ICONIQ Capital, LLC Diversified Active

CIK: 0001569709 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 13, 2014

Total Value ($000): $444,758 (100.0% shares, 0.0% debt)

Holdings (30)

BABA ALIBABA GROUP HLDG LTD 36.6%

Value ($000) $162,923 Shares 1,833,678 Est. Cost $88.85 Unrealized —

GLD SPDR GOLD TRUST 25.8%

Value ($000) $114,866 Shares 988,432 Est. Cost $133.67 Unrealized —

ACWI ISHARES 22.2%

Value ($000) $98,894 Shares 1,679,019 Est. Cost $57.69 Unrealized —

— ISHARES GOLD TRUST 3.9%

Value ($000) $17,442 Shares 1,490,753 Est. Cost $13.67 Unrealized —

IWB ISHARES TR 3.5%

Value ($000) $15,418 Shares 140,327 Est. Cost $99.43 Unrealized —

PFF ISHARES 2.3%

Value ($000) $10,029 Shares 253,761 Est. Cost $40.52 Unrealized —

META FACEBOOK INC 1.5%

Value ($000) $6,786 Shares 85,850 Est. Cost $40.34 Unrealized +80.6%

XLE SELECT SECTOR SPDR TR 0.9%

Value ($000) $4,210 Shares 46,457 Est. Cost $79.31 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.5%

Value ($000) $2,078 Shares 49,826 Est. Cost $41.43 Unrealized —

DVY ISHARES TR 0.4%

Value ($000) $1,645 Shares 22,272 Est. Cost $65.10 Unrealized —

SPY SPDR S&P 500 ETF TR 0.3%

Value ($000) $1,321 Shares 6,706 Est. Cost $166.70 Unrealized —

VNQ VANGUARD INDEX FDS 0.2%

Value ($000) $1,044 Shares 14,530 Est. Cost $69.38 Unrealized —

IWM ISHARES TR 0.2%

Value ($000) $995 Shares 9,101 Est. Cost $116.68 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.2%

Value ($000) $785 Shares 19,757 Est. Cost $39.16 Unrealized —

— YAHOO INC 0.1%

Value ($000) $602 Shares 14,770 Est. Cost $40.76 Unrealized —

— LIMELIGHT NETWORKS INC 0.1%

Value ($000) $561 Shares 240,165 Est. Cost $2.06 Unrealized —

VT VANGUARD INTL EQUITY INDEX F 0.1%

Value ($000) $539 Shares 8,923 Est. Cost $59.62 Unrealized —

IWR ISHARES TR 0.1%

Value ($000) $523 Shares 3,300 Est. Cost $139.09 Unrealized —

— MARKET VECTORS ETF TR 0.1%

Value ($000) $490 Shares 22,921 Est. Cost $31.18 Unrealized —

— VOYA PRIME RATE TR 0.1%

Value ($000) $450 Shares 81,742 Est. Cost $5.79 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 0.1%

Value ($000) $422 Shares 10,480 Est. Cost $40.27 Unrealized —

RWR SPDR SERIES TRUST 0.1%

Value ($000) $376 Shares 4,715 Est. Cost $76.57 Unrealized —

TSLA TESLA MTRS INC 0.1%

Value ($000) $364 Shares 1,500 Est. Cost $16.50 Unrealized 0.0%

— OCI PARTNERS LP 0.1%

Value ($000) $331 Shares 15,416 Est. Cost $21.28 Unrealized —

— SPDR SERIES TRUST 0.1%

Value ($000) $313 Shares 4,552 Est. Cost $65.13 Unrealized —

OEF ISHARES TR 0.1%

Value ($000) $300 Shares 3,408 Est. Cost $88.03 Unrealized —

— HEARTLAND FINL USA INC 0.1%

Value ($000) $295 Shares 12,370 Est. Cost $27.89 Unrealized —

— SPDR SERIES TRUST 0.1%

Value ($000) $286 Shares 7,109 Est. Cost $41.93 Unrealized —

— MARKET VECTORS ETF TR 0.1%

Value ($000) $249 Shares 10,927 Est. Cost $27.04 Unrealized —

VTI VANGUARD INDEX FDS 0.0%

Value ($000) $221 Shares 2,184 Est. Cost $81.01 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BABA	ALIBABA GROUP HLDG LTD	1,833,678	$162,923	36.6%	$88.85	—	SPONSORED ADS	01609W102
GLD	SPDR GOLD TRUST	988,432	$114,866	25.8%	$133.67	—	GOLD SHS	78463V107
ACWI	ISHARES	1,679,019	$98,894	22.2%	$57.69	—	MSCI ACWI ETF	464288257
—	ISHARES GOLD TRUST	1,490,753	$17,442	3.9%	$13.67	—	ISHARES	464285105
IWB	ISHARES TR	140,327	$15,418	3.5%	$99.43	—	RUS 1000 ETF	464287622
PFF	ISHARES	253,761	$10,029	2.3%	$40.52	—	U.S. PFD STK ETF	464288687
META	FACEBOOK INC	85,850	$6,786	1.5%	$40.34	+80.6%	CL A	30303M102
XLE	SELECT SECTOR SPDR TR	46,457	$4,210	0.9%	$79.31	—	SBI INT-ENERGY	81369Y506
VWO	VANGUARD INTL EQUITY INDEX F	49,826	$2,078	0.5%	$41.43	—	FTSE EMR MKT ETF	922042858
DVY	ISHARES TR	22,272	$1,645	0.4%	$65.10	—	SELECT DIVID ETF	464287168
SPY	SPDR S&P 500 ETF TR	6,706	$1,321	0.3%	$166.70	—	TR UNIT	78462F103
VNQ	VANGUARD INDEX FDS	14,530	$1,044	0.2%	$69.38	—	REIT ETF	922908553
IWM	ISHARES TR	9,101	$995	0.2%	$116.68	—	RUSSELL 2000 ETF	464287655
VEA	VANGUARD TAX MANAGED INTL FD	19,757	$785	0.2%	$39.16	—	FTSE DEV MKT ETF	921943858
—	YAHOO INC	14,770	$602	0.1%	$40.76	—	COM	984332106
—	LIMELIGHT NETWORKS INC	240,165	$561	0.1%	$2.06	—	COM	53261M104
VT	VANGUARD INTL EQUITY INDEX F	8,923	$539	0.1%	$59.62	—	TT WRLD ST ETF	922042742
IWR	ISHARES TR	3,300	$523	0.1%	$139.09	—	RUS MID-CAP ETF	464287499
—	MARKET VECTORS ETF TR	22,921	$490	0.1%	$31.18	—	GOLD MINER ETF	57060U100
—	VOYA PRIME RATE TR	81,742	$450	0.1%	$5.79	—	SH BEN INT	92913A100
EPD	ENTERPRISE PRODS PARTNERS L	10,480	$422	0.1%	$40.27	—	COM	293792107
RWR	SPDR SERIES TRUST	4,715	$376	0.1%	$76.57	—	DJ REIT ETF	78464A607
TSLA	TESLA MTRS INC	1,500	$364	0.1%	$16.50	0.0%	COM	88160R101
—	OCI PARTNERS LP	15,416	$331	0.1%	$21.28	—	COM UNIT REP LP	67091N108
—	SPDR SERIES TRUST	4,552	$313	0.1%	$65.13	—	S&P OILGAS EXP	78464A730
OEF	ISHARES TR	3,408	$300	0.1%	$88.03	—	S&P 100 ETF	464287101
—	HEARTLAND FINL USA INC	12,370	$295	0.1%	$27.89	—	COM	42234Q102
—	SPDR SERIES TRUST	7,109	$286	0.1%	$41.93	—	OILGAS EQUIP	78464A748
—	MARKET VECTORS ETF TR	10,927	$249	0.1%	$27.04	—	EM LC CURR DBT	57060U522
VTI	VANGUARD INDEX FDS	2,184	$221	0.0%	$81.01	—	TOTAL STK MKT	922908769