Capital Wealth Alliance, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PHYS	SPROTT PHYSICAL GOLD TRUST UNIT	711,331	$9,333	9.8%	$12.76	—	UNIT	85207H104
ABT	ABBOTT LABS	100,781	$7,952	8.3%	$75.30	+0.0%	COM	002824100
PSLV	SPROTT PHYSICAL SILVER TR TR UNIT	594,297	$3,110	3.3%	$6.62	—	TR UNIT	85207K107
AFIF	ANFIELD UNIVERSAL FIXED INCOME ETF	310,243	$3,006	3.1%	$9.69	—	ANFIELD UNVL ETF	90214Q766
OUNZ	VANECK MERK GOLD TRUST	188,360	$2,898	3.0%	$15.52	—	GOLD TRUST	921078101
DIA	SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST	11,834	$2,594	2.7%	$219.96	—	UT SER 1	78467X109
GDX	VANECK VECTORS GOLD MINERS ETF	111,361	$2,568	2.7%	$28.74	—	GOLD MINERS ETF	92189F106
CEF	SPROTT PHYSICAL GOLD & SILVER TR UNIT	166,739	$2,437	2.5%	$15.42	—	TR UNIT	85208R101
IWB	ISHARES TR RUS 1000 ETF	16,286	$2,304	2.4%	$178.64	—	RUS 1000 ETF	464287622
ABBV	ABBVIE INCORPORATED	24,898	$1,896	2.0%	$64.63	+4.0%	COM	00287Y109
QQQ	INVESCO QQQ	9,924	$1,890	2.0%	$205.71	—	UNIT SER 1	46090E103
IWP	ISHARES TR RUS MD CP GR ETF	15,372	$1,869	2.0%	$121.58	—	RUS MD CP GR ETF	464287481
AESR	TWO RDS SHARED TR ANFIELD US EQUITY SECTOR	214,433	$1,784	1.9%	$8.32	—	ANFIELD US EQU	90214Q733
JPST	JPMORGAN ULTRA-SHORT INCOME ETF	34,772	$1,727	1.8%	$50.50	—	ULTRA SHRT INC	46641Q837
TOTL	SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF	31,509	$1,511	1.6%	$49.66	—	SPDR TR TACTIC	78467V848
—	GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT	553,213	$1,504	1.6%	$4.12	—	COM SH BEN INT	36465A109
SGOL	ABERDEEN STANDARD PHYSICAL GOLD SHARES ETF	95,959	$1,453	1.5%	$15.27	—	PHYSCL GOLD SHS	00326A104
TFLO	ISHARES TR TRS FLT RT BD	27,852	$1,401	1.5%	$50.35	—	TRS FLT RT BD	46434V860
RSP	INVESCO S&P 500 EQUAL WEIGHT ETF	16,650	$1,400	1.5%	$113.68	—	S&P500 EQL WGT	46137V357
IWM	ISHARES TR RUSSELL 2000 ETF	11,811	$1,351	1.4%	$160.54	—	RUSSELL 2000 ETF	464287655
SPHD	INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF	44,616	$1,338	1.4%	$42.09	—	S&P500 HDL VOL	46138E362
FLRN	SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING	45,449	$1,336	1.4%	$30.80	—	BLOMBERG BRC INV	78468R200
PDP	INVESCO DWA MOMENTUM ETF	23,924	$1,293	1.4%	$63.31	—	DWA MOMENTUM	46137V837
—	GAMCO NAT RES GOLD & INCOME TR SH BEN INT	330,078	$1,281	1.3%	$6.03	—	SH BEN INT	36465E101
FXL	FIRST TRUST TECHNOLOGY ALPHADEX FUND	20,009	$1,190	1.2%	$70.57	—	TECH ALPHADEX	33734X176
BABA	ALIBABA GROUP HLDG LIMITED SPONSORED ADS	6,070	$1,180	1.2%	$206.59	—	SPONSORED ADS	01609W102
IGPT	INVESCO DYNAMIC SOFTWARE ETF	13,707	$1,176	1.2%	$97.27	—	DYNMC SOFTWARE	46137V639
—	ABERDEEN ASIA-PACIFIC INCOME F	341,709	$1,154	1.2%	$4.28	—	COM	003009107
VNQ	VANGUARD REAL ESTATE ETF	16,445	$1,148	1.2%	$93.40	—	REAL ESTATE ETF	922908553
QTEC	FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND	13,472	$1,138	1.2%	$92.51	—	SHS	337345102
TIP	ISHARES TR TIPS BD ETF	9,559	$1,127	1.2%	$119.03	—	TIPS BD ETF	464287176
FLOT	ISHARES TR FLTG RATE NT ETF	23,042	$1,123	1.2%	$51.08	—	FLTG RATE NT ETF	46429B655
PRN	INVESCO DWA INDUSTRIALS MOMENTUM ETF	19,839	$1,104	1.2%	$66.54	—	DWA INDLS MUMT	46137V845
FTSM	FIRST TRUST ETF IV FIRST TRUST ENHANCED SHORT	18,456	$1,089	1.1%	$60.11	—	FIRST TR ENH NEW	33739Q408
RSPT	INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF	6,700	$1,068	1.1%	$188.99	—	S&P500 EQL TEC	46137V282
IYG	ISHARES TR U.S. FIN SVC ETF	10,296	$1,059	1.1%	$139.12	—	U.S. FIN SVC ETF	464287770
MUB	ISHARES TR NATIONAL MUN ETF	9,052	$1,023	1.1%	$115.70	—	NATIONAL MUN ETF	464288414
PPA	INVESCO AEROSPACE & DEFENSE ETF	20,213	$1,009	1.1%	$65.83	—	AEROSPACE DEFN	46137V100
GSY	INVESCO ULTRA SHORT DURATION ETF	20,211	$996	1.0%	$50.41	—	ULTRA SHRT DUR	46090A887
RSPN	INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF	10,156	$996	1.0%	$121.50	—	S&P500 EQL IND	46137V324
VBK	VANGUARD SMALL-CAP GROWTH ETF	6,362	$956	1.0%	$186.59	—	SML CP GRW ETF	922908595
EFA	ISHARES TR MSCI EAFE ETF	16,672	$891	0.9%	$67.47	—	MSCI EAFE ETF	464287465
JNJ	JOHNSON & JOHNSON	6,669	$874	0.9%	$114.10	+5.3%	COM	478160104
PSI	INVESCO DYNAMIC SEMICONDUCTORS ETF	14,911	$810	0.8%	$64.73	—	DYNMC SEMICNDT	46137V647
SRLN	SPDR BLACKSTONE/GSO SENIOR LOAN ETF	19,567	$782	0.8%	$46.50	—	BLKSTN GSOSRLN	78467V608
BNDX	VANGUARD TOTAL INTERNATIONAL BOND ETF	13,327	$749	0.8%	$57.68	—	INTL BD IDX ETF	92203J407
—	INVESCO MUN OPPORTUNITY TR	62,573	$723	0.8%	$12.97	—	COM	46132C107
AAPL	APPLE INCORPORATED	2,628	$668	0.7%	$69.02	+3.0%	COM	037833100
—	INSEEGO CORPORATION	104,743	$652	0.7%	$6.71	—	COM	45782B104
SUB	ISHARES TR SHRT NAT MUN ETF	5,396	$573	0.6%	$107.34	—	SHRT NAT MUN ETF	464288158
—	ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF	78,831	$570	0.6%	$7.23	—	ANFIELD CAP DI	90213U115
BMY	BRISTOL-MYERS SQUIBB COMPANY	10,109	$563	0.6%	$45.19	+7.5%	COM	110122108
VEU	VANGUARD FTSE ALL-WORLD EX-US ETF	13,644	$559	0.6%	$51.94	—	ALLWRLD EX US	922042775
LII	LENNOX INTERNATIONAL INCORPORATED	2,980	$541	0.6%	$229.90	-6.6%	COM	526107107
PGX	INVESCO PREFERRED ETF	40,842	$537	0.6%	$15.08	—	PFD ETF	46138E511
DIS	DISNEY WALT COMPANY COM DISNEY	5,546	$535	0.6%	$123.67	-0.1%	COM DISNEY	254687106
FTSL	FIRST TRUST SENIOR LOAN EXCHANGE-TRADED FUND	11,886	$496	0.5%	$48.00	—	SENIOR LN FD	33738D309
QAI	IQ HEDGE MULTI-STRATEGY TRACKER ETF	17,215	$490	0.5%	$30.60	—	HEDGE MLTI ETF	45409B107
IXUS	ISHARES TR CORE MSCI TOTAL	9,617	$452	0.5%	$59.95	—	CORE MSCI TOTAL	46432F834
—	EATON VANCE TX MGD DIV EQ INCM	48,026	$447	0.5%	$12.58	—	COM	27828N102
SIVR	ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF	31,032	$420	0.4%	$17.47	—	PHYSCL SILVR SHS	003264108
SCZ	ISHARES TR EAFE SML CP ETF	9,314	$417	0.4%	$56.87	—	EAFE SML CP ETF	464288273
MSFT	MICROSOFT CORPORATION	2,535	$399	0.4%	$139.53	+12.0%	COM	594918104
BKLN	INVESCO SENIOR LOAN ETF	18,949	$387	0.4%	$22.61	—	SR LN ETF	46138G508
DIAL	COLUMBIA DIVERSIFIED FIXED INCOME ALLOCATION ETF	19,003	$377	0.4%	$21.11	—	DIVERSIFID FXD	19761L508
T	AT&T INCORPORATED	12,661	$369	0.4%	$18.82	-3.5%	COM	00206R102
PTF	INVESCO DWA TECHNOLOGY MOMENTUM ETF	5,388	$363	0.4%	$67.37	—	DWA TECHNOLOGY	46137V811
ACTG	ACACIA RESH CORPORATION ACACIA TCH COM	161,927	$359	0.4%	$2.44	0.0%	ACACIA TCH COM	003881307
FXH	FIRST TRUST HEALTH CARE ALPHADEX FUND	4,537	$336	0.4%	$76.80	—	HLTH CARE ALPH	33734X143
XLG	INVESCO S&P 500 TOP 50 ETF	1,648	$322	0.3%	$195.39	—	S&P 500 TOP 50	46137V233
VWO	VANGUARD FTSE EMERGING MARKETS ETF	9,463	$317	0.3%	$41.97	—	FTSE EMR MKT ETF	922042858
IDV	ISHARES TR INTL SEL DIV ETF	12,388	$279	0.3%	$33.07	—	INTL SEL DIV ETF	464288448
GLD	SPDR GOLD SHARES	1,840	$272	0.3%	$149.46	—	GOLD SHS	78463V107
—	BENEFYTT TECHNOLOGIES INCORPORATED COM CLASS A	11,934	$267	0.3%	$22.37	—	COM CL A	08182C106
GIS	GENERAL MLS INCORPORATED	4,474	$236	0.2%	$42.80	+1.2%	COM	370334104
IEMG	ISHARES INCORPORATED CORE MSCI EMKT	5,850	$236	0.2%	$50.57	—	CORE MSCI EMKT	46434G103
SPY	SPDR S&P 500 ETF	835	$215	0.2%	$321.47	—	TR UNIT	78462F103
—	NUVEEN DOW 30 DYNAMIC OVERWRIT SHS	13,909	$174	0.2%	$17.54	—	SHS	67075F105
—	POLARITYTE INCORPORATED	84,630	$91	0.1%	$1.78	—	COM	731094108
—	BLACKROCK RES & COMMODITIES ST SHS	11,428	$57	0.1%	$7.54	—	SHS	09257A108
—	TREVENA INCORPORATED	21,200	$12	0.0%	$0.90	—	COM	89532E109