ICONIQ Capital, LLC Diversified Active

CIK: 0001569709 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 13, 2015

Total Value ($000): $560,044 (100.0% shares, 0.0% debt)

Holdings (44)

BABA ALIBABA GROUP HLDG LTD 33.9%

Value ($000) $189,832 Shares 2,307,427 Est. Cost $87.40 Unrealized —

ACWI ISHARES 22.7%

Value ($000) $126,986 Shares 2,136,017 Est. Cost $58.03 Unrealized —

— ISHARES GOLD TRUST 11.8%

Value ($000) $65,878 Shares 5,809,385 Est. Cost $12.02 Unrealized —

GLD SPDR GOLD TRUST 10.3%

Value ($000) $57,661 Shares 513,137 Est. Cost $133.67 Unrealized —

IWB ISHARES TR 6.1%

Value ($000) $34,248 Shares 295,144 Est. Cost $108.01 Unrealized —

PARR PAR PETE CORP 5.3%

Value ($000) $29,806 Shares 1,592,212 Est. Cost $15.34 Unrealized +50.7%

JD JD COM INC 2.8%

Value ($000) $15,742 Shares 461,646 Est. Cost $23.14 Unrealized —

PFF ISHARES 1.8%

Value ($000) $9,940 Shares 253,761 Est. Cost $40.52 Unrealized —

XLE SELECT SECTOR SPDR TR 0.7%

Value ($000) $4,072 Shares 54,180 Est. Cost $79.01 Unrealized —

SPY SPDR S&P 500 ETF TR 0.5%

Value ($000) $2,828 Shares 13,739 Est. Cost $186.85 Unrealized —

W WAYFAIR INC 0.3%

Value ($000) $1,920 Shares 51,001 Est. Cost $24.01 Unrealized +34.8%

VNQ VANGUARD INDEX FDS 0.3%

Value ($000) $1,828 Shares 24,474 Est. Cost $74.29 Unrealized —

DVY ISHARES TR 0.3%

Value ($000) $1,702 Shares 22,650 Est. Cost $65.27 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.3%

Value ($000) $1,419 Shares 34,702 Est. Cost $41.43 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.3%

Value ($000) $1,418 Shares 35,763 Est. Cost $38.94 Unrealized —

IWM ISHARES TR 0.2%

Value ($000) $1,163 Shares 9,316 Est. Cost $116.82 Unrealized —

META FACEBOOK INC 0.2%

Value ($000) $1,019 Shares 11,876 Est. Cost $40.87 Unrealized +98.4%

ACWX ISHARES 0.2%

Value ($000) $1,009 Shares 22,835 Est. Cost $44.11 Unrealized —

— LIMELIGHT NETWORKS INC 0.2%

Value ($000) $946 Shares 240,165 Est. Cost $2.06 Unrealized —

— SPDR SERIES TRUST 0.2%

Value ($000) $912 Shares 34,992 Est. Cost $28.66 Unrealized —

IVV ISHARES TR 0.2%

Value ($000) $860 Shares 4,151 Est. Cost $207.90 Unrealized —

VT VANGUARD INTL EQUITY INDEX F 0.1%

Value ($000) $633 Shares 10,295 Est. Cost $59.69 Unrealized —

— SPDR SERIES TRUST 0.1%

Value ($000) $628 Shares 13,456 Est. Cost $55.50 Unrealized —

ACWV ISHARES 0.1%

Value ($000) $602 Shares 8,643 Est. Cost $71.73 Unrealized —

IWR ISHARES TR 0.1%

Value ($000) $562 Shares 3,300 Est. Cost $139.09 Unrealized —

VTI VANGUARD INDEX FDS 0.1%

Value ($000) $535 Shares 4,995 Est. Cost $95.02 Unrealized —

— CYBERARK SOFTWARE LTD 0.1%

Value ($000) $487 Shares 7,760 Est. Cost $62.76 Unrealized —

— HEARTLAND FINL USA INC 0.1%

Value ($000) $460 Shares 12,370 Est. Cost $27.89 Unrealized —

— MARKET VECTORS ETF TR 0.1%

Value ($000) $407 Shares 22,921 Est. Cost $31.18 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 0.1%

Value ($000) $403 Shares 5,125 Est. Cost $81.17 Unrealized —

RWR SPDR SERIES TRUST 0.1%

Value ($000) $402 Shares 4,770 Est. Cost $76.74 Unrealized —

TSLA TESLA MTRS INC 0.1%

Value ($000) $402 Shares 1,500 Est. Cost $16.50 Unrealized -4.2%

Value ($000) $369 Shares 9,222 Est. Cost $38.28 Unrealized —

IJR ISHARES TR 0.1%

Value ($000) $346 Shares 2,936 Est. Cost $118.19 Unrealized —

— PIONEER NAT RES CO 0.1%

Value ($000) $321 Shares 2,316 Est. Cost $151.01 Unrealized —

— ROYAL DUTCH SHELL PLC 0.1%

Value ($000) $321 Shares 5,630 Est. Cost $65.86 Unrealized —

OEF ISHARES TR 0.1%

Value ($000) $310 Shares 3,408 Est. Cost $88.03 Unrealized —

— OCI PARTNERS LP 0.1%

Value ($000) $301 Shares 17,835 Est. Cost $20.56 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 0.1%

Value ($000) $299 Shares 9,994 Est. Cost $40.27 Unrealized —

EFA ISHARES TR 0.0%

Value ($000) $253 Shares 3,979 Est. Cost $63.58 Unrealized —

ISTB ISHARES TR 0.0%

Value ($000) $248 Shares 2,475 Est. Cost $101.01 Unrealized —

IDV ISHARES 0.0%

Value ($000) $248 Shares 7,660 Est. Cost $32.38 Unrealized —

— TOTAL S A 0.0%

Value ($000) $229 Shares 4,666 Est. Cost $51.13 Unrealized —

— VOYA PRIME RATE TR 0.0%

Value ($000) $89 Shares 17,000 Est. Cost $5.79 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BABA	ALIBABA GROUP HLDG LTD	2,307,427	$189,832	33.9%	$87.40	—	SPONSORED ADS	01609W102
ACWI	ISHARES	2,136,017	$126,986	22.7%	$58.03	—	MSCI ACWI ETF	464288257
—	ISHARES GOLD TRUST	5,809,385	$65,878	11.8%	$12.02	—	ISHARES	464285105
GLD	SPDR GOLD TRUST	513,137	$57,661	10.3%	$133.67	—	GOLD SHS	78463V107
IWB	ISHARES TR	295,144	$34,248	6.1%	$108.01	—	RUS 1000 ETF	464287622
PARR	PAR PETE CORP	1,592,212	$29,806	5.3%	$15.34	+50.7%	COM NEW	69888T207
JD	JD COM INC	461,646	$15,742	2.8%	$23.14	—	SPON ADR CL A	47215P106
PFF	ISHARES	253,761	$9,940	1.8%	$40.52	—	U.S. PFD STK ETF	464288687
XLE	SELECT SECTOR SPDR TR	54,180	$4,072	0.7%	$79.01	—	SBI INT-ENERGY	81369Y506
SPY	SPDR S&P 500 ETF TR	13,739	$2,828	0.5%	$186.85	—	TR UNIT	78462F103
W	WAYFAIR INC	51,001	$1,920	0.3%	$24.01	+34.8%	CL A	94419L101
VNQ	VANGUARD INDEX FDS	24,474	$1,828	0.3%	$74.29	—	REIT ETF	922908553
DVY	ISHARES TR	22,650	$1,702	0.3%	$65.27	—	SELECT DIVID ETF	464287168
VWO	VANGUARD INTL EQUITY INDEX F	34,702	$1,419	0.3%	$41.43	—	FTSE EMR MKT ETF	922042858
VEA	VANGUARD TAX MANAGED INTL FD	35,763	$1,418	0.3%	$38.94	—	FTSE DEV MKT ETF	921943858
IWM	ISHARES TR	9,316	$1,163	0.2%	$116.82	—	RUSSELL 2000 ETF	464287655
META	FACEBOOK INC	11,876	$1,019	0.2%	$40.87	+98.4%	CL A	30303M102
ACWX	ISHARES	22,835	$1,009	0.2%	$44.11	—	MSCI ACWI US ETF	464288240
—	LIMELIGHT NETWORKS INC	240,165	$946	0.2%	$2.06	—	COM	53261M104
—	SPDR SERIES TRUST	34,992	$912	0.2%	$28.66	—	OILGAS EQUIP	78464A748
IVV	ISHARES TR	4,151	$860	0.2%	$207.90	—	CORE S&P500 ETF	464287200
VT	VANGUARD INTL EQUITY INDEX F	10,295	$633	0.1%	$59.69	—	TT WRLD ST ETF	922042742
—	SPDR SERIES TRUST	13,456	$628	0.1%	$55.50	—	S&P OILGAS EXP	78464A730
ACWV	ISHARES	8,643	$602	0.1%	$71.73	—	CNTRY MIN VL ETF	464286525
IWR	ISHARES TR	3,300	$562	0.1%	$139.09	—	RUS MID-CAP ETF	464287499
VTI	VANGUARD INDEX FDS	4,995	$535	0.1%	$95.02	—	TOTAL STK MKT	922908769
—	CYBERARK SOFTWARE LTD	7,760	$487	0.1%	$62.76	—	SHS	M2682V108
—	HEARTLAND FINL USA INC	12,370	$460	0.1%	$27.89	—	COM	42234Q102
—	MARKET VECTORS ETF TR	22,921	$407	0.1%	$31.18	—	GOLD MINER ETF	57060U100
VIG	VANGUARD SPECIALIZED PORTFOL	5,125	$403	0.1%	$81.17	—	DIV APP ETF	921908844
RWR	SPDR SERIES TRUST	4,770	$402	0.1%	$76.74	—	DJ REIT ETF	78464A607
TSLA	TESLA MTRS INC	1,500	$402	0.1%	$16.50	-4.2%	COM	88160R101
BP	BP PLC	9,222	$369	0.1%	$38.28	—	SPONSORED ADR	055622104
IJR	ISHARES TR	2,936	$346	0.1%	$118.19	—	CORE S&P SCP ETF	464287804
—	PIONEER NAT RES CO	2,316	$321	0.1%	$151.01	—	COM	723787107
—	ROYAL DUTCH SHELL PLC	5,630	$321	0.1%	$65.86	—	SPONS ADR A	780259206
OEF	ISHARES TR	3,408	$310	0.1%	$88.03	—	S&P 100 ETF	464287101
—	OCI PARTNERS LP	17,835	$301	0.1%	$20.56	—	COM UNIT REP LP	67091N108
EPD	ENTERPRISE PRODS PARTNERS L	9,994	$299	0.1%	$40.27	—	COM	293792107
EFA	ISHARES TR	3,979	$253	0.0%	$63.58	—	MSCI EAFE ETF	464287465
ISTB	ISHARES TR	2,475	$248	0.0%	$101.01	—	CORE ST USDB ETF	46432F859
IDV	ISHARES	7,660	$248	0.0%	$32.38	—	INTL SEL DIV ETF	464288448
—	TOTAL S A	4,666	$229	0.0%	$51.13	—	SPONSORED ADR	89151E109
—	VOYA PRIME RATE TR	17,000	$89	0.0%	$5.79	—	SH BEN INT	92913A100