ICONIQ Capital, LLC Diversified Active

CIK: 0001569709 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 17, 2015

Total Value ($000): $519,150 (100.0% shares, 0.0% debt)

Holdings (41)

BABA ALIBABA GROUP HLDG LTD 35.8%

Value ($000) $186,007 Shares 1,789,558 Est. Cost $88.85 Unrealized —

ACWI ISHARES 20.6%

Value ($000) $107,185 Shares 1,832,230 Est. Cost $57.76 Unrealized —

— ISHARES GOLD TRUST 12.7%

Value ($000) $65,969 Shares 5,766,492 Est. Cost $12.02 Unrealized —

GLD SPDR GOLD TRUST 11.7%

Value ($000) $60,610 Shares 533,630 Est. Cost $133.67 Unrealized —

PARR PAR PETE CORP 5.6%

Value ($000) $29,194 Shares 1,796,561 Est. Cost $15.34 Unrealized 0.0%

IWB ISHARES TR 3.4%

Value ($000) $17,615 Shares 153,671 Est. Cost $100.75 Unrealized —

JD JD COM INC 2.2%

Value ($000) $11,504 Shares 497,161 Est. Cost $23.14 Unrealized —

PFF ISHARES 1.9%

Value ($000) $10,008 Shares 253,761 Est. Cost $40.52 Unrealized —

META FACEBOOK INC 1.3%

Value ($000) $6,618 Shares 84,829 Est. Cost $40.34 Unrealized +88.2%

W WAYFAIR INC 0.7%

Value ($000) $3,784 Shares 190,650 Est. Cost $24.01 Unrealized 0.0%

XLE SELECT SECTOR SPDR TR 0.7%

Value ($000) $3,533 Shares 44,630 Est. Cost $79.31 Unrealized —

DVY ISHARES TR 0.3%

Value ($000) $1,768 Shares 22,272 Est. Cost $65.10 Unrealized —

VNQ VANGUARD INDEX FDS 0.3%

Value ($000) $1,657 Shares 20,461 Est. Cost $72.75 Unrealized —

SPY SPDR S&P 500 ETF TR 0.3%

Value ($000) $1,624 Shares 7,903 Est. Cost $172.58 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.3%

Value ($000) $1,409 Shares 35,205 Est. Cost $41.43 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.2%

Value ($000) $1,114 Shares 29,399 Est. Cost $38.75 Unrealized —

IWM ISHARES TR 0.2%

Value ($000) $1,095 Shares 9,156 Est. Cost $116.68 Unrealized —

— LIMELIGHT NETWORKS INC 0.1%

Value ($000) $665 Shares 240,165 Est. Cost $2.06 Unrealized —

VT VANGUARD INTL EQUITY INDEX F 0.1%

Value ($000) $619 Shares 10,295 Est. Cost $59.69 Unrealized —

IWR ISHARES TR 0.1%

Value ($000) $551 Shares 3,300 Est. Cost $139.09 Unrealized —

VTI VANGUARD INDEX FDS 0.1%

Value ($000) $529 Shares 4,995 Est. Cost $95.02 Unrealized —

RWR SPDR SERIES TRUST 0.1%

Value ($000) $434 Shares 4,770 Est. Cost $76.74 Unrealized —

— VOYA PRIME RATE TR 0.1%

Value ($000) $432 Shares 81,442 Est. Cost $5.79 Unrealized —

— MARKET VECTORS ETF TR 0.1%

Value ($000) $421 Shares 22,921 Est. Cost $31.18 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 0.1%

Value ($000) $416 Shares 5,125 Est. Cost $81.17 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 0.1%

Value ($000) $379 Shares 10,480 Est. Cost $40.27 Unrealized —

— HEARTLAND FINL USA INC 0.1%

Value ($000) $335 Shares 12,370 Est. Cost $27.89 Unrealized —

TSLA TESLA MTRS INC 0.1%

Value ($000) $334 Shares 1,500 Est. Cost $16.50 Unrealized -5.3%

— ROYAL DUTCH SHELL PLC 0.1%

Value ($000) $323 Shares 4,829 Est. Cost $66.89 Unrealized —

OEF ISHARES TR 0.1%

Value ($000) $310 Shares 3,408 Est. Cost $88.03 Unrealized —

Value ($000) $306 Shares 8,020 Est. Cost $38.15 Unrealized —

— PIONEER NAT RES CO 0.1%

Value ($000) $299 Shares 2,006 Est. Cost $149.05 Unrealized —

— OCI PARTNERS LP 0.1%

Value ($000) $285 Shares 17,835 Est. Cost $20.56 Unrealized —

ACWX ISHARES 0.1%

Value ($000) $268 Shares 6,220 Est. Cost $43.09 Unrealized —

— ZENDESK INC 0.0%

Value ($000) $237 Shares 9,730 Est. Cost $24.36 Unrealized —

— TOTAL S A 0.0%

Value ($000) $231 Shares 4,512 Est. Cost $51.20 Unrealized —

— MARKET VECTORS ETF TR 0.0%

Value ($000) $231 Shares 10,927 Est. Cost $27.04 Unrealized —

YELP YELP INC 0.0%

Value ($000) $219 Shares 4,000 Est. Cost $59.10 Unrealized 0.0%

— SPDR SERIES TRUST 0.0%

Value ($000) $218 Shares 4,552 Est. Cost $65.13 Unrealized —

— WALGREENS BOOTS ALLIANCE INC 0.0%

Value ($000) $213 Shares 2,794 Est. Cost $76.23 Unrealized —

— SPDR SERIES TRUST 0.0%

Value ($000) $201 Shares 7,109 Est. Cost $41.93 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BABA	ALIBABA GROUP HLDG LTD	1,789,558	$186,007	35.8%	$88.85	—	SPONSORED ADS	01609W102
ACWI	ISHARES	1,832,230	$107,185	20.6%	$57.76	—	MSCI ACWI ETF	464288257
—	ISHARES GOLD TRUST	5,766,492	$65,969	12.7%	$12.02	—	ISHARES	464285105
GLD	SPDR GOLD TRUST	533,630	$60,610	11.7%	$133.67	—	GOLD SHS	78463V107
PARR	PAR PETE CORP	1,796,561	$29,194	5.6%	$15.34	0.0%	COM NEW	69888T207
IWB	ISHARES TR	153,671	$17,615	3.4%	$100.75	—	RUS 1000 ETF	464287622
JD	JD COM INC	497,161	$11,504	2.2%	$23.14	—	SPON ADR CL A	47215P106
PFF	ISHARES	253,761	$10,008	1.9%	$40.52	—	U.S. PFD STK ETF	464288687
META	FACEBOOK INC	84,829	$6,618	1.3%	$40.34	+88.2%	CL A	30303M102
W	WAYFAIR INC	190,650	$3,784	0.7%	$24.01	0.0%	CL A	94419L101
XLE	SELECT SECTOR SPDR TR	44,630	$3,533	0.7%	$79.31	—	SBI INT-ENERGY	81369Y506
DVY	ISHARES TR	22,272	$1,768	0.3%	$65.10	—	SELECT DIVID ETF	464287168
VNQ	VANGUARD INDEX FDS	20,461	$1,657	0.3%	$72.75	—	REIT ETF	922908553
SPY	SPDR S&P 500 ETF TR	7,903	$1,624	0.3%	$172.58	—	TR UNIT	78462F103
VWO	VANGUARD INTL EQUITY INDEX F	35,205	$1,409	0.3%	$41.43	—	FTSE EMR MKT ETF	922042858
VEA	VANGUARD TAX MANAGED INTL FD	29,399	$1,114	0.2%	$38.75	—	FTSE DEV MKT ETF	921943858
IWM	ISHARES TR	9,156	$1,095	0.2%	$116.68	—	RUSSELL 2000 ETF	464287655
—	LIMELIGHT NETWORKS INC	240,165	$665	0.1%	$2.06	—	COM	53261M104
VT	VANGUARD INTL EQUITY INDEX F	10,295	$619	0.1%	$59.69	—	TT WRLD ST ETF	922042742
IWR	ISHARES TR	3,300	$551	0.1%	$139.09	—	RUS MID-CAP ETF	464287499
VTI	VANGUARD INDEX FDS	4,995	$529	0.1%	$95.02	—	TOTAL STK MKT	922908769
RWR	SPDR SERIES TRUST	4,770	$434	0.1%	$76.74	—	DJ REIT ETF	78464A607
—	VOYA PRIME RATE TR	81,442	$432	0.1%	$5.79	—	SH BEN INT	92913A100
—	MARKET VECTORS ETF TR	22,921	$421	0.1%	$31.18	—	GOLD MINER ETF	57060U100
VIG	VANGUARD SPECIALIZED PORTFOL	5,125	$416	0.1%	$81.17	—	DIV APP ETF	921908844
EPD	ENTERPRISE PRODS PARTNERS L	10,480	$379	0.1%	$40.27	—	COM	293792107
—	HEARTLAND FINL USA INC	12,370	$335	0.1%	$27.89	—	COM	42234Q102
TSLA	TESLA MTRS INC	1,500	$334	0.1%	$16.50	-5.3%	COM	88160R101
—	ROYAL DUTCH SHELL PLC	4,829	$323	0.1%	$66.89	—	SPONS ADR A	780259206
OEF	ISHARES TR	3,408	$310	0.1%	$88.03	—	S&P 100 ETF	464287101
BP	BP PLC	8,020	$306	0.1%	$38.15	—	SPONSORED ADR	055622104
—	PIONEER NAT RES CO	2,006	$299	0.1%	$149.05	—	COM	723787107
—	OCI PARTNERS LP	17,835	$285	0.1%	$20.56	—	COM UNIT REP LP	67091N108
ACWX	ISHARES	6,220	$268	0.1%	$43.09	—	MSCI ACWI US ETF	464288240
—	ZENDESK INC	9,730	$237	0.0%	$24.36	—	COM	98936J101
—	TOTAL S A	4,512	$231	0.0%	$51.20	—	SPONSORED ADR	89151E109
—	MARKET VECTORS ETF TR	10,927	$231	0.0%	$27.04	—	EM LC CURR DBT	57060U522
YELP	YELP INC	4,000	$219	0.0%	$59.10	0.0%	CL A	985817105
—	SPDR SERIES TRUST	4,552	$218	0.0%	$65.13	—	S&P OILGAS EXP	78464A730
—	WALGREENS BOOTS ALLIANCE INC	2,794	$213	0.0%	$76.23	—	COM	931427108
—	SPDR SERIES TRUST	7,109	$201	0.0%	$41.93	—	OILGAS EQUIP	78464A748