ICONIQ Capital, LLC Diversified Active

CIK: 0001569709 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value ($000): $195,330 (100.0% shares, 0.0% debt)

Holdings (23)

GLD SPDR GOLD TRUST 49.0%

Value ($000) $95,615 Shares 823,413 Est. Cost $135.94 Unrealized —

ACWI ISHARES 20.1%

Value ($000) $39,265 Shares 681,450 Est. Cost $55.54 Unrealized —

— ISHARES GOLD TRUST 9.1%

Value ($000) $17,784 Shares 1,522,567 Est. Cost $13.77 Unrealized —

PFF ISHARES 5.4%

Value ($000) $10,470 Shares 284,291 Est. Cost $40.52 Unrealized —

META FACEBOOK INC 4.2%

Value ($000) $8,256 Shares 151,071 Est. Cost $36.96 Unrealized +34.9%

IWB ISHARES 3.5%

Value ($000) $6,817 Shares 66,078 Est. Cost $91.85 Unrealized —

XLE SELECT SECTOR SPDR TR 3.3%

Value ($000) $6,350 Shares 71,740 Est. Cost $79.31 Unrealized —

DVY ISHARES 1.2%

Value ($000) $2,256 Shares 31,617 Est. Cost $65.10 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 1.1%

Value ($000) $2,139 Shares 51,987 Est. Cost $41.48 Unrealized —

SPY SPDR S&P 500 ETF TR 0.5%

Value ($000) $938 Shares 5,078 Est. Cost $160.19 Unrealized —

IGSB ISHARES 0.4%

Value ($000) $706 Shares 6,692 Est. Cost $105.54 Unrealized —

VNQ VANGUARD INDEX FDS 0.3%

Value ($000) $566 Shares 8,769 Est. Cost $65.35 Unrealized —

VTI VANGUARD INDEX FDS 0.3%

Value ($000) $552 Shares 5,760 Est. Cost $81.01 Unrealized —

IWR ISHARES 0.3%

Value ($000) $495 Shares 3,300 Est. Cost $139.09 Unrealized —

— ING PRIME RATE TR 0.3%

Value ($000) $494 Shares 84,882 Est. Cost $5.94 Unrealized —

— LIMELIGHT NETWORKS INC 0.2%

Value ($000) $476 Shares 240,165 Est. Cost $2.06 Unrealized —

— MARKET VECTORS ETF TR 0.2%

Value ($000) $437 Shares 18,576 Est. Cost $27.04 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.2%

Value ($000) $410 Shares 9,842 Est. Cost $36.61 Unrealized —

— HEARTLAND FINL USA INC 0.2%

Value ($000) $356 Shares 12,370 Est. Cost $27.89 Unrealized —

RWR SPDR SERIES TRUST 0.1%

Value ($000) $260 Shares 3,654 Est. Cost $76.14 Unrealized —

— SPDR SERIES TRUST 0.1%

Value ($000) $246 Shares 3,590 Est. Cost $60.51 Unrealized —

— SPDR SERIES TRUST 0.1%

Value ($000) $241 Shares 5,515 Est. Cost $39.81 Unrealized —

— MARKET VECTORS ETF TR 0.1%

Value ($000) $201 Shares 9,521 Est. Cost $37.85 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GLD	SPDR GOLD TRUST	823,413	$95,615	49.0%	$135.94	—	GOLD SHS	78463V107
ACWI	ISHARES	681,450	$39,265	20.1%	$55.54	—	MSCI ACWI ETF	464288257
—	ISHARES GOLD TRUST	1,522,567	$17,784	9.1%	$13.77	—	ISHARES	464285105
PFF	ISHARES	284,291	$10,470	5.4%	$40.52	—	U.S. PFD STK ETF	464288687
META	FACEBOOK INC	151,071	$8,256	4.2%	$36.96	+34.9%	CL A	30303M102
IWB	ISHARES	66,078	$6,817	3.5%	$91.85	—	RUS 1000 ETF	464287622
XLE	SELECT SECTOR SPDR TR	71,740	$6,350	3.3%	$79.31	—	SBI INT-ENERGY	81369Y506
DVY	ISHARES	31,617	$2,256	1.2%	$65.10	—	SELECT DIVID ETF	464287168
VWO	VANGUARD INTL EQUITY INDEX F	51,987	$2,139	1.1%	$41.48	—	FTSE EMR MKT ETF	922042858
SPY	SPDR S&P 500 ETF TR	5,078	$938	0.5%	$160.19	—	TR UNIT	78462F103
IGSB	ISHARES	6,692	$706	0.4%	$105.54	—	1-3 YR CR BD ETF	464288646
VNQ	VANGUARD INDEX FDS	8,769	$566	0.3%	$65.35	—	REIT ETF	922908553
VTI	VANGUARD INDEX FDS	5,760	$552	0.3%	$81.01	—	TOTAL STK MKT	922908769
IWR	ISHARES	3,300	$495	0.3%	$139.09	—	RUS MID-CAP ETF	464287499
—	ING PRIME RATE TR	84,882	$494	0.3%	$5.94	—	SH BEN INT	44977W106
—	LIMELIGHT NETWORKS INC	240,165	$476	0.2%	$2.06	—	COM	53261M104
—	MARKET VECTORS ETF TR	18,576	$437	0.2%	$27.04	—	EM LC CURR DBT	57060U522
VEA	VANGUARD TAX MANAGED INTL FD	9,842	$410	0.2%	$36.61	—	FTSE DEV MKT ETF	921943858
—	HEARTLAND FINL USA INC	12,370	$356	0.2%	$27.89	—	COM	42234Q102
RWR	SPDR SERIES TRUST	3,654	$260	0.1%	$76.14	—	DJ REIT ETF	78464A607
—	SPDR SERIES TRUST	3,590	$246	0.1%	$60.51	—	S&P OILGAS EXP	78464A730
—	SPDR SERIES TRUST	5,515	$241	0.1%	$39.81	—	OILGAS EQUIP	78464A748
—	MARKET VECTORS ETF TR	9,521	$201	0.1%	$37.85	—	GOLD MINER ETF	57060U100