ICONIQ Capital, LLC Diversified Active

Location: San Francisco, CA

CIK: 0001569709 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 14, 2015

Total Value: $524M (100.0% shares, 0.0% debt)

Holdings (45)

BABA ALIBABA GROUP HLDG LTD 29.4%

Value $154M Shares 1,850,840 Est. Cost $88.66 Unrealized —

ACWI ISHARES 22.3%

Value $117M Shares 1,947,986 Est. Cost $57.89 Unrealized —

— ISHARES GOLD TRUST 12.7%

Value $66.65M Shares 5,820,938 Est. Cost $12.02 Unrealized —

GLD SPDR GOLD TRUST 11.1%

Value $57.92M Shares 509,634 Est. Cost $133.67 Unrealized —

PARR PAR PETE CORP 7.7%

Value $40.35M Shares 1,738,572 Est. Cost $15.34 Unrealized +23.6%

IWB ISHARES TR 5.7%

Value $29.67M Shares 256,074 Est. Cost $106.79 Unrealized —

JD JD COM INC 2.8%

Value $14.51M Shares 493,722 Est. Cost $23.14 Unrealized —

PFF ISHARES 1.9%

Value $10.18M Shares 253,761 Est. Cost $40.52 Unrealized —

W WAYFAIR INC 1.2%

Value $6.124M Shares 190,650 Est. Cost $24.01 Unrealized +3.5%

XLE SELECT SECTOR SPDR TR 0.8%

Value $4.202M Shares 54,157 Est. Cost $79.01 Unrealized —

SPY SPDR S&P 500 ETF TR 0.5%

Value $2.381M Shares 11,536 Est. Cost $183.23 Unrealized —

VNQ VANGUARD INDEX FDS 0.4%

Value $1.987M Shares 23,571 Est. Cost $74.27 Unrealized —

DVY ISHARES TR 0.3%

Value $1.736M Shares 22,272 Est. Cost $65.10 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.3%

Value $1.451M Shares 35,515 Est. Cost $41.43 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.3%

Value $1.424M Shares 35,763 Est. Cost $38.94 Unrealized —

IWM ISHARES TR 0.2%

Value $1.159M Shares 9,316 Est. Cost $116.82 Unrealized —

META FACEBOOK INC 0.2%

Value $964K Shares 11,721 Est. Cost $40.34 Unrealized +92.9%

— LIMELIGHT NETWORKS INC 0.2%

Value $872K Shares 240,165 Est. Cost $2.06 Unrealized —

IVV ISHARES TR 0.2%

Value $863K Shares 4,151 Est. Cost $207.90 Unrealized —

— SPDR SERIES TRUST 0.2%

Value $787K Shares 31,279 Est. Cost $28.97 Unrealized —

ACWX ISHARES 0.1%

Value $745K Shares 16,675 Est. Cost $44.08 Unrealized —

VT VANGUARD INTL EQUITY INDEX F 0.1%

Value $634K Shares 10,295 Est. Cost $59.69 Unrealized —

ACWV ISHARES 0.1%

Value $620K Shares 8,643 Est. Cost $71.73 Unrealized —

— SPDR SERIES TRUST 0.1%

Value $595K Shares 11,516 Est. Cost $56.99 Unrealized —

IWR ISHARES TR 0.1%

Value $571K Shares 3,300 Est. Cost $139.09 Unrealized —

VTI VANGUARD INDEX FDS 0.1%

Value $536K Shares 4,995 Est. Cost $95.02 Unrealized —

RWR SPDR SERIES TRUST 0.1%

Value $451K Shares 4,770 Est. Cost $76.74 Unrealized —

— MARKET VECTORS ETF TR 0.1%

Value $418K Shares 22,921 Est. Cost $31.18 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 0.1%

Value $412K Shares 5,125 Est. Cost $81.17 Unrealized —

— HEARTLAND FINL USA INC 0.1%

Value $404K Shares 12,370 Est. Cost $27.89 Unrealized —

— PIONEER NAT RES CO 0.1%

Value $379K Shares 2,316 Est. Cost $151.01 Unrealized —

Value $361K Shares 9,222 Est. Cost $38.28 Unrealized —

IJR ISHARES TR 0.1%

Value $347K Shares 2,936 Est. Cost $118.19 Unrealized —

— ROYAL DUTCH SHELL PLC 0.1%

Value $336K Shares 5,630 Est. Cost $65.86 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 0.1%

Value $329K Shares 9,994 Est. Cost $40.27 Unrealized —

OEF ISHARES TR 0.1%

Value $308K Shares 3,408 Est. Cost $88.03 Unrealized —

— OCI PARTNERS LP 0.1%

Value $288K Shares 17,835 Est. Cost $20.56 Unrealized —

TSLA TESLA MTRS INC 0.1%

Value $283K Shares 1,500 Est. Cost $16.50 Unrealized -18.2%

— ZENDESK INC 0.0%

Value $260K Shares 11,450 Est. Cost $24.11 Unrealized —

ISTB ISHARES TR 0.0%

Value $250K Shares 2,475 Est. Cost $101.01 Unrealized —

LOCO EL POLLO LOCO HLDGS INC 0.0%

Value $238K Shares 9,300 Est. Cost $24.91 Unrealized 0.0%

— WALGREENS BOOTS ALLIANCE INC 0.0%

Value $237K Shares 2,794 Est. Cost $76.23 Unrealized —

— TOTAL S A 0.0%

Value $224K Shares 4,512 Est. Cost $51.20 Unrealized —

— MARKET VECTORS ETF TR 0.0%

Value $220K Shares 10,927 Est. Cost $27.04 Unrealized —

— VOYA PRIME RATE TR 0.0%

Value $95,000 Shares 17,222 Est. Cost $5.79 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
BABA	ALIBABA GROUP HLDG LTD	1,850,840	$154M	29.4%	$88.66	—	SPONSORED ADS	01609W102
ACWI	ISHARES	1,947,986	$117M	22.3%	$57.89	—	MSCI ACWI ETF	464288257
—	ISHARES GOLD TRUST	5,820,938	$66.65M	12.7%	$12.02	—	ISHARES	464285105
GLD	SPDR GOLD TRUST	509,634	$57.92M	11.1%	$133.67	—	GOLD SHS	78463V107
PARR	PAR PETE CORP	1,738,572	$40.35M	7.7%	$15.34	+23.6%	COM NEW	69888T207
IWB	ISHARES TR	256,074	$29.67M	5.7%	$106.79	—	RUS 1000 ETF	464287622
JD	JD COM INC	493,722	$14.51M	2.8%	$23.14	—	SPON ADR CL A	47215P106
PFF	ISHARES	253,761	$10.18M	1.9%	$40.52	—	U.S. PFD STK ETF	464288687
W	WAYFAIR INC	190,650	$6.124M	1.2%	$24.01	+3.5%	CL A	94419L101
XLE	SELECT SECTOR SPDR TR	54,157	$4.202M	0.8%	$79.01	—	SBI INT-ENERGY	81369Y506
SPY	SPDR S&P 500 ETF TR	11,536	$2.381M	0.5%	$183.23	—	TR UNIT	78462F103
VNQ	VANGUARD INDEX FDS	23,571	$1.987M	0.4%	$74.27	—	REIT ETF	922908553
DVY	ISHARES TR	22,272	$1.736M	0.3%	$65.10	—	SELECT DIVID ETF	464287168
VWO	VANGUARD INTL EQUITY INDEX F	35,515	$1.451M	0.3%	$41.43	—	FTSE EMR MKT ETF	922042858
VEA	VANGUARD TAX MANAGED INTL FD	35,763	$1.424M	0.3%	$38.94	—	FTSE DEV MKT ETF	921943858
IWM	ISHARES TR	9,316	$1.159M	0.2%	$116.82	—	RUSSELL 2000 ETF	464287655
META	FACEBOOK INC	11,721	$964K	0.2%	$40.34	+92.9%	CL A	30303M102
—	LIMELIGHT NETWORKS INC	240,165	$872K	0.2%	$2.06	—	COM	53261M104
IVV	ISHARES TR	4,151	$863K	0.2%	$207.90	—	CORE S&P500 ETF	464287200
—	SPDR SERIES TRUST	31,279	$787K	0.2%	$28.97	—	OILGAS EQUIP	78464A748
ACWX	ISHARES	16,675	$745K	0.1%	$44.08	—	MSCI ACWI US ETF	464288240
VT	VANGUARD INTL EQUITY INDEX F	10,295	$634K	0.1%	$59.69	—	TT WRLD ST ETF	922042742
ACWV	ISHARES	8,643	$620K	0.1%	$71.73	—	CNTRY MIN VL ETF	464286525
—	SPDR SERIES TRUST	11,516	$595K	0.1%	$56.99	—	S&P OILGAS EXP	78464A730
IWR	ISHARES TR	3,300	$571K	0.1%	$139.09	—	RUS MID-CAP ETF	464287499
VTI	VANGUARD INDEX FDS	4,995	$536K	0.1%	$95.02	—	TOTAL STK MKT	922908769
RWR	SPDR SERIES TRUST	4,770	$451K	0.1%	$76.74	—	DJ REIT ETF	78464A607
—	MARKET VECTORS ETF TR	22,921	$418K	0.1%	$31.18	—	GOLD MINER ETF	57060U100
VIG	VANGUARD SPECIALIZED PORTFOL	5,125	$412K	0.1%	$81.17	—	DIV APP ETF	921908844
—	HEARTLAND FINL USA INC	12,370	$404K	0.1%	$27.89	—	COM	42234Q102
—	PIONEER NAT RES CO	2,316	$379K	0.1%	$151.01	—	COM	723787107
BP	BP PLC	9,222	$361K	0.1%	$38.28	—	SPONSORED ADR	055622104
IJR	ISHARES TR	2,936	$347K	0.1%	$118.19	—	CORE S&P SCP ETF	464287804
—	ROYAL DUTCH SHELL PLC	5,630	$336K	0.1%	$65.86	—	SPONS ADR A	780259206
EPD	ENTERPRISE PRODS PARTNERS L	9,994	$329K	0.1%	$40.27	—	COM	293792107
OEF	ISHARES TR	3,408	$308K	0.1%	$88.03	—	S&P 100 ETF	464287101
—	OCI PARTNERS LP	17,835	$288K	0.1%	$20.56	—	COM UNIT REP LP	67091N108
TSLA	TESLA MTRS INC	1,500	$283K	0.1%	$16.50	-18.2%	COM	88160R101
—	ZENDESK INC	11,450	$260K	0.0%	$24.11	—	COM	98936J101
ISTB	ISHARES TR	2,475	$250K	0.0%	$101.01	—	CORE ST USDB ETF	46432F859
LOCO	EL POLLO LOCO HLDGS INC	9,300	$238K	0.0%	$24.91	0.0%	COM	268603107
—	WALGREENS BOOTS ALLIANCE INC	2,794	$237K	0.0%	$76.23	—	COM	931427108
—	TOTAL S A	4,512	$224K	0.0%	$51.20	—	SPONSORED ADR	89151E109
—	MARKET VECTORS ETF TR	10,927	$220K	0.0%	$27.04	—	EM LC CURR DBT	57060U522
—	VOYA PRIME RATE TR	17,222	$95,000	0.0%	$5.79	—	SH BEN INT	92913A100