Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: Apr 28, 2022

Total Value ($000): $254,859 (100.0% shares, 0.0% debt)

Holdings (111)

SCHV SCHWAB STRATEGIC TR 8.3%
Value ($000) $21,128 Shares 295,946 Est. Cost $52.33 Unrealized
IUSB ISHARES TR 6.9%
Value ($000) $17,519 Shares 352,983 Est. Cost $52.92 Unrealized
GOVT ISHARES TR 5.6%
Value ($000) $14,325 Shares 575,056 Est. Cost $27.29 Unrealized
PROSHARES TR 4.7%
Value ($000) $11,987 Shares 850,713 Est. Cost $14.09 Unrealized
ESGU ISHARES TR 4.3%
Value ($000) $10,969 Shares 108,224 Est. Cost $93.15 Unrealized
SCHG SCHWAB STRATEGIC TR 3.6%
Value ($000) $9,222 Shares 123,257 Est. Cost $63.97 Unrealized
CVX CHEVRON CORP NEW 3.3%
Value ($000) $8,516 Shares 52,302 Est. Cost $75.89 Unrealized +61.8%
SCHF SCHWAB STRATEGIC TR 3.1%
Value ($000) $7,827 Shares 213,150 Est. Cost $34.56 Unrealized
XLE SELECT SECTOR SPDR TR 2.8%
Value ($000) $7,171 Shares 93,819 Est. Cost $57.65 Unrealized
MSFT MICROSOFT CORP 2.1%
Value ($000) $5,377 Shares 17,441 Est. Cost $80.68 Unrealized +261.2%
XOM EXXON MOBIL CORP 2.1%
Value ($000) $5,237 Shares 63,403 Est. Cost $43.41 Unrealized +56.4%
SCHW SCHWAB CHARLES CORP 1.9%
Value ($000) $4,916 Shares 58,314 Est. Cost $40.93 Unrealized +103.7%
IAU GOLD TR 1.8%
Value ($000) $4,670 Shares 126,812 Est. Cost $33.85 Unrealized
VCSH VANGUARD SCOTTSDALE FDS 1.8%
Value ($000) $4,493 Shares 57,542 Est. Cost $82.69 Unrealized
CSCO CISCO SYS INC 1.7%
Value ($000) $4,207 Shares 75,458 Est. Cost $40.18 Unrealized +25.1%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.6%
Value ($000) $4,027 Shares 11,410 Est. Cost $203.25 Unrealized +59.1%
ACN ACCENTURE PLC IRELAND 1.6%
Value ($000) $4,023 Shares 11,929 Est. Cost $168.04 Unrealized +89.6%
AAPL APPLE INC 1.6%
Value ($000) $4,011 Shares 22,971 Est. Cost $127.97 Unrealized +28.8%
GD GENERAL DYNAMICS CORP 1.6%
Value ($000) $3,999 Shares 16,580 Est. Cost $153.46 Unrealized +33.5%
ABBV ABBVIE INC 1.5%
Value ($000) $3,906 Shares 24,098 Est. Cost $57.66 Unrealized +119.2%
VUG VANGUARD INDEX FDS 1.4%
Value ($000) $3,665 Shares 12,743 Est. Cost $113.50 Unrealized
HON HONEYWELL INTL INC 1.4%
Value ($000) $3,531 Shares 18,147 Est. Cost $134.54 Unrealized +26.6%
SRE SEMPRA 1.3%
Value ($000) $3,296 Shares 19,606 Est. Cost $53.08 Unrealized +19.5%
MDT MEDTRONIC PLC 1.2%
Value ($000) $3,113 Shares 28,053 Est. Cost $90.46 Unrealized +3.5%
DUK DUKE ENERGY CORP NEW 1.2%
Value ($000) $3,108 Shares 27,834 Est. Cost $69.22 Unrealized +28.9%
ORCL ORACLE CORP 1.2%
Value ($000) $2,950 Shares 35,660 Est. Cost $51.16 Unrealized +50.5%
INTC INTEL CORP 1.2%
Value ($000) $2,947 Shares 59,470 Est. Cost $42.24 Unrealized +9.3%
BUNGE LIMITED 1.2%
Value ($000) $2,944 Shares 26,565 Est. Cost $93.37 Unrealized
QCOM QUALCOMM INC 1.1%
Value ($000) $2,745 Shares 17,965 Est. Cost $95.60 Unrealized +60.7%
PSA PUBLIC STORAGE 1.0%
Value ($000) $2,673 Shares 6,850 Est. Cost $163.85 Unrealized +83.8%
WMT WALMART INC 1.0%
Value ($000) $2,644 Shares 17,755 Est. Cost $37.47 Unrealized +19.0%
KMI KINDER MORGAN INC DEL 1.0%
Value ($000) $2,620 Shares 138,559 Est. Cost $11.59 Unrealized +22.5%
EMR EMERSON ELEC CO 1.0%
Value ($000) $2,577 Shares 26,285 Est. Cost $65.37 Unrealized +33.8%
BWA BORGWARNER INC 0.9%
Value ($000) $2,343 Shares 60,235 Est. Cost $37.80 Unrealized -6.6%
VZ VERIZON COMMUNICATIONS INC 0.9%
Value ($000) $2,306 Shares 45,268 Est. Cost $38.87 Unrealized +6.8%
TSLA TESLA INC 0.9%
Value ($000) $2,247 Shares 2,085 Est. Cost $258.02 Unrealized +20.7%
NEAR ISHARES U S ETF TR 0.9%
Value ($000) $2,225 Shares 44,896 Est. Cost $50.13 Unrealized
USMV ISHARES TR 0.9%
Value ($000) $2,175 Shares 28,037 Est. Cost $80.91 Unrealized
COLD AMERICOLD RLTY TR 0.8%
Value ($000) $2,161 Shares 77,520 Est. Cost $32.78 Unrealized
ABT ABBOTT LABS 0.8%
Value ($000) $2,092 Shares 17,672 Est. Cost $63.82 Unrealized +80.8%
SCHB SCHWAB STRATEGIC TR 0.8%
Value ($000) $2,020 Shares 37,839 Est. Cost $57.56 Unrealized
COIN COINBASE GLOBAL INC 0.8%
Value ($000) $1,947 Shares 10,254 Est. Cost $250.30 Unrealized -21.9%
EFV ISHARES TR 0.6%
Value ($000) $1,603 Shares 31,900 Est. Cost $51.00 Unrealized
CF CF INDS HLDGS INC 0.6%
Value ($000) $1,564 Shares 15,180 Est. Cost $74.27 Unrealized 0.0%
COST COSTCO WHSL CORP NEW 0.6%
Value ($000) $1,504 Shares 2,612 Est. Cost $189.06 Unrealized +164.9%
DE DEERE & CO 0.6%
Value ($000) $1,493 Shares 3,593 Est. Cost $266.86 Unrealized +36.0%
EFG ISHARES TR 0.6%
Value ($000) $1,466 Shares 15,226 Est. Cost $103.43 Unrealized
GS GOLDMAN SACHS GROUP INC 0.5%
Value ($000) $1,365 Shares 4,136 Est. Cost $167.50 Unrealized +90.9%
SPY SPDR S&P 500 ETF TR 0.5%
Value ($000) $1,313 Shares 2,908 Est. Cost $349.82 Unrealized
VEA VANGUARD TAX-MANAGED INTL FD 0.5%
Value ($000) $1,198 Shares 24,946 Est. Cost $41.16 Unrealized
SYK STRYKER CORPORATION 0.4%
Value ($000) $915 Shares 3,421 Est. Cost $96.67 Unrealized +156.8%
DHR DANAHER CORPORATION 0.4%
Value ($000) $906 Shares 3,089 Est. Cost $89.67 Unrealized +174.1%
NVDA NVIDIA CORPORATION 0.3%
Value ($000) $883 Shares 3,237 Est. Cost $19.24 Unrealized +30.1%
INTU INTUIT 0.3%
Value ($000) $843 Shares 1,754 Est. Cost $152.38 Unrealized +227.8%
ROK ROCKWELL AUTOMATION INC 0.3%
Value ($000) $829 Shares 2,960 Est. Cost $250.82 Unrealized +7.0%
TECH BIO-TECHNE CORP 0.3%
Value ($000) $828 Shares 1,911 Est. Cost $101.38 Unrealized 0.0%
VTI VANGUARD INDEX FDS 0.3%
Value ($000) $814 Shares 3,577 Est. Cost $120.32 Unrealized
TSM TAIWAN SEMICONDUCTOR MFG LTD 0.3%
Value ($000) $796 Shares 7,635 Est. Cost $120.34 Unrealized
SPDW SPDR INDEX SHS FDS 0.3%
Value ($000) $763 Shares 22,249 Est. Cost $31.11 Unrealized
A AGILENT TECHNOLOGIES INC 0.3%
Value ($000) $755 Shares 5,704 Est. Cost $78.89 Unrealized +69.8%
ASML ASML HOLDING N V 0.3%
Value ($000) $714 Shares 1,069 Est. Cost $796.20 Unrealized
GOOGL ALPHABET INC 0.3%
Value ($000) $659 Shares 237 Est. Cost $60.49 Unrealized +122.9%
IVV ISHARES TR 0.2%
Value ($000) $629 Shares 1,386 Est. Cost $409.83 Unrealized
MLPA GLOBAL X FDS 0.2%
Value ($000) $619 Shares 15,357 Est. Cost $34.12 Unrealized
IWB ISHARES TR 0.2%
Value ($000) $616 Shares 2,463 Est. Cost $223.85 Unrealized
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $609 Shares 2,940 Est. Cost $192.12 Unrealized
NKE NIKE INC 0.2%
Value ($000) $599 Shares 4,454 Est. Cost $129.56 Unrealized +1.8%
WFC WELLS FARGO CO NEW 0.2%
Value ($000) $598 Shares 12,334 Est. Cost $43.09 Unrealized +12.5%
VTIP VANGUARD MALVERN FDS 0.2%
Value ($000) $576 Shares 11,242 Est. Cost $51.77 Unrealized
MUB ISHARES TR 0.2%
Value ($000) $553 Shares 5,040 Est. Cost $113.14 Unrealized
ISHARES TR 0.2%
Value ($000) $547 Shares 21,809 Est. Cost $25.08 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $546 Shares 3,260 Est. Cost $84.67 Unrealized +75.3%
UNH UNITEDHEALTH GROUP INC 0.2%
Value ($000) $525 Shares 1,029 Est. Cost $225.48 Unrealized +100.1%
MORN MORNINGSTAR INC 0.2%
Value ($000) $492 Shares 1,800 Est. Cost $120.22 Unrealized +135.1%
V VISA INC 0.2%
Value ($000) $484 Shares 2,182 Est. Cost $109.77 Unrealized +91.4%
DIS DISNEY WALT CO 0.2%
Value ($000) $460 Shares 3,352 Est. Cost $163.80 Unrealized -13.8%
GOOG ALPHABET INC 0.2%
Value ($000) $433 Shares 155 Est. Cost $75.00 Unrealized +79.9%
AMZN AMAZON COM INC 0.2%
Value ($000) $398 Shares 122 Est. Cost $87.25 Unrealized +77.1%
MO ALTRIA GROUP INC 0.2%
Value ($000) $387 Shares 7,413 Est. Cost $26.47 Unrealized +40.3%
AGG ISHARES TR 0.1%
Value ($000) $381 Shares 3,554 Est. Cost $118.17 Unrealized
RTX RAYTHEON TECHNOLOGIES CORP 0.1%
Value ($000) $379 Shares 3,820 Est. Cost $54.99 Unrealized +57.8%
PFE PFIZER INC 0.1%
Value ($000) $370 Shares 7,143 Est. Cost $24.63 Unrealized +72.4%
MCD MCDONALDS CORP 0.1%
Value ($000) $361 Shares 1,458 Est. Cost $169.11 Unrealized +34.7%
MAR MARRIOTT INTL INC NEW 0.1%
Value ($000) $355 Shares 2,020 Est. Cost $131.67 Unrealized +21.8%
SHEL SHELL PLC 0.1%
Value ($000) $346 Shares 6,300 Est. Cost $54.92 Unrealized
SHY ISHARES TR 0.1%
Value ($000) $346 Shares 4,150 Est. Cost $84.31 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $320 Shares 2,716 Est. Cost $83.43 Unrealized +34.5%
EIX EDISON INTL 0.1%
Value ($000) $320 Shares 4,559 Est. Cost $47.10 Unrealized +13.8%
BP BP PLC 0.1%
Value ($000) $317 Shares 10,784 Est. Cost $31.72 Unrealized
ISTB ISHARES TR 0.1%
Value ($000) $314 Shares 6,477 Est. Cost $51.47 Unrealized
TXN TEXAS INSTRS INC 0.1%
Value ($000) $312 Shares 1,700 Est. Cost $99.52 Unrealized +58.0%
FALN ISHARES TR 0.1%
Value ($000) $310 Shares 11,162 Est. Cost $29.76 Unrealized
COMT ISHARES U S ETF TR 0.1%
Value ($000) $299 Shares 7,472 Est. Cost $31.95 Unrealized
QQQ INVESCO QQQ TR 0.1%
Value ($000) $277 Shares 765 Est. Cost $265.13 Unrealized
ILMN ILLUMINA INC 0.1%
Value ($000) $276 Shares 790 Est. Cost $378.89 Unrealized -10.9%
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $257 Shares 574 Est. Cost $333.78 Unrealized +16.1%
MSOS ADVISORSHARES TR 0.1%
Value ($000) $252 Shares 12,070 Est. Cost $29.57 Unrealized
BSV VANGUARD BD INDEX FDS 0.1%
Value ($000) $251 Shares 3,220 Est. Cost $82.95 Unrealized
TLT ISHARES TR 0.1%
Value ($000) $248 Shares 1,875 Est. Cost $132.27 Unrealized
MTB M & T BK CORP 0.1%
Value ($000) $245 Shares 1,445 Est. Cost $126.15 Unrealized +23.2%
TIP ISHARES TR 0.1%
Value ($000) $244 Shares 1,959 Est. Cost $128.54 Unrealized
BAC BK OF AMERICA CORP 0.1%
Value ($000) $244 Shares 5,920 Est. Cost $30.64 Unrealized +33.2%
PIONEER NAT RES CO 0.1%
Value ($000) $229 Shares 917 Est. Cost $249.73 Unrealized
RY ROYAL BK CDA 0.1%
Value ($000) $221 Shares 2,000 Est. Cost $103.80 Unrealized +8.0%
SKY SKYLINE CHAMPION CORPORATION 0.1%
Value ($000) $215 Shares 3,910 Est. Cost $72.19 Unrealized -6.1%
BLACKROCK MUNIHLDNGS CALI QL 0.1%
Value ($000) $213 Shares 16,300 Est. Cost $13.07 Unrealized
IXUS ISHARES TR 0.1%
Value ($000) $206 Shares 3,090 Est. Cost $70.66 Unrealized
PNC PNC FINL SVCS GROUP INC 0.1%
Value ($000) $203 Shares 1,100 Est. Cost $158.69 Unrealized +9.7%
IJR ISHARES TR 0.1%
Value ($000) $202 Shares 1,875 Est. Cost $103.97 Unrealized
VNRX VOLITIONRX LTD 0.1%
Value ($000) $167 Shares 55,596 Est. Cost $4.29 Unrealized -33.9%
ABERDEEN ASIA-PACIFIC INCOME 0.0%
Value ($000) $38 Shares 11,207 Est. Cost $4.19 Unrealized