HWG Holdings LP Quant / Systematic

CIK: 0001599390 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 9, 2016

Total Value ($000): $95,219 (100.0% shares, 0.0% debt)

Holdings (36)

MPWR MONOLITHIC PWR SYS INCCOM 8.2%

Value ($000) $7,792 Shares 96,801 Est. Cost $68.33 Unrealized 0.0%

ACAD ACADIA PHARMACEUTICALSINC COM 7.8%

Value ($000) $7,436 Shares 233,772 Est. Cost $28.13 Unrealized +20.5%

— BOK FINL CORP SUB NTS 5.37500% 7.3%

Value ($000) $6,998 Shares 271,432 Est. Cost $25.04 Unrealized —

— INTERNATIONAL GAME TECHNOLOGYS 6.2%

Value ($000) $5,908 Shares 242,320 Est. Cost $24.38 Unrealized —

— BUCKEYE PARTNERS L P UNITLTD P 6.2%

Value ($000) $5,879 Shares 82,113 Est. Cost $68.66 Unrealized —

— SENIOR HOUSING PROP TRUST 5.8%

Value ($000) $5,542 Shares 244,038 Est. Cost $22.71 Unrealized —

— AMTRUST FINL SVCS INCDSHS 1/40 5.3%

Value ($000) $5,074 Shares 200,000 Est. Cost $25.37 Unrealized —

— ABIOMED INC 5.2%

Value ($000) $4,918 Shares 38,248 Est. Cost $128.58 Unrealized —

— WESTERN ALLIANCE BANCORPSUB DE 4.5%

Value ($000) $4,326 Shares 166,900 Est. Cost $26.00 Unrealized —

— FACEBOOK INC COM USD0.000006CL 4.1%

Value ($000) $3,932 Shares 30,657 Est. Cost $128.26 Unrealized —

— BERKLEY W R CORP SUBDB 56 5.9% 4.1%

Value ($000) $3,888 Shares 147,165 Est. Cost $25.29 Unrealized —

AMZN AMAZON.COM INC 3.7%

Value ($000) $3,557 Shares 4,248 Est. Cost $38.27 Unrealized 0.0%

— CAPITAL ONE FINANCIALCO SER G 3.3%

Value ($000) $3,103 Shares 121,667 Est. Cost $25.50 Unrealized —

— APACHE CORP 3.1%

Value ($000) $2,912 Shares 45,590 Est. Cost $63.87 Unrealized —

— KKR &CO L P DEL PFD UTSER B 6. 2.7%

Value ($000) $2,536 Shares 95,100 Est. Cost $25.68 Unrealized —

— EDWARD LIFESCIENCES 2.6%

Value ($000) $2,489 Shares 20,644 Est. Cost $120.57 Unrealized —

AAPL APPLE INC 2.6%

Value ($000) $2,467 Shares 21,826 Est. Cost $24.23 Unrealized 0.0%

— AT&T INC COM USD1 2.4%

Value ($000) $2,303 Shares 56,706 Est. Cost $39.17 Unrealized —

— ALTRIA GROUP INC 1.6%

Value ($000) $1,547 Shares 24,471 Est. Cost $58.40 Unrealized —

— BANK AMER CORP PFD CUMSER C 6. 1.6%

Value ($000) $1,539 Shares 58,370 Est. Cost $26.05 Unrealized —

— CITIGROUP INC DEP SHSPFD S 6.3 1.4%

Value ($000) $1,371 Shares 51,200 Est. Cost $26.02 Unrealized —

— IDEX CORP 1.4%

Value ($000) $1,292 Shares 13,813 Est. Cost $93.54 Unrealized —

PM PHILIP MORRIS INTERNATIONAL 1.2%

Value ($000) $1,140 Shares 11,728 Est. Cost $55.87 Unrealized +11.5%

— SCHWAB CHARLES CORP NEWDEP SHS 1.1%

Value ($000) $1,089 Shares 40,000 Est. Cost $26.05 Unrealized —

— ALPHABET INC CAP STK CLA 1.1%

Value ($000) $1,074 Shares 1,336 Est. Cost $803.89 Unrealized —

IVV ISHARES CORE S&P 500ETF 1.1%

Value ($000) $1,051 Shares 4,829 Est. Cost $217.64 Unrealized —

SUPN SUPERNUS PHARMACEUTICALSINC CO 1.1%

Value ($000) $1,001 Shares 40,467 Est. Cost $22.63 Unrealized 0.0%

— ARCH CAPITAL GROUP LTD 5.25000 0.8%

Value ($000) $744 Shares 29,800 Est. Cost $24.97 Unrealized —

CVX CHEVRON CORP NEW COM 0.6%

Value ($000) $530 Shares 5,151 Est. Cost $58.51 Unrealized +17.0%

— POWERSHARES EXCH TRADEDFD TST 0.5%

Value ($000) $442 Shares 17,309 Est. Cost $25.54 Unrealized —

— POWERSHARES EXCH TRADEDFD TR I 0.4%

Value ($000) $426 Shares 28,178 Est. Cost $15.12 Unrealized —

— MATCH GROUP INC COM 0.3%

Value ($000) $331 Shares 18,600 Est. Cost $17.80 Unrealized —

— GOLDMAN SACHS GRP INCDEP 1/100 0.3%

Value ($000) $271 Shares 10,000 Est. Cost $26.20 Unrealized —

— QWEST CORP NT 6.50000%09/01/20 0.2%

Value ($000) $238 Shares 9,200 Est. Cost $25.87 Unrealized —

— CHESAPEAKE ENERGY CORPORATION 0.1%

Value ($000) $63 Shares 10,000 Est. Cost $6.30 Unrealized —

— COMSTOCK MNG INC COM 0.0%

Value ($000) $10 Shares 26,095 Est. Cost $0.38 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MPWR	MONOLITHIC PWR SYS INCCOM	96,801	$7,792	8.2%	$68.33	0.0%	COM	609839105
ACAD	ACADIA PHARMACEUTICALSINC COM	233,772	$7,436	7.8%	$28.13	+20.5%	COM	004225108
—	BOK FINL CORP SUB NTS 5.37500%	271,432	$6,998	7.3%	$25.04	—	PFD	05561q300
—	INTERNATIONAL GAME TECHNOLOGYS	242,320	$5,908	6.2%	$24.38	—	COM	g4863a108
—	BUCKEYE PARTNERS L P UNITLTD P	82,113	$5,879	6.2%	$68.66	—	COM	118230101
—	SENIOR HOUSING PROP TRUST	244,038	$5,542	5.8%	$22.71	—	COM	81721m109
—	AMTRUST FINL SVCS INCDSHS 1/40	200,000	$5,074	5.3%	$25.37	—	PFD	032359820
—	ABIOMED INC	38,248	$4,918	5.2%	$128.58	—	COM	003654100
—	WESTERN ALLIANCE BANCORPSUB DE	166,900	$4,326	4.5%	$26.00	—	PFD	957638208
—	FACEBOOK INC COM USD0.000006CL	30,657	$3,932	4.1%	$128.26	—	COM	30303m102
—	BERKLEY W R CORP SUBDB 56 5.9%	147,165	$3,888	4.1%	$25.29	—	PFD	084423508
AMZN	AMAZON.COM INC	4,248	$3,557	3.7%	$38.27	0.0%	COM	023135106
—	CAPITAL ONE FINANCIALCO SER G	121,667	$3,103	3.3%	$25.50	—	PFD	14040h865
—	APACHE CORP	45,590	$2,912	3.1%	$63.87	—	COM	037411105
—	KKR &CO L P DEL PFD UTSER B 6.	95,100	$2,536	2.7%	$25.68	—	PFD	48248m300
—	EDWARD LIFESCIENCES	20,644	$2,489	2.6%	$120.57	—	COM	28176e108
AAPL	APPLE INC	21,826	$2,467	2.6%	$24.23	0.0%	COM	037833100
—	AT&T INC COM USD1	56,706	$2,303	2.4%	$39.17	—	COM	00206r102
—	ALTRIA GROUP INC	24,471	$1,547	1.6%	$58.40	—	COM	02209s103
—	BANK AMER CORP PFD CUMSER C 6.	58,370	$1,539	1.6%	$26.05	—	PFD	060505286
—	CITIGROUP INC DEP SHSPFD S 6.3	51,200	$1,371	1.4%	$26.02	—	PFD	172967317
—	IDEX CORP	13,813	$1,292	1.4%	$93.54	—	COM	45167r104
PM	PHILIP MORRIS INTERNATIONAL	11,728	$1,140	1.2%	$55.87	+11.5%	ADR	718172109
—	SCHWAB CHARLES CORP NEWDEP SHS	40,000	$1,089	1.1%	$26.05	—	PFD	808513600
—	ALPHABET INC CAP STK CLA	1,336	$1,074	1.1%	$803.89	—	COM	02079k305
IVV	ISHARES CORE S&P 500ETF	4,829	$1,051	1.1%	$217.64	—	COM	464287200
SUPN	SUPERNUS PHARMACEUTICALSINC CO	40,467	$1,001	1.1%	$22.63	0.0%	COM	868459108
—	ARCH CAPITAL GROUP LTD 5.25000	29,800	$744	0.8%	$24.97	—	PFD	03939a206
CVX	CHEVRON CORP NEW COM	5,151	$530	0.6%	$58.51	+17.0%	COM	166764100
—	POWERSHARES EXCH TRADEDFD TST	17,309	$442	0.5%	$25.54	—	PFD	73937b597
—	POWERSHARES EXCH TRADEDFD TR I	28,178	$426	0.4%	$15.12	—	PFD	73936t565
—	MATCH GROUP INC COM	18,600	$331	0.3%	$17.80	—	COM	57665r106
—	GOLDMAN SACHS GRP INCDEP 1/100	10,000	$271	0.3%	$26.20	—	PFD	38148b504
—	QWEST CORP NT 6.50000%09/01/20	9,200	$238	0.2%	$25.87	—	PFD	74913g881
—	CHESAPEAKE ENERGY CORPORATION	10,000	$63	0.1%	$6.30	—	COM	165167107
—	COMSTOCK MNG INC COM	26,095	$10	0.0%	$0.38	—	COM	205750102