Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 14, 2022

Total Value ($000): $354,590 (100.0% shares, 0.0% debt)

Holdings (123)

SCHV SCHWAB STRATEGIC TR 6.6%
Value ($000) $23,435 Shares 320,070 Est. Cost $52.33 Unrealized
VCSH VANGUARD SCOTTSDALE FDS 5.9%
Value ($000) $20,888 Shares 257,046 Est. Cost $82.69 Unrealized
IUSB ISHARES TR 5.3%
Value ($000) $18,871 Shares 356,530 Est. Cost $52.92 Unrealized
GOVT ISHARES TR 5.0%
Value ($000) $17,624 Shares 660,554 Est. Cost $27.29 Unrealized
SCHG SCHWAB STRATEGIC TR 3.9%
Value ($000) $13,751 Shares 83,978 Est. Cost $58.89 Unrealized
ESGU ISHARES TR 3.6%
Value ($000) $12,735 Shares 118,024 Est. Cost $93.15 Unrealized
FALN ISHARES TR 3.3%
Value ($000) $11,875 Shares 396,227 Est. Cost $29.76 Unrealized
VMBS VANGUARD SCOTTSDALE FDS 3.1%
Value ($000) $11,161 Shares 211,229 Est. Cost $54.23 Unrealized
EFG ISHARES TR 2.9%
Value ($000) $10,218 Shares 92,644 Est. Cost $103.43 Unrealized
EFV ISHARES TR 2.5%
Value ($000) $8,851 Shares 175,658 Est. Cost $51.00 Unrealized
IJR ISHARES TR 2.4%
Value ($000) $8,500 Shares 74,226 Est. Cost $103.97 Unrealized
TIP ISHARES TR 2.3%
Value ($000) $8,122 Shares 62,861 Est. Cost $128.54 Unrealized
SCHF SCHWAB STRATEGIC TR 2.1%
Value ($000) $7,457 Shares 191,857 Est. Cost $34.32 Unrealized
VUG VANGUARD INDEX FDS 1.8%
Value ($000) $6,553 Shares 20,421 Est. Cost $113.50 Unrealized
CVX CHEVRON CORP NEW 1.7%
Value ($000) $6,093 Shares 51,919 Est. Cost $75.89 Unrealized +26.6%
BIV VANGUARD BD INDEX FDS 1.7%
Value ($000) $5,907 Shares 67,412 Est. Cost $92.82 Unrealized
MSFT MICROSOFT CORP 1.7%
Value ($000) $5,906 Shares 17,561 Est. Cost $80.68 Unrealized +288.5%
XLE SELECT SECTOR SPDR TR 1.4%
Value ($000) $5,130 Shares 92,431 Est. Cost $57.37 Unrealized
ACN ACCENTURE PLC IRELAND 1.4%
Value ($000) $4,985 Shares 12,025 Est. Cost $168.04 Unrealized +104.3%
SCHW SCHWAB CHARLES CORP 1.4%
Value ($000) $4,881 Shares 58,038 Est. Cost $40.93 Unrealized +86.9%
CSCO CISCO SYS INC 1.4%
Value ($000) $4,817 Shares 76,028 Est. Cost $40.18 Unrealized +25.6%
IAU GOLD TR 1.2%
Value ($000) $4,313 Shares 123,891 Est. Cost $33.78 Unrealized
XOM EXXON MOBIL CORP 1.1%
Value ($000) $3,879 Shares 63,395 Est. Cost $43.41 Unrealized +24.2%
HON HONEYWELL INTL INC 1.1%
Value ($000) $3,845 Shares 18,442 Est. Cost $134.54 Unrealized +37.6%
BWA BORGWARNER INC 1.0%
Value ($000) $3,609 Shares 80,080 Est. Cost $37.80 Unrealized 0.0%
GD GENERAL DYNAMICS CORP 1.0%
Value ($000) $3,483 Shares 16,710 Est. Cost $153.46 Unrealized +20.7%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.0%
Value ($000) $3,412 Shares 11,410 Est. Cost $203.25 Unrealized +40.9%
QCOM QUALCOMM INC 0.9%
Value ($000) $3,285 Shares 17,965 Est. Cost $95.60 Unrealized +52.8%
ABBV ABBVIE INC 0.9%
Value ($000) $3,256 Shares 24,046 Est. Cost $57.66 Unrealized +76.4%
AAPL APPLE INC 0.9%
Value ($000) $3,212 Shares 18,087 Est. Cost $118.01 Unrealized +31.1%
AGG ISHARES TR 0.9%
Value ($000) $3,127 Shares 27,414 Est. Cost $118.17 Unrealized
ORCL ORACLE CORP 0.9%
Value ($000) $3,121 Shares 35,785 Est. Cost $51.16 Unrealized +73.8%
INTC INTEL CORP 0.9%
Value ($000) $3,103 Shares 60,257 Est. Cost $42.24 Unrealized +12.0%
GS GOLDMAN SACHS GROUP INC 0.9%
Value ($000) $3,065 Shares 8,012 Est. Cost $167.50 Unrealized +112.8%
BSV VANGUARD BD INDEX FDS 0.8%
Value ($000) $2,991 Shares 37,000 Est. Cost $82.95 Unrealized
DUK DUKE ENERGY CORP NEW 0.8%
Value ($000) $2,919 Shares 27,820 Est. Cost $69.22 Unrealized +24.6%
MCD MCDONALDS CORP 0.8%
Value ($000) $2,874 Shares 10,722 Est. Cost $169.11 Unrealized +35.8%
SRE SEMPRA 0.8%
Value ($000) $2,858 Shares 21,602 Est. Cost $53.08 Unrealized +4.5%
SCHB SCHWAB STRATEGIC TR 0.8%
Value ($000) $2,854 Shares 25,256 Est. Cost $59.64 Unrealized
USMV ISHARES TR 0.8%
Value ($000) $2,687 Shares 33,211 Est. Cost $80.91 Unrealized
IXG ISHARES TR 0.7%
Value ($000) $2,623 Shares 32,763 Est. Cost $77.80 Unrealized
PSA PUBLIC STORAGE 0.7%
Value ($000) $2,571 Shares 6,865 Est. Cost $163.85 Unrealized +68.2%
WMT WALMART INC 0.7%
Value ($000) $2,569 Shares 17,754 Est. Cost $37.47 Unrealized +20.6%
COLD AMERICOLD RLTY TR 0.7%
Value ($000) $2,569 Shares 78,360 Est. Cost $32.78 Unrealized
CYRUSONE INC 0.7%
Value ($000) $2,553 Shares 28,455 Est. Cost $63.79 Unrealized
BUNGE LIMITED 0.7%
Value ($000) $2,506 Shares 26,840 Est. Cost $93.37 Unrealized
ABT ABBOTT LABS 0.7%
Value ($000) $2,480 Shares 17,622 Est. Cost $63.82 Unrealized +86.0%
EMR EMERSON ELEC CO 0.7%
Value ($000) $2,437 Shares 26,215 Est. Cost $65.37 Unrealized +32.3%
VZ VERIZON COMMUNICATIONS INC 0.7%
Value ($000) $2,352 Shares 45,270 Est. Cost $38.87 Unrealized +3.9%
KMI KINDER MORGAN INC DEL 0.6%
Value ($000) $2,188 Shares 137,979 Est. Cost $11.59 Unrealized +13.9%
MDT MEDTRONIC PLC 0.6%
Value ($000) $2,137 Shares 20,658 Est. Cost $89.31 Unrealized +14.2%
NEAR ISHARES U S ETF TR 0.6%
Value ($000) $2,124 Shares 42,515 Est. Cost $50.17 Unrealized
TSLA TESLA INC 0.5%
Value ($000) $1,950 Shares 1,845 Est. Cost $251.06 Unrealized +33.6%
ISTB ISHARES TR 0.4%
Value ($000) $1,527 Shares 30,277 Est. Cost $51.47 Unrealized
COST COSTCO WHSL CORP NEW 0.4%
Value ($000) $1,521 Shares 2,679 Est. Cost $189.06 Unrealized +158.2%
COIN COINBASE GLOBAL INC 0.4%
Value ($000) $1,490 Shares 5,904 Est. Cost $290.76 Unrealized 0.0%
SPY SPDR S&P 500 ETF TR 0.4%
Value ($000) $1,428 Shares 3,006 Est. Cost $349.82 Unrealized
VEA VANGUARD TAX-MANAGED INTL FD 0.4%
Value ($000) $1,277 Shares 25,006 Est. Cost $41.16 Unrealized
DE DEERE & CO 0.3%
Value ($000) $1,213 Shares 3,537 Est. Cost $265.33 Unrealized +23.8%
INTU INTUIT 0.3%
Value ($000) $1,170 Shares 1,819 Est. Cost $152.38 Unrealized +294.7%
MCHP MICROCHIP TECHNOLOGY INC. 0.3%
Value ($000) $1,085 Shares 12,463 Est. Cost $60.32 Unrealized +22.5%
ROK ROCKWELL AUTOMATION INC 0.3%
Value ($000) $1,061 Shares 3,040 Est. Cost $250.82 Unrealized +22.8%
LMT LOCKHEED MARTIN CORP 0.3%
Value ($000) $1,056 Shares 2,972 Est. Cost $308.96 Unrealized 0.0%
COMT ISHARES U S ETF TR 0.3%
Value ($000) $1,054 Shares 34,137 Est. Cost $31.95 Unrealized
DHR DANAHER CORPORATION 0.3%
Value ($000) $1,049 Shares 3,189 Est. Cost $89.67 Unrealized +201.2%
CAT CATERPILLAR INC 0.3%
Value ($000) $994 Shares 4,810 Est. Cost $186.69 Unrealized 0.0%
BMI BADGER METER INC 0.3%
Value ($000) $979 Shares 9,190 Est. Cost $91.42 Unrealized +11.7%
A AGILENT TECHNOLOGIES INC 0.3%
Value ($000) $955 Shares 5,984 Est. Cost $78.89 Unrealized +92.0%
NVDA NVIDIA CORPORATION 0.3%
Value ($000) $950 Shares 3,230 Est. Cost $19.24 Unrealized +42.7%
TSM TAIWAN SEMICONDUCTOR MFG LTD 0.3%
Value ($000) $923 Shares 7,670 Est. Cost $120.34 Unrealized
SYK STRYKER CORPORATION 0.3%
Value ($000) $917 Shares 3,430 Est. Cost $96.67 Unrealized +159.8%
FTV FORTIVE CORP 0.3%
Value ($000) $906 Shares 11,870 Est. Cost $55.51 Unrealized 0.0%
IEX IDEX CORP 0.3%
Value ($000) $898 Shares 3,801 Est. Cost $178.73 Unrealized +20.7%
ASML ASML HOLDING N V 0.2%
Value ($000) $879 Shares 1,104 Est. Cost $796.20 Unrealized
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $864 Shares 3,577 Est. Cost $120.32 Unrealized
SPDW SPDR INDEX SHS FDS 0.2%
Value ($000) $812 Shares 22,249 Est. Cost $31.11 Unrealized
CGNX COGNEX CORP 0.2%
Value ($000) $811 Shares 10,429 Est. Cost $69.07 Unrealized +13.6%
IXN ISHARES TR 0.2%
Value ($000) $807 Shares 12,532 Est. Cost $61.64 Unrealized
NKE NIKE INC 0.2%
Value ($000) $759 Shares 4,557 Est. Cost $129.56 Unrealized +19.3%
IVV ISHARES TR 0.2%
Value ($000) $699 Shares 1,466 Est. Cost $409.83 Unrealized
GOOGL ALPHABET INC 0.2%
Value ($000) $687 Shares 237 Est. Cost $60.49 Unrealized +136.3%
IWB ISHARES TR 0.2%
Value ($000) $650 Shares 2,458 Est. Cost $223.85 Unrealized
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $643 Shares 2,940 Est. Cost $192.12 Unrealized
VTIP VANGUARD MALVERN FDS 0.2%
Value ($000) $642 Shares 12,484 Est. Cost $51.77 Unrealized
WFC WELLS FARGO CO NEW 0.2%
Value ($000) $631 Shares 13,148 Est. Cost $43.09 Unrealized +3.1%
MORN MORNINGSTAR INC 0.2%
Value ($000) $616 Shares 1,800 Est. Cost $120.22 Unrealized +157.5%
PEP PEPSICO INC 0.2%
Value ($000) $566 Shares 3,260 Est. Cost $84.67 Unrealized +69.4%
DIS DISNEY WALT CO 0.1%
Value ($000) $521 Shares 3,365 Est. Cost $163.80 Unrealized -3.7%
MLPA GLOBAL X FDS 0.1%
Value ($000) $521 Shares 14,907 Est. Cost $33.93 Unrealized
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $514 Shares 1,024 Est. Cost $225.48 Unrealized +87.2%
V VISA INC 0.1%
Value ($000) $494 Shares 2,282 Est. Cost $109.77 Unrealized +89.6%
QQQ INVESCO QQQ TR 0.1%
Value ($000) $439 Shares 1,104 Est. Cost $265.13 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $422 Shares 7,143 Est. Cost $24.63 Unrealized +63.3%
GOOG ALPHABET INC 0.1%
Value ($000) $414 Shares 143 Est. Cost $69.96 Unrealized +105.0%
AMZN AMAZON COM INC 0.1%
Value ($000) $357 Shares 107 Est. Cost $77.82 Unrealized +119.9%
SHY ISHARES TR 0.1%
Value ($000) $355 Shares 4,150 Est. Cost $84.31 Unrealized
ADBE ADOBE SYSTEMS INCORPORATED 0.1%
Value ($000) $353 Shares 622 Est. Cost $165.46 Unrealized +277.8%
MO ALTRIA GROUP INC 0.1%
Value ($000) $351 Shares 7,413 Est. Cost $26.47 Unrealized +23.9%
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $347 Shares 2,676 Est. Cost $83.00 Unrealized +40.5%
NUE NUCOR CORP 0.1%
Value ($000) $346 Shares 3,030 Est. Cost $56.64 Unrealized +81.0%
MAR MARRIOTT INTL INC NEW 0.1%
Value ($000) $334 Shares 2,020 Est. Cost $131.67 Unrealized +15.2%
RTX RAYTHEON TECHNOLOGIES CORP 0.1%
Value ($000) $329 Shares 3,820 Est. Cost $54.99 Unrealized +44.2%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $320 Shares 1,700 Est. Cost $99.52 Unrealized +71.0%
AMD ADVANCED MICRO DEVICES INC 0.1%
Value ($000) $316 Shares 2,195 Est. Cost $80.82 Unrealized +66.3%
EEM ISHARES TR 0.1%
Value ($000) $311 Shares 6,357 Est. Cost $51.73 Unrealized
EIX EDISON INTL 0.1%
Value ($000) $311 Shares 4,559 Est. Cost $47.10 Unrealized +11.8%
SKY SKYLINE CHAMPION CORPORATION 0.1%
Value ($000) $309 Shares 3,910 Est. Cost $72.19 Unrealized 0.0%
MSOS ADVISORSHARES TR 0.1%
Value ($000) $309 Shares 12,070 Est. Cost $29.57 Unrealized
BP BP PLC 0.1%
Value ($000) $304 Shares 11,397 Est. Cost $31.72 Unrealized
ILMN ILLUMINA INC 0.1%
Value ($000) $301 Shares 790 Est. Cost $378.89 Unrealized 0.0%
MUB ISHARES TR 0.1%
Value ($000) $297 Shares 2,550 Est. Cost $116.47 Unrealized
CMF ISHARES TR 0.1%
Value ($000) $290 Shares 4,650 Est. Cost $62.77 Unrealized
ROYAL DUTCH SHELL PLC 0.1%
Value ($000) $273 Shares 6,300 Est. Cost $38.89 Unrealized
BAC BK OF AMERICA CORP 0.1%
Value ($000) $263 Shares 5,919 Est. Cost $30.64 Unrealized +33.9%
MTB M & T BK CORP 0.1%
Value ($000) $237 Shares 1,545 Est. Cost $126.15 Unrealized +6.5%
LLY LILLY ELI & CO 0.1%
Value ($000) $234 Shares 846 Est. Cost $243.85 Unrealized 0.0%
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $222 Shares 574 Est. Cost $333.78 Unrealized +4.3%
PNC PNC FINL SVCS GROUP INC 0.1%
Value ($000) $221 Shares 1,100 Est. Cost $158.69 Unrealized +9.8%
RY ROYAL BK CDA 0.1%
Value ($000) $212 Shares 2,000 Est. Cost $103.80 Unrealized 0.0%
IXUS ISHARES TR 0.1%
Value ($000) $205 Shares 2,890 Est. Cost $70.93 Unrealized
VNRX VOLITIONRX LTD 0.0%
Value ($000) $175 Shares 55,596 Est. Cost $4.29 Unrealized -20.4%
CBRE GBL REAL ESTATE INC FD 0.0%
Value ($000) $109 Shares 11,150 Est. Cost $6.01 Unrealized
ABERDEEN ASIA-PACIFIC INCOME 0.0%
Value ($000) $43 Shares 11,207 Est. Cost $4.19 Unrealized