CIK: 0001569550 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 12, 2014
Total Value ($000): $131,174,343 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 236,678 | $43,712,059 | 33.3% | $172483.00 | — | ETF | 78462F103 |
| SPY | SPDR S&P 500 ETF TRUST | 18,909 | $26,199,139 | 20.0% | $172483.00 | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TRUST | 859 | $3,651,695 | 2.8% | $172483.00 | — | Put | 78462F103 |
| — | COMERICA INC-CW18 | 184,400 | $3,512,820 | 2.7% | $13700.00 | — | WTS | 200340115 |
| — | PNC FINANCIAL SERVICES-CW18 | 185,674 | $3,295,713 | 2.5% | $15100.00 | — | WTS | 693475121 |
| — | MARKET VECTORS GOLD MINERS | 90,000 | $1,901,700 | 1.4% | $21130.00 | — | ETF | 57060U100 |
| CAT | CATERPILLAR INC | 17,350 | $1,575,553 | 1.2% | $62.36 | +0.5% | COM | 149123101 |
| — | HCP INC | 33,700 | $1,223,984 | 0.9% | $36320.00 | — | COM | 40414L109 |
| — | UNITED TECHNOLOGIES CORP | 10,600 | $1,206,280 | 0.9% | $113800.00 | — | COM | 913017109 |
| — | BLACKROCK MUNICIPAL TARGET | 70,405 | $1,205,333 | 0.9% | $17119.99 | — | ETF | 09257P105 |
| — | PEOPLE'S UNITED FINANCIAL | 76,800 | $1,161,216 | 0.9% | $15120.00 | — | COM | 712704105 |
| EWZ | ISHARES MSCI BRAZIL CAPPED E | 25,000 | $1,117,000 | 0.9% | $44680.00 | — | ETF | 464286400 |
| — | AMR CORP | 90,000 | $1,025,100 | 0.8% | $11390.00 | — | COM | 001765106 |
| — | FIRST TRUST INTERMEDIATE DUR | 44,300 | $941,375 | 0.7% | $21250.00 | — | ETF | 33718W103 |
| — | CAPITAL ONE FINANCIAL C-CW18 | 25,000 | $886,000 | 0.7% | $24230.00 | — | WTS | 14040H139 |
| — | CHIMERA INVESTMENT CORP | 280,000 | $868,000 | 0.7% | $3000.00 | — | COM | 16934Q109 |
| — | NUVEEN INTERMEDIATE DURATION | 62,845 | $723,345 | 0.6% | $11509.99 | — | ETF | 670671106 |
| — | RED HAT INC | 12,800 | $717,312 | 0.5% | $56040.00 | — | COM | 756577102 |
| MUB | ISHARES NATIONAL AMT-FREE MU | 6,894 | $715,183 | 0.5% | $105039.89 | — | ETF | 464288414 |
| — | JOY GLOBAL INC | 12,200 | $713,578 | 0.5% | $58490.00 | — | COM | 481165108 |
| BRO | BROWN & BROWN INC | 22,000 | $690,580 | 0.5% | $14.08 | 0.0% | COM | 115236101 |
| DHI | DR HORTON INC | 30,500 | $680,760 | 0.5% | $16.97 | 0.0% | COM | 23331A109 |
| — | ALLERGAN INC | 6,100 | $677,588 | 0.5% | $111080.00 | — | COM | 018490102 |
| TDC | TERADATA CORP | 14,300 | $650,507 | 0.5% | $45.33 | 0.0% | COM | 88076W103 |
| DLR | DIGITAL REALTY TRUST INC | 13,200 | $648,384 | 0.5% | $31.09 | 0.0% | COM | 253868103 |
| CCL | CARNIVAL CORP | 15,800 | $634,686 | 0.5% | $29.26 | 0.0% | COM | 143658300 |
| — | CITRIX SYSTEMS INC | 10,000 | $632,500 | 0.5% | $63250.00 | — | COM | 177376100 |
| SCCO | SOUTHERN COPPER CORP | 22,000 | $631,620 | 0.5% | $17.42 | 0.0% | COM | 84265V105 |
| — | NEUBERGER BERMAN MLP INCOME | 32,460 | $619,661 | 0.5% | $19089.99 | — | ETF | 64129H104 |
| — | CENTURYLINK INC | 19,300 | $614,705 | 0.5% | $31850.00 | — | COM | 156700106 |
| EXPE | EXPEDIA INC | 8,800 | $613,008 | 0.5% | $54.93 | 0.0% | COM | 30212P303 |
| — | NUANCE COMMUNICATIONS INC | 39,700 | $603,440 | 0.5% | $15200.00 | — | COM | 67020Y100 |
| DDS | DILLARDS INC-CL A | 6,200 | $602,702 | 0.5% | $64.16 | 0.0% | COM | 254067101 |
| IBM | INTL BUSINESS MACHINES CORP | 3,200 | $600,224 | 0.5% | $114.46 | -7.0% | COM | 459200101 |
| NEM | NEWMONT MINING CORP | 26,000 | $598,780 | 0.5% | $20.86 | -5.4% | COM | 651639106 |
| URBN | URBAN OUTFITTERS INC | 16,100 | $597,310 | 0.5% | $37.45 | 0.0% | COM | 917047102 |
| VMI | VALMONT INDUSTRIES | 3,900 | $581,568 | 0.4% | $141.23 | 0.0% | COM | 920253101 |
| — | DIAMOND OFFSHORE DRILLING | 10,200 | $580,584 | 0.4% | $56920.00 | — | COM | 25271C102 |
| — | COACH INC | 10,300 | $578,139 | 0.4% | $56130.00 | — | COM | 189754104 |
| — | ANNALY CAPITAL MANAGEMENT IN | 57,700 | $575,269 | 0.4% | $9970.00 | — | COM | 035710409 |
| CPT | CAMDEN PROPERTY TRUST | 10,100 | $574,488 | 0.4% | $37.89 | 0.0% | COM | 133131102 |
| EXC | EXELON CORP | 20,700 | $566,973 | 0.4% | $13.04 | 0.0% | COM | 30161N101 |
| ISRG | INTUITIVE SURGICAL INC | 1,400 | $537,712 | 0.4% | $42.08 | 0.0% | COM | 46120E602 |
| CFR | CULLEN/FROST BANKERS INC | 7,200 | $535,896 | 0.4% | $50.20 | 0.0% | COM | 229899109 |
| — | CBL & ASSOCIATES PROPERTIES | 29,400 | $528,024 | 0.4% | $17960.00 | — | COM | 124830100 |
| MCHP | MICROCHIP TECHNOLOGY INC | 11,400 | $510,150 | 0.4% | $16.17 | 0.0% | COM | 595017104 |
| — | TCF FINANCIAL CORP-CW18 | 144,200 | $475,860 | 0.4% | $2020.00 | — | WTS | 872275128 |
| ATR | APTARGROUP INC | 6,700 | $454,327 | 0.3% | $53.66 | 0.0% | COM | 038336103 |
| GLPI | GAMING AND LEISURE PROPERTIE | 8,300 | $421,723 | 0.3% | $50810.00 | — | COM | 36467J108 |
| BAC | BANK OF AMERICA CORP | 27,000 | $420,390 | 0.3% | $10.03 | +16.5% | COM | 060505104 |
| — | DOUBLELINE INCOME SOLUTIONS | 19,700 | $415,473 | 0.3% | $21090.00 | — | ETF | 258622109 |
| — | NUVEEN FLOATING RT INC OPP | 34,080 | $415,094 | 0.3% | $12179.99 | — | ETF | 6706EN100 |
| — | DENTSPLY INTERNATIONAL INC | 8,500 | $412,080 | 0.3% | $48480.00 | — | COM | 249030107 |
| — | NUVEEN MORTGAGE OPPORTUNITY | 17,720 | $410,040 | 0.3% | $23139.96 | — | ETF | 670735109 |
| FOSL | FOSSIL GROUP INC | 3,400 | $407,796 | 0.3% | $123.42 | 0.0% | COM | 34988V106 |
| NWSA | NEWS CORP - CLASS A | 22,350 | $402,747 | 0.3% | $14.03 | +8.0% | COM | 65249B109 |
| — | EATON VANCE FLOAT RT INC TR | 25,915 | $395,722 | 0.3% | $15270.00 | — | ETF | 278279104 |
| RPM | RPM INTERNATIONAL INC | 9,500 | $394,345 | 0.3% | $38.93 | 0.0% | COM | 749685103 |
| ORI | OLD REPUBLIC INTL CORP | 22,400 | $386,848 | 0.3% | $7.12 | 0.0% | COM | 680223104 |
| WFC | WELLS FARGO & CO | 8,200 | $372,280 | 0.3% | $27.36 | +12.4% | COM | 949746101 |
| — | MARKET VECTORS GOLD MINERS | 1,609 | $371,947 | 0.3% | $21130.00 | — | Call | 57060U100 |
| C | CITIGROUP INC | 7,100 | $369,981 | 0.3% | $35.87 | +5.0% | COM | 172967424 |
| BKH | BLACK HILLS CORP | 6,400 | $336,064 | 0.3% | $33.02 | 0.0% | COM | 092113109 |
| — | SEARS HOLDINGS CORP | 6,700 | $328,568 | 0.3% | $49040.00 | — | COM | 812350106 |
| — | BROOKFIELD MORTGAGE OPPORTUN | 19,000 | $314,830 | 0.2% | $16570.00 | — | ETF | 112792106 |
| WST | WEST PHARMACEUTICAL SERVICES | 6,400 | $313,984 | 0.2% | $44.20 | 0.0% | COM | 955306105 |
| MUSA | MURPHY USA INC | 7,550 | $313,778 | 0.2% | $38.02 | +8.4% | COM | 626755102 |
| JPM | JPMORGAN CHASE & CO | 5,200 | $304,096 | 0.2% | $36.24 | +9.4% | COM | 46625H100 |
| — | COHEN & STEERS LIMITED DURAT | 13,360 | $302,203 | 0.2% | $22619.98 | — | ETF | 19248C105 |
| FUL | H.B. FULLER CO. | 5,200 | $270,608 | 0.2% | $41.82 | 0.0% | COM | 359694106 |
| — | GAMCO GLOBAL GOLD NATURAL RE | 28,900 | $260,678 | 0.2% | $9020.00 | — | ETF | 36465A109 |
| — | TWITTER INC | 4,000 | $254,600 | 0.2% | $63650.00 | — | COM | 901167106 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 10,000 | $229,600 | 0.2% | $21050.00 | — | COM | 70931T103 |
| MSFT | MICROSOFT CORP | 6,129 | $229,285 | 0.2% | $30.02 | 0.0% | COM | 594918104 |
| — | WGL HOLDINGS INC | 5,600 | $224,336 | 0.2% | $40060.00 | — | COM | 92924F106 |
| — | INVESCO MORTGAGE CAPITAL | 15,000 | $220,200 | 0.2% | $16560.00 | — | COM | 46131B100 |
| — | ING EMERGING MARKETS HIGH DI | 18,330 | $215,377 | 0.2% | $11749.97 | — | ETF | 45685X104 |
| AAL | AMERICAN AIRLINES GROUP INC | 300 | $208,460 | 0.2% | $21.78 | 0.0% | Call | 02376R102 |
| AAL | AMERICAN AIRLINES GROUP INC | 398 | $206,960 | 0.2% | $21.78 | 0.0% | Put | 02376R102 |
| — | GAMCO NATURAL RESOURCES GOLD | 20,585 | $206,261 | 0.2% | $10019.97 | — | ETF | 36465E101 |
| — | FLAHERTY & CRUMRINE DYNAMIC | 9,820 | $201,604 | 0.2% | $20529.94 | — | ETF | 33848W106 |
| MUR | MURPHY OIL CORP | 3,100 | $201,128 | 0.2% | $37.73 | +7.0% | COM | 626717102 |
| — | INVESCO TRUST FOR INVESTMEN | 15,740 | $191,713 | 0.1% | $12179.99 | — | ETF | 46131M106 |
| — | INVESCO AD MIT II | 18,120 | $190,622 | 0.1% | $10519.98 | — | ETF | 46132E103 |
| — | CYS INVESTMENTS INC | 25,700 | $190,437 | 0.1% | $7410.00 | — | COM | 12673A108 |
| — | WESTERN ASSET EMERGING MARKE | 16,060 | $190,150 | 0.1% | $11839.98 | — | ETF | 95766E103 |
| — | HUDSON CITY BANCORP INC | 18,900 | $178,227 | 0.1% | $9175.00 | — | COM | 443683107 |
| — | COLE REAL ESTATE INVESTMENT | 12,600 | $176,904 | 0.1% | $14040.00 | — | COM | 19329V105 |
| — | OFFICE DEPOT INC | 33,200 | $175,628 | 0.1% | $5290.00 | — | COM | 676220106 |
| — | WALTER ENERGY INC | 10,300 | $171,289 | 0.1% | $16630.00 | — | COM | 93317Q105 |
| — | AEROPOSTALE INC | 18,700 | $169,983 | 0.1% | $9090.00 | — | COM | 007865108 |
| — | FUSION-IO INC | 18,500 | $164,835 | 0.1% | $8910.00 | — | COM | 36112J107 |
| — | MOLYCORP INC | 28,800 | $161,856 | 0.1% | $5620.00 | — | COM | 608753109 |
| HL | HECLA MINING CO | 51,500 | $158,620 | 0.1% | $2.96 | -3.5% | COM | 422704106 |
| — | ALPHA NATURAL RESOURCES INC | 21,400 | $152,796 | 0.1% | $7140.00 | — | COM | 02076X102 |
| — | BLACKROCK MUNIHOLDINGS QU II | 12,580 | $152,092 | 0.1% | $12089.98 | — | ETF | 09254C107 |
| — | DFC GLOBAL CORP | 13,250 | $151,712 | 0.1% | $11449.96 | — | COM | 23324T107 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 10,900 | $150,529 | 0.1% | $14.12 | 0.0% | COM | 45665G303 |
| — | DWS MULTI-MARKET INCOME TRUS | 16,025 | $150,474 | 0.1% | $9389.95 | — | ETF | 23338L108 |
| EEM | ISHARES MSCI EMERGING MARKET | 3,600 | $150,462 | 0.1% | $38500.00 | — | ETF | 464287234 |
| — | ATLANTIC POWER CORP | 43,000 | $149,640 | 0.1% | $3480.00 | — | COM | 04878Q863 |
| — | HEALTH MGMT ASSOCIATES INC-A | 11,400 | $149,340 | 0.1% | $13100.00 | — | COM | 421933102 |
| — | NII HOLDINGS INC | 54,300 | $149,325 | 0.1% | $2750.00 | — | COM | 62913F201 |
| CDE | COEUR MINING INC | 13,700 | $148,645 | 0.1% | $11.27 | 0.0% | COM | 192108504 |
| ACCO | ACCO BRANDS CORP | 22,100 | $148,512 | 0.1% | $4.44 | 0.0% | COM | 00081T108 |
| EZPW | EZCORP INC-CL A | 12,700 | $148,463 | 0.1% | $13.27 | 0.0% | COM | 302301106 |
| — | INVESCO MUNICIPAL OPPORTUNI | 12,610 | $147,663 | 0.1% | $11709.99 | — | ETF | 46132C107 |
| — | IXIA | 10,900 | $145,079 | 0.1% | $13310.00 | — | COM | 45071R109 |
| — | CAMPUS CREST COMMUNITIES INC | 15,300 | $143,973 | 0.1% | $9410.00 | — | COM | 13466Y105 |
| — | ARMOUR RESIDENTIAL REIT INC | 35,700 | $143,157 | 0.1% | $4010.00 | — | COM | 042315101 |
| — | ARCH COAL INC | 32,100 | $142,845 | 0.1% | $4450.00 | — | COM | 039380100 |
| — | ANWORTH MORTGAGE ASSET CORP | 33,600 | $141,456 | 0.1% | $4210.00 | — | COM | 037347101 |
| — | GASTAR EXPLORATION INC | 20,200 | $139,784 | 0.1% | $6920.00 | — | COM | 36729W202 |
| — | EARTHLINK HOLDINGS CORP | 27,500 | $139,397 | 0.1% | $5068.98 | — | COM | 27033X101 |
| — | BIOSCRIP INC | 18,800 | $139,120 | 0.1% | $7400.00 | — | COM | 09069N108 |
| — | HALCON RESOURCES CORP | 35,734 | $137,933 | 0.1% | $3859.99 | — | COM | 40537Q209 |
| — | SWIFT ENERGY CO | 10,200 | $137,700 | 0.1% | $13500.00 | — | COM | 870738101 |
| KEY | KEYCORP | 10,100 | $135,542 | 0.1% | $8.05 | 0.0% | COM | 493267108 |
| HBAN | HUNTINGTON BANCSHARES INC | 13,700 | $132,205 | 0.1% | $5.68 | 0.0% | COM | 446150104 |
| — | GIANT INTERACTIVE GROUP-ADR | 10,300 | $115,772 | 0.1% | $11240.00 | — | COM | 374511103 |
| EXTR | EXTREME NETWORKS INC | 15,800 | $110,284 | 0.1% | $6.21 | 0.0% | COM | 30226D106 |
| — | EMULEX CORP | 15,300 | $109,548 | 0.1% | $7160.00 | — | COM | 292475209 |
| — | SHANDA GAMES LTD-SPONS ADR | 23,100 | $105,798 | 0.1% | $3910.00 | — | COM | 81941U105 |
| EEM | ISHARES MSCI EMERGING MARKET | 36 | $99,362 | 0.1% | $38500.00 | — | Put | 464287234 |
| EEM | ISHARES MSCI EMERGING MARKET | 500 | $98,750 | 0.1% | $38500.00 | — | Call | 464287234 |
| — | SIRIUS XM HOLDINGS INC | 27,500 | $95,975 | 0.1% | $3490.00 | — | COM | 82968B103 |
| — | ABRAXAS PETROLEUM CORP | 29,400 | $95,873 | 0.1% | $3260.99 | — | COM | 003830106 |
| — | PARKER DRILLING CO | 11,400 | $92,682 | 0.1% | $5700.00 | — | COM | 701081101 |
| AMKR | AMKOR TECHNOLOGY INC | 15,000 | $91,950 | 0.1% | $4.97 | 0.0% | COM | 031652100 |
| — | RITE AID CORP | 18,000 | $91,080 | 0.1% | $3552.56 | — | COM | 767754104 |
| — | RF MICRO DEVICES INC | 16,400 | $84,624 | 0.1% | $5345.00 | — | COM | 749941100 |
| — | SUPERVALU INC | 11,200 | $81,648 | 0.1% | $7290.00 | — | COM | 868536103 |
| — | YONGYE INTERNATIONAL INC | 12,400 | $79,360 | 0.1% | $5320.00 | — | COM | 98607B106 |
| AAL | AMERICAN AIRLINES GROUP INC | 3,000 | $75,750 | 0.1% | $21.78 | 0.0% | COM | 02376R102 |
| — | MFS INTERMEDIATE INC TRUST | 13,200 | $68,376 | 0.1% | $5180.00 | — | ETF | 55273C107 |
| — | CREDIT SUISSE ASSET MGMT INC | 13,905 | $49,501 | 0.0% | $3559.94 | — | ETF | 224916106 |
| — | VALLEY NATIONAL BANCORP-CW18 | 76,000 | $41,876 | 0.0% | $700.00 | — | WTS | 919794131 |
| — | CAMELOT INFORMATION SYS-ADS | 20,500 | $41,000 | 0.0% | $2000.00 | — | COM | 13322V105 |
| — | QUICKSILVER RESOURCES INC | 11,000 | $33,770 | 0.0% | $3070.00 | — | COM | 74837R104 |
| — | DENDREON CORP | 10,500 | $31,395 | 0.0% | $2990.00 | — | COM | 24823Q107 |
| — | SANOFI CVR | 75,800 | $25,772 | 0.0% | $1900.00 | — | COM | 80105N113 |
| — | STR HOLDINGS INC | 11,900 | $18,683 | 0.0% | $1570.00 | — | COM | 78478V100 |
| IYR | ISHARES US REAL ESTATE ETF | 245 | $490 | 0.0% | — | — | Call | 464287739 |