CIK: 0001614986 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 13, 2023
Total Value ($000): $856,195 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ACTIVISION BLIZZARD INC | 1,164,303 | $109,252 | 12.8% | $87.94 | — | COM | 00507V109 |
| — | HORIZON THERAPEUTICS PUB L | 696,259 | $80,540 | 9.4% | $107.70 | — | SHS | G46188101 |
| — | CHART INDS INC | 18,152 | $53,769 | 6.3% | $2556.30 | — | NOTE 1.000%11/1 | 16115QAE0 |
| — | VMWARE INC | 288,479 | $48,280 | 5.6% | $140.63 | — | CL A COM | 928563402 |
| — | SEAGEN INC | 212,105 | $45,068 | 5.3% | $192.41 | — | COM | 81181C104 |
| — | CNX RES CORP | 12,711 | $23,325 | 2.7% | $1431.05 | — | NOTE 2.250% 5/0 | 12653CAG3 |
| — | BOOKING HOLDINGS INC | 12,894 | $21,740 | 2.5% | $1549.98 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | ALTAIR ENGR INC | 15,850 | $21,493 | 2.5% | $1431.51 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | PERMIAN RESOURCES CORP | 8,779 | $20,875 | 2.4% | $1946.63 | — | NOTE 3.250% 4/0 | 15136AAA0 |
| — | ON SEMICONDUCTOR CORP | 11,358 | $20,683 | 2.4% | $1336.64 | — | NOTE 5/0 | 682189AS4 |
| — | WESTROCK CO | 567,892 | $20,617 | 2.4% | $36.30 | — | COM | 96145D105 |
| BGC | BGC GROUP INC | 3,826,496 | $20,395 | 2.4% | $4.88 | 0.0% | CL A | 088929104 |
| OSG | AMBAC FINL GROUP INC | 1,373,651 | $16,813 | 2.0% | $14.73 | -8.8% | COM NEW | 023139884 |
| — | CINEMARK HLDGS INC | 11,000 | $16,209 | 1.9% | $1235.41 | — | NOTE 4.500% 8/1 | 17243VAB8 |
| — | DYNAVAX TECHNOLOGIES CORP | 10,500 | $16,133 | 1.9% | $1201.91 | — | NOTE 2.500% 5/1 | 268158AD4 |
| — | ZSCALER INC | 12,656 | $15,437 | 1.8% | $1168.27 | — | NOTE 0.125% 7/0 | 98980GAB8 |
| — | INSIGHT ENTERPRISES INC | 7,000 | $15,018 | 1.8% | $1819.96 | — | NOTE 0.750% 2/1 | 45765UAB9 |
| NVDA | NVIDIA CORPORATION | 32,743 | $14,336 | 1.7% | $33.17 | +35.0% | COM | 67066G104 |
| ARMK | ARAMARK | 363,413 | $12,665 | 1.5% | $26.98 | +0.8% | COM | 03852U106 |
| CLVT 5.25 06/01/24 A | CLARIVATE PLC | 424,125 | $12,475 | 1.5% | $50.52 | — | 5.25% PFD CONV A | G21810208 |
| — | HUBSPOT INC | 6,500 | $11,745 | 1.4% | $1710.05 | — | NOTE 0.375% 6/0 | 443573AD2 |
| — | GREEN PLAINS INC | 9,833 | $11,535 | 1.3% | $1211.71 | — | NOTE 2.250% 3/1 | 393222AK0 |
| ONON | ON HLDG AG | 398,268 | $11,155 | 1.3% | $31.10 | +1.8% | NAMEN AKT A | H5919C104 |
| FIS | FIDELITY NATL INFORMATION SV | 190,999 | $10,614 | 1.2% | $59.98 | -9.3% | COM | 31620M106 |
| ACI | ALBERTSONS COS INC | 450,886 | $10,280 | 1.2% | $19.09 | +9.1% | COMMON STOCK | 013091103 |
| — | ENVISTA HOLDINGS CORPORATION | 6,952 | $9,828 | 1.1% | $1695.44 | — | NOTE 2.375% 6/0 | 29415FAB0 |
| CPRI | CAPRI HOLDINGS LIMITED | 177,107 | $9,341 | 1.1% | $45.35 | 0.0% | SHS | G1890L107 |
| — | NOVA LTD | 6,000 | $9,252 | 1.1% | $1607.07 | — | NOTE 10/1 | 66980MAB2 |
| MSFT | MICROSOFT CORP | 27,342 | $8,685 | 1.0% | $314.18 | +3.3% | COM | 594918104 |
| — | MIDDLEBY CORP | 7,585 | $8,534 | 1.0% | $1235.42 | — | NOTE 1.000% 9/0 | 596278AB7 |
| — | KELLANOVA | 133,513 | $7,917 | 0.9% | $54.90 | 0.0% | COM | 487836108 |
| — | EXACT SCIENCES CORP | 7,000 | $7,749 | 0.9% | $1106.98 | — | NOTE 1.000% 1/1 | 30063PAA3 |
| — | PROGRESS SOFTWARE CORP | 7,026 | $7,320 | 0.9% | $1093.72 | — | NOTE 1.000% 4/1 | 743312AB6 |
| — | IRONWOOD PHARMACEUTICALS INC | 6,577 | $6,483 | 0.8% | $1024.38 | — | NOTE 1.500% 6/1 | 46333XAH1 |
| MASI | MASIMO CORP | 70,723 | $6,326 | 0.7% | $116.39 | 0.0% | COM | 574795100 |
| — | AKAMAI TECHNOLOGIES INC | 5,121 | $6,092 | 0.7% | $1030.95 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| LBRDK | LIBERTY BROADBAND CORP | 61,703 | $5,645 | 0.7% | $120.64 | -30.8% | COM SER C | 530307305 |
| CELH | CELSIUS HLDGS INC | 31,170 | $5,415 | 0.6% | $56.23 | 0.0% | COM NEW | 15118V207 |
| — | STRIDE INC | 5,072 | $5,375 | 0.6% | $965.14 | — | NOTE 1.125% 9/0 | 86333MAA6 |
| PDD | PDD HOLDINGS INC | 53,705 | $5,294 | 0.6% | $98.58 | — | SPONSORED ADS | 722304102 |
| — | IONIS PHARMACEUTICALS INC | 5,305 | $5,232 | 0.6% | $917.19 | — | NOTE 4/0 | 462222AD2 |
| — | UNITED STATES STL CORP NEW | 153,387 | $4,981 | 0.6% | $32.47 | — | COM | 912909108 |
| — | INFINERA CORP | 5,116 | $4,797 | 0.6% | $937.72 | — | NOTE 3.750% 8/0 | 45667GAG8 |
| — | VERIS RESIDENTIAL INC | 280,222 | $4,654 | 0.5% | $16.61 | — | COM | 554489108 |
| — | LIBERTY MEDIA CORP DEL | 138,877 | $4,500 | 0.5% | $32.40 | — | COM LBTY LIV S C | 531229722 |
| GMED | GLOBUS MED INC | 88,274 | $4,438 | 0.5% | $63.46 | -11.9% | CL A | 379577208 |
| — | ORMAT TECHNOLOGIES INC | 4,500 | $4,410 | 0.5% | $979.91 | — | NOTE 2.500% 7/1 | 686688AB8 |
| JWSMF | JAWS MUSTANG ACQUISITION COR | 385,953 | $4,149 | 0.5% | $9.86 | +8.8% | SHS CL A | G50737108 |
| — | BOX INC | 3,600 | $3,914 | 0.5% | $1130.53 | — | NOTE 1/1 | 10316TAB0 |
| — | TOPGOLF CALLAWAY BRANDS CORP | 3,560 | $3,820 | 0.4% | $1304.09 | — | NOTE 2.750% 5/0 | 131193AE4 |
| — | L CATTERTON ASIA ACQUISITION | 350,000 | $3,735 | 0.4% | $9.84 | — | CLASS A ORD SHS | G5346G125 |
| KDK | ARES ACQUISITION CORP II | 300,000 | $3,081 | 0.4% | $10.17 | — | SHS CLASS A | G33033104 |
| MDU | MDU RES GROUP INC | 156,459 | $3,078 | 0.4% | $10.43 | +3.4% | COM | 552690109 |
| FTRE | FORTREA HLDGS INC | 104,982 | $3,035 | 0.4% | $29.59 | 0.0% | COMMON STOCK | 34965K107 |
| — | ARES ACQUISITION CORPORATION | 270,000 | $2,903 | 0.3% | $9.77 | — | COM CL A | G33032106 |
| — | SCREAMING EAGLE ACQUISITN CO | 275,800 | $2,885 | 0.3% | $9.60 | — | CLASS A ORD SHS | G79407105 |
| — | LABORATORY CORP AMER HLDGS | 12,322 | $2,511 | 0.3% | $239.91 | — | COM NEW | 50540R409 |
| — | LIBERTY MEDIA CORP DEL | 77,559 | $2,497 | 0.3% | $32.19 | — | COM LBTY LIV S A | 531229748 |
| — | GORES HOLDINGS IX INC | 223,383 | $2,321 | 0.3% | $9.64 | — | CLASS A COM | 38287A101 |
| — | NVIDIA CORPORATION | 1,333 | $1,980 | 0.2% | — | — | Put | 67066G954 |
| — | BLEUACACIA LTD | 150,000 | $1,583 | 0.2% | $9.73 | — | CLASS A ORD SHS | G11728105 |
| CALY | TOPGOLF CALLAWAY BRANDS CORP | 96,326 | $1,355 | 0.2% | $17.55 | 0.0% | COM | 131193104 |
| SLAMF | SLAM CORP | 125,000 | $1,348 | 0.2% | $9.80 | +9.5% | CL A SHS | G8210L105 |
| DASH | DOORDASH INC | 12,009 | $958 | 0.1% | $81.41 | 0.0% | CL A | 25809K105 |
| — | SEAGEN INC | 1,052 | $875 | 0.1% | — | — | Put | 81181C954 |
| HALO | HALOZYME THERAPEUTICS INC | 21,964 | $859 | 0.1% | $40.96 | 0.0% | COM | 40637H109 |
| KR | KROGER CO | 18,053 | $810 | 0.1% | $44.64 | 0.0% | COM | 501044101 |
| WMT | WALMART INC | 4,794 | $772 | 0.1% | $51.81 | 0.0% | COM | 931142103 |
| CHEF | CHEFS WHSE INC | 31,074 | $669 | 0.1% | $31.46 | -2.8% | COM | 163086101 |
| LNTH | LANTHEUS HLDGS INC | 9,480 | $664 | 0.1% | $73.14 | 0.0% | COM | 516544103 |
| — | BROADCOM INC | 319 | $581 | 0.1% | — | — | Put | 11135F951 |
| — | VOLATILITY SHS TR | 5,280 | $574 | 0.1% | — | — | Call | 92864M901 |
| CYTK | CYTOKINETICS INC | 18,345 | $555 | 0.1% | $36.43 | -8.6% | COM NEW | 23282W605 |
| TJX | TJX COS INC NEW | 5,839 | $523 | 0.1% | $85.34 | 0.0% | COM | 872540109 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 22,840 | $374 | 0.0% | $18.45 | 0.0% | SHS | G66721104 |
| — | SIRIUS XM HOLDINGS INC | 7,199 | $218 | 0.0% | — | — | Call | 82968B903 |
| — | GORES HOLDINGS IX INC | 12,764 | $132 | 0.0% | $9.87 | — | UNIT 01/14/2029 | 38287A200 |
| ALVOW | ALVOTECH | 62,500 | $119 | 0.0% | $1.02 | — | W EXP 06/15/202 | L01800116 |
| — | VOLATILITY SHS TR | 4,210 | $97 | 0.0% | — | — | Put | 92864M951 |
| JOBY/WS | JOBY AVIATION INC | 75,000 | $96 | 0.0% | $1.05 | — | W EXP 08/10/202 | G65163118 |
| — | L CATTERTON ASIA ACQUISITION | 116,666 | $64 | 0.0% | $0.10 | — | W EXP 03/08/202 | G5346G117 |
| — | ZURA BIO LTD | 187,500 | $61 | 0.0% | $0.25 | — | W EXP 03/20/202 | G9TY5A119 |
| — | ARES ACQUISITION CORPORATION | 80,000 | $53 | 0.0% | $1.25 | — | W EXP 02/02/202 | G33032122 |
| KDKRW | ARES ACQUISITION CORP II | 150,000 | $38 | 0.0% | $0.30 | — | W EXP 99/99/999 | G33033120 |
| EVTWF | VERTICAL AEROSPACE LTD | 240,000 | $23 | 0.0% | $0.38 | — | W EXP 09/15/202 | G9471C115 |
| BKSY/WS | BLACKSKY TECHNOLOGY INC | 265,081 | $21 | 0.0% | $0.36 | — | W EXP 09/09/202 | 09263B116 |
| FLDDW | FTAC EMERALD ACQUISITION COR | 275,000 | $19 | 0.0% | $0.16 | — | W EXP 10/19/202 | 29103K118 |
| — | GORES HOLDINGS IX INC | 74,461 | $15 | 0.0% | $0.50 | — | W EXP 01/14/202 | 38287A119 |
| — | SCREAMING EAGLE ACQUISITN CO | 83,333 | $14 | 0.0% | $0.38 | — | W EXP 01/05/202 | G79407121 |
| — | BLEUACACIA LTD | 225,000 | $13 | 0.0% | $0.12 | — | RIGHT 10/30/2026 | G11728139 |
| — | ALLEGO N V | 30,000 | $13 | 0.0% | $0.43 | — | W EXP 03/16/202 | N0796A118 |
| LANV/WS | LANVIN GROUP HOLDINGS LIMITE | 62,500 | $13 | 0.0% | $0.22 | — | W EXP 01/14/202 | G5380J118 |
| SLDPW | SOLID POWER INC | 45,387 | $11 | 0.0% | $1.10 | — | W EXP 12/08/202 | 83422N113 |
| UHGWW | UNITED HOMES GROUP INC | 12,500 | $8 | 0.0% | $0.70 | — | W EXP 03/30/202 | 91060H116 |
| ORGNW | ORIGIN MATERIALS INC | 76,667 | $6 | 0.0% | $0.97 | — | W EXP 06/25/202 | 68622D114 |
| — | VINTAGE WINE ESTATES INC | 415,253 | $6 | 0.0% | $1.40 | — | W EXP 06/08/202 | 92747V114 |
| JWSWF | JAWS MUSTANG ACQUISITION COR | 100,000 | $6 | 0.0% | $1.26 | — | W EXP 01/30/202 | G50737124 |
| — | SLAM CORP | 31,250 | $5 | 0.0% | $0.26 | — | W EXP 02/23/202 | G8210L121 |
| — | GLOBAL TECHNOLGY ACQSTN CORP | 112,500 | $5 | 0.0% | $0.12 | — | W EXP 10/19/202 | G3934N115 |
| — | CHURCHILL CAPITAL CORP VII | 15,638 | $4 | 0.0% | $0.32 | — | W EXP 02/29/202 | 17144M110 |
| SSTPW | SYSTEM1 INC | 56,666 | $3 | 0.0% | $0.71 | — | W EXP 99/99/999 | 87200P117 |
| BLEUW | BLEUACACIA LTD | 112,500 | $3 | 0.0% | $0.10 | — | W EXP 10/30/202 | G11728113 |
| — | CC NEUBERGER PRINCIPAL HOLDN | 11,480 | $2 | 0.0% | $1.31 | — | W EXP 02/05/202 | G1992N126 |
| — | CONCORD ACQUISITION CORP III | 25,000 | $2 | 0.0% | $0.20 | — | W EXP 99/99/999 | 20607V114 |
| SKILW | SKILLSOFT CORP | 58,207 | $1 | 0.0% | $0.55 | — | W EXP 06/11/202 | 83066P119 |
| — | CLARIVATE PLC | 5,728 | $0 | 0.0% | — | — | Call | G21810909 |