HWG Holdings LP Quant / Systematic

Location: Houston, TX

CIK: 0001599390 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 9, 2016

Total Value: $95.22M (100.0% shares, 0.0% debt)

Holdings (36)

MPWR MONOLITHIC PWR SYS INCCOM 8.2%

Value $7.792M Shares 96,801 Share Price $80.50 * Est. Cost/Share $68.33 Unrealized @ Report Date +9.2%

ACAD ACADIA PHARMACEUTICALSINC COM 7.8%

Value $7.436M Shares 233,772 Share Price $31.81 Est. Cost/Share $28.13 Unrealized @ Report Date +13.1%

— BOK FINL CORP SUB NTS 5.37500% 7.3%

Value $6.998M Shares 271,432 Share Price $25.78 Est. Cost/Share $25.04 Unrealized @ Report Date —

— INTERNATIONAL GAME TECHNOLOGYS 6.2%

Value $5.908M Shares 242,320 Share Price $24.38 Est. Cost/Share $24.38 Unrealized @ Report Date —

— BUCKEYE PARTNERS L P UNITLTD P 6.2%

Value $5.879M Shares 82,113 Share Price $71.60 Est. Cost/Share $68.66 Unrealized @ Report Date —

— SENIOR HOUSING PROP TRUST 5.8%

Value $5.542M Shares 244,038 Share Price $22.71 Est. Cost/Share $22.71 Unrealized @ Report Date —

— AMTRUST FINL SVCS INCDSHS 1/40 5.3%

Value $5.074M Shares 200,000 Share Price $25.37 Est. Cost/Share $25.37 Unrealized @ Report Date —

— ABIOMED INC 5.2%

Value $4.918M Shares 38,248 Share Price $128.58 Est. Cost/Share $128.58 Unrealized @ Report Date —

— WESTERN ALLIANCE BANCORPSUB DE 4.5%

Value $4.326M Shares 166,900 Share Price $25.92 Est. Cost/Share $26.00 Unrealized @ Report Date —

— FACEBOOK INC COM USD0.000006CL 4.1%

Value $3.932M Shares 30,657 Share Price $128.26 Est. Cost/Share $128.26 Unrealized @ Report Date —

— BERKLEY W R CORP SUBDB 56 5.9% 4.1%

Value $3.888M Shares 147,165 Share Price $26.42 Est. Cost/Share $25.29 Unrealized @ Report Date —

AMZN AMAZON.COM INC 3.7%

Value $3.557M Shares 4,248 Share Price $837.34 * Est. Cost/Share $38.27 Unrealized @ Report Date +9.4%

— CAPITAL ONE FINANCIALCO SER G 3.3%

Value $3.103M Shares 121,667 Share Price $25.50 Est. Cost/Share $25.50 Unrealized @ Report Date —

— APACHE CORP 3.1%

Value $2.912M Shares 45,590 Share Price $63.87 Est. Cost/Share $63.87 Unrealized @ Report Date —

— KKR &CO L P DEL PFD UTSER B 6. 2.7%

Value $2.536M Shares 95,100 Share Price $26.67 Est. Cost/Share $25.68 Unrealized @ Report Date —

— EDWARD LIFESCIENCES 2.6%

Value $2.489M Shares 20,644 Share Price $120.57 Est. Cost/Share $120.57 Unrealized @ Report Date —

AAPL APPLE INC 2.6%

Value $2.467M Shares 21,826 Share Price $113.03 * Est. Cost/Share $24.23 Unrealized @ Report Date +7.0%

— AT&T INC COM USD1 2.4%

Value $2.303M Shares 56,706 Share Price $40.61 Est. Cost/Share $39.17 Unrealized @ Report Date —

— ALTRIA GROUP INC 1.6%

Value $1.547M Shares 24,471 Share Price $63.22 Est. Cost/Share $58.40 Unrealized @ Report Date —

— BANK AMER CORP PFD CUMSER C 6. 1.6%

Value $1.539M Shares 58,370 Share Price $26.37 Est. Cost/Share $26.05 Unrealized @ Report Date —

— CITIGROUP INC DEP SHSPFD S 6.3 1.4%

Value $1.371M Shares 51,200 Share Price $26.78 Est. Cost/Share $26.02 Unrealized @ Report Date —

— IDEX CORP 1.4%

Value $1.292M Shares 13,813 Share Price $93.54 Est. Cost/Share $93.54 Unrealized @ Report Date —

PM PHILIP MORRIS INTERNATIONAL 1.2%

Value $1.14M Shares 11,728 Share Price $97.20 * Est. Cost/Share $55.87 Unrealized @ Report Date +9.2%

— SCHWAB CHARLES CORP NEWDEP SHS 1.1%

Value $1.089M Shares 40,000 Share Price $27.23 Est. Cost/Share $26.05 Unrealized @ Report Date —

— ALPHABET INC CAP STK CLA 1.1%

Value $1.074M Shares 1,336 Share Price $803.89 Est. Cost/Share $803.89 Unrealized @ Report Date —

IVV ISHARES CORE S&P 500ETF 1.1%

Value $1.051M Shares 4,829 Share Price $217.64 Est. Cost/Share $217.50 Unrealized @ Report Date +0.0%

SUPN SUPERNUS PHARMACEUTICALSINC CO 1.1%

Value $1.001M Shares 40,467 Share Price $24.74 Est. Cost/Share $22.63 Unrealized @ Report Date +9.3%

— ARCH CAPITAL GROUP LTD 5.25000 0.8%

Value $744K Shares 29,800 Share Price $24.97 Est. Cost/Share $24.97 Unrealized @ Report Date —

CVX CHEVRON CORP NEW COM 0.6%

Value $530K Shares 5,151 Share Price $102.89 * Est. Cost/Share $58.51 Unrealized @ Report Date +18.6%

— POWERSHARES EXCH TRADEDFD TST 0.5%

Value $442K Shares 17,309 Share Price $25.54 Est. Cost/Share $25.54 Unrealized @ Report Date —

— POWERSHARES EXCH TRADEDFD TR I 0.4%

Value $426K Shares 28,178 Share Price $15.12 Est. Cost/Share $15.12 Unrealized @ Report Date —

— MATCH GROUP INC COM 0.3%

Value $331K Shares 18,600 Share Price $17.80 Est. Cost/Share $17.80 Unrealized @ Report Date —

— GOLDMAN SACHS GRP INCDEP 1/100 0.3%

Value $271K Shares 10,000 Share Price $27.10 Est. Cost/Share $26.20 Unrealized @ Report Date —

— QWEST CORP NT 6.50000%09/01/20 0.2%

Value $238K Shares 9,200 Share Price $25.87 Est. Cost/Share $25.87 Unrealized @ Report Date —

— CHESAPEAKE ENERGY CORPORATION 0.1%

Value $63,000 Shares 10,000 Share Price $6.30 Est. Cost/Share $6.30 Unrealized @ Report Date —

— COMSTOCK MNG INC COM 0.0%

Value $10,000 Shares 26,095 Share Price $0.38 Est. Cost/Share $0.38 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
MPWR	MONOLITHIC PWR SYS INCCOM	96,801	$7.792M	8.2%	$80.50 *	$68.33	+9.2%	COM	609839105
ACAD	ACADIA PHARMACEUTICALSINC COM	233,772	$7.436M	7.8%	$31.81	$28.13	+13.1%	COM	004225108
—	BOK FINL CORP SUB NTS 5.37500%	271,432	$6.998M	7.3%	$25.78	$25.04	—	PFD	05561q300
—	INTERNATIONAL GAME TECHNOLOGYS	242,320	$5.908M	6.2%	$24.38	$24.38	—	COM	g4863a108
—	BUCKEYE PARTNERS L P UNITLTD P	82,113	$5.879M	6.2%	$71.60	$68.66	—	COM	118230101
—	SENIOR HOUSING PROP TRUST	244,038	$5.542M	5.8%	$22.71	$22.71	—	COM	81721m109
—	AMTRUST FINL SVCS INCDSHS 1/40	200,000	$5.074M	5.3%	$25.37	$25.37	—	PFD	032359820
—	ABIOMED INC	38,248	$4.918M	5.2%	$128.58	$128.58	—	COM	003654100
—	WESTERN ALLIANCE BANCORPSUB DE	166,900	$4.326M	4.5%	$25.92	$26.00	—	PFD	957638208
—	FACEBOOK INC COM USD0.000006CL	30,657	$3.932M	4.1%	$128.26	$128.26	—	COM	30303m102
—	BERKLEY W R CORP SUBDB 56 5.9%	147,165	$3.888M	4.1%	$26.42	$25.29	—	PFD	084423508
AMZN	AMAZON.COM INC	4,248	$3.557M	3.7%	$837.34 *	$38.27	+9.4%	COM	023135106
—	CAPITAL ONE FINANCIALCO SER G	121,667	$3.103M	3.3%	$25.50	$25.50	—	PFD	14040h865
—	APACHE CORP	45,590	$2.912M	3.1%	$63.87	$63.87	—	COM	037411105
—	KKR &CO L P DEL PFD UTSER B 6.	95,100	$2.536M	2.7%	$26.67	$25.68	—	PFD	48248m300
—	EDWARD LIFESCIENCES	20,644	$2.489M	2.6%	$120.57	$120.57	—	COM	28176e108
AAPL	APPLE INC	21,826	$2.467M	2.6%	$113.03 *	$24.23	+7.0%	COM	037833100
—	AT&T INC COM USD1	56,706	$2.303M	2.4%	$40.61	$39.17	—	COM	00206r102
—	ALTRIA GROUP INC	24,471	$1.547M	1.6%	$63.22	$58.40	—	COM	02209s103
—	BANK AMER CORP PFD CUMSER C 6.	58,370	$1.539M	1.6%	$26.37	$26.05	—	PFD	060505286
—	CITIGROUP INC DEP SHSPFD S 6.3	51,200	$1.371M	1.4%	$26.78	$26.02	—	PFD	172967317
—	IDEX CORP	13,813	$1.292M	1.4%	$93.54	$93.54	—	COM	45167r104
PM	PHILIP MORRIS INTERNATIONAL	11,728	$1.14M	1.2%	$97.20 *	$55.87	+9.2%	ADR	718172109
—	SCHWAB CHARLES CORP NEWDEP SHS	40,000	$1.089M	1.1%	$27.23	$26.05	—	PFD	808513600
—	ALPHABET INC CAP STK CLA	1,336	$1.074M	1.1%	$803.89	$803.89	—	COM	02079k305
IVV	ISHARES CORE S&P 500ETF	4,829	$1.051M	1.1%	$217.64	$217.50	+0.0%	COM	464287200
SUPN	SUPERNUS PHARMACEUTICALSINC CO	40,467	$1.001M	1.1%	$24.74	$22.63	+9.3%	COM	868459108
—	ARCH CAPITAL GROUP LTD 5.25000	29,800	$744K	0.8%	$24.97	$24.97	—	PFD	03939a206
CVX	CHEVRON CORP NEW COM	5,151	$530K	0.6%	$102.89 *	$58.51	+18.6%	COM	166764100
—	POWERSHARES EXCH TRADEDFD TST	17,309	$442K	0.5%	$25.54	$25.54	—	PFD	73937b597
—	POWERSHARES EXCH TRADEDFD TR I	28,178	$426K	0.4%	$15.12	$15.12	—	PFD	73936t565
—	MATCH GROUP INC COM	18,600	$331K	0.3%	$17.80	$17.80	—	COM	57665r106
—	GOLDMAN SACHS GRP INCDEP 1/100	10,000	$271K	0.3%	$27.10	$26.20	—	PFD	38148b504
—	QWEST CORP NT 6.50000%09/01/20	9,200	$238K	0.2%	$25.87	$25.87	—	PFD	74913g881
—	CHESAPEAKE ENERGY CORPORATION	10,000	$63,000	0.1%	$6.30	$6.30	—	COM	165167107
—	COMSTOCK MNG INC COM	26,095	$10,000	0.0%	$0.38	$0.38	—	COM	205750102