Location: Winnetka, IL
CIK: 0001597506 · Show all filings
Period: Q2 2022 (← Previous) (Next →)
Filing Date: Aug 11, 2022
Total Value: $455M (61.6% shares, 38.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 245,000 | $92.43M | 20.3% | $377.25 | — | — | Put | 78462F953 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,051,472 | $39.14M | 8.6% | $37.22 | $33.14 | — | *W EXP 08/03/202 | 674599162 |
| — | INVESCO QQQ TR | 85,000 | $23.82M | 5.2% | $280.28 | — | — | Put | 46090E953 |
| — | ON SEMICONDUCTOR CORP | 9,541,000 | $23.35M | 5.1% | $2.45 | $2.46 | — | NOTE 1.625%10/1 | 682189AP0 |
| EXEEW | CHESAPEAKE ENERGY CORP | 376,848 | $23.01M | 5.1% | $61.07 | $49.27 | — | *W EXP 02/09/202 | 165167164 |
| — | MICROCHIP TECHNOLOGY INC. | 7,573,000 | $18.97M | 4.2% | $2.50 | $2.51 | — | NOTE 1.625% 2/1 | 595017AD6 |
| EXEEL | CHESAPEAKE ENERGY CORP | 301,794 | $15.84M | 3.5% | $52.47 | $49.15 | — | *W EXP 02/09/202 | 165167180 |
| — | SIERRA ONCOLOGY INC | 213,100 | $11.72M | 2.6% | $54.99 | — | — | Put | 82640U954 |
| — | PLUG PWR INC | 3,485,000 | $11.65M | 2.6% | $3.34 | $6.81 | — | NOTE 3.750% 6/0 | 72919PAD5 |
| EXEEZ | CHESAPEAKE ENERGY CORP | 198,101 | $11.22M | 2.5% | $56.62 | $46.34 | — | *W EXP 02/09/202 | 165167172 |
| — | PALO ALTO NETWORKS INC | 5,791,000 | $10.86M | 2.4% | $1.88 | $1.54 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | ARCH RESOURCES INC | 2,500,000 | $10.1M | 2.2% | $4.04 | $4.04 | — | NOTE 5.250%11/1 | 039389AB7 |
| — | II-VI INC | 5,956,000 | $6.637M | 1.5% | $1.11 | $1.27 | — | NOTE 0.250% 9/0 | 902104AB4 |
| — | LUMENTUM HLDGS INC | 4,500,000 | $6.262M | 1.4% | $1.39 | $1.74 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| SPY | SPDR S&P 500 ETF TR | 16,000 | $6.037M | 1.3% | $377.31 | $409.66 | -7.9% | TR UNIT | 78462F103 |
| — | MCDONALDS CORP | 23,000 | $5.678M | 1.2% | $246.87 | — | — | Put | 580135951 |
| — | ALLSCRIPTS HEALTHCARE SOLUTI | 4,500,000 | $5.677M | 1.2% | $1.26 | $1.74 | — | NOTE 0.875% 1/0 | 01988PAF5 |
| — | HANNON ARMSTRONG SUST INFR C | 5,482,000 | $5.425M | 1.2% | $0.99 | $1.14 | — | NOTE 8/1 | 41068XAD2 |
| — | ACTIVISION BLIZZARD INC | 62,400 | $4.858M | 1.1% | $77.85 | — | — | Call | 00507V909 |
| — | ENCORE CAP EUROPE FIN LTD | 3,500,000 | $4.844M | 1.1% | $1.38 | $1.50 | — | NOTE 4.500% 9/0 | 29260UAA5 |
| — | MIDDLEBY CORP | 4,035,000 | $4.573M | 1.0% | $1.13 | $1.41 | — | NOTE 1.000% 9/0 | 596278AB7 |
| — | KBR INC | 2,321,000 | $4.491M | 1.0% | $1.93 | $1.61 | — | NOTE 2.500%11/0 | 48242WAB2 |
| — | LIVE NATION ENTERTAINMENT IN | 3,290,000 | $4.256M | 0.9% | $1.29 | $1.75 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | INVESCO QQQ TR | 15,000 | $4.204M | 0.9% | $280.27 | — | — | Call | 46090E903 |
| — | GFL ENVIRONMENTAL INC | 67,156 | $3.973M | 0.9% | $59.16 | $69.97 | — | UNIT 99/99/9999T | 36168Q120 |
| — | VIAVI SOLUTIONS INC | 3,286,000 | $3.704M | 0.8% | $1.13 | $1.30 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | OMNICELL COM | 2,900,000 | $3.701M | 0.8% | $1.28 | $1.37 | — | NOTE 0.250% 9/1 | 68213NAD1 |
| — | NOVA LTD | 2,760,000 | $3.562M | 0.8% | $1.29 | $1.99 | — | NOTE 10/1 | 66980MAB2 |
| — | RH | 2,725,000 | $3.277M | 0.7% | $1.20 | $3.06 | — | NOTE 9/1 | 74967XAD5 |
| — | ETSY INC | 2,829,000 | $3.22M | 0.7% | $1.14 | $2.41 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | WORKDAY INC | 2,933,000 | $3.076M | 0.7% | $1.05 | $1.67 | — | NOTE 0.250%10/0 | 98138HAF8 |
| — | ZENDESK INC | 2,500,000 | $3.002M | 0.7% | $1.20 | $2.21 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | RAMBUS INC DEL | 2,482,000 | $2.978M | 0.7% | $1.20 | $1.48 | — | NOTE 1.375% 2/0 | 750917AG1 |
| — | AKAMAI TECHNOLOGIES INC | 2,706,000 | $2.975M | 0.7% | $1.10 | $1.28 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | FTI CONSULTING INC | 1,622,000 | $2.925M | 0.6% | $1.80 | $1.44 | — | NOTE 2.000% 8/1 | 302941AP4 |
| — | CLOUDFLARE INC | 2,100,000 | $2.888M | 0.6% | $1.38 | $3.02 | — | NOTE 0.750% 5/1 | 18915MAB3 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 2,451,000 | $2.874M | 0.6% | $1.17 | $1.52 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | TESLA INC | 3,600 | $2.424M | 0.5% | $673.33 | — | — | Put | 88160R951 |
| — | Q2 HLDGS INC | 2,400,000 | $2.352M | 0.5% | $0.98 | $1.78 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| — | VANECK ETF TRUST | 79,100 | $2.166M | 0.5% | $27.38 | — | — | Call | 92189F906 |
| — | ENVESTNET INC | 2,136,000 | $2.163M | 0.5% | $1.01 | $1.01 | — | NOTE 1.750% 6/0 | 29404KAB2 |
| HTZWW | HERTZ GLOBAL HLDGS INC | 213,192 | $2.087M | 0.5% | $9.79 | $13.35 | — | *W EXP 06/30/205 | 42806J148 |
| — | SILICON LABORATORIES INC | 1,552,000 | $2.014M | 0.4% | $1.30 | $1.48 | — | NOTE 0.625% 6/1 | 826919AD4 |
| QQQ | INVESCO QQQ TR | 7,000 | $1.962M | 0.4% | $280.29 | $310.32 | -9.7% | UNIT SER 1 | 46090E103 |
| — | SOUTH JERSEY INDS INC | 26,037 | $1.768M | 0.4% | $67.90 | $67.90 | — | UNIT 04/01/2024 | 838518306 |
| — | LIBERTY MEDIA CORP DEL | 1,000,000 | $1.732M | 0.4% | $1.73 | $1.73 | — | NOTE 1.000% 1/3 | 531229AF9 |
| — | RH | 1,466,000 | $1.708M | 0.4% | $1.17 | $2.44 | — | NOTE 6/1 | 74967XAA1 |
| — | FISKER INC | 185,700 | $1.591M | 0.3% | $8.57 | — | — | Put | 33813J956 |
| — | NICE SYS INC | 639,000 | $1.475M | 0.3% | $2.31 | $3.26 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | PALO ALTO NETWORKS INC | 824,000 | $1.414M | 0.3% | $1.72 | $1.79 | — | NOTE 0.375% 6/0 | 697435AF2 |
| NEN | NEW ENGLAND RLTY ASSOC LTD P | 17,971 | $1.384M | 0.3% | $77.01 | $72.93 | — | DEPOSITRY RCPT | 644206104 |
| — | APPLE INC | 10,000 | $1.367M | 0.3% | $136.70 | — | — | Put | 037833950 |
| — | HCI GROUP INC | 1,194,000 | $1.357M | 0.3% | $1.14 | $1.31 | — | NOTE 4.250% 3/0 | 40416EAD5 |
| — | STANLEY BLACK & DECKER INC | 16,442 | $1.108M | 0.2% | $67.39 | $67.39 | — | UNIT 11/15/2022 | 854502846 |
| — | UNITED STS NAT GAS FD LP | 55,000 | $1.046M | 0.2% | $19.02 | — | — | Call | 912318900 |
| — | BRISTOL-MYERS SQUIBB CO | 465,000 | $968K | 0.2% | $2.08 | $2.01 | — | FRNT 9/1 | 110122AN8 |
| — | ISHARES SILVER TR | 50,000 | $932K | 0.2% | $18.64 | — | — | Call | 46428Q909 |
| — | CONMED CORP | 722,000 | $875K | 0.2% | $1.21 | $1.52 | — | NOTE 2.625% 2/0 | 207410AF8 |
| — | TERADYNE INC | 303,000 | $858K | 0.2% | $2.83 | $3.94 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | EXXON MOBIL CORP | 10,000 | $856K | 0.2% | $85.60 | — | — | Call | 30231G902 |
| — | PERSHING SQUARE TONTINE HLDG | 39,147 | $782K | 0.2% | $19.98 | $22.53 | — | COM CL A | 71531R109 |
| — | SIXTH STREET SPECIALTY LENDI | 716,000 | $757K | 0.2% | $1.06 | $1.22 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | SOUTHERN CO | 10,000 | $713K | 0.2% | $71.30 | — | — | Put | 842587957 |
| SO | SOUTHERN CO | 10,000 | $713K | 0.2% | $71.30 * | $64.29 | -2.5% | COM | 842587107 |
| — | PTC INC | 6,200 | $659K | 0.1% | $106.29 | — | — | Put | 69370C950 |
| — | GAMESTOP CORP NEW | 5,000 | $612K | 0.1% | $122.40 | — | — | Put | 36467W959 |
| — | SOUTHERN CO | 11,401 | $604K | 0.1% | $52.98 | $54.88 | — | UNIT 08/01/2022 | 842587602 |
| — | SURGEPAYS INC | 469,545 | $563K | 0.1% | $1.20 | $1.07 | — | *W EXP 10/22/202 | 86882L113 |
| — | NETFLIX INC | 3,000 | $525K | 0.1% | $175.00 | — | — | Call | 64110L906 |
| — | MUDRICK CAPITAL ACQU CORP II | 51,063 | $515K | 0.1% | $10.09 | $10.16 | — | COM CL A | 62477L107 |
| — | CARNIVAL CORP | 460,000 | $514K | 0.1% | $1.12 | $2.12 | — | NOTE 5.750% 4/0 | 143658BE1 |
| OPHC | OPTIMUMBANK HLDGS INC | 119,118 | $476K | 0.1% | $4.00 | $4.09 | -2.1% | COM | 68401P403 |
| — | CANTALOUPE INC | 83,800 | $469K | 0.1% | $5.60 | — | — | Call | 138103906 |
| — | ACRI CAPITAL ACQUISITION COR | 44,500 | $445K | 0.1% | $10.00 | $10.00 | — | UNIT 02/01/2029 | 00501A200 |
| — | INTL GNRL INSURANCE HLDNGS L | 799,088 | $432K | 0.1% | $0.54 | $0.49 | — | *W EXP 03/17/202 | G4809J114 |
| — | AGNICO EAGLE MINES LTD | 9,000 | $412K | 0.1% | $45.78 | — | — | Call | 008474908 |
| — | REDBOX ENTERTAINMENT INC | 50,000 | $370K | 0.1% | $7.40 | — | — | Put | 75724T953 |
| — | MICROSTRATEGY INC | 2,200 | $361K | 0.1% | $164.09 | — | — | Put | 594972958 |
| — | ENVISTA HOLDINGS CORPORATION | 172,000 | $329K | 0.1% | $1.91 | $2.00 | — | NOTE 2.375% 6/0 | 29415FAB0 |
| — | SELECT SECTOR SPDR TR | 4,500 | $322K | 0.1% | $71.56 | — | — | Call | 81369Y906 |
| VMCAF | VALUENCE MERGER CORP I | 32,100 | $321K | 0.1% | $10.00 | $10.00 | — | CLASS A ORD SHS | G9R16L100 |
| — | SOCIAL CAPITAL HEDOSOPHA HLD | 31,700 | $315K | 0.1% | $9.94 | $9.94 | — | SHS CL A | G82514103 |
| — | PAN AMERN SILVER CORP | 15,200 | $299K | 0.1% | $19.67 | — | — | Call | 697900908 |
| — | PRIME NO ACQUISITION I CORP | 27,316 | $273K | 0.1% | $9.99 | $9.99 | — | UNIT 07/31/2027 | 74168P206 |
| — | CONNEXA SPORTS TECHNOLOGIES | 179,515 | $266K | 0.1% | $1.48 | $1.48 | — | COM NEW | 831445200 |
| — | DICKS SPORTING GOODS INC | 108,000 | $257K | 0.1% | $2.38 | $3.50 | — | NOTE 3.250% 4/1 | 253393AD4 |
| — | FEUTUNE LIGHT ACQUISITION CO | 24,900 | $248K | 0.1% | $9.96 | $9.96 | — | UNIT 06/01/2029 | 31561T201 |
| — | AURA FAT PROJS ACQUISITION C | 25,000 | $248K | 0.1% | $9.92 | $9.92 | — | CLASS A ORD | G06362100 |
| — | ROBINHOOD MKTS INC | 30,000 | $247K | 0.1% | $8.23 | — | — | Put | 770700952 |
| — | BARCLAYS BANK PLC | 10,000 | $231K | 0.1% | $23.10 | — | — | Call | 06747R907 |
| — | FG MERGER CORP | 22,068 | $220K | 0.0% | $9.97 | $9.97 | — | COMMON STOCK | 30324Y101 |
| — | REVLON INC | 40,000 | $217K | 0.0% | $5.42 | — | — | Put | 761525959 |
| — | NOBLE ROCK ACQUISITION CORP | 21,324 | $209K | 0.0% | $9.80 | $9.71 | — | CL A SHS | G6546R101 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 288,878 | $208K | 0.0% | $0.72 | $0.96 | — | *W EXP 06/15/202 | 84862C112 |
| — | EVERGREEN CORPORATION | 20,636 | $206K | 0.0% | $9.98 | $9.98 | — | CLASS A ORD SHS | G3312W109 |
| AIMTF | AIMFINITY INVESTMENT CORP I | 20,000 | $197K | 0.0% | $9.85 | $9.85 | — | UNIT 04/21/2027 | G0135E142 |
| NBST | NEWBURY STREET ACQUISITN COR | 20,000 | $195K | 0.0% | $9.75 | $9.67 | +0.9% | COM | 65101L104 |
| — | UNITED STS NAT GAS FD LP | 10,000 | $190K | 0.0% | $19.00 | $19.00 | — | UNIT PAR | 912318300 |
| — | BOOKING HOLDINGS INC | 149,000 | $180K | 0.0% | $1.21 | $1.21 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| POLWQ | 1847 GOEDEKER INC | 689,514 | $179K | 0.0% | $0.26 | $0.26 | — | *W EXP 06/02/202 | 28252C117 |
| — | DENALI CAPITAL ACQUISITN COR | 17,500 | $174K | 0.0% | $9.94 | $9.94 | — | CLASS A ORD | G6256B106 |
| — | PINE TECHNOLOGY ACQUISITN CO | 17,502 | $172K | 0.0% | $9.83 | $9.71 | — | CLASS A COM | 722850104 |
| — | PEPPERLIME HEALTH ACQUSTN CO | 31,279 | $170K | 0.0% | $5.43 | $5.36 | — | CLASS A ORD SHS | G70021103 |
| — | GENESIS UNICORN CAPITAL CORP | 17,043 | $170K | 0.0% | $9.97 | $9.97 | — | CLASS A COM | 37187C100 |
| — | ROSECLIFF ACQUISITION CORP I | 16,077 | $158K | 0.0% | $9.83 | $9.70 | — | COM CL A | 77732R103 |
| — | PROPERTY SOLUTIONS ACQUISITI | 16,000 | $157K | 0.0% | $9.81 | $9.69 | — | COM CL A | 74350A108 |
| CNXX | CONX CORP | 15,044 | $149K | 0.0% | $9.90 | $9.84 | — | COM CL A | 212873103 |
| PNSTQ | BANYAN ACQUISITION CORPORATI | 15,000 | $149K | 0.0% | $9.93 | $9.93 | — | CL A COM | 06690B107 |
| — | MACONDRAY CAP ACQUISITN CORP | 15,000 | $149K | 0.0% | $9.93 | $9.87 | — | CLASS A ORD SHS | G5853A107 |
| — | COLISEUM ACQUISITION CORP | 15,000 | $146K | 0.0% | $9.73 | $2.00 | — | CLASS A ORD SHS | G2263T123 |
| — | TASTEMAKER ACQUISITION CORP | 14,500 | $144K | 0.0% | $9.93 | $9.72 | — | COM CL A | 876545104 |
| — | DRAFTKINGS INC NEW | 12,000 | $140K | 0.0% | $11.67 | — | — | Put | 26142V955 |
| — | FG FINANCIAL GROUP INC | 94,797 | $138K | 0.0% | $1.46 | $1.46 | — | COM | 30259W104 |
| — | DEXCOM INC | 71,000 | $131K | 0.0% | $1.85 | $3.12 | — | NOTE 0.750%12/0 | 252131AH0 |
| — | BM TECHNOLOGIES INC | 247,145 | $122K | 0.0% | $0.49 | $1.91 | — | *W EXP 01/04/202 | 05591L115 |
| — | LARKSPUR HEALTH ACQUISITION | 12,000 | $119K | 0.0% | $9.92 | $9.92 | — | CLASS A COM | 51724W107 |
| — | DPCM CAP INC | 12,000 | $119K | 0.0% | $9.92 | $9.92 | — | COM CL A | 23344P101 |
| NXPLW | NEXTPLAT CORP | 134,172 | $119K | 0.0% | $0.89 | $1.12 | — | *W EXP 06/02/202 | 68557F118 |
| — | ATLANTIC AVE ACQUISITION COR | 11,850 | $117K | 0.0% | $9.87 | $10.04 | — | COM CL A | 04906P101 |
| SACQF | SPREE ACQUISITION CORP 1 LTD | 11,000 | $110K | 0.0% | $10.00 | $9.91 | — | CL A ORD SHS | G83745102 |
| — | SOUTHWESTERN ENERGY CO | 17,600 | $110K | 0.0% | $6.25 | — | — | Call | 845467909 |
| — | GLADSTONE ACQUISITION CORP | 10,827 | $109K | 0.0% | $10.07 | $9.97 | — | CLASS A COM | 37653T108 |
| — | JAWS HURRICANE ACQUISITN COR | 11,076 | $108K | 0.0% | $9.75 | $9.75 | — | CLASS A COM | 47201B103 |
| TALKW | TALKSPACE INC | 303,956 | $106K | 0.0% | $0.35 | $0.26 | — | *W EXP 06/21/202 | 87427V111 |
| — | MONTEREY CAP ACQUISITION COR | 10,340 | $103K | 0.0% | $9.96 | $9.96 | — | UNIT 05/10/2027 | 61244M208 |
| — | CALLAWAY GOLF COMPANY | 75,000 | $102K | 0.0% | $1.36 | $1.36 | — | NOTE 2.750% 5/0 | 131193AE4 |
| — | DASEKE INC | 16,000 | $102K | 0.0% | $6.38 | — | — | Call | 23753F907 |
| — | CHAVANT CAPITAL ACQUISITN CO | 10,000 | $100K | 0.0% | $10.00 | $9.90 | — | ORDINARY SHARES | G2058L103 |
| — | JATT ACQUISITION CORP | 10,000 | $100K | 0.0% | $10.00 | $9.90 | — | SHS CL A | G50752107 |
| — | AETHERIUM ACQUISITION CORP | 10,000 | $99,000 | 0.0% | $9.90 | $9.90 | — | CLASS A COM | 00809J101 |
| — | ELLIOTT OPPORTUNITY II CORP | 10,000 | $97,000 | 0.0% | $9.70 | $9.70 | — | SHS CL A | G30092103 |
| — | DASEKE INC | 15,000 | $96,000 | 0.0% | $6.40 | $10.07 | — | COM | 23753F107 |
| — | ASSERTIO HOLDINGS INC | 32,000 | $94,000 | 0.0% | $2.94 | $2.86 | — | COM NEW | 04546C205 |
| — | INVITAE CORP | 35,000 | $85,000 | 0.0% | $2.43 | — | — | Call | 46185L903 |
| — | PAVMED INC | 166,315 | $83,000 | 0.0% | $0.50 | $6.36 | — | *W EXP 04/30/202 | 70387R122 |
| — | INSULET CORP | 65,000 | $75,000 | 0.0% | $1.15 | $1.15 | — | NOTE 0.375% 9/0 | 45784PAK7 |
| VEVMQ | VICINITY MOTOR CORP | 55,068 | $75,000 | 0.0% | $1.36 | $2.77 | — | COM | 925654105 |
| PETVW | PETVIVO HLDGS INC | 218,353 | $72,000 | 0.0% | $0.33 | $0.45 | — | *W EXP 08/13/202 | 716817119 |
| MTEKW | MARIS TECH LTD | 219,936 | $69,000 | 0.0% | $0.31 | $0.30 | — | *W EXP 02/04/202 | M68057112 |
| — | REDBOX ENTERTAINMENT INC | 124,015 | $66,000 | 0.0% | $0.53 | $0.53 | — | *W EXP 12/15/202 | 75724T111 |
| — | SOUTHWESTERN ENERGY CO | 10,000 | $63,000 | 0.0% | $6.30 | $6.30 | — | COM | 845467109 |
| — | RAPID7 INC | 50,000 | $63,000 | 0.0% | $1.26 | $1.26 | — | NOTE 2.250% 5/0 | 753422AD6 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 165,000 | $62,000 | 0.0% | $0.38 | $0.53 | — | *W EXP 10/04/202 | 41150T124 |
| NN | NEXTNAV INC | 25,000 | $57,000 | 0.0% | $2.28 | $4.81 | -52.8% | COMMON STOCK | 65345N106 |
| — | SAVERONE 2014 LTD | 22,800 | $53,000 | 0.0% | $2.32 | $2.32 | — | SPONSORED ADS | 80516T105 |
| — | MICROCHIP TECHNOLOGY INC. | 31,000 | $52,000 | 0.0% | $1.68 | $2.31 | — | NOTE 1.625% 2/1 | 595017AF1 |
| SVREW | SAVERONE 2014 LTD | 146,052 | $51,000 | 0.0% | $0.35 | $0.35 | — | W EXP 05/04/202 | 80516T113 |
| PTIXW | PROTAGENIC THERAPEUTICS INC | 328,223 | $49,000 | 0.0% | $0.15 | $0.46 | — | *W EXP 04/13/202 | 74365N111 |
| FGIWW | FGI INDUSTRIES LTD | 119,574 | $48,000 | 0.0% | $0.40 | $0.66 | — | *W EXP 01/21/202 | G3302D111 |
| BNCWW | CEA INDUSTRIES INC | 234,595 | $47,000 | 0.0% | $0.20 | $0.42 | — | *W EXP 02/11/202 | 86887P119 |
| IRD | OCUPHIRE PHARMA INC | 24,200 | $46,000 | 0.0% | $1.90 | $2.27 | -15.5% | COM | 67577R102 |
| — | EVOFEM BIOSCIENCES INC | 40,000 | $45,000 | 0.0% | $1.13 | — | — | Call | 30048L903 |
| — | BIOSIG TECHNOLOGIES INC | 65,000 | $43,000 | 0.0% | $0.66 | $0.66 | — | COM NEW | 09073N201 |
| — | BLUE OWL CAPITAL INC | 20,000 | $42,000 | 0.0% | $2.10 | $4.68 | — | *W EXP 05/19/202 | 09581B111 |
| EDBLW | EDIBLE GARDEN AG INC | 103,861 | $42,000 | 0.0% | $0.40 | $0.40 | — | W EXP 04/18/202 | 28059P113 |
| — | ENERGY VAULT HOLDINGS INC | 26,721 | $40,000 | 0.0% | $1.50 | $1.50 | — | *W EXP 02/11/202 | 29280W117 |
| — | ALKALINE WTR CO INC | 102,000 | $40,000 | 0.0% | $0.39 | $0.39 | — | COM NEW | 01643A207 |
| — | EDIBLE GARDEN AG INC | 30,000 | $39,000 | 0.0% | $1.30 | $1.30 | — | COM | 28059P105 |
| SWAGW | STRAN & COMPANY INC | 154,575 | $39,000 | 0.0% | $0.25 | $1.09 | — | *W EXP 11/01/202 | 86260J110 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 77,100 | $39,000 | 0.0% | $0.51 | $0.63 | — | *W EXP 11/09/202 | M74240116 |
| — | HUBSPOT INC | 30,000 | $38,000 | 0.0% | $1.27 | $1.80 | — | NOTE 0.375% 6/0 | 443573AD2 |
| — | TC BIOPHARM HOLDINGS PLC | 99,165 | $36,000 | 0.0% | $0.36 | $0.36 | — | SPONSORED ADS | 87807D103 |
| CINGW | CINGULATE INC | 110,032 | $35,000 | 0.0% | $0.32 | $0.54 | — | *W EXP 12/03/202 | 17248W113 |
| VRMEW | VERIFYME INC | 50,558 | $35,000 | 0.0% | $0.69 | $1.14 | — | *W EXP 06/22/202 | 92346X115 |
| — | AMPCO-PITTSBURG CORP | 84,800 | $35,000 | 0.0% | $0.41 | $0.63 | — | *W EXP 08/01/202 | 032037111 |
| — | VIRPAX PHARMACEUTICALS INC | 19,500 | $33,000 | 0.0% | $1.69 | $2.16 | — | COM | 928251107 |
| APCXW | APPTECH PMTS CORP | 225,231 | $32,000 | 0.0% | $0.14 | $0.23 | — | *W EXP 12/17/202 | 03834B127 |
| — | KALEYRA INC | 147,257 | $31,000 | 0.0% | $0.21 | $2.99 | — | *W EXP 11/25/202 | 483379111 |
| — | BAUDAX BIO INC | 34,500 | $29,000 | 0.0% | $0.84 | $1.77 | — | COM NEW | 07160F206 |
| CMRAW | COMERA LIFE SCIENCES HLDGS I | 202,000 | $29,000 | 0.0% | $0.14 | $0.14 | — | W EXP 03/15/202 | 20037C116 |
| AREBW | AMERICAN REBEL HOLDINGS INC | 178,723 | $27,000 | 0.0% | $0.15 | $0.31 | — | *W EXP 01/20/202 | 02919L117 |
| — | LIVEONE INC | 30,000 | $26,000 | 0.0% | $0.87 | $0.97 | — | COM | 53814X102 |
| GCMGW | GCM GROSVENOR INC | 66,221 | $25,000 | 0.0% | $0.38 | $1.06 | — | *W EXP 11/17/202 | 36831E116 |
| — | PERFORMANCE SHIPPING INC | 45,000 | $25,000 | 0.0% | $0.56 | $0.56 | — | COM NEW | Y67305121 |
| DTSTW | DATA STORAGE CORP | 105,312 | $25,000 | 0.0% | $0.24 | $1.00 | — | *W EXP 05/13/202 | 23786R110 |
| — | AGRIFORCE GROWING SYSTEMS LT | 65,001 | $24,000 | 0.0% | $0.37 | $0.48 | — | *W EXP 02/01/202 | C00948114 |
| MOBQW | MOBIQUITY TECHNOLOGIES INC | 80,208 | $22,000 | 0.0% | $0.27 | $0.45 | — | *W EXP 12/03/202 | 60743F128 |
| — | ENJOY TECHNOLOGY INC | 99,150 | $22,000 | 0.0% | $0.22 | $0.22 | — | COM | 29335V106 |
| — | RELIANCE GLOBAL GROUP INC | 59,593 | $22,000 | 0.0% | $0.37 | $0.91 | — | *W EXP 02/01/202 | 75946W116 |
| NYMXF | NYMOX PHARMACEUTICAL CORP | 50,500 | $22,000 | 0.0% | $0.44 | $1.22 | -64.4% | COM | P73398102 |
| PXSAW | PYXIS TANKERS INC | 92,585 | $22,000 | 0.0% | $0.24 | $0.34 | — | *W EXP 09/15/202 | Y71726122 |
| — | CLARUS THERAPEUTICS HLDNGS I | 55,000 | $21,000 | 0.0% | $0.38 | $0.38 | — | COM | 18271L107 |
| — | BONE BIOLOGICS CORP | 109,567 | $21,000 | 0.0% | $0.19 | $0.47 | — | *W EXP 10/13/202 | 098070113 |
| — | EZFILL HOLDINGS INC | 25,000 | $20,000 | 0.0% | $0.80 | $2.48 | — | COM NEW | 302314208 |
| KTTAW | PASITHEA THERAPEUTICS CORP | 311,183 | $20,000 | 0.0% | $0.06 | $0.31 | — | *W EXP 08/12/202 | 70261F111 |
| NNAVW | NEXTNAV INC | 47,000 | $20,000 | 0.0% | $0.43 | $1.51 | — | *W EXP 10/28/202 | 65345N114 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 86,667 | $18,000 | 0.0% | $0.21 | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | BOXED INC | 78,500 | $17,000 | 0.0% | $0.22 | $1.19 | — | *W EXP 12/08/202 | 103174116 |
| — | DIRECT DIGITAL HOLDINGS INC | 44,116 | $17,000 | 0.0% | $0.39 | $0.65 | — | *W EXP 02/15/202 | 25461T113 |
| — | SOLENO THERAPEUTICS INC | 90,000 | $16,000 | 0.0% | $0.18 | $0.19 | — | COM NEW | 834203200 |
| TLSA | TIZIANA LIFE SCIENCES LTD | 22,000 | $16,000 | 0.0% | $0.73 | $0.89 | -15.3% | COM | G88912103 |
| — | TROIKA MEDIA GROUP INC | 208,917 | $15,000 | 0.0% | $0.07 | $0.58 | — | *W EXP 04/13/202 | 89689F115 |
| — | US WELL SERVICES INC | 15,000 | $14,000 | 0.0% | $0.93 | $0.93 | — | CL A NEW | 91274U200 |
| GOEWQ | CANOO INC | 49,588 | $14,000 | 0.0% | $0.28 | $2.22 | — | *W EXP 12/21/202 | 13803R110 |
| — | PLUS THERAPEUTICS INC | 25,100 | $14,000 | 0.0% | $0.56 | $0.56 | — | COM NEW | 72941H400 |
| — | AKERNA CORP | 100,000 | $14,000 | 0.0% | $0.14 | $0.14 | — | COM | 00973W102 |
| ANGHW | ANGHAMI INC | 50,677 | $13,000 | 0.0% | $0.26 | $0.60 | — | *W EXP 02/03/202 | G0369L119 |
| CELUW | CELULARITY INC | 23,000 | $13,000 | 0.0% | $0.57 | $0.57 | — | *W EXP 05/24/202 | 151190113 |
| STSSW | SHARPS TECHNOLOGY INC | 38,847 | $11,000 | 0.0% | $0.28 | $0.28 | — | W EXP 04/13/202 | 82003F119 |
| — | ALLEGO N V | 22,500 | $11,000 | 0.0% | $0.49 | $0.78 | — | *W EXP 03/16/202 | N0796A118 |
| DRMAW | DERMATA THERAPEUTICS INC | 100,000 | $11,000 | 0.0% | $0.11 | $0.51 | — | *W EXP 08/13/202 | 249845116 |
| GLSWQ | GELESIS HLDGS INC | 89,400 | $11,000 | 0.0% | $0.12 | $0.23 | — | *W EXP 01/13/202 | 36850R113 |
| — | INHIBIKASE THERAPEUTICS INC | 14,493 | $11,000 | 0.0% | $0.76 | $2.57 | — | COM | 45719W106 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 14,500 | $11,000 | 0.0% | $0.76 | $0.76 | — | COM | 539319202 |
| BTBDW | BT BRANDS INC | 28,800 | $11,000 | 0.0% | $0.38 | $0.73 | — | *W EXP 11/12/202 | 0557MQ115 |
| APCX | APPTECH PMTS CORP | 16,954 | $10,000 | 0.0% | $0.59 * | $1.61 | -26.9% | COM | 03834B309 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 90,000 | $10,000 | 0.0% | $0.11 | $0.17 | — | *W EXP 10/15/202 | 45333D112 |
| DRTSW | ALPHA TAU MEDICAL LTD | 20,000 | $10,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 03/07/202 | M0740A116 |
| BFRIW | BIOFRONTERA INC | 13,451 | $10,000 | 0.0% | $0.74 | $0.74 | — | *W EXP 10/27/202 | 09077D118 |
| — | KAIROUS ACQUISITION CORP LTD | 86,667 | $9,000 | 0.0% | $0.10 | $0.14 | — | *W EXP 09/15/202 | G52131128 |
| — | CREATD INC | 48,336 | $9,000 | 0.0% | $0.19 | $0.47 | — | *W EXP 09/15/202 | 225265115 |
| RVSNW | RAIL VISION LTD | 50,363 | $9,000 | 0.0% | $0.18 | $0.18 | — | *W EXP 03/27/202 | M8186D114 |
| SSTPW | SYSTEM1 INC | 11,500 | $9,000 | 0.0% | $0.78 | $0.78 | — | *W EXP 99/99/999 | 87200P117 |
| ZIVOW | ZIVO BIOSCIENCE INC | 15,620 | $9,000 | 0.0% | $0.58 | $1.19 | — | *W EXP 05/14/202 | 98978N119 |
| PL/WS | PLANET LABS PBC | 10,000 | $9,000 | 0.0% | $0.90 | $1.90 | — | *W EXP 12/06/202 | 72703X114 |
| — | NORTHVIEW ACQUISITION CORP | 77,770 | $9,000 | 0.0% | $0.12 | $0.15 | — | *W EXP 08/02/202 | 66718N111 |
| BEATW | HEARTBEAM INC | 22,761 | $8,000 | 0.0% | $0.35 | $0.53 | — | *W EXP 10/31/202 | 42238H116 |
| — | ACCRETION ACQUISITION CORP | 87,348 | $8,000 | 0.0% | $0.09 | $0.14 | — | *W EXP 03/01/202 | 00438Y115 |
| — | G MED INNOVATIONS HLDGS LTD | 89,095 | $8,000 | 0.0% | $0.09 | $0.49 | — | *W EXP 06/30/202 | G39462117 |
| — | VERB TECHNOLOGY CO INC | 15,119 | $8,000 | 0.0% | $0.53 | $0.53 | — | COM | 92337U104 |
| — | ENERGEM CORP | 90,000 | $8,000 | 0.0% | $0.09 | $0.13 | — | *W EXP 11/15/202 | G30449121 |
| — | FINANCIAL STRATEGIES ACQUISI | 80,000 | $7,000 | 0.0% | $0.09 | $0.13 | — | *W EXP 03/31/202 | 31772T115 |
| — | BANNIX ACQUISITION CORP | 85,700 | $7,000 | 0.0% | $0.08 | $0.16 | — | *W EXP 07/31/202 | 066644113 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 90,100 | $7,000 | 0.0% | $0.08 | $0.11 | — | *W EXP 11/30/202 | 13767K119 |
| — | FAT PROJECTS ACQUISITION COR | 85,000 | $7,000 | 0.0% | $0.08 | $0.12 | — | *W EXP 08/31/202 | G3400W110 |
| ACONW | ACLARION INC | 28,650 | $7,000 | 0.0% | $0.24 | $0.24 | — | W EXP 04/21/202 | 655187110 |
| — | MEDIGUS LTD | 28,450 | $7,000 | 0.0% | $0.25 | $0.39 | — | *W EXP 07/23/202 | 58471G128 |
| — | ADITXT INC | 39,900 | $6,000 | 0.0% | $0.15 | $0.53 | — | COM | 007025109 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 90,000 | $6,000 | 0.0% | $0.07 | $0.11 | — | *W EXP 03/23/202 | 042644112 |
| — | SMART FOR LIFE INC | 12,000 | $6,000 | 0.0% | $0.50 | $1.08 | — | COMMON STOCK | 83204U103 |
| — | AUDDIA INC | 12,768 | $5,000 | 0.0% | $0.39 | $0.63 | — | *W EXP 10/17/202 | 05072K115 |
| SACWF | SPREE ACQUISITION CORP 1 LTD | 47,154 | $5,000 | 0.0% | $0.11 | $0.17 | — | *W EXP 12/22/202 | G83745128 |
| — | INFINT ACQUISITION CORP | 90,100 | $5,000 | 0.0% | $0.06 | $0.12 | — | *W EXP 99/99/999 | G47862126 |
| — | WORKSPORT LTD | 19,842 | $5,000 | 0.0% | $0.25 | $1.75 | — | *W EXP 06/01/202 | 98139Q118 |
| — | SPIRE GLOBAL INC | 28,867 | $4,000 | 0.0% | $0.14 | $1.70 | — | *W EXP 08/16/202 | 848560116 |
| IINNW | INSPIRA TECHNOLOGIES OXY BHN | 19,600 | $4,000 | 0.0% | $0.20 | $0.84 | — | *W EXP 06/30/202 | M53637118 |
| IVDAW | IVEDA SOLUTIONS INC | 12,556 | $4,000 | 0.0% | $0.32 | $0.32 | — | W EXP 04/01/202 | 46583A113 |
| RBOTW | VICARIOUS SURGICAL INC | 12,000 | $4,000 | 0.0% | $0.33 | $2.17 | — | *W EXP 08/05/202 | 92561V117 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 25,000 | $3,000 | 0.0% | $0.12 | $1.33 | — | *W EXP 12/18/202 | 186760112 |
| — | GROM SOCIAL ENTERPRISES INC | 26,521 | $3,000 | 0.0% | $0.11 | $0.98 | — | *W EXP 06/17/202 | 39878L118 |
| SQLLW | SEQLL INC | 22,795 | $3,000 | 0.0% | $0.13 | $1.06 | — | *W EXP 08/31/202 | 81734C114 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 80,000 | $3,000 | 0.0% | $0.04 | $0.06 | — | *W EXP 12/13/202 | G0230C116 |
| NXGLW | NEXGEL INC | 11,000 | $3,000 | 0.0% | $0.27 | $0.36 | — | *W EXP 12/01/202 | 65344E115 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 12,000 | $2,000 | 0.0% | $0.17 | $0.48 | — | *W EXP 01/01/202 | 539319111 |
| — | DIGITAL BRANDS GROUP INC | 10,952 | $2,000 | 0.0% | $0.18 | $1.17 | — | *W EXP 05/01/202 | 25401N119 |
| — | AURA FAT PROJS ACQUISITION C | 25,000 | $2,000 | 0.0% | $0.08 | $0.08 | — | W EXP 03/31/202 | G06362126 |
| — | FG MERGER CORP | 16,551 | $2,000 | 0.0% | $0.12 | $0.12 | — | W EXP 06/17/202 | 30324Y119 |
| — | NLS PHARMACEUTICS LTD | 12,881 | $2,000 | 0.0% | $0.16 | $0.39 | — | *W EXP 09/25/202 | H57830111 |
| AIMWF | AIMFINITY INVESTMENT CORP I | 19,400 | $2,000 | 0.0% | $0.10 | $0.10 | — | W EXP 04/21/202 | G0135E126 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 14,668 | $1,000 | 0.0% | $0.07 | $0.55 | — | *W EXP 10/31/202 | 81947T110 |
| — | MDH ACQUISITION CORP | 13,067 | $1,000 | 0.0% | $0.08 | $0.08 | — | *W EXP 02/02/202 | 55283P114 |