | EAST STONE ACQUISITION CORP | 47,522 | $466 | 0.4% | $9.81 | — | UNIT 12/31/2026 | G2911D124 |
| AIG | AMERICAN INTL GROUP INC | 18,500 | $449 | 0.4% | $36.75 | 0.0% | COM NEW | 026874784 |
| RGLD | ROYAL GOLD INC | 4,800 | $421 | 0.3% | $103.25 | 0.0% | COM | 780287108 |
| SOHU | SOHU COM LTD | 65,614 | $409 | 0.3% | $9.32 | — | SPONSORED ADS | 83410S108 |
| — | BLACKROCK ENHANCED EQUITY DI | 62,192 | $406 | 0.3% | $6.53 | — | COM | 09251A104 |
| — | VIACOMCBS INC | 28,034 | $393 | 0.3% | $14.02 | — | CL B | 92556H206 |
| — | TIFFANY & CO NEW | 3,000 | $389 | 0.3% | $129.67 | — | COM | 886547108 |
| CASY | CASEYS GEN STORES INC | 2,600 | $344 | 0.3% | $155.90 | 0.0% | COM | 147528103 |
| — | ACACIA COMMUNICATIONS INC | 5,008 | $336 | 0.3% | $67.89 | — | COM | 00401C108 |
| CVX | CHEVRON CORP NEW | 4,600 | $333 | 0.3% | $76.00 | 0.0% | COM | 166764100 |
| XOM | EXXON MOBIL CORP | 8,500 | $323 | 0.3% | $42.09 | 0.0% | COM | 30231G102 |
| — | BRISTOL-MYERS SQUIBB CO | 75,000 | $285 | 0.2% | $3.28 | — | RIGHT 99/99/9999 | 110122157 |
| — | MELLANOX TECHNOLOGIES LTD | 2,206 | $268 | 0.2% | $116.95 | — | SHS | M51363113 |
| — | HOSTESS BRANDS INC | 457,707 | $261 | 0.2% | $2.30 | — | *W EXP 11/04/202 | 44109J114 |
| — | FAR PT ACQUISITION CORP | 22,807 | $231 | 0.2% | $10.13 | — | COM CL A | 30734W109 |
| GFI | GOLD FIELDS LTD NEW | 48,000 | $228 | 0.2% | $4.75 | — | SPONSORED ADR | 38059T106 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 126,115 | $227 | 0.2% | $8.82 | — | COM SER A | 531465102 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 16,128 | $213 | 0.2% | $13.21 | — | COM | 09254X101 |
| RNG | RINGCENTRAL INC | 1,000 | $212 | 0.2% | — | — | Put | 76680R206 |
| — | INVESCO VALUE MUN INCOME TR | 14,162 | $200 | 0.2% | $14.12 | — | COM | 46132P108 |
| — | HEALTHCARE MERGER CORP | 19,381 | $200 | 0.2% | $10.36 | — | UNIT 12/17/2021 | 42227L201 |
| SBSW | SIBANYE STILLWATER LTD | 40,800 | $193 | 0.2% | $4.73 | — | SPONSORED ADR | 82575P107 |
| — | ALLIANZGI NFJ DIVID INT & PR | 19,967 | $192 | 0.2% | $9.62 | — | COM | 01883A107 |
| — | NUVEEN AMT FREE QLTY MUN INC | 13,872 | $188 | 0.2% | $13.55 | — | COM | 670657105 |
| TEO | TELECOM ARGENTINA S A | 20,100 | $185 | 0.2% | — | — | Call | 879273209 |
| AAL | AMERICAN AIRLS GROUP INC | 15,000 | $183 | 0.1% | $22.75 | 0.0% | Put | 02376R102 |
| — | JAPAN SMALLER CAPITALIZATION | 24,775 | $175 | 0.1% | $7.06 | — | COM | 47109U104 |
| — | INVITAE CORP | 12,700 | $174 | 0.1% | — | — | Call | 46185L103 |
| TEO | TELECOM ARGENTINA S A | 18,600 | $171 | 0.1% | — | — | Put | 879273209 |
| XYZ | SQUARE INC | 3,000 | $157 | 0.1% | $68.39 | 0.0% | Put | 852234103 |
| XYZ | SQUARE INC | 3,000 | $157 | 0.1% | $68.39 | 0.0% | CL A | 852234103 |
| GVA | GRANITE CONSTR INC | 10,000 | $152 | 0.1% | — | — | Put | 387328107 |
| — | PAE INC | 102,268 | $152 | 0.1% | $1.49 | — | *W EXP 09/11/202 | 69290Y117 |
| YTRA | YATRA ONLINE INC | 142,361 | $147 | 0.1% | $2.82 | 0.0% | ORD SHS | G98338109 |
| — | DIAMOND EAGLE ACQUISITION CO | 50,000 | $143 | 0.1% | $2.86 | — | *W EXP 06/30/202 | 25258L117 |
| — | VIVINT SMART HOME INC | 100,099 | $140 | 0.1% | $1.40 | — | *W EXP 01/17/202 | 928542117 |
| — | RANPAK HLDGS CORP | 103,969 | $130 | 0.1% | $1.20 | — | *W EXP 06/03/202 | 75321W111 |
| GNW | GENWORTH FINL INC | 34,590 | $115 | 0.1% | $4.20 | -1.2% | COM CL A | 37247D106 |
| — | FITBIT INC | 16,575 | $110 | 0.1% | $6.58 | — | CL A | 33812L102 |
| — | BLINK CHARGING CO | 175,177 | $105 | 0.1% | $0.72 | — | *W EXP 01/31/202 | 09354A118 |
| OSW | ONESPAWORLD HOLDINGS LIMITED | 22,100 | $90 | 0.1% | $11.09 | +7.0% | Call | P73684113 |
| — | AMERICAN INTL GROUP INC | 111,222 | $89 | 0.1% | $12.90 | — | *W EXP 01/19/202 | 026874156 |
| — | PAVMED INC | 77,066 | $72 | 0.1% | $0.93 | — | *W EXP 04/30/202 | 70387R122 |
| — | ALTA EQUIPMENT GROUP INC | 86,100 | $70 | 0.1% | $0.81 | — | *W EXP 02/14/202 | 02128L114 |
| — | BIOCERES CROP SOLUTIONS CORP | 500,000 | $70 | 0.1% | $0.14 | — | *W EXP 03/14/202 | G1117K106 |
| — | APPLIED DNA SCIENCES INC | 70,000 | $69 | 0.1% | $0.99 | — | COM | 03815U300 |
| AIG | AMERICAN INTL GROUP INC | 2,500 | $61 | 0.0% | $36.75 | 0.0% | Call | 026874784 |
| NEM | NEWMONT CORP | 1,328 | $60 | 0.0% | $37.89 | 0.0% | COM | 651639106 |
| — | ACCEL ENTERTAINMENT INC | 35,565 | $53 | 0.0% | $1.49 | — | *W EXP 11/20/202 | 00436Q114 |
| — | GLRY STR NW MDIA GRUP HLDG L | 630,869 | $50 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |
| — | BROADMARK RLTY CAP INC | 208,844 | $46 | 0.0% | $0.38 | — | *W EXP 11/15/202 | 11135B118 |
| — | ZIONS BANCORPORATION N A | 138,168 | $45 | 0.0% | $8.06 | — | *W EXP 05/21/202 | 989701115 |
| BLNK | BLINK CHARGING CO | 23,924 | $41 | 0.0% | $2.14 | 0.0% | COM | 09354A100 |
| — | ELECTRAMECCANICA VEHS CORP | 135,126 | $38 | 0.0% | $0.55 | — | *W EXP 08/03/202 | 284849114 |
| — | ATLAS TECHNICAL CONSULTANTS | 50,000 | $36 | 0.0% | $0.72 | — | *W EXP 11/26/202 | 049430119 |
| — | AKAZOO SA | 112,332 | $35 | 0.0% | $0.47 | — | *W EXP 09/11/202 | L0164E116 |
| AAL | AMERICAN AIRLS GROUP INC | 2,500 | $30 | 0.0% | $22.75 | 0.0% | COM | 02376R102 |
| QSR | RESTAURANT BRANDS INTL INC | 750 | $30 | 0.0% | $56.59 | 0.0% | COM | 76131D103 |
| — | DEL TACO RESTAURANTS INC | 485,855 | $29 | 0.0% | $1.99 | — | *W EXP 06/30/202 | 245496112 |
| — | DASEKE INC | 313,400 | $28 | 0.0% | $0.10 | — | *W EXP 02/27/202 | 23753F115 |
| — | INFRA AND ENERGY ALTRNTIVE I | 545,341 | $27 | 0.0% | $0.07 | — | *W EXP 05/20/202 | 45686J112 |
| AGLWQ | LIV CAP ACQUISITION CORP | 100,000 | $26 | 0.0% | $0.26 | — | *W EXP 12/13/202 | G5510C116 |
| AGAE | ALLIED ESPORTS ENTMT INC | 10,000 | $16 | 0.0% | $3.77 | -37.6% | COM | 019170109 |
| — | BROOGE HLDGS LTD | 10,000 | $8 | 0.0% | $0.74 | — | *W EXP 12/20/202 | G1611B115 |
| — | ACT II GLOBAL ACQUISITION CO | 10,000 | $7 | 0.0% | $0.70 | — | *W EXP 04/30/202 | G0080J120 |
| — | VERB TECHNOLOGY CO INC | 24,117 | $7 | 0.0% | $0.37 | — | *W EXP 03/14/202 | 92337U112 |
| ZION | ZIONS BANCORPORATION N A | 245 | $7 | 0.0% | $41.19 | 0.0% | COM | 989701107 |
| — | NESCO HLDGS INC | 35,000 | $6 | 0.0% | $0.17 | — | *W EXP 01/01/202 | 64083J112 |
| — | ALLEGRO MERGER CORP | 102,000 | $5 | 0.0% | $0.18 | — | *W EXP 01/06/202 | 01749N111 |
| GNW | GENWORTH FINL INC | 1,100 | $4 | 0.0% | $4.20 | -1.2% | Call | 37247D106 |