CIK: 0001584639 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 12, 2015
Total Value ($000): $189,890 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | FAMILY DLR STORES INC | 160,598 | $12,657 | 6.7% | $79.06 | — | COM | 307000109 |
| — | DIRECTV | 120,700 | $11,200 | 5.9% | $88.31 | — | COM | 25490A309 |
| — | HERITAGE FINL GROUP INC | 289,180 | $8,727 | 4.6% | $26.93 | — | COM | 42726X102 |
| — | CITY NATL CORP | 88,200 | $7,972 | 4.2% | $89.94 | — | COM | 178566105 |
| — | BABCOCK & WILCOX CO NEW | 225,000 | $7,380 | 3.9% | $32.80 | — | COM | 05615F102 |
| L | LOEWS CORP | 189,000 | $7,278 | 3.8% | $41.13 | -6.0% | COM | 540424108 |
| — | DISCOVERY COMMUNICATNS NEW | 222,196 | $6,906 | 3.6% | $31.15 | — | COM SER C | 25470F302 |
| — | SAFEGUARD SCIENTIFICS INC | 343,447 | $6,683 | 3.5% | $19.65 | — | COM NEW | 786449207 |
| — | LIBERTY GLOBAL PLC | 131,085 | $6,637 | 3.5% | $49.12 | — | SHS CL C | G5480U120 |
| — | CORNERSTONE STRATEGIC VALUE | 291,876 | $6,100 | 3.2% | $20.47 | — | COM PAR $0.001 | 21924B302 |
| — | YAHOO INC | 152,000 | $5,972 | 3.1% | $39.80 | — | COM | 984332106 |
| — | ALLIANCE BANCORP INC PA NEW | 223,575 | $5,095 | 2.7% | $22.28 | — | COM | 01890A108 |
| — | SUSQUEHANNA BANCSHARES INC P | 247,781 | $3,499 | 1.8% | $13.56 | — | COM | 869099101 |
| — | GABELLI EQUITY TR INC | 555,168 | $3,475 | 1.8% | $6.40 | — | COM | 362397101 |
| — | HOME PROPERTIES INC | 46,646 | $3,407 | 1.8% | $73.04 | — | COM | 437306103 |
| — | BRIDGE CAP HLDGS | 110,700 | $3,299 | 1.7% | $29.80 | — | COM | 108030107 |
| — | HOSPIRA INC | 34,373 | $3,049 | 1.6% | $88.06 | — | COM | 441060100 |
| — | ROSETTA RESOURCES INC | 131,407 | $3,041 | 1.6% | $23.14 | — | COM | 777779307 |
| — | MEADWESTVACO CORP | 62,420 | $2,946 | 1.6% | $47.20 | — | COM | 583334107 |
| — | GARNERO GROUP ACQUISITION CO | 297,000 | $2,917 | 1.5% | $9.82 | — | SHS | G5866L108 |
| — | PMFG INC | 415,325 | $2,671 | 1.4% | $6.43 | — | COM | 69345P103 |
| NI | NISOURCE INC | 55,000 | $2,507 | 1.3% | $12.70 | 0.0% | COM | 65473P105 |
| — | GLOBAL DEFENSE & NATL SEC SY | 211,963 | $2,226 | 1.2% | $10.48 | — | COM | 37953N108 |
| — | MCG CAPITAL CORP | 481,158 | $2,194 | 1.2% | $4.44 | — | COM | 58047P107 |
| — | ONEIDA FINL CORP MD | 94,616 | $1,935 | 1.0% | $20.45 | — | COM | 682479100 |
| — | RTI INTL METALS INC | 60,711 | $1,914 | 1.0% | $33.30 | — | COM | 74973W107 |
| — | VALLEY FINL CORP VA | 89,001 | $1,901 | 1.0% | $20.12 | — | COM | 919629105 |
| — | DRESSER-RAND GROUP INC | 21,679 | $1,847 | 1.0% | $81.78 | — | COM | 261608103 |
| — | CATAMARAN CORP | 30,200 | $1,845 | 1.0% | $61.09 | — | COM | 148887102 |
| — | NEUBERGER BERMAN RE ES SEC F | 375,004 | $1,778 | 0.9% | $4.84 | — | COM | 64190A103 |
| — | COMMUNICATIONS SALES&LEAS IN | 71,914 | $1,778 | 0.9% | $24.72 | — | COM | 20341J104 |
| — | VIDEOCON D2H LTD | 136,979 | $1,727 | 0.9% | $12.61 | — | ADR | 92657J101 |
| — | CLECO CORP NEW | 30,528 | $1,644 | 0.9% | $54.26 | — | COM | 12561W105 |
| — | ROI ACQUISITION CORP II | 152,281 | $1,561 | 0.8% | $9.73 | — | COM | 74966G101 |
| WEN | WENDYS CO | 130,200 | $1,469 | 0.8% | $11.02 | 0.0% | COM | 95058W100 |
| — | AUDIENCE INC | 291,345 | $1,425 | 0.8% | $4.89 | — | COM | 05070J102 |
| — | HOSPIRA INC | 15,000 | $1,331 | 0.7% | $88.06 | — | Call | 441060100 |
| — | HUDSON VALLEY HOLDING CORP | 45,442 | $1,282 | 0.7% | $25.86 | — | COM | 444172100 |
| — | E M C CORP MASS | 48,000 | $1,267 | 0.7% | $26.40 | — | COM | 268648102 |
| — | SIGMA ALDRICH CORP | 9,000 | $1,254 | 0.7% | $139.33 | — | COM | 826552101 |
| — | BROADCOM CORP | 24,000 | $1,236 | 0.7% | — | — | Put | 111320107 |
| — | CYAN INC | 221,968 | $1,163 | 0.6% | $5.24 | — | COM | 23247W104 |
| — | OMNICARE INC | 12,000 | $1,131 | 0.6% | $94.25 | — | COM | 681904108 |
| — | LNB BANCORP INC | 60,000 | $1,110 | 0.6% | $17.83 | — | COM | 502100100 |
| — | HYDRA INDS ACQUISITION CORP | 112,015 | $1,083 | 0.6% | $9.67 | — | COM | 448740100 |
| — | LMP REAL ESTATE INCOME FD IN | 87,530 | $1,024 | 0.5% | $11.70 | — | COM | 50208C108 |
| CPRT | COPART INC | 27,100 | $962 | 0.5% | $4.51 | 0.0% | COM | 217204106 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 58,299 | $958 | 0.5% | $16.43 | — | COM UT BEN INT | 670731108 |
| — | RENTECH INC | 862,545 | $923 | 0.5% | $1.16 | — | COM | 760112102 |
| ULH | UNIVERSAL TRUCKLOAD SVCS INC | 41,941 | $921 | 0.5% | $21.39 | 0.0% | COM | 91388P105 |
| — | CENTER COAST MLP & INFRSTR F | 59,217 | $904 | 0.5% | $15.27 | — | COM SHS | 151461100 |
| — | CHINA MOBILE GAMES & ENTMT G | 42,300 | $894 | 0.5% | $21.13 | — | SPONSORED ADR | 16952T100 |
| — | POLYPORE INTL INC | 14,800 | $886 | 0.5% | $59.86 | — | COM | 73179V103 |
| — | REAVES UTIL INCOME FD | 29,616 | $849 | 0.4% | $25.89 | — | COM SH BEN INT | 756158101 |
| — | BIGLARI HLDGS INC | 1,970 | $815 | 0.4% | $347.50 | — | COM | 08986R101 |
| — | DNP SELECT INCOME FD | 78,401 | $793 | 0.4% | $9.57 | — | COM | 23325P104 |
| — | HARMONY MERGER CORP | 75,000 | $762 | 0.4% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | PEPCO HOLDINGS INC | 27,259 | $734 | 0.4% | $26.93 | — | COM | 713291102 |
| — | LEVY ACQUISITION CORP | 46,444 | $707 | 0.4% | $9.73 | — | COM | 52748T104 |
| TDS | TELEPHONE & DATA SYS INC | 23,691 | $697 | 0.4% | $27.61 | +3.9% | COM NEW | 879433829 |
| — | QUINPARIO ACQUISITION CORP 2 | 63,850 | $635 | 0.3% | $9.95 | — | COM | 74874U101 |
| — | TIME WARNER CABLE INC | 3,500 | $624 | 0.3% | $145.61 | — | COM | 88732J207 |
| — | PALMETTO BANCSHARES INC | 31,403 | $621 | 0.3% | $19.78 | — | COM NEW | 697062206 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 36,727 | $614 | 0.3% | $17.26 | — | SHS | 67075G103 |
| — | EXCEL TR INC | 37,738 | $595 | 0.3% | $15.77 | — | COM | 30068C109 |
| — | BDCA VENTURE INC | 129,581 | $583 | 0.3% | $5.25 | — | COM | 05543L106 |
| — | INFORMATICA CORP | 12,000 | $582 | 0.3% | $48.50 | — | COM | 45666Q102 |
| — | LIBERTY ALL STAR EQUITY FD | 100,186 | $576 | 0.3% | $5.87 | — | SH BEN INT | 530158104 |
| — | IGATE CORP | 12,000 | $572 | 0.3% | $47.67 | — | COM | 45169U105 |
| — | BROOKFIELD TOTAL RETURN FD I | 24,490 | $548 | 0.3% | $23.77 | — | COM | 11283U108 |
| PPL | PPL CORP | 18,000 | $530 | 0.3% | $19.41 | 0.0% | COM | 69351T106 |
| — | OMNIVISION TECHNOLOGIES INC | 20,039 | $525 | 0.3% | $26.35 | — | COM | 682128103 |
| — | CATAMARAN CORP | 8,000 | $489 | 0.3% | $61.09 | — | Call | 148887102 |
| — | BROOKFIELD GLOBL LISTED INFR | 29,120 | $482 | 0.3% | $16.55 | — | COM SHS | 11273Q109 |
| VC | VISTEON CORP | 4,500 | $472 | 0.2% | $60.70 | 0.0% | COM NEW | 92839U206 |
| OXY | OCCIDENTAL PETE CORP DEL | 6,000 | $467 | 0.2% | $63.89 | -11.0% | COM | 674599105 |
| — | QLT INC | 109,340 | $452 | 0.2% | $4.28 | — | COM | 746927102 |
| — | GABELLI GLOBL UTIL & INCOME | 24,652 | $448 | 0.2% | $20.04 | — | COM SH BEN INT | 36242L105 |
| — | HARVEST NATURAL RESOURCES IN | 245,107 | $429 | 0.2% | $4.07 | — | COM | 41754V103 |
| — | AVENUE INCOME CR STRATEGIES | 29,808 | $424 | 0.2% | $17.58 | — | COM | 05358E106 |
| — | INTERNET PATENTS CORP | 130,165 | $393 | 0.2% | $2.99 | — | COM | 46063G101 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 45,848 | $341 | 0.2% | $7.44 | — | COM | 01881E101 |
| — | AR CAP ACQUISITION CORP | 33,500 | $338 | 0.2% | $9.88 | — | UNIT 10/06/2019 | 00191R208 |
| — | SIRIUS XM HLDGS INC | 89,133 | $332 | 0.2% | $3.23 | — | COM | 82968B103 |
| — | NUVEEN DIVERSIFIED COMMODTY | 26,165 | $312 | 0.2% | $11.92 | — | COM UT BEN INT | 67074P104 |
| — | CBS CORP NEW | 5,191 | $288 | 0.2% | $56.78 | — | CL B | 124857202 |
| — | REALD INC | 22,600 | $279 | 0.1% | $12.79 | — | COM | 75604L105 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 21,139 | $273 | 0.1% | $22.26 | -35.2% | COM | 33766Y100 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 75,970 | $258 | 0.1% | $3.84 | — | COM NEW | 60786L206 |
| — | GLOBAL NET LEASE INC | 28,840 | $255 | 0.1% | $8.84 | — | COM | 379378102 |
| — | REALNETWORKS INC | 45,570 | $247 | 0.1% | $7.55 | — | COM NEW | 75605L708 |
| — | BARINGTON HILCO ACQUISITION | 24,740 | $241 | 0.1% | $9.74 | — | COM | 06759V101 |
| VOD | VODAFONE GROUP PLC NEW | 6,544 | $239 | 0.1% | $36.83 | — | SPNSR ADR NO PAR | 92857W308 |
| — | TIVO INC | 22,300 | $226 | 0.1% | $11.28 | — | COM | 888706108 |
| FNF | FIDELITY NATIONAL FINANCIAL | 5,891 | $218 | 0.1% | $12.73 | +35.8% | FNF GROUP COM | 31620R303 |
| — | KCG HLDGS INC | 17,448 | $215 | 0.1% | $12.32 | — | CL A | 48244B100 |
| — | COHEN & STEERS TOTAL RETURN | 17,079 | $208 | 0.1% | $12.39 | — | COM | 19247R103 |
| — | DELAWARE INVTS DIV & INCOME | 20,764 | $206 | 0.1% | $10.44 | — | COM | 245915103 |
| PAMT | P A M TRANSN SVCS INC | 3,500 | $203 | 0.1% | $14.80 | 0.0% | COM | 693149106 |
| — | A H BELO CORP | 35,942 | $201 | 0.1% | $6.97 | — | COM CL A | 001282102 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 10,609 | $188 | 0.1% | $10.73 | 0.0% | SHS USD | G4863A108 |
| — | ZYNGA INC | 60,500 | $173 | 0.1% | $3.21 | — | CL A | 98986T108 |
| — | WRIGHT MED GROUP INC | 38,308 | $153 | 0.1% | $0.66 | — | RIGHT 03/01/2019 | 98235T115 |
| — | MITEL NETWORKS CORP | 15,021 | $133 | 0.1% | $8.85 | — | COM | 60671Q104 |
| — | C B PHARMA ACQUISITION CORP | 12,500 | $124 | 0.1% | $9.92 | — | SHS | G2029P126 |
| — | FIDELITY NATIONAL FINANCIAL | 7,634 | $117 | 0.1% | $13.72 | — | FNFV GROUP COM | 31620R402 |
| — | SANOFI | 164,477 | $115 | 0.1% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| KOPN | KOPIN CORP | 25,412 | $88 | 0.0% | $3.84 | -7.0% | COM | 500600101 |
| — | WINDSTREAM HLDGS INC | 13,500 | $86 | 0.0% | $6.37 | — | COM NEW | 97382A200 |
| — | FULL CIRCLE CAP CORP | 21,700 | $77 | 0.0% | $3.55 | — | COM | 359671104 |
| — | ENDOCYTE INC | 14,200 | $74 | 0.0% | $6.62 | — | COM | 29269A102 |
| — | SIZMEK INC | 10,354 | $74 | 0.0% | $9.56 | — | COM | 83013P105 |
| — | COVISINT CORP | 19,110 | $62 | 0.0% | $2.67 | — | COM | 22357R103 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $38 | 0.0% | $3.85 | — | COM | 89336Q100 |
| LUNA | LUNA INNOVATIONS | 34,483 | $36 | 0.0% | $1.53 | -19.9% | COM | 550351100 |
| LTRE | LEARNING TREE INTL INC | 17,988 | $23 | 0.0% | $3.09 | -55.6% | COM | 522015106 |
| — | LIFEVANTAGE CORP | 32,161 | $17 | 0.0% | $1.65 | — | COM | 53222K106 |
| — | SAMSON OIL & GAS LTD | 14,119 | $13 | 0.0% | $1.42 | — | SPON ADR NEW | 796043206 |
| GULTU | GULF COAST ULTRA DEEP RTY TR | 14,923 | $10 | 0.0% | $2.95 | — | ROYALTY TR UNT | 40222T104 |