ICONIQ Capital, LLC Diversified Active

CIK: 0001569709 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 13, 2013

Total Value ($000): $138,119 (100.0% shares, 0.0% debt)

Holdings (33)

GLD SPDR GOLD TRUST 39.5%

Value ($000) $54,550 Shares 425,576 Est. Cost $154.47 Unrealized —

ACWI ISHARES 13.1%

Value ($000) $18,044 Shares 334,641 Est. Cost $53.39 Unrealized —

— ISHARES GOLD TRUST 11.7%

Value ($000) $16,179 Shares 1,255,172 Est. Cost $14.21 Unrealized —

PFF ISHARES 8.0%

Value ($000) $11,078 Shares 291,521 Est. Cost $40.52 Unrealized —

XLE SELECT SECTOR SPDR TR 6.1%

Value ($000) $8,430 Shares 101,678 Est. Cost $79.31 Unrealized —

META FACEBOOK INC 5.5%

Value ($000) $7,621 Shares 151,717 Est. Cost $36.96 Unrealized 0.0%

IWB ISHARES 4.6%

Value ($000) $6,396 Shares 67,922 Est. Cost $91.85 Unrealized —

— LIMELIGHT NETWORKS INC 2.1%

Value ($000) $2,885 Shares 1,494,598 Est. Cost $2.06 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 1.4%

Value ($000) $1,898 Shares 47,300 Est. Cost $41.52 Unrealized —

DVY ISHARES 1.2%

Value ($000) $1,650 Shares 24,876 Est. Cost $63.41 Unrealized —

SPY SPDR S&P 500 ETF TR 0.7%

Value ($000) $963 Shares 5,733 Est. Cost $160.19 Unrealized —

— MARKET VECTORS ETF TR 0.6%

Value ($000) $775 Shares 31,911 Est. Cost $27.04 Unrealized —

VTI VANGUARD INDEX FDS 0.6%

Value ($000) $767 Shares 8,750 Est. Cost $81.01 Unrealized —

IGSB ISHARES 0.5%

Value ($000) $705 Shares 6,692 Est. Cost $105.54 Unrealized —

IXP ISHARES 0.5%

Value ($000) $674 Shares 10,498 Est. Cost $59.93 Unrealized —

XOM EXXON MOBIL CORP 0.5%

Value ($000) $638 Shares 7,411 Est. Cost $52.97 Unrealized +2.2%

IWR ISHARES 0.3%

Value ($000) $459 Shares 3,300 Est. Cost $139.09 Unrealized —

XLU SELECT SECTOR SPDR TR 0.3%

Value ($000) $422 Shares 11,300 Est. Cost $39.09 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.3%

Value ($000) $409 Shares 10,321 Est. Cost $36.61 Unrealized —

RWR SPDR SERIES TRUST 0.3%

Value ($000) $381 Shares 5,219 Est. Cost $76.14 Unrealized —

— HEARTLAND FINL USA INC 0.2%

Value ($000) $345 Shares 12,370 Est. Cost $27.89 Unrealized —

— MARKET VECTORS ETF TR 0.2%

Value ($000) $301 Shares 6,400 Est. Cost $42.91 Unrealized —

VNQ VANGUARD INDEX FDS 0.2%

Value ($000) $296 Shares 4,476 Est. Cost $66.13 Unrealized —

LQD ISHARES 0.2%

Value ($000) $288 Shares 2,538 Est. Cost $119.91 Unrealized —

ADP AUTOMATIC DATA PROCESSING IN 0.2%

Value ($000) $260 Shares 3,599 Est. Cost $40.41 Unrealized +19.6%

— MARKET VECTORS ETF TR 0.2%

Value ($000) $246 Shares 9,841 Est. Cost $37.85 Unrealized —

— SPDR SERIES TRUST 0.2%

Value ($000) $236 Shares 3,590 Est. Cost $60.51 Unrealized —

EMB ISHARES 0.2%

Value ($000) $234 Shares 2,148 Est. Cost $108.94 Unrealized —

— SPDR SERIES TRUST 0.2%

Value ($000) $232 Shares 5,515 Est. Cost $39.81 Unrealized —

EFA ISHARES 0.2%

Value ($000) $228 Shares 3,580 Est. Cost $58.96 Unrealized —

GS GOLDMAN SACHS GROUP INC 0.2%

Value ($000) $214 Shares 1,355 Est. Cost $127.13 Unrealized 0.0%

YELP YELP INC 0.2%

Value ($000) $211 Shares 3,187 Est. Cost $51.21 Unrealized 0.0%

— ING PRIME RATE TR 0.1%

Value ($000) $104 Shares 17,222 Est. Cost $6.43 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GLD	SPDR GOLD TRUST	425,576	$54,550	39.5%	$154.47	—	GOLD SHS	78463V107
ACWI	ISHARES	334,641	$18,044	13.1%	$53.39	—	MSCI ACWI ETF	464288257
—	ISHARES GOLD TRUST	1,255,172	$16,179	11.7%	$14.21	—	ISHARES	464285105
PFF	ISHARES	291,521	$11,078	8.0%	$40.52	—	U.S. PFD STK ETF	464288687
XLE	SELECT SECTOR SPDR TR	101,678	$8,430	6.1%	$79.31	—	SBI INT-ENERGY	81369Y506
META	FACEBOOK INC	151,717	$7,621	5.5%	$36.96	0.0%	CL A	30303M102
IWB	ISHARES	67,922	$6,396	4.6%	$91.85	—	RUS 1000 ETF	464287622
—	LIMELIGHT NETWORKS INC	1,494,598	$2,885	2.1%	$2.06	—	COM	53261M104
VWO	VANGUARD INTL EQUITY INDEX F	47,300	$1,898	1.4%	$41.52	—	FTSE EMR MKT ETF	922042858
DVY	ISHARES	24,876	$1,650	1.2%	$63.41	—	SELECT DIVID ETF	464287168
SPY	SPDR S&P 500 ETF TR	5,733	$963	0.7%	$160.19	—	TR UNIT	78462F103
—	MARKET VECTORS ETF TR	31,911	$775	0.6%	$27.04	—	EM LC CURR DBT	57060U522
VTI	VANGUARD INDEX FDS	8,750	$767	0.6%	$81.01	—	TOTAL STK MKT	922908769
IGSB	ISHARES	6,692	$705	0.5%	$105.54	—	1-3 YR CR BD ETF	464288646
IXP	ISHARES	10,498	$674	0.5%	$59.93	—	GLOB TELECOM ETF	464287275
XOM	EXXON MOBIL CORP	7,411	$638	0.5%	$52.97	+2.2%	COM	30231G102
IWR	ISHARES	3,300	$459	0.3%	$139.09	—	RUS MID-CAP ETF	464287499
XLU	SELECT SECTOR SPDR TR	11,300	$422	0.3%	$39.09	—	SBI INT-UTILS	81369Y886
VEA	VANGUARD TAX MANAGED INTL FD	10,321	$409	0.3%	$36.61	—	FTSE DEV MKT ETF	921943858
RWR	SPDR SERIES TRUST	5,219	$381	0.3%	$76.14	—	DJ REIT ETF	78464A607
—	HEARTLAND FINL USA INC	12,370	$345	0.2%	$27.89	—	COM	42234Q102
—	MARKET VECTORS ETF TR	6,400	$301	0.2%	$42.91	—	OIL SVCS ETF	57060U191
VNQ	VANGUARD INDEX FDS	4,476	$296	0.2%	$66.13	—	REIT ETF	922908553
LQD	ISHARES	2,538	$288	0.2%	$119.91	—	IBOXX INV CP ETF	464287242
ADP	AUTOMATIC DATA PROCESSING IN	3,599	$260	0.2%	$40.41	+19.6%	COM	053015103
—	MARKET VECTORS ETF TR	9,841	$246	0.2%	$37.85	—	GOLD MINER ETF	57060U100
—	SPDR SERIES TRUST	3,590	$236	0.2%	$60.51	—	S&P OILGAS EXP	78464A730
EMB	ISHARES	2,148	$234	0.2%	$108.94	—	JP MOR EM MK ETF	464288281
—	SPDR SERIES TRUST	5,515	$232	0.2%	$39.81	—	OILGAS EQUIP	78464A748
EFA	ISHARES	3,580	$228	0.2%	$58.96	—	MSCI EAFE ETF	464287465
GS	GOLDMAN SACHS GROUP INC	1,355	$214	0.2%	$127.13	0.0%	COM	38141G104
YELP	YELP INC	3,187	$211	0.2%	$51.21	0.0%	CL A	985817105
—	ING PRIME RATE TR	17,222	$104	0.1%	$6.43	—	SH BEN INT	44977W106