CIK: 0001569550 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 31, 2013
Total Value ($000): $65,347,042 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 159,273 | $26,759,456 | 40.9% | $166550.53 | — | ETF | 78462F103 |
| SPY | SPDR S&P 500 ETF TRUST | 4,020 | $4,136,115 | 6.3% | $166550.53 | — | Call | 78462F103 |
| — | ONYX PHARMACEUTICALS INC | 31,000 | $3,865,700 | 5.9% | $124700.00 | — | COM | 683399109 |
| — | PNC FINANCIAL SERVICES-CW18 | 185,674 | $2,859,379 | 4.4% | $15100.00 | — | WTS | 693475121 |
| — | COMERICA INC-CW18 | 184,400 | $2,553,940 | 3.9% | $13700.00 | — | WTS | 200340115 |
| SPY | SPDR S&P 500 ETF TRUST | 3,154 | $2,545,353 | 3.9% | $166550.53 | — | Put | 78462F103 |
| AAPL | APPLE INC | 3,818 | $1,820,231 | 2.8% | $14.28 | 0.0% | COM | 037833100 |
| DIS | WALT DISNEY CO/THE | 15,743 | $1,015,266 | 1.6% | $56.94 | 0.0% | COM | 254687106 |
| — | CHIMERA INVESTMENT CORP | 280,000 | $851,200 | 1.3% | $3000.00 | — | COM | 16934Q109 |
| — | CAPITAL ONE FINANCIAL C-CW18 | 25,000 | $727,250 | 1.1% | $24230.00 | — | WTS | 14040H139 |
| WFC | WELLS FARGO & CO | 17,550 | $725,166 | 1.1% | $27.36 | +10.3% | COM | 949746101 |
| MUB | ISHARES NATIONAL AMT-FREE MU | 6,894 | $720,354 | 1.1% | $105039.89 | — | ETF | 464288414 |
| EWW | ISHARES MSCI MEXICO CAPPED | 8,500 | $543,065 | 0.8% | $63890.00 | — | ETF | 464286822 |
| MRK | MERCK & CO. INC. | 10,678 | $508,368 | 0.8% | $30.97 | 0.0% | COM | 58933Y105 |
| SAIC | SCIENCE APPLICATIONS INTE | 13,659 | $460,991 | 0.7% | $31.48 | 0.0% | COM | 808625107 |
| BAC | BANK OF AMERICA CORP | 33,114 | $456,973 | 0.7% | $10.03 | +12.0% | COM | 060505104 |
| — | DELL INC | 32,300 | $444,157 | 0.7% | $13324.99 | — | COM | 24702R101 |
| XOM | EXXON MOBIL CORP | 4,960 | $426,758 | 0.7% | $53.69 | +0.9% | COM | 30231G102 |
| — | GOLDCORP INC | 16,138 | $419,749 | 0.6% | $26009.98 | — | COM | 380956409 |
| CAT | CATERPILLAR INC | 4,787 | $399,235 | 0.6% | $61.55 | +0.1% | COM | 149123101 |
| — | DIRECTV | 6,560 | $392,156 | 0.6% | $61639.96 | — | COM | 25490A309 |
| IBM | INTL BUSINESS MACHINES CORP | 2,058 | $381,100 | 0.6% | $118.94 | -6.2% | COM | 459200101 |
| JPM | JPMORGAN CHASE & CO | 7,135 | $368,808 | 0.6% | $36.24 | +6.3% | COM | 46625H100 |
| — | BARRICK GOLD CORP | 19,385 | $360,948 | 0.6% | $18619.97 | — | COM | 067901108 |
| — | GENERAL ELECTRIC CO | 15,056 | $359,687 | 0.6% | $23190.00 | — | COM | 369604103 |
| NWSA | NEWS CORP - CLASS A | 22,350 | $358,941 | 0.5% | $14.03 | 0.0% | COM | 65249B109 |
| HD | HOME DEPOT INC | 4,641 | $352,019 | 0.5% | $56.05 | +3.2% | COM | 437076102 |
| GFI | GOLD FIELDS LTD-SPONS ADR | 74,786 | $341,772 | 0.5% | $4570.00 | — | COM | 38059T106 |
| C | CITIGROUP INC | 6,700 | $325,017 | 0.5% | $35.76 | +5.2% | COM | 172967424 |
| MUSA | MURPHY USA INC | 8,010 | $323,523 | 0.5% | $38.02 | 0.0% | COM | 626755102 |
| WDC | WESTERN DIGITAL CORP | 5,100 | $323,340 | 0.5% | $35.69 | +13.1% | COM | 958102105 |
| — | TCF FINANCIAL CORP-CW18 | 144,200 | $322,575 | 0.5% | $2020.00 | — | WTS | 872275128 |
| AXP | AMERICAN EXPRESS CO | 4,241 | $320,280 | 0.5% | $59.62 | +6.1% | COM | 025816109 |
| NEM | NEWMONT MINING CORP | 10,135 | $284,793 | 0.4% | $22.61 | 0.0% | COM | 651639106 |
| RGLD | ROYAL GOLD INC | 5,765 | $280,524 | 0.4% | $51.85 | 0.0% | COM | 780287108 |
| ORCL | ORACLE CORP | 8,412 | $279,026 | 0.4% | $27.07 | 0.0% | COM | 68389X105 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 2,435 | $276,396 | 0.4% | $115.36 | 0.0% | COM | 084670702 |
| — | RITE AID CORP | 52,400 | $249,424 | 0.4% | $3552.56 | — | COM | 767754104 |
| — | ELDORADO GOLD CORP | 37,151 | $249,283 | 0.4% | $6709.99 | — | COM | 284902103 |
| AEM | AGNICO EAGLE MINES LTD | 9,216 | $243,947 | 0.4% | $23.06 | 0.0% | COM | 008474108 |
| NGD | NEW GOLD INC | 40,689 | $243,320 | 0.4% | $6.81 | 0.0% | COM | 644535106 |
| — | NV ENERGY INC | 10,000 | $236,100 | 0.4% | $23610.00 | — | COM | 67073Y106 |
| MSI | MOTOROLA SOLUTIONS INC | 3,951 | $234,610 | 0.4% | $46.77 | 0.0% | COM | 620076307 |
| MUR | MURPHY OIL CORP | 3,860 | $232,835 | 0.4% | $37.73 | 0.0% | COM | 626717102 |
| — | INVESCO MORTGAGE CAPITAL | 15,000 | $230,850 | 0.4% | $16560.00 | — | COM | 46131B100 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 10,000 | $226,800 | 0.3% | $21050.00 | — | COM | 70931T103 |
| T | AT&T INC | 6,667 | $225,477 | 0.3% | $11.40 | -3.9% | COM | 00206R102 |
| — | XEROX CORP | 21,277 | $218,940 | 0.3% | $10289.98 | — | COM | 984121103 |
| GS | GOLDMAN SACHS GROUP INC | 1,380 | $218,329 | 0.3% | $127.13 | 0.0% | COM | 38141G104 |
| — | ELAN CORP PLC -SPONS ADR | 13,800 | $215,004 | 0.3% | $14140.00 | — | COM | 284131208 |
| BVN | CIA DE MINAS BUENAVENTUR-ADR | 17,900 | $209,609 | 0.3% | $11710.00 | — | COM | 204448104 |
| ADBE | ADOBE SYSTEMS INC | 4,006 | $208,071 | 0.3% | $47.71 | 0.0% | COM | 00724F101 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 10,200 | $203,031 | 0.3% | $19905.00 | — | ETF | 81369Y605 |
| — | RANDGOLD RESOURCES LTD-ADR | 2,830 | $202,429 | 0.3% | $71529.68 | — | COM | 752344309 |
| — | HEWLETT-PACKARD CO | 9,579 | $201,063 | 0.3% | $20989.98 | — | COM | 428236103 |
| BTG | B2GOLD CORP | 70,052 | $173,728 | 0.3% | $2.16 | 0.0% | COM | 11777Q209 |
| — | HUDSON CITY BANCORP INC | 19,200 | $173,587 | 0.3% | $9175.00 | — | COM | 443683107 |
| IAG | IAMGOLD CORP | 35,195 | $167,176 | 0.3% | $5.24 | 0.0% | COM | 450913108 |
| — | SANOFI CVR | 75,800 | $153,116 | 0.2% | $1900.00 | — | COM | 80105N113 |
| PAAS | PAN AMERICAN SILVER CORP | 14,180 | $149,599 | 0.2% | $12.17 | 0.0% | COM | 697900108 |
| EEM | ISHARES MSCI EMERGING MARKET | 3,600 | $146,718 | 0.2% | $38500.00 | — | ETF | 464287234 |
| — | NEWCASTLE INVESTMENT CORP | 25,700 | $144,434 | 0.2% | $5620.00 | — | COM | 65105M108 |
| — | SILVER STANDARD RESOURCES | 23,481 | $144,408 | 0.2% | $6149.99 | — | COM | 82823L106 |
| — | FIRST NIAGARA FINANCIAL GRP | 13,726 | $142,338 | 0.2% | $10369.95 | — | COM | 33582V108 |
| HMY | HARMONY GOLD MNG-SPON ADR | 41,160 | $139,120 | 0.2% | $3379.98 | — | COM | 413216300 |
| AG | FIRST MAJESTIC SILVER CORP | 11,331 | $134,385 | 0.2% | $12.90 | 0.0% | COM | 32076V103 |
| — | STRAIGHT PATH COMM- B | 24,400 | $128,344 | 0.2% | $5260.00 | — | COM | 862578101 |
| EEM | ISHARES MSCI EMERGING MARKET | 36 | $125,856 | 0.2% | $38500.00 | — | Put | 464287234 |
| SAN | BANCO SANTANDER SA-SPON ADR | 15,200 | $124,184 | 0.2% | $8170.00 | — | COM | 05964H105 |
| — | ALLIANZGI CONVERTIBLE & INCO | 13,100 | $123,533 | 0.2% | $9170.00 | — | ETF | 018828103 |
| EEM | ISHARES MSCI EMERGING MARKET | 500 | $119,250 | 0.2% | $38500.00 | — | Call | 464287234 |
| — | SIRIUS XM RADIO INC | 27,500 | $106,562 | 0.2% | $3350.00 | — | COM | 82967N108 |
| — | AURICO GOLD INC | 24,930 | $94,983 | 0.1% | $3809.99 | — | COM | 05155C105 |
| — | RF MICRO DEVICES INC | 16,400 | $92,496 | 0.1% | $5345.00 | — | COM | 749941100 |
| — | FOREST OIL CORP | 15,100 | $92,110 | 0.1% | $6100.00 | — | COM | 346091705 |
| — | SHANDA GAMES LTD-SPONS ADR | 23,100 | $90,321 | 0.1% | $3910.00 | — | COM | 81941U105 |
| — | YONGYE INTERNATIONAL INC | 16,400 | $87,248 | 0.1% | $5320.00 | — | COM | 98607B106 |
| HL | HECLA MINING CO | 23,661 | $74,295 | 0.1% | $3.08 | 0.0% | COM | 422704106 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 14,600 | $65,116 | 0.1% | $5070.00 | — | COM | 518415104 |
| — | PARKER DRILLING CO | 11,400 | $64,980 | 0.1% | $5700.00 | — | COM | 701081101 |
| — | SYNOVUS FINANCIAL CORP | 18,700 | $61,710 | 0.1% | $2920.00 | — | COM | 87161C105 |
| — | ALLIED NEVADA GOLD CORP | 14,363 | $60,037 | 0.1% | $4179.98 | — | COM | 019344100 |
| — | LIBERTY ALL STAR EQUITY FUND | 10,244 | $55,420 | 0.1% | $5199.97 | — | ETF | 530158104 |
| — | VALLEY NATIONAL BANCORP-CW18 | 76,000 | $50,160 | 0.1% | $700.00 | — | WTS | 919794131 |
| — | GASTAR EXPLORATION LTD | 11,100 | $43,845 | 0.1% | $2670.00 | — | COM | 367299203 |
| — | TANZANIAN ROYALTY EXPLORATIO | 13,061 | $33,044 | 0.1% | $2529.97 | — | COM | 87600U104 |
| — | GOLDEN STAR RESOURCES LTD | 82,511 | $33,004 | 0.1% | $420.00 | — | COM | 38119T104 |
| VGZ | VISTA GOLD CORP | 13,760 | $6,343 | 0.0% | $1.47 | -44.1% | COM | 927926303 |
| AAPL | APPLE INC | 15 | $5,512 | 0.0% | $14.28 | 0.0% | Call | 037833100 |
| IYR | ISHARES US REAL ESTATE ETF | 245 | $1,347 | 0.0% | — | — | Call | 464287739 |