REGENTS OF THE UNIVERSITY OF CALIFORNIA Diversified Active

Location: Oakland, CA

CIK: 0000315054 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Apr 20, 2021

Total Value: $767M (100.0% shares, 0.0% debt)

Holdings (32)

OBDC OWL ROCK CAPITAL CORP 76.6%

Value $588M Shares 42,690,843 Share Price $13.77 * Est. Cost/Share $6.60 Unrealized @ Report Date +21.0%

BABA ALIBABA GROUP HOLDING SP ADR 6.5%

Value $50.11M Shares 221,026 Share Price $226.73 Est. Cost/Share $231.54 Unrealized @ Report Date —

ALLO ALLOGENE THERAPEUTICS INC 3.1%

Value $23.85M Shares 675,743 Share Price $35.30 * Est. Cost/Share $32.59 Unrealized @ Report Date +3.5%

— RAPT THERAPEUTICS INC 2.9%

Value $22.2M Shares 1,000,000 Share Price $22.20 Est. Cost/Share $29.02 Unrealized @ Report Date —

DASH DOORDASH INC A 2.4%

Value $18.6M Shares 141,841 Share Price $131.13 * Est. Cost/Share $167.51 Unrealized @ Report Date 0.0%

— CONSTELLATION PHARMACEUTICAL 1.9%

Value $14.54M Shares 621,541 Share Price $23.39 Est. Cost/Share $6.46 Unrealized @ Report Date —

EL ESTEE LAUDER COMPANIES CL A 1.3%

Value $9.714M Shares 33,400 Share Price $290.84 * Est. Cost/Share $82.37 Unrealized @ Report Date +209.6%

NTLA INTELLIA THERAPEUTICS INC 1.2%

Value $8.944M Shares 111,440 Share Price $80.26 * Est. Cost/Share $23.09 Unrealized @ Report Date +190.7%

AFRM AFFIRM HOLDINGS INC 0.5%

Value $4.127M Shares 58,362 Share Price $70.71 * Est. Cost/Share $97.16 Unrealized @ Report Date 0.0%

APD AIR PRODUCTS CHEMICALS INC 0.4%

Value $2.87M Shares 10,200 Share Price $281.37 * Est. Cost/Share $70.09 Unrealized @ Report Date +242.7%

PLTR PALANTIR TECHNOLOGIES INC A 0.4%

Value $2.796M Shares 120,049 Share Price $23.29 * Est. Cost/Share $27.43 Unrealized @ Report Date 0.0%

MDY SPDR SP MIDCAP 400 ETF TRUST 0.3%

Value $2.666M Shares 5,600 Share Price $476.07 Est. Cost/Share $324.46 Unrealized @ Report Date —

SPGI SP GLOBAL INC 0.3%

Value $2.117M Shares 6,000 Share Price $352.83 * Est. Cost/Share $81.73 Unrealized @ Report Date +291.0%

BRK/B BERKSHIRE HATHAWAY INC CL B 0.3%

Value $2.055M Shares 8,043 Share Price $255.50 * Est. Cost/Share $217.17 Unrealized @ Report Date +11.8%

XOM EXXON MOBIL CORP 0.2%

Value $1.876M Shares 33,600 Share Price $55.83 * Est. Cost/Share $53.69 Unrealized @ Report Date -19.3%

MRK MERCK CO. INC. 0.2%

Value $1.665M Shares 21,600 Share Price $77.08 * Est. Cost/Share $30.02 Unrealized @ Report Date +110.1%

TXN TEXAS INSTRUMENTS INC 0.2%

Value $1.228M Shares 6,500 Share Price $188.92 * Est. Cost/Share $55.35 Unrealized @ Report Date +173.5%

DIS WALT DISNEY CO/THE 0.1%

Value $1.107M Shares 6,000 Share Price $184.50 * Est. Cost/Share $56.11 Unrealized @ Report Date +221.1%

VZ VERIZON COMMUNICATIONS INC 0.1%

Value $1.031M Shares 17,735 Share Price $58.13 * Est. Cost/Share $32.99 Unrealized @ Report Date +28.0%

PFE PFIZER INC 0.1%

Value $1.002M Shares 27,645 Share Price $36.25 * Est. Cost/Share $16.80 Unrealized @ Report Date +66.9%

KO COCA COLA CO/THE 0.1%

Value $949K Shares 18,000 Share Price $52.72 * Est. Cost/Share $33.67 Unrealized @ Report Date +28.9%

HON HONEYWELL INTERNATIONAL INC 0.1%

Value $917K Shares 4,223 Share Price $217.14 * Est. Cost/Share $53.13 Unrealized @ Report Date +232.5%

EB EVENTBRITE INC CLASS A 0.1%

Value $738K Shares 33,292 Share Price $22.17 * Est. Cost/Share $20.13 Unrealized @ Report Date 0.0%

WFC WELLS FARGO CO 0.1%

Value $707K Shares 18,106 Share Price $39.05 * Est. Cost/Share $34.06 Unrealized @ Report Date -7.2%

Value $656K Shares 21,688 Share Price $30.25 * Est. Cost/Share $12.87 Unrealized @ Report Date +25.5%

CTMX CYTOMX THERAPEUTICS INC 0.1%

Value $580K Shares 75,000 Share Price $7.73 * Est. Cost/Share $7.92 Unrealized @ Report Date 0.0%

— GENERAL ELECTRIC CO 0.1%

Value $526K Shares 40,075 Share Price $13.13 Est. Cost/Share $23.26 Unrealized @ Report Date —

— BERKELEY LIGHTS INC 0.1%

Value $469K Shares 9,342 Share Price $50.20 Est. Cost/Share $50.20 Unrealized @ Report Date —

— INARI MEDICAL INC 0.1%

Value $444K Shares 4,152 Share Price $106.94 Est. Cost/Share $87.19 Unrealized @ Report Date —

ADP AUTOMATIC DATA PROCESSING 0.0%

Value $292K Shares 1,550 Share Price $188.39 * Est. Cost/Share $140.97 Unrealized @ Report Date +11.1%

UPS UNITED PARCEL SERVICE CL B 0.0%

Value $229K Shares 1,350 Share Price $169.63 * Est. Cost/Share $117.34 Unrealized @ Report Date +12.5%

CWT CALIFORNIA WATER SERVICE GRP 0.0%

Value $206K Shares 3,650 Share Price $56.44 * Est. Cost/Share $49.86 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
OBDC	OWL ROCK CAPITAL CORP	42,690,843	$588M	76.6%	$13.77 *	$6.60	+21.0%	COMMON STOCK	69121K104
BABA	ALIBABA GROUP HOLDING SP ADR	221,026	$50.11M	6.5%	$226.73	$231.54	—	DEPOSITORY RECEIPTS	01609W102
ALLO	ALLOGENE THERAPEUTICS INC	675,743	$23.85M	3.1%	$35.30 *	$32.59	+3.5%	COMMON STOCK	019770106
—	RAPT THERAPEUTICS INC	1,000,000	$22.2M	2.9%	$22.20	$29.02	—	COMMON STOCK	75382E109
DASH	DOORDASH INC A	141,841	$18.6M	2.4%	$131.13 *	$167.51	0.0%	COMMON STOCK	25809K105
—	CONSTELLATION PHARMACEUTICAL	621,541	$14.54M	1.9%	$23.39	$6.46	—	COMMON STOCK	210373106
EL	ESTEE LAUDER COMPANIES CL A	33,400	$9.714M	1.3%	$290.84 *	$82.37	+209.6%	COMMON STOCK	518439104
NTLA	INTELLIA THERAPEUTICS INC	111,440	$8.944M	1.2%	$80.26 *	$23.09	+190.7%	COMMON STOCK	45826J105
AFRM	AFFIRM HOLDINGS INC	58,362	$4.127M	0.5%	$70.71 *	$97.16	0.0%	COMMON STOCK	00827B106
APD	AIR PRODUCTS CHEMICALS INC	10,200	$2.87M	0.4%	$281.37 *	$70.09	+242.7%	COMMON STOCK	009158106
PLTR	PALANTIR TECHNOLOGIES INC A	120,049	$2.796M	0.4%	$23.29 *	$27.43	0.0%	COMMON STOCK	69608A108
MDY	SPDR SP MIDCAP 400 ETF TRUST	5,600	$2.666M	0.3%	$476.07	$324.46	—	MUTUAL FUNDS	78467Y107
SPGI	SP GLOBAL INC	6,000	$2.117M	0.3%	$352.83 *	$81.73	+291.0%	COMMON STOCK	78409V104
BRK/B	BERKSHIRE HATHAWAY INC CL B	8,043	$2.055M	0.3%	$255.50 *	$217.17	+11.8%	COMMON STOCK	084670702
XOM	EXXON MOBIL CORP	33,600	$1.876M	0.2%	$55.83 *	$53.69	-19.3%	COMMON STOCK	30231G102
MRK	MERCK CO. INC.	21,600	$1.665M	0.2%	$77.08 *	$30.02	+110.1%	COMMON STOCK	58933Y105
TXN	TEXAS INSTRUMENTS INC	6,500	$1.228M	0.2%	$188.92 *	$55.35	+173.5%	COMMON STOCK	882508104
DIS	WALT DISNEY CO/THE	6,000	$1.107M	0.1%	$184.50 *	$56.11	+221.1%	COMMON STOCK	254687106
VZ	VERIZON COMMUNICATIONS INC	17,735	$1.031M	0.1%	$58.13 *	$32.99	+28.0%	COMMON STOCK	92343V104
PFE	PFIZER INC	27,645	$1.002M	0.1%	$36.25 *	$16.80	+66.9%	COMMON STOCK	717081103
KO	COCA COLA CO/THE	18,000	$949K	0.1%	$52.72 *	$33.67	+28.9%	COMMON STOCK	191216100
HON	HONEYWELL INTERNATIONAL INC	4,223	$917K	0.1%	$217.14 *	$53.13	+232.5%	COMMON STOCK	438516106
EB	EVENTBRITE INC CLASS A	33,292	$738K	0.1%	$22.17 *	$20.13	0.0%	COMMON STOCK	29975E109
WFC	WELLS FARGO CO	18,106	$707K	0.1%	$39.05 *	$34.06	-7.2%	COMMON STOCK	949746101
T	ATT INC	21,688	$656K	0.1%	$30.25 *	$12.87	+25.5%	COMMON STOCK	00206R102
CTMX	CYTOMX THERAPEUTICS INC	75,000	$580K	0.1%	$7.73 *	$7.92	0.0%	COMMON STOCK	23284F105
—	GENERAL ELECTRIC CO	40,075	$526K	0.1%	$13.13	$23.26	—	COMMON STOCK	369604103
—	BERKELEY LIGHTS INC	9,342	$469K	0.1%	$50.20	$50.20	—	COMMON STOCK	084310101
—	INARI MEDICAL INC	4,152	$444K	0.1%	$106.94	$87.19	—	COMMON STOCK	45332Y109
ADP	AUTOMATIC DATA PROCESSING	1,550	$292K	0.0%	$188.39 *	$140.97	+11.1%	COMMON STOCK	053015103
UPS	UNITED PARCEL SERVICE CL B	1,350	$229K	0.0%	$169.63 *	$117.34	+12.5%	COMMON STOCK	911312106
CWT	CALIFORNIA WATER SERVICE GRP	3,650	$206K	0.0%	$56.44 *	$49.86	0.0%	COMMON STOCK	130788102