SAM Advisors, LLC Concentrated Active

CIK: 0001600944 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 9, 2023

Total Value ($000): $230,489 (100.0% shares, 0.0% debt)

Holdings (37)

VTI VANGUARD INDEX FDS TOTAL STK MKT 28.8%

Value ($000) $66,436 Shares 312,771 Est. Cost $211.05 Unrealized —

VXUS VANGUARD STAR FDS VG TL INTL STK 15.2%

Value ($000) $35,126 Shares 656,317 Est. Cost $61.34 Unrealized —

BND VANGUARD TOTAL BOND MKT 7.5%

Value ($000) $17,275 Shares 247,560 Est. Cost $26.44 Unrealized —

QQQ INVESCO QQQ TR UNIT 6.3%

Value ($000) $14,525 Shares 40,542 Est. Cost $318.77 Unrealized —

VB VANGUARD INDEX FDS SMALL CAP 5.6%

Value ($000) $12,986 Shares 68,684 Est. Cost $211.31 Unrealized —

SPHY SDPR HIGH YIELD BOND 5.2%

Value ($000) $12,046 Shares 537,297 Est. Cost $19.91 Unrealized —

JPEM JPMRG DIV RTN EM EQT 3.6%

Value ($000) $8,355 Shares 165,873 Est. Cost $0.94 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 3.2%

Value ($000) $7,376 Shares 21,056 Est. Cost $280.95 Unrealized +26.3%

IYG ISHARES US FINANCIAL SER 2.8%

Value ($000) $6,340 Shares 41,000 Est. Cost $138.01 Unrealized —

BKLN INVESCO SENIOR LOAN 2.0%

Value ($000) $4,676 Shares 222,788 Est. Cost $18.52 Unrealized —

MSFT MICROSOFT CORP 1.9%

Value ($000) $4,352 Shares 13,783 Est. Cost $280.41 Unrealized +15.8%

SJNK SDPR SHR TR HG YLD BD 1.9%

Value ($000) $4,348 Shares 177,760 Est. Cost $24.70 Unrealized —

AAPL APPLE INC 1.5%

Value ($000) $3,561 Shares 20,800 Est. Cost $144.52 Unrealized +25.5%

— EATON VANCE TAX-MANAGED GLOB 1.3%

Value ($000) $3,077 Shares 417,516 Est. Cost $8.49 Unrealized —

UBER UBER TECHNOLOGIES INC 1.3%

Value ($000) $3,023 Shares 65,738 Est. Cost $39.47 Unrealized +15.7%

PULS PGIM ULTRA SHORT BOND 1.2%

Value ($000) $2,809 Shares 56,750 Est. Cost $49.20 Unrealized —

AMZN AMAZON INC 1.2%

Value ($000) $2,723 Shares 21,418 Est. Cost $117.70 Unrealized +13.8%

— CHARLES SCHWAB CORP 1.2%

Value ($000) $2,653 Shares 48,317 Est. Cost $56.68 Unrealized —

KRE SPDR S&P REGIONAL BANKING 1.1%

Value ($000) $2,587 Shares 61,946 Est. Cost $40.85 Unrealized —

SPG SIMON PPTY GROUP INC 1.1%

Value ($000) $2,513 Shares 23,258 Est. Cost $99.33 Unrealized +3.9%

BA BOEING CO 1.1%

Value ($000) $2,499 Shares 13,036 Est. Cost $213.93 Unrealized +2.3%

JNJ JOHNSON & JOHNSON 1.0%

Value ($000) $2,277 Shares 14,618 Est. Cost $149.76 Unrealized +2.4%

CCI CROWN CASTLE INTL CORP 0.9%

Value ($000) $2,079 Shares 22,594 Est. Cost $137.86 Unrealized -34.4%

FXC INVESCO CURRENCYSHARES 0.5%

Value ($000) $1,120 Shares 15,525 Est. Cost $78.26 Unrealized —

CVX CHEVRON CORP 0.4%

Value ($000) $1,016 Shares 6,027 Est. Cost $123.25 Unrealized +18.3%

GOOG ALPHABET INC 0.4%

Value ($000) $868 Shares 6,580 Est. Cost $112.04 Unrealized +15.2%

KDP KEURIG DR PEPPER INC 0.2%

Value ($000) $545 Shares 17,277 Est. Cost $30.73 Unrealized 0.0%

GLD SDPR GOLD SHARES 0.2%

Value ($000) $459 Shares 2,678 Est. Cost $155.98 Unrealized —

CAT CATERPILLAR INC 0.2%

Value ($000) $420 Shares 1,540 Est. Cost $195.46 Unrealized +33.8%

GOOGL ALPHABET INC 0.2%

Value ($000) $403 Shares 3,080 Est. Cost $111.29 Unrealized +15.4%

— KENVUE INC 0.2%

Value ($000) $390 Shares 19,435 Est. Cost $20.08 Unrealized —

KO THE COCA-COLA CO 0.1%

Value ($000) $313 Shares 5,599 Est. Cost $54.10 Unrealized +3.0%

— HANCOCK JOHN PFD INCOME 0.1%

Value ($000) $312 Shares 21,396 Est. Cost $17.74 Unrealized —

WABC WESTAMERICA BANCORP 0.1%

Value ($000) $294 Shares 6,794 Est. Cost $51.69 Unrealized -21.4%

BSV VANGUARD SHORT-TERM BOND 0.1%

Value ($000) $282 Shares 3,758 Est. Cost $74.86 Unrealized —

META META PLATFORMS INC 0.1%

Value ($000) $214 Shares 713 Est. Cost $245.05 Unrealized +22.1%

— CALAMOS CONVERTIBLE OPPO 0.1%

Value ($000) $210 Shares 19,897 Est. Cost $10.54 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD INDEX FDS TOTAL STK MKT	312,771	$66,436	28.8%	$211.05	—	ETF	922908769
VXUS	VANGUARD STAR FDS VG TL INTL STK	656,317	$35,126	15.2%	$61.34	—	ETF	921909768
BND	VANGUARD TOTAL BOND MKT	247,560	$17,275	7.5%	$26.44	—	ETF	921937835
QQQ	INVESCO QQQ TR UNIT	40,542	$14,525	6.3%	$318.77	—	ETF	46090E103
VB	VANGUARD INDEX FDS SMALL CAP	68,684	$12,986	5.6%	$211.31	—	ETF	922908751
SPHY	SDPR HIGH YIELD BOND	537,297	$12,046	5.2%	$19.91	—	ETF	78468R606
JPEM	JPMRG DIV RTN EM EQT	165,873	$8,355	3.6%	$0.94	—	ETF	46641Q308
BRK/B	BERKSHIRE HATHAWAY INC DEL	21,056	$7,376	3.2%	$280.95	+26.3%	CL B	084670702
IYG	ISHARES US FINANCIAL SER	41,000	$6,340	2.8%	$138.01	—	ETF	464287770
BKLN	INVESCO SENIOR LOAN	222,788	$4,676	2.0%	$18.52	—	EFT	46138G508
MSFT	MICROSOFT CORP	13,783	$4,352	1.9%	$280.41	+15.8%	COM	594918104
SJNK	SDPR SHR TR HG YLD BD	177,760	$4,348	1.9%	$24.70	—	ETF	78468R408
AAPL	APPLE INC	20,800	$3,561	1.5%	$144.52	+25.5%	COM	037833100
—	EATON VANCE TAX-MANAGED GLOB	417,516	$3,077	1.3%	$8.49	—	ETF	27829C105
UBER	UBER TECHNOLOGIES INC	65,738	$3,023	1.3%	$39.47	+15.7%	COM	90353T100
PULS	PGIM ULTRA SHORT BOND	56,750	$2,809	1.2%	$49.20	—	ETF	69344A107
AMZN	AMAZON INC	21,418	$2,723	1.2%	$117.70	+13.8%	COM	023135106
—	CHARLES SCHWAB CORP	48,317	$2,653	1.2%	$56.68	—	COM	808513402
KRE	SPDR S&P REGIONAL BANKING	61,946	$2,587	1.1%	$40.85	—	ETF	78464A698
SPG	SIMON PPTY GROUP INC	23,258	$2,513	1.1%	$99.33	+3.9%	REIT	828806109
BA	BOEING CO	13,036	$2,499	1.1%	$213.93	+2.3%	COM	097023105
JNJ	JOHNSON & JOHNSON	14,618	$2,277	1.0%	$149.76	+2.4%	COM	478160104
CCI	CROWN CASTLE INTL CORP	22,594	$2,079	0.9%	$137.86	-34.4%	COM	22822V101
FXC	INVESCO CURRENCYSHARES	15,525	$1,120	0.5%	$78.26	—	CDN DLR SHS	46138T104
CVX	CHEVRON CORP	6,027	$1,016	0.4%	$123.25	+18.3%	COM	166764100
GOOG	ALPHABET INC	6,580	$868	0.4%	$112.04	+15.2%	CL C	02079K107
KDP	KEURIG DR PEPPER INC	17,277	$545	0.2%	$30.73	0.0%	COM	49271V100
GLD	SDPR GOLD SHARES	2,678	$459	0.2%	$155.98	—	ETF	78463V107
CAT	CATERPILLAR INC	1,540	$420	0.2%	$195.46	+33.8%	COM	149123101
GOOGL	ALPHABET INC	3,080	$403	0.2%	$111.29	+15.4%	CL A	02079K305
—	KENVUE INC	19,435	$390	0.2%	$20.08	—	COM	49177JAA0
KO	THE COCA-COLA CO	5,599	$313	0.1%	$54.10	+3.0%	COM	191216100
—	HANCOCK JOHN PFD INCOME	21,396	$312	0.1%	$17.74	—	ETF	41012W108
WABC	WESTAMERICA BANCORP	6,794	$294	0.1%	$51.69	-21.4%	COM	957090103
BSV	VANGUARD SHORT-TERM BOND	3,758	$282	0.1%	$74.86	—	ETF	921937827
META	META PLATFORMS INC	713	$214	0.1%	$245.05	+22.1%	COM	30303M102
—	CALAMOS CONVERTIBLE OPPO	19,897	$210	0.1%	$10.54	—	ETF	128117108