Location: Winnetka, IL
CIK: 0001597506 · Show all filings
Period: Q1 2022 (← Previous) (Next →)
Filing Date: May 13, 2022
Total Value: $21.61B (98.6% shares, 1.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 365,300 | $16.5B | 76.4% | $45164.00 | — | — | Put | 78462F103 |
| QQQ | INVESCO QQQ TR | 54,500 | $1.976B | 9.1% | $36254.00 | — | — | Put | 46090E103 |
| QQQ | INVESCO QQQ TR | 17,000 | $616M | 2.9% | $36254.00 | — | — | Call | 46090E103 |
| TLT | ISHARES TR | 24,000 | $317M | 1.5% | $13208.00 * | $137.93 | -4.2% | Put | 464287432 |
| TSLA | TESLA INC | 2,500 | $269M | 1.2% | $107760.00 | — | — | Put | 88160R101 |
| — | ACTIVISION BLIZZARD INC | 31,700 | $254M | 1.2% | $8011.01 | — | — | Call | 00507V109 |
| AAPL | APPLE INC | 10,000 | $175M | 0.8% | $17461.00 | — | — | Put | 037833100 |
| SLV | ISHARES SILVER TR | 55,000 | $126M | 0.6% | $2288.00 | — | — | Call | 46428Q109 |
| DASH | DOORDASH INC | 10,500 | $123M | 0.6% | $11719.05 * | $108.16 | +8.4% | Put | 25809K105 |
| GDX | VANECK ETF TRUST | 29,100 | $112M | 0.5% | $3835.02 | — | — | Call | 92189F106 |
| HYG | ISHARES TR | 12,000 | $98.75M | 0.5% | $8229.00 | — | — | Put | 464288513 |
| AEM | AGNICO EAGLE MINES LTD | 16,000 | $97.98M | 0.5% | $6124.00 | — | — | Call | 008474108 |
| PYPL | PAYPAL HLDGS INC | 7,000 | $80.95M | 0.4% | $11565.00 | — | — | Call | 70450Y103 |
| — | TESLA INC | 4,000,000 | $69.48M | 0.3% | $17.37 | $17.37 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | LUCID GROUP INC | 27,000 | $68.58M | 0.3% | $2540.00 | $25.38 | — | Put | 549498103 |
| PTC | PTC INC | 6,200 | $66.79M | 0.3% | $10771.94 | — | — | Put | 69370C100 |
| BRCC | BRC INC | 20,000 | $41.74M | 0.2% | $2087.00 | — | — | Put | 05601U105 |
| HOOD | ROBINHOOD MKTS INC | 30,000 | $40.53M | 0.2% | $1351.00 | — | — | Put | 770700102 |
| OXY/WS | OCCIDENTAL PETE CORP | 892,919 | $31.39M | 0.1% | $35.16 | $32.41 | — | *W EXP 08/03/202 | 674599162 |
| — | ON SEMICONDUCTOR CORP | 9,459,000 | $28.64M | 0.1% | $3.03 | $2.46 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | NORDSTROM INC | 10,000 | $27.11M | 0.1% | $2711.00 | — | — | Call | 655664100 |
| — | DANAHER CORPORATION | 13,403 | $26.2M | 0.1% | $1954.49 | $2085.19 | — | 4.75 MND CV PFD | 235851300 |
| DJT | DIGITAL WORLD ACQUISITION CO | 4,000 | $25.8M | 0.1% | $6451.00 | — | — | Put | 25400Q105 |
| PAAS | PAN AMERN SILVER CORP | 8,500 | $23.2M | 0.1% | $2730.00 | — | — | Call | 697900108 |
| EXEEW | CHESAPEAKE ENERGY CORP | 356,369 | $22.79M | 0.1% | $63.94 | $48.60 | — | *W EXP 02/09/202 | 165167164 |
| — | MICROCHIP TECHNOLOGY INC. | 10,430,000 | $22.58M | 0.1% | $2.16 | $2.31 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | PLUG PWR INC | 3,485,000 | $19.86M | 0.1% | $5.70 | $6.81 | — | NOTE 3.750% 6/0 | 72919PAD5 |
| CTLP | CANTALOUPE INC | 28,500 | $19.3M | 0.1% | $677.02 | — | — | Call | 138103106 |
| — | BARCLAYS BANK PLC | 7,500 | $19.27M | 0.1% | $2570.00 | — | — | Call | 06747R477 |
| SA | SEABRIDGE GOLD INC | 10,000 | $18.5M | 0.1% | $1850.00 | — | — | Call | 811916105 |
| — | INVITAE CORP | 20,000 | $15.94M | 0.1% | $797.00 | — | — | Call | 46185L103 |
| — | UNITED STS NAT GAS FD LP | 7,500 | $14.79M | 0.1% | $1972.00 | — | — | Put | 912318300 |
| — | PALO ALTO NETWORKS INC | 5,741,000 | $13.46M | 0.1% | $2.34 | $1.54 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | AVANTOR INC | 129,739 | $13.41M | 0.1% | $103.35 | $128.51 | — | 6.25 PFD CNV SR | 05352A209 |
| — | CLOUDFLARE INC | 4,000,000 | $12.93M | 0.1% | $3.23 | $3.02 | — | NOTE 0.750% 5/1 | 18915MAB3 |
| EXEEL | CHESAPEAKE ENERGY CORP | 202,748 | $11.27M | 0.1% | $55.58 | $47.53 | — | *W EXP 02/09/202 | 165167180 |
| BLNK | BLINK CHARGING CO | 4,000 | $10.58M | 0.0% | $2646.00 | — | — | Put | 09354A100 |
| TBT | PROSHARES TR | 5,000 | $10.24M | 0.0% | $2048.00 | — | — | Call | 74347B201 |
| EXEEZ | CHESAPEAKE ENERGY CORP | 163,280 | $9.718M | 0.0% | $59.52 | $44.15 | — | *W EXP 02/09/202 | 165167172 |
| — | ALLSCRIPTS HEALTHCARE SOLUTI | 4,234,000 | $7.499M | 0.0% | $1.77 | $1.77 | — | NOTE 0.875% 1/0 | 01988PAF5 |
| — | LUMENTUM HLDGS INC | 4,500,000 | $7.466M | 0.0% | $1.66 | $1.74 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| — | ETSY INC | 4,173,000 | $6.718M | 0.0% | $1.61 | $2.41 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | HANNON ARMSTRONG SUST INFR C | 5,482,000 | $6.03M | 0.0% | $1.10 | $1.14 | — | NOTE 8/1 | 41068XAD2 |
| — | LIBERTY MEDIA CORP DEL | 3,064,000 | $5.819M | 0.0% | $1.90 | $1.73 | — | NOTE 1.000% 1/3 | 531229AF9 |
| OCGN | OCUGEN INC | 17,000 | $5.61M | 0.0% | $330.00 * | $3.51 | -6.1% | Put | 67577C105 |
| — | MIDDLEBY CORP | 4,035,000 | $5.558M | 0.0% | $1.38 | $1.41 | — | NOTE 1.000% 9/0 | 596278AB7 |
| — | LIVE NATION ENTERTAINMENT IN | 3,136,000 | $5.545M | 0.0% | $1.77 | $1.77 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | ALTAIR ENGR INC | 3,701,000 | $5.365M | 0.0% | $1.45 | $1.52 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | ENCORE CAP EUROPE FIN LTD | 3,500,000 | $5.257M | 0.0% | $1.50 | $1.50 | — | NOTE 4.500% 9/0 | 29260UAA5 |
| — | KBR INC | 2,321,000 | $5.048M | 0.0% | $2.17 | $1.61 | — | NOTE 2.500%11/0 | 48242WAB2 |
| — | DASEKE INC | 5,000 | $5.035M | 0.0% | $1007.00 | $10.07 | — | Call | 23753F107 |
| — | ZENDESK INC | 2,584,000 | $4.96M | 0.0% | $1.92 | $2.21 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | BLOCK INC | 2,614,000 | $4.731M | 0.0% | $1.81 | $1.83 | — | NOTE 0.500% 5/1 | 852234AD5 |
| — | ARQIT QUANTUM INC | 3,000 | $4.674M | 0.0% | $1558.00 | — | — | Put | G0567U101 |
| — | WORKDAY INC | 2,816,000 | $4.601M | 0.0% | $1.63 | $1.70 | — | NOTE 0.250%10/0 | 98138HAF8 |
| SSSS | SURO CAPITAL CORP | 5,200 | $4.488M | 0.0% | $863.08 * | $13.92 | -38.0% | Call | 86887Q109 |
| — | RH | 2,725,000 | $4.457M | 0.0% | $1.64 | $3.06 | — | NOTE 9/1 | 74967XAD5 |
| — | NOVA LTD | 2,760,000 | $4.269M | 0.0% | $1.55 | $1.99 | — | NOTE 10/1 | 66980MAB2 |
| — | RAMBUS INC DEL | 2,482,000 | $4.207M | 0.0% | $1.70 | $1.48 | — | NOTE 1.375% 2/0 | 750917AG1 |
| — | VIAVI SOLUTIONS INC | 3,186,000 | $4.156M | 0.0% | $1.30 | $1.31 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | II-VI INC | 2,582,000 | $3.994M | 0.0% | $1.55 | $1.48 | — | NOTE 0.250% 9/0 | 902104AB4 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 2,449,000 | $3.682M | 0.0% | $1.50 | $1.52 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | AKAMAI TECHNOLOGIES INC | 2,706,000 | $3.569M | 0.0% | $1.32 | $1.28 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | VARONIS SYS INC | 2,000,000 | $3.338M | 0.0% | $1.67 | $1.96 | — | NOTE 1.250% 8/1 | 922280AB8 |
| — | Q2 HLDGS INC | 2,400,000 | $2.771M | 0.0% | $1.15 | $1.78 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| — | OMNICELL COM | 1,900,000 | $2.683M | 0.0% | $1.41 | $1.41 | — | NOTE 0.250% 9/1 | 68213NAD1 |
| — | FTI CONSULTING INC | 1,622,000 | $2.579M | 0.0% | $1.59 | $1.44 | — | NOTE 2.000% 8/1 | 302941AP4 |
| — | RH | 1,465,000 | $2.49M | 0.0% | $1.70 | $2.44 | — | NOTE 6/1 | 74967XAA1 |
| — | WAYFAIR INC | 2,000,000 | $2.405M | 0.0% | $1.20 | $2.01 | — | NOTE 1.125%11/0 | 94419LAD3 |
| — | GFL ENVIRONMENTAL INC | 31,005 | $2.29M | 0.0% | $73.86 | $82.58 | — | UNIT 99/99/9999T | 36168Q120 |
| — | CARNIVAL CORP | 960,000 | $2.015M | 0.0% | $2.10 | $2.12 | — | NOTE 5.750% 4/0 | 143658BE1 |
| HTZWW | HERTZ GLOBAL HLDGS INC | 124,397 | $1.909M | 0.0% | $15.35 | $15.89 | — | *W EXP 06/30/205 | 42806J148 |
| TLT | ISHARES TR | 14,000 | $1.851M | 0.0% | $132.21 | $137.93 | -4.2% | 20 YR TR BD ETF | 464287432 |
| — | SILICON LABORATORIES INC | 1,277,000 | $1.76M | 0.0% | $1.38 | $1.52 | — | NOTE 0.625% 6/1 | 826919AD4 |
| — | NICE SYS INC | 584,000 | $1.535M | 0.0% | $2.63 | $3.34 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | HCI GROUP INC | 1,194,000 | $1.371M | 0.0% | $1.15 | $1.31 | — | NOTE 4.250% 3/0 | 40416EAD5 |
| — | ZILLOW GROUP INC | 1,000,000 | $1.278M | 0.0% | $1.28 | $2.99 | — | NOTE 0.750% 9/0 | 98954MAE1 |
| NEN | NEW ENGLAND RLTY ASSOC LTD P | 15,700 | $1.256M | 0.0% | $80.00 | $72.33 | — | DEPOSITRY RCPT | 644206104 |
| — | SOUTHERN CO | 21,501 | $1.18M | 0.0% | $54.88 | $54.88 | — | UNIT 08/01/2022 | 842587602 |
| IFRX | INFLARX NV | 6,300 | $1.153M | 0.0% | $183.02 | — | — | Call | N44821101 |
| — | TERADYNE INC | 303,000 | $1.134M | 0.0% | $3.74 | $3.94 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | MUDRICK CAPITAL ACQU CORP II | 101,338 | $1.016M | 0.0% | $10.03 | $10.16 | — | COM CL A | 62477L107 |
| — | CONMED CORP | 519,000 | $894K | 0.0% | $1.72 | $1.64 | — | NOTE 2.625% 2/0 | 207410AF8 |
| — | SABRE CORP | 5,072 | $763K | 0.0% | $150.43 | $114.81 | — | 6.50% CONV PFD A | 78573M203 |
| — | READY CAPITAL CORP | 28,312 | $743K | 0.0% | $26.24 | $26.24 | — | 7% CN SR NT 2023 | 75574U200 |
| — | SIXTH STREET SPECIALTY LENDI | 551,000 | $699K | 0.0% | $1.27 | $1.27 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | PERSHING SQUARE TONTINE HLDG | 30,000 | $596K | 0.0% | $19.87 | $23.31 | — | COM CL A | 71531R109 |
| — | BRISTOL-MYERS SQUIBB CO | 300,000 | $592K | 0.0% | $1.97 | $1.97 | — | FRNT 9/1 | 110122AN8 |
| AVGO | BROADCOM INC | 920 | $579K | 0.0% | $629.35 * | $51.95 | +13.0% | COM | 11135F101 |
| DASH | DOORDASH INC | 4,800 | $562K | 0.0% | $117.08 | $108.16 | +8.4% | CL A | 25809K105 |
| OPHC | OPTIMUMBANK HLDGS INC | 132,850 | $559K | 0.0% | $4.21 | $4.09 | +3.0% | COM | 68401P403 |
| — | DEXCOM INC | 135,000 | $421K | 0.0% | $3.12 | $3.12 | — | NOTE 0.750%12/0 | 252131AH0 |
| — | BOWLERO CORP | 149,217 | $418K | 0.0% | $2.80 | $2.80 | — | *W EXP 03/01/202 | 10258P110 |
| CMLS | CUMULUS MEDIA INC | 36,717 | $365K | 0.0% | $9.94 | $10.62 | -6.3% | COM CL A | 231082801 |
| — | BM TECHNOLOGIES INC | 236,415 | $349K | 0.0% | $1.48 | $1.98 | — | *W EXP 01/04/202 | 05591L115 |
| — | DICKS SPORTING GOODS INC | 108,000 | $335K | 0.0% | $3.10 | $3.50 | — | NOTE 3.250% 4/1 | 253393AD4 |
| — | LUCID GROUP INC | 13,000 | $330K | 0.0% | $25.38 | $25.38 | — | COM | 549498103 |
| — | PALO ALTO NETWORKS INC | 144,000 | $304K | 0.0% | $2.11 | $2.11 | — | NOTE 0.375% 6/0 | 697435AF2 |
| — | AMERICAN EAGLE OUTFITTERS IN | 144,000 | $303K | 0.0% | $2.10 | $2.61 | — | NOTE 3.750% 4/1 | 02553EAB2 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 299,278 | $299K | 0.0% | $1.00 | $0.96 | — | *W EXP 06/15/202 | 84862C112 |
| — | MICROCHIP TECHNOLOGY INC. | 87,000 | $289K | 0.0% | $3.32 | $3.32 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | ZILLOW GROUP INC | 200,000 | $265K | 0.0% | $1.32 | $2.56 | — | NOTE 1.375% 9/0 | 98954MAG6 |
| — | INTL GNRL INSURANCE HLDNGS L | 353,237 | $264K | 0.0% | $0.75 | $0.42 | — | *W EXP 03/17/202 | G4809J114 |
| — | FG MERGER CORP | 24,879 | $250K | 0.0% | $10.05 | $10.05 | — | UNIT 06/17/2027 | 30324Y200 |
| — | BROADCOM INC | 122 | $240K | 0.0% | $1967.21 | $2075.36 | — | 8% MCNV PFD SR A | 11135F200 |
| — | PEPPERLIME HEALTH ACQUSTN CO | 57,912 | $227K | 0.0% | $3.92 | $5.36 | — | CLASS A ORD SHS | G70021103 |
| — | NOBLE ROCK ACQUISITION CORP | 21,324 | $209K | 0.0% | $9.80 | $9.71 | — | CL A SHS | G6546R101 |
| — | EVERGREEN CORPORATION | 20,636 | $207K | 0.0% | $10.03 | $10.03 | — | UNIT 02/08/2027 | G3312W125 |
| — | BRC INC | 43,883 | $196K | 0.0% | $4.47 | $4.47 | — | *W EXP 02/09/202 | 05601U113 |
| NBST | NEWBURY STREET ACQUISITN COR | 20,000 | $195K | 0.0% | $9.75 | $9.67 | +0.4% | COM | 65101L104 |
| — | GENESIS UNICORN CAPITAL CORP | 18,744 | $188K | 0.0% | $10.03 | $10.03 | — | UNIT 06/30/2026 | 37187C209 |
| — | PAVMED INC | 227,299 | $172K | 0.0% | $0.76 | $6.36 | — | *W EXP 04/30/202 | 70387R122 |
| — | PINE TECHNOLOGY ACQUISITN CO | 17,502 | $171K | 0.0% | $9.77 | $9.71 | — | CLASS A COM | 722850104 |
| — | GLOBAL CONSUMER ACQUISITN CO | 17,100 | $171K | 0.0% | $10.00 | $9.90 | — | COM | 37892B108 |
| — | ALTITUDE ACQUISITION CORP | 16,400 | $163K | 0.0% | $9.94 | $9.82 | — | COM CL A | 02156Y103 |
| — | KALEYRA INC | 168,111 | $160K | 0.0% | $0.95 | $2.99 | — | *W EXP 11/25/202 | 483379111 |
| — | ROSECLIFF ACQUISITION CORP I | 16,077 | $157K | 0.0% | $9.77 | $9.70 | — | COM CL A | 77732R103 |
| — | PROPERTY SOLUTIONS ACQUISITI | 16,000 | $156K | 0.0% | $9.75 | $9.69 | — | COM CL A | 74350A108 |
| — | DASEKE INC | 15,000 | $151K | 0.0% | $10.07 | $10.07 | — | COM | 23753F107 |
| PNSTQ | BANYAN ACQUISITION CORPORATI | 15,000 | $149K | 0.0% | $9.93 | $9.93 | — | CL A COM | 06690B107 |
| — | MACONDRAY CAP ACQUISITN CORP | 15,000 | $148K | 0.0% | $9.87 | $9.87 | — | CLASS A ORD SHS | G5853A107 |
| CNXX | CONX CORP | 15,044 | $148K | 0.0% | $9.84 | $9.84 | — | COM CL A | 212873103 |
| — | COLISEUM ACQUISITION CORP | 15,000 | $146K | 0.0% | $9.73 | $2.00 | — | CLASS A ORD SHS | G2263T123 |
| — | TASTEMAKER ACQUISITION CORP | 14,500 | $144K | 0.0% | $9.93 | $9.72 | — | COM CL A | 876545104 |
| — | ANTHEM INC | 20,000 | $139K | 0.0% | $6.95 | $6.95 | — | NOTE 2.750%10/1 | 94973VBG1 |
| RENO | RENOVARE ENVIRONMENTAL INC | 250,000 | $137K | 0.0% | $0.55 | $0.55 | 0.0% | COM | 09074B107 |
| GCMGW | GCM GROSVENOR INC | 98,141 | $137K | 0.0% | $1.40 | $1.06 | — | *W EXP 11/17/202 | 36831E116 |
| VEVMQ | VICINITY MOTOR CORP | 56,239 | $135K | 0.0% | $2.40 | $2.77 | — | COM | 925654105 |
| — | DELWINDS INS ACQUISITION COR | 13,500 | $134K | 0.0% | $9.93 | $9.70 | — | COM CLS A | 24803C102 |
| NXPLW | NEXTPLAT CORP | 98,469 | $133K | 0.0% | $1.35 | $1.21 | — | *W EXP 06/02/202 | 68557F118 |
| — | LARKSPUR HEALTH ACQUISITION | 12,000 | $119K | 0.0% | $9.92 | $9.92 | — | CLASS A COM | 51724W107 |
| — | DPCM CAP INC | 12,000 | $119K | 0.0% | $9.92 | $9.92 | — | COM CL A | 23344P101 |
| — | ENVISTA HOLDINGS CORPORATION | 50,000 | $119K | 0.0% | $2.38 | $2.22 | — | NOTE 2.375% 6/0 | 29415FAB0 |
| — | SURGEPAYS INC | 131,831 | $118K | 0.0% | $0.90 | $0.75 | — | *W EXP 10/22/202 | 86882L113 |
| — | BOXED INC | 110,000 | $118K | 0.0% | $1.07 | $1.19 | — | *W EXP 12/08/202 | 103174116 |
| — | ATLANTIC AVE ACQUISITION COR | 11,850 | $117K | 0.0% | $9.87 | $10.04 | — | COM CL A | 04906P101 |
| — | ARCHIMEDES TECH SPAC PARTNR | 11,000 | $109K | 0.0% | $9.91 | $9.73 | — | UNIT 99/99/9999 | 039562301 |
| SACQF | SPREE ACQUISITION CORP 1 LTD | 11,000 | $109K | 0.0% | $9.91 | $9.91 | — | CL A ORD SHS | G83745102 |
| — | GLADSTONE ACQUISITION CORP | 10,827 | $109K | 0.0% | $10.07 | $9.97 | — | CLASS A COM | 37653T108 |
| — | JAWS HURRICANE ACQUISITN COR | 11,076 | $108K | 0.0% | $9.75 | $9.75 | — | CLASS A COM | 47201B103 |
| — | ASSERTIO HOLDINGS INC | 35,000 | $100K | 0.0% | $2.86 | $2.86 | — | COM NEW | 04546C205 |
| — | AETHERIUM ACQUISITION CORP | 10,000 | $99,000 | 0.0% | $9.90 | $9.90 | — | CLASS A COM | 00809J101 |
| — | JATT ACQUISITION CORP | 10,000 | $99,000 | 0.0% | $9.90 | $9.90 | — | SHS CL A | G50752107 |
| — | CHAVANT CAPITAL ACQUISITN CO | 10,000 | $99,000 | 0.0% | $9.90 | $9.90 | — | ORDINARY SHARES | G2058L103 |
| — | ELLIOTT OPPORTUNITY II CORP | 10,000 | $98,000 | 0.0% | $9.80 | $9.70 | — | SHS CL A | G30092103 |
| — | BRIACELL THERAPEUTICS CORP | 16,046 | $83,000 | 0.0% | $5.17 | $5.17 | — | *W EXP 02/24/202 | 10778Y112 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 225,485 | $83,000 | 0.0% | $0.37 | $0.53 | — | *W EXP 10/04/202 | 41150T124 |
| FGIWW | FGI INDUSTRIES LTD | 119,174 | $79,000 | 0.0% | $0.66 | $0.66 | — | *W EXP 01/21/202 | G3302D111 |
| PTIXW | PROTAGENIC THERAPEUTICS INC | 362,066 | $78,000 | 0.0% | $0.22 | $0.46 | — | *W EXP 04/13/202 | 74365N111 |
| — | RELIANCE GLOBAL GROUP INC | 95,682 | $78,000 | 0.0% | $0.82 | $0.91 | — | *W EXP 02/01/202 | 75946W116 |
| NNAVW | NEXTNAV INC | 40,000 | $76,000 | 0.0% | $1.90 | $1.70 | — | *W EXP 10/28/202 | 65345N114 |
| BNCWW | CEA INDUSTRIES INC | 106,363 | $72,000 | 0.0% | $0.68 | $0.68 | — | *W EXP 02/11/202 | 86887P119 |
| — | AMPCO-PITTSBURG CORP | 84,800 | $71,000 | 0.0% | $0.84 | $0.63 | — | *W EXP 08/01/202 | 032037111 |
| — | BLUE OWL CAPITAL INC | 20,000 | $70,000 | 0.0% | $3.50 | $4.68 | — | *W EXP 05/19/202 | 09581B111 |
| — | DATADOG INC | 37,000 | $66,000 | 0.0% | $1.78 | $1.78 | — | NOTE 0.125% 6/1 | 23804LAB9 |
| MTEKW | MARIS TECH LTD | 218,936 | $65,000 | 0.0% | $0.30 | $0.30 | — | *W EXP 02/04/202 | M68057112 |
| — | KIROMIC BIOPHARMA INC | 73,847 | $63,000 | 0.0% | $0.85 | $1.70 | — | COM | 497634105 |
| — | BAUDAX BIO INC | 34,500 | $61,000 | 0.0% | $1.77 | $1.77 | — | COM NEW | 07160F206 |
| VRMEW | VERIFYME INC | 57,158 | $60,000 | 0.0% | $1.05 | $1.14 | — | *W EXP 06/22/202 | 92346X115 |
| GOEWQ | CANOO INC | 49,588 | $59,000 | 0.0% | $1.19 | $2.22 | — | *W EXP 12/21/202 | 13803R110 |
| TALKW | TALKSPACE INC | 245,000 | $59,000 | 0.0% | $0.24 | $0.24 | — | *W EXP 06/21/202 | 87427V111 |
| DTSTW | DATA STORAGE CORP | 81,412 | $56,000 | 0.0% | $0.69 | $1.22 | — | *W EXP 05/13/202 | 23786R110 |
| OCGN | OCUGEN INC | 17,000 | $56,000 | 0.0% | $3.29 | $3.51 | -6.1% | COM | 67577C105 |
| — | HUBSPOT INC | 30,000 | $54,000 | 0.0% | $1.80 | $1.80 | — | NOTE 0.375% 6/0 | 443573AD2 |
| — | TROIKA MEDIA GROUP INC | 327,907 | $52,000 | 0.0% | $0.16 | $0.58 | — | *W EXP 04/13/202 | 89689F115 |
| KTTAW | PASITHEA THERAPEUTICS CORP | 299,908 | $51,000 | 0.0% | $0.17 | $0.32 | — | *W EXP 08/12/202 | 70261F111 |
| APCX | APPTECH PMTS CORP | 38,000 | $51,000 | 0.0% | $1.34 * | $1.61 | 0.0% | COM | 03834B309 |
| AREBW | AMERICAN REBEL HOLDINGS INC | 144,481 | $51,000 | 0.0% | $0.35 | $0.35 | — | *W EXP 01/20/202 | 02919L117 |
| SWAGW | STRAN & COMPANY INC | 148,015 | $49,000 | 0.0% | $0.33 | $1.13 | — | *W EXP 11/01/202 | 86260J110 |
| — | CEA INDUSTRIES INC | 18,018 | $45,000 | 0.0% | $2.50 | $2.50 | — | COM NEW | 86887P200 |
| APCXW | APPTECH PMTS CORP | 181,552 | $45,000 | 0.0% | $0.25 | $0.25 | — | *W EXP 12/17/202 | 03834B127 |
| — | G MED INNOVATIONS HLDGS LTD | 89,295 | $45,000 | 0.0% | $0.50 | $0.49 | — | *W EXP 06/30/202 | G39462117 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 88,267 | $44,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | MEDIWOUND LTD | 21,873 | $44,000 | 0.0% | $2.01 | $2.01 | — | ORD SHS | M68830104 |
| PETVW | PETVIVO HLDGS INC | 123,331 | $41,000 | 0.0% | $0.33 | $0.55 | — | *W EXP 08/13/202 | 716817119 |
| — | VIRPAX PHARMACEUTICALS INC | 17,710 | $39,000 | 0.0% | $2.20 | $2.20 | — | COM | 928251107 |
| CINGW | CINGULATE INC | 110,032 | $39,000 | 0.0% | $0.35 | $0.54 | — | *W EXP 12/03/202 | 17248W113 |
| — | BONE BIOLOGICS CORP | 109,567 | $38,000 | 0.0% | $0.35 | $0.47 | — | *W EXP 10/13/202 | 098070113 |
| GLSWQ | GELESIS HLDGS INC | 162,246 | $37,000 | 0.0% | $0.23 | $0.23 | — | *W EXP 01/13/202 | 36850R113 |
| MOBQW | MOBIQUITY TECHNOLOGIES INC | 94,194 | $35,000 | 0.0% | $0.37 | $0.45 | — | *W EXP 12/03/202 | 60743F128 |
| NYMXF | NYMOX PHARMACEUTICAL CORP | 24,575 | $31,000 | 0.0% | $1.26 | $1.54 | -18.4% | COM | P73398102 |
| ANGHW | ANGHAMI INC | 49,677 | $30,000 | 0.0% | $0.60 | $0.60 | — | *W EXP 02/03/202 | G0369L119 |
| — | DIRECT DIGITAL HOLDINGS INC | 35,060 | $25,000 | 0.0% | $0.71 | $0.71 | — | *W EXP 02/15/202 | 25461T113 |
| — | EZFILL HOLDINGS INC | 23,000 | $24,000 | 0.0% | $1.04 | $2.63 | — | COM NEW | 302314208 |
| — | DIGITAL BRANDS GROUP INC | 47,596 | $24,000 | 0.0% | $0.50 | $1.17 | — | *W EXP 05/01/202 | 25401N119 |
| — | LIVEONE INC | 30,000 | $24,000 | 0.0% | $0.80 | $0.97 | — | COM | 53814X102 |
| — | PYXIS TANKERS INC | 45,223 | $24,000 | 0.0% | $0.53 | $0.73 | — | COM | Y71726106 |
| TLSA | TIZIANA LIFE SCIENCES LTD | 22,000 | $23,000 | 0.0% | $1.05 | $0.89 | +18.5% | COM | G88912103 |
| VIVK | VIVAKOR INC | 10,000 | $22,000 | 0.0% | $2.20 * | $5.64 | 0.0% | COM NEW | 92852R403 |
| PXSAW | PYXIS TANKERS INC | 92,785 | $22,000 | 0.0% | $0.24 | $0.34 | — | *W EXP 09/15/202 | Y71726122 |
| — | WORKSPORT LTD | 27,981 | $21,000 | 0.0% | $0.75 | $1.75 | — | *W EXP 06/01/202 | 98139Q118 |
| — | INHIBIKASE THERAPEUTICS INC | 13,493 | $20,000 | 0.0% | $1.48 | $2.70 | — | COM | 45719W106 |
| — | AGRIFORCE GROWING SYSTEMS LT | 32,501 | $19,000 | 0.0% | $0.58 | $0.58 | — | *W EXP 02/01/202 | C00948114 |
| BKSY/WS | BLACKSKY TECHNOLOGY INC | 63,865 | $18,000 | 0.0% | $0.28 | $1.58 | — | *W EXP 10/30/202 | 09263B116 |
| — | ADITXT INC | 39,900 | $18,000 | 0.0% | $0.45 | $0.53 | — | COM | 007025109 |
| BEATW | HEARTBEAM INC | 45,521 | $17,000 | 0.0% | $0.37 | $0.53 | — | *W EXP 10/31/202 | 42238H116 |
| — | IMAC HLDGS INC | 66,215 | $17,000 | 0.0% | $0.26 | $0.25 | — | *W EXP 02/12/202 | 44967K112 |
| ZIVOW | ZIVO BIOSCIENCE INC | 26,180 | $17,000 | 0.0% | $0.65 | $1.19 | — | *W EXP 05/14/202 | 98978N119 |
| DRMAW | DERMATA THERAPEUTICS INC | 100,000 | $16,000 | 0.0% | $0.16 | $0.51 | — | *W EXP 08/13/202 | 249845116 |
| — | SURGALIGN HOLDINGS INC | 50,000 | $15,000 | 0.0% | $0.30 | $0.30 | — | COM | 86882C105 |
| — | ENVERIC BIOSCIENCES INC | 45,000 | $15,000 | 0.0% | $0.33 | $0.33 | — | COM NEW | 29405E109 |
| — | CREATD INC | 49,086 | $15,000 | 0.0% | $0.31 | $0.47 | — | *W EXP 09/15/202 | 225265115 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 23,996 | $14,000 | 0.0% | $0.58 | $0.92 | — | *W EXP 11/09/202 | M74240116 |
| — | SMART FOR LIFE INC | 12,000 | $13,000 | 0.0% | $1.08 | $1.08 | — | COMMON STOCK | 83204U103 |
| PL/WS | PLANET LABS PBC | 10,000 | $13,000 | 0.0% | $1.30 | $1.90 | — | *W EXP 12/06/202 | 72703X114 |
| BTBDW | BT BRANDS INC | 28,800 | $12,000 | 0.0% | $0.42 | $0.73 | — | *W EXP 11/12/202 | 0557MQ115 |
| — | ALLEGO N V | 11,250 | $12,000 | 0.0% | $1.07 | $1.07 | — | *W EXP 03/16/202 | N0796A118 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 25,000 | $11,000 | 0.0% | $0.44 | $1.33 | — | *W EXP 12/18/202 | 186760112 |
| — | MEDIGUS LTD | 28,450 | $11,000 | 0.0% | $0.39 | $0.39 | — | *W EXP 07/23/202 | 58471G128 |
| — | GEOVAX LABS INC | 24,381 | $11,000 | 0.0% | $0.45 | $1.00 | — | *W EXP 09/29/202 | 373678119 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 45,000 | $10,000 | 0.0% | $0.22 | $0.22 | — | *W EXP 10/15/202 | 45333D112 |
| IINNW | INSPIRA TECHNOLOGIES OXY BHN | 19,600 | $10,000 | 0.0% | $0.51 | $0.84 | — | *W EXP 06/30/202 | M53637118 |
| — | CLARUS THERAPEUTICS HLDNGS I | 65,000 | $10,000 | 0.0% | $0.15 | $0.45 | — | *W EXP 08/11/202 | 18271L115 |
| — | BANNIX ACQUISITION CORP | 43,200 | $10,000 | 0.0% | $0.23 | $0.23 | — | *W EXP 07/31/202 | 066644113 |
| RBOTW | VICARIOUS SURGICAL INC | 12,000 | $10,000 | 0.0% | $0.83 | $2.17 | — | *W EXP 08/05/202 | 92561V117 |
| SQLLW | SEQLL INC | 22,795 | $9,000 | 0.0% | $0.39 | $1.06 | — | *W EXP 08/31/202 | 81734C114 |
| — | SPIRE GLOBAL INC | 28,867 | $8,000 | 0.0% | $0.28 | $1.70 | — | *W EXP 08/16/202 | 848560116 |
| — | KAIROUS ACQUISITION CORP LTD | 50,000 | $8,000 | 0.0% | $0.16 | $0.16 | — | *W EXP 09/15/202 | G52131128 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 33,203 | $8,000 | 0.0% | $0.24 | $0.48 | — | *W EXP 01/01/202 | 539319111 |
| — | INFINT ACQUISITION CORP | 45,100 | $8,000 | 0.0% | $0.18 | $0.18 | — | *W EXP 99/99/999 | G47862126 |
| — | NORTHVIEW ACQUISITION CORP | 43,000 | $8,000 | 0.0% | $0.19 | $0.19 | — | *W EXP 08/02/202 | 66718N111 |
| — | ENERGEM CORP | 45,000 | $8,000 | 0.0% | $0.18 | $0.18 | — | *W EXP 11/15/202 | G30449121 |
| — | AUDDIA INC | 12,768 | $8,000 | 0.0% | $0.63 | $0.63 | — | *W EXP 10/17/202 | 05072K115 |
| — | ACCRETION ACQUISITION CORP | 43,748 | $8,000 | 0.0% | $0.18 | $0.18 | — | *W EXP 03/01/202 | 00438Y115 |
| — | ABEONA THERAPEUTICS INC | 22,313 | $7,000 | 0.0% | $0.31 | $0.34 | — | COM | 00289Y107 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 45,000 | $7,000 | 0.0% | $0.16 | $0.16 | — | *W EXP 03/23/202 | 042644112 |
| — | FINANCIAL STRATEGIES ACQUISI | 40,000 | $7,000 | 0.0% | $0.17 | $0.17 | — | *W EXP 03/31/202 | 31772T115 |
| — | FAT PROJECTS ACQUISITION COR | 42,500 | $7,000 | 0.0% | $0.16 | $0.16 | — | *W EXP 08/31/202 | G3400W110 |
| SACWF | SPREE ACQUISITION CORP 1 LTD | 27,078 | $6,000 | 0.0% | $0.22 | $0.22 | — | *W EXP 12/22/202 | G83745128 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 45,100 | $6,000 | 0.0% | $0.13 | $0.13 | — | *W EXP 11/30/202 | 13767K119 |
| — | SOLENO THERAPEUTICS INC | 27,000 | $6,000 | 0.0% | $0.22 | $0.22 | — | COM NEW | 834203200 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 14,668 | $5,000 | 0.0% | $0.34 | $0.55 | — | *W EXP 10/31/202 | 81947T110 |
| — | GROM SOCIAL ENTERPRISES INC | 26,521 | $5,000 | 0.0% | $0.19 | $0.98 | — | *W EXP 06/17/202 | 39878L118 |
| — | NLS PHARMACEUTICS LTD | 12,891 | $5,000 | 0.0% | $0.39 | $0.39 | — | *W EXP 09/25/202 | H57830111 |
| NXGLW | NEXGEL INC | 11,000 | $4,000 | 0.0% | $0.36 | $0.36 | — | *W EXP 12/01/202 | 65344E115 |
| — | TOUGHBUILT INDS INC | 23,150 | $4,000 | 0.0% | $0.17 | $0.17 | — | COM NEW | 89157G504 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 40,000 | $3,000 | 0.0% | $0.07 | $0.07 | — | *W EXP 12/13/202 | G0230C116 |